Category Archives: Top underwriters

IPO Underwriters of the Week: January 12 – 16

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SIGNAL GENETICS, INC. S-1 Aegis Capital Corp. ~ ~
MICHAELS COMPANIES, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. ~
ZAFGEN, INC. S-1 Leerink Partners LLC Cowen and Company, LLC Canaccord Genuity Inc. / JMP Securities LLC
BELLEROPHON THERAPEUTICS LLC S-1 Leerink Partners LLC Cowen and Company, LLC ~
FRANKLIN FINANCIAL NETWORK INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. ~ ~
NEW MEDIA INSIGHT GROUP, INC. S-1 Premier Venture Partners, LLC ~ ~
MARINA BIOTECH, INC. S-1 Roth Capital Partners, LLC Ladenburg Thalmann & Co. Inc. ~
LIBERTY STAR URANIUM & METALS CORP. S-1 Tangiers Investment Group, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: January 5 – 9

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
BIOCEPT INC S-1 Aegis Capital Corp. Feltl and Company, Inc. ~
WOWO LTD F-1 Axiom Capital Management, Inc. ~ ~
VERSARTIS, INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Cowen and Company, LLC / Canaccord Genuity Inc. / SunTrust Robinson Humphrey, Inc.
GREAT AJAX CORP. S-11 FBR Capital Markets & Co. ~ ~
OTONOMY, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Cowen and Company, LLC / Sanford C. Bernstein & Co., LLC
AUSPEX PHARMACEUTICALS, INC. S-1 J.P. Morgan Securities LLC Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.
INVITAE CORP S-1 J.P. Morgan Securities LLC Cowen and Company, LLC Leerink Partners LLC
NATIONAL COMMERCE CORP S-1 Keefe, Bruyette & Woods, Inc. ~ ~
AVENUE FINANCIAL HOLDINGS, INC. S-1 Keefe, Bruyette & Woods, Inc. ~ ~
NORTHERN POWER SYSTEMS CORP. S-1 Needham & Company, LLC Craig-Hallum Capital Group LLC Northland Securities, Inc.
CM FINANCE INC N-2 Stifel Venture Corp. ~ ~
VITAE PHARMACEUTICALS, INC S-1 Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. Piper Jaffray & Co. / JMP Securities LLC / Wedbush Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 29 – January 2

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
BIONDVAX PHARMACEUTICALS LTD. F-1 Aegis Capital Corp. ~ ~
AVINGER INC S-1 Canaccord Genuity Inc. Cowen and Company, LLC Oppenheimer & Co. Inc. / BTIG, LLC / Stephens Inc.
INOVALON HOLDINGS, INC. S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC. Citigroup Global Markets Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / UBS Securities LLC / Piper Jaffray & Co. / Robert W. Baird & Co. Inc. / Wells Fargo Securities, LLC / William Blair & Company, L.L.C.
SHAKE SHACK INC. S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Barclays Capital Inc. / Goldman, Sachs & Co. / Jefferies LLC / William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc.
SPARK THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Cowen and Company LLC / Sanford C. Bernstein & Co., LLC
FLEX PHARMA, INC. S-1 Jefferies LLC Piper Jaffray & Co. JMP Securities LLC / Cantor Fitzgerald & Co. / Roth Capital Partners, LLC
BLUEFIRE RENEWABLES, INC. S-1 Kodiak Capital Group, LLC ~ ~
HTG MOLECULAR DIAGNOSTICS, INC S-1 Leerink Partners LLC Canaccord Genuity Inc. JMP Securities LLC
CARBYLAN THERAPEUTICS, INC. S-1 Leerink Partners LLC JMP Securities LLC Wedbush Securities Inc.
NEXVET BIOPHARMA PLC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Piper Jaffray & Co. / JMP Securities LLC
TG THERAPEUTICS, INC. S-3 MLV & Co. LLC ~ ~
MOBIQUITY TECHNOLOGIES, INC. S-1 National Securities Corp. ~ ~
TRACON PHARMACEUTICALS, INC. S-1 Wells Fargo Securities, LLC Stifel, Nicolaus & Company, Inc. Needham & Company, LLC / Oppenheimer & Co. Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 22 – 26

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CHECK-CAP LTD F-1 Chardan Capital Markets, LLC Maxim Group LLC -
ALTHEADX, INC. S-1 Citigroup Global Markets Inc. Jefferies LLC William Blair & Company, L.L.C. / Cantor Fitzgerald & Co.
EASTERLY GOVERNMENT PROPERTIES, INC. S-11 Citigroup Global Markets Inc. Raymond James & Associates, Inc. RBC Capital Markets, LLC
ALDER BIO-
PHARMACEUTICALS INC
S-1 Credit Suisse Securities (USA) LLC Leerink Partners LLC Wells Fargo Securities, LLC / Sanford C. Bernstein & Co., LLC
PAYCOM SOFTWARE, INC. S-1 Credit Suisse Securities (USA) LLC Barclays Capital Inc. J.P. Morgan Securities LLC / Jefferies LLC / Stifel, Nicolaus & Company, Inc. / Pacific Crest Securities LLC / Canaccord Genuity Inc.
BENECHILL, INC. S-1 Dawson James Securities, Inc. ~ ~
CAMBRIDGE HOLDCO, INC. S-4 EarlyBird
Capital, Inc.
~ ~
BERKSHIRE HILLS BANCORP INC S-4 Hampden Bancorp, Inc. ~ ~
ENTELLUS MEDICAL INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Piper Jaffray & Co. William Blair & Company, L.L.C. / Canaccord Genuity Inc.
HAILIANG EDUCATION GROUP INC. F-1 Network 1 Financial Securities, Inc. ~ ~
BLUEARC MULTI-STRATEGY FUND N-2 Northern Lights Distributors, LLC ~ ~
STONE RIDGE TRUST III N-2 Quasar Distributors, LLC ~ ~
INFRAREDX INC S-1 RBC Capital Markets, LLC Canaccord Genuity Inc. BMO Capital Markets Corp. / Oppenheimer & Co. Inc.
SOL-WIND
RENEWABLE POWER, LP
S-1 UBS Securities LLC Citigroup Global Markets Inc. ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 15 – 19

