Category Archives: Top underwriters

IPO Underwriters of the Week: February 23 – 27

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
KORNIT DIGITAL LTD. F-1 Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc. / Canaccord Genuity Inc. / Needham & Company, LLC
ATLANTIC ALLIANCE PARTNERSHIP CORP. S-1 Citigroup Global Markets Inc. ~ ~
TALLGRASS ENERGY GP, LP S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. ~
TENAX THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
ZAYO GROUP HOLDINGS, INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Morgan Stanley & Co. LLC / RBC Capital Markets, LLC / J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / SunTrust Robinson Humphrey, Inc. / Cowen and Company, LLC / D. A. Davidson & Co. / Oppenheimer & Co. Inc. / Raymond James & Associates, Inc.
CYBERARK SOFTWARE LTD. F-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / William Blair & Company, L.L.C. / Nomura Securities International, Inc. / Oppenheimer & Co. Inc.
RAINDANCE TECHNOLOGIES INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Evercore Group L.L.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 16 – 20 (plus LinkedIn invite)

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

700_email-banner_linkedin

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 Allstate Distributors, L.L.C. ~ ~
ARCADIA BIOSCIENCES, INC. S-1 Credit Suisse Securities LLC J.P. Morgan Securities LLC Piper Jaffray & Co.
SOLAREDGE TECHNOLOGIES INC S-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Needham & Company, LLC / Canaccord Genuity Inc. / Roth Capital Partners LLC
PHILADELPHIA ENERGY SOLUTIONS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities LLC ~
CELLECTIS S.A. F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC Piper Jaffray & Co. / Oppenheimer & Co. Inc. / Trout Capital LLC
EASIC CORP S-1 Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. Raymond James & Associates, Inc. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Roth Capital Partners, LLC / Northland Securities, Inc.
CATALENT, INC. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC ~
PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC S-1 Pruco Securities, LLC ~ ~
PRUDENTIAL VARIABLE CONTRACT REAL PROPERTY ACCOUNT S-1 Pruco Securities, LLC ~ ~
JERNIGAN CAPITAL, INC. S-11 Raymond James & Associates, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 9 – 13

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

WP_email_500

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EQT GP HOLDINGS, LP S-1 Barclays Capital Inc. ~ ~
PGI SPECIALTY MATERIALS, INC. S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. / Jefferies LLC / RBC Capital Markets, LLC
VIEWRAY INC S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. ~
BOOT BARN HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Jefferies LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
Q2 HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Stifel, Nicolaus & Company, Inc. / Raymond James & Associates, Inc. / Canaccord Genuity Inc. / Needham & Company, LLC
NATIONAL STORAGE AFFILIATES TRUST S-11 Jefferies LLC Morgan Stanley & Co. LLC Wells Fargo Securities, LLC
FRESH PROMISE FOODS, INC. S-1 JP Carey Enterprises, Inc. ~ ~
ENDONOVO THERAPEUTICS, INC. S-1 Kodiak Capital Partners, LLC ~ ~
VALERITAS INC S-1 Piper Jaffray & Co. Leerink Partners LLC Oppenheimer & Co. Inc.
UBS COMMERCIAL MORTGAGE SECURITIZATION CORP. S-3 UBS Securities LLC ~ ~
KLOX TECHNOLOGIES, INC. F-1 UBS Securities LLC Canaccord Genuity Inc. Needham & Company, LLC / National Bank of Canada Financial Inc.
FORTUNESWELL CORP S-1 Underhill Securities Corp. ~ ~
XCEL BRANDS, INC. S-1 Wunderlich Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 2 – 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

top30_BANNER500

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
RECRO PHARMA, INC. S-1 Aspire Capital Fund, LLC ~ ~
VG LIFE SCIENCES INC. S-1 Dutchess Opportunity Fund ~ ~
MAXPOINT INTERACTIVE, INC. S-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Pacific Crest Securities LLC / Needham & Company, LLC / William Blair & Company, L.L.C.
METLIFE INSURANCE CO USA S-3 MetLife Investors Distribution Company ~ ~
AMERICAN CARESOURCE HOLDINGS, INC. S-1 Roth Capital Partners, LLC Aegis Capital Corp. ~
STEADYMED LTD. S-1 Wells Fargo Securities, LLC RBC Capital Markets, LLC JMP Securities LLC
XBIOTECH INC. S-1 WR Hambrecht + Co ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: January 26 – 30

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

top30_BANNER500

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SABRE CORP S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. ~
ATARA BIOTHERAPEUTICS, INC. S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Jefferies LLC
SUMMIT CORP PLC F-1 JMP Securities LLC Oppenheimer & Co. Inc. Needham & Company, LLC
BANC OF AMERICA MERRILL LYNCH COMMERCIAL MORTGAGE INC. S-3 Merrill Lynch, Pierce, Fenner & Smith Inc. ~ ~
WINTON DIVERSIFIED OPPORTUNITIES FUND N-2 SEI Investments Distribution Co. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: January 20 – 23 (shortened holiday week)

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
GREAT BASIN SCIENTIFIC, INC. S-1 Dawson James Securities, Inc. ~ ~
TANKSHIPS INVESTMENT HOLDINGS INC. F-1 DNB Markets, Inc. ~ ~
FANTEX, INC. S-1 Fantex Brokerage Services, LLC ~ ~
MOBILEYE N.V. F-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC ~
SERVICEMASTER GLOBAL HOLDINGS INC S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Goldman, Sachs & Co. / Morgan Stanley & Co. LLC
DAVE & BUSTER’S ENTERTAINMENT, INC. S-1 Jefferies LLC Piper Jaffray & Co. William Blair & Company, L.L.C. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. / LOYAL3 Securities, Inc.
ACAP STRATEGIC FUND N-2 Mainsail Group, L.L.C. ~ ~
K2M GROUP HOLDINGS, INC. S-1 Piper Jaffray & Co. Barclays Capital Inc. Wells Fargo Securities, LLC / William Blair & Company, L.L.C. / Cowen and Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: January 12 – 16

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

calenda_BANNER700

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SIGNAL GENETICS, INC. S-1 Aegis Capital Corp. ~ ~
MICHAELS COMPANIES, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. ~
ZAFGEