Category Archives: Top underwriters

IPO Underwriters of the Week: February 1 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter
MOLECULIN BIOTECH, INC. S-1 Bonwick Capital Partners LLC
AVINGER INC S-3 Cowen and Company, LLC
COLONY GLOBAL ACQUISITION CORP. S-1 Credit Suisse Securities (USA) LLC
VERSUS CAPITAL MULTI-MANAGER REAL ESTATE INCOME FUND LLC N-2 Foreside Funds Distributors LLC
ALL SOFT GELS INC S-1 Gene Nelson, President
BAXALTA INC S-1 J.P. Morgan Securities LLC
NUTRITIONAL HIGH INTERNATIONAL INC F-1 Kodiak Capital Group, LLC
CANNASYS INC S-1 Kodiak Capital Group, LLC
CYTODYN INC S-1 Paulson Investment Company, LLC
TRACON PHARMACEUTICALS, INC. S-3 Stifel, Nicolaus & Company, Inc.
BEAUTYKIND HOLDINGS, INC. 1-A W.R. Hambrecht + Co., LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

IPO Underwriters of the Week: January 25 – 29

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SILVER RUN ACQUISITION CORP S-1 Deutsche Bank Securities Inc. Citigroup Global Markets Inc. Goldman, Sachs & Co.
PARNELL PHARMACEUTICALS HOLDINGS LTD F-1 Lincoln Park Capital Fund, LLC ~ ~
AXION POWER INTERNATIONAL, INC. S-1 Maxim Group LLC ~ ~
METLIFE INSURANCE CO USA S-3 MetLife Investors Distribution Company ~
TACTILE SYSTEMS TECHNOLOGY INC S-1 Piper Jaffray & Co. William Blair & Company, L.L.C. Canaccord Genuity Inc. / BTIG, LLC
PREMIER BIOMEDICAL INC S-1 Redwood Management, LLC ~ ~
NEOS THERAPEUTICS, INC. S-1 UBS Securities LLC BMO Capital Markets Corp. RBC Capital Markets, LLC / JMP Securities LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

IPO Underwriters of the Week: January 18 – 22

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1
FIBROCELL SCIENCE, INC. S-3 Cantor Fitzgerald & Co.
KLR ENERGY ACQUISITION CORP. S-1 EarlyBirdCapital, Inc.
NEXPOINT REAL ESTATE STRATEGIES FUND N-2 Highland Capital Funds Distributor, Inc.
EVENTURE INTERACTIVE, INC. S-1 N600PG, LLC
GLOBAL WATER RESOURCES, INC. S-1 Roth Capital Partners, LLC
HEAT BIOLOGICS, INC. S-1 Roth Capital Partners, LLC
LIBERTY STAR URANIUM & METALS CORP. S-1 Tangiers Investment Group, LLC
VNUE, INC. S-1 Tarpon Bay Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

IPO Underwriters of the Week: January 11 – 15

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
AVEXIS, INC. S-1 Goldman, Sachs & Co. Jefferies LLC BMO Capital Markets Corp. / Chardan Capital Markets, LLC
HORTONWORKS, INC. S-3 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC RBC Capital Markets, LLC / Pacific Crest Securities / Wells Fargo Securities, LLC / PJT Partners LP
NEWELL RUBBERMAID INC S-4 Goldman, Sachs & Co. ~ ~
LABSTYLE INNOVATIONS CORP. S-1 H.C. Wainwright & Co., LLC Joseph Gunnar & Co., LLC ~
ONCOBIOLOGICS, INC. S-1 Jefferies LLC Barclays Capital Inc. Cantor Fitzgerald & Co.
ZONZIA MEDIA, INC. S-1 Kodiak Capital Group, LLC ~ ~
SENSEONICS HOLDINGS, INC. S-1 Leerink Partners LLC Canaccord Genuity Inc. BTIG, LLC
COOL TECHNOLOGIES, INC. S-1 SBI Investments LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

IPO Underwriters of the Week: January 4 – 8

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
JAGUAR ANIMAL HEALTH, INC. S-1 Aegis Capital Corp. ~ ~
MANHATTAN BRIDGE CAPITAL, INC S-11 Aegis Capital Corp. ~ ~
SAUER ENERGY, INC. S-1 Beaufort Capital Partners, LLC ~ ~
REATA PHARMACEUTICALS INC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC Piper Jaffray & Co.
BAVARIAN NORDIC A/S / ADR F-1 Cowen and Company, LLC Piper Jaffray & Co. Nomura Securities International, Inc.
CORVUS PHARMACEUTICALS, INC. S-1 Credit Suisse Securities (USA) LLC Cowen and Company, LLC Guggenheim Securities LLC / BTIG, LLC / Cantor Fitzgerald & Co.
MUSIC OF YOUR LIFE INC S-1 Kodiak Capital Group, LLC ~ ~
VISTERRA, INC. S-1 Leerink Partners LLC Stifel, Nicolaus & Company, Inc. Needham & Company, LLC / Wedbush Securities Inc.
AUDENTES THERAPEUTICS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Piper Jaffray & Co. / Wedbush Securities Inc.
GRUPO SUPERVIELLE S.A. F-1 Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Raymond James & Associates, Inc.
EDITAS MEDICINE, INC. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Cowen and Company, LLC / JMP Securities LLC
SYNDAX PHARMACEUTICALS INC S-1 Morgan Stanley & Co. LLC Citigroup Global Markets Inc. JMP Securities LLC / Oppenheimer & Co. Inc.
OTG EXP, INC. S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Barclays Capital Inc. / BMO Capital Markets Corp. / KeyBanc Capital Markets Inc. / Fifth Third Securities, Inc. / Regions Securities LLC / Maxim Group LLC
CLEARSIDE BIOMEDICAL, INC. S-1 RBC Capital Markets, LLC Stifel, Nicolaus & Company, Inc. Needham & Company, LLC / Wedbush Securities, Inc.
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-3 Wells Fargo Real Estate Investment Corp. Wells Fargo Securities, LLC ~
TABULA RASA HEALTHCARE, INC. S-1 Wells Fargo Securities, LLC UBS Securities LLC Piper Jaffray & Co. / Robert W. Baird & Co. Inc. / Stifel, Nicolaus & Company, Inc.
SPRING BANK PHARMACEUTICALS, INC. S-1 William Blair & Company, L.L.C. Wedbush Securities Inc. BTIG, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Thank you, David.

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IPO Underwriters of the Week: Dec. 28 – 31 / plus 2016 EDGAR deadline calendar

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1
RITTER PHARMACEUTICALS INC S-1 Aspire Capital Fund, LLC
IMMUNOCELLULAR THERAPEUTICS, LTD. S-3 Cantor Fitzgerald & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 21 – 24 / plus 2016 EDGAR deadline calendar

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
CANCER PREVENTION PHARMACEUTICALS, INC. S-1 Aegis Capital Corp. ~ ~
BIOCEPT INC S-1 Aspire Capital Fund, LLC ~ ~
TIGENIX NV F-1 Canaccord Genuity Inc. Nomura Securities International, Inc. KBC Securities USA, Inc. / Chardan Capital Markets, LLC
DOMINOVAS ENERGY CORP S-1 GHS Investments, LLC ~ ~
ACACIA COMMUNICATIONS, INC. S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. / Needham & Company, LLC / Cowen and Company, LLC / Northland Securities, Inc.
NUTANIX, INC. S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / Credit Suisse Securities (USA) LLC / Robert W. Baird & Co. Inc. / Needham & Company, LLC / Pacific Crest Securities / Piper Jaffray & Co. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / William Blair & Company, L.L.C. / Oppenheimer & Co., Inc.
GK INVESTMENT HOLDINGS, LLC 1-A JCC Advisors, LLC ~ ~
COMBIMATRIX CORP S-1 Ladenburg Thalmann & Co. Inc. Aegis Capital Corp. ~
PROTEOSTASIS THERAPEUTICS, INC. S-1 Leerink Partners LLC RBC Capital Markets, LLC H.C. Wainwright & Co., LLC / Robert W. Baird & Co. Inc.
PULSE BIOSCIENCES, INC. S-1 MDB Capital Group, LLC ~ ~
METLIFE INSURANCE CO USA S-3 MetLife Investors Distribution Company ~ ~
FORCE PROTECTION VIDEO EQUIPMENT CORP. S-1 RDW Capital, LLC ~ ~
XG TECHNOLOGY, INC. S-1 Roth Capital Partners, LLC ~ ~
HUNTING DOG CAPITAL CORP. 1-A WR Hambrecht + Co, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.