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
INTELLICHECK MOBILISA, INC. S-1 Aegis Capital Corp. - -
NAC GLOBAL TECHNOLOGIES, INC. S-1 Alexander Capital, L.P.
RESOURCE CREDIT INCOME FUND N-2 ALPS Distributors, Inc. - -
SUMMIT MATERIALS, INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Barclays Capital Inc. / Deutsche Bank Securities Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / RBC Capital Markets, LLC / Blackstone Advisory Partners L.P. / BB&T Capital Markets / Stephens Inc. / Sterne, Agee & Leach, Inc. / Stifel, Nicolaus & Company, Inc.
NEW MEDIA INVESTMENT GROUP INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC -
YULONG ECO-MATERIALS LTD S-1 Cuttone & Co., Inc. Axiom Capital Management, Inc. -
AMP HOLDING INC. S-1 Dawson James Securities, Inc. - -
REVERSE MORTGAGE INVESTMENT TRUST INC. S-11 FBR Capital Markets & Co. - -
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Jefferies LLC Cowen and Company LLC Piper Jaffray & Co. / William Blair & Company, LLC
ASANTE SOLUTIONS, INC. S-1 Leerink Partners LLC Cowen and Company, LLC Wells Fargo Securities, LLC / Oppenheimer & Co., Inc.
BNY MELLON
ALCENTRA MULTI-
STRATEGY CREDIT FUND, INC.
N-2 MBSC Securities Corporation - -
INFRAREIT, INC. S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. RBC Capital Markets, LLC / Morgan Stanley & Co. LLC
ASCENDIS PHARMA A/S F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC Wells Fargo Securities, LLC
METROPOLITAN LIFE INSURANCE CO S-3 MetLife Investors Distribution Company - -
ROCK CREEK PHARMACEUTICALS, INC. S-3 MLV & Co. LLC - -
NEOPHOTONICS CORP S-1 Needham & Company, LLC Craig-Hallum Capital Group LLC -
PATRIOT NATIONAL, INC. S-1 UBS Securities LLC BMO Capital Markets Corp. SunTrust Robinson Humphrey, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 8 – 12

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ITUS CORP S-1 Adaptive Capital LLC ~ ~
TERRAFORM POWER, INC. S-1 Barclays Capital Inc. Goldman, Sachs & Co. Morgan Stanley & Co. LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / Macquarie Capital (USA) Inc.
FINTECH ACQUISITION CORP S-1 Cantor Fitzgerald & Co. ~ ~
ABENGOA YIELD PLC F-1 Citigroup Global Markets Inc. ~ ~
SUNEDISON SEMICONDUCTOR LTD S-1 Deutsche Bank Securities Inc. ~ ~
CCH I, LLC S-4 Goldman, Sachs & Co. ~ ~
CHEMICAL FINANCIAL CORP S-4 Monarch Community, Bancorp, Inc. ~ ~
IMMUNOCELLULAR THERAPEUTICS, LTD. S-1 Roth Capital Partners, LLC ~ ~
ANDALAY SOLAR, INC. S-1 Southridge Partners II LP ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: December 1 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

VDR_banner_blog

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SILVERSUN TECHNOLOGIES, INC. S-1 Alexander Capital, L.P. ~ ~
AZUL SA F-1 Banco Morgan Stanley S.A. Banco Itaú BBA S.A. Goldman Sachs do Brasil Banco Múltiplo S.A. / Banco Santander (Brasil) S.A. / BB-Banco de Investimento S.A. / Pine Investimentos Distribuidora de Títulos e Valores Mobiliários Ltda. / Deutsche Bank S.A.—Banco Alemão
FLEXION THERAPEUTICS INC S-1 BMO Capital Markets Corp. RBC Capital Markets, LLC ~
ARC GROUP WORLDWIDE, INC. S-1 Brean Capital, LLC ~ ~
RELYPSA INC S-3 Cantor Fitzgerald & Co. ~ ~
ARAMARK S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC  /  Morgan Stanley & Co. LLC
CVSL INC. S-3 MLV & Co. LLC ~ ~
TUNIU CORP F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities (USA) LLC China Renaissance Securities (Hong Kong) Ltd.
WELL POWER, INC. S-1 Premier Venture Partners, LLC ~ ~
STONE RIDGE TRUST II N-2 Quasar Distributors, LLC ~ ~
NETSCOUT SYSTEMS INC S-4 RBC Capital Markets, LLC ~ ~
POTOMAC HOLDING LLC S-4 RBC Capital Markets, LLC ~ ~
TRANSAMERICA ADVISORS LIFE INSURANCE CO S-3 Transamerica Capital, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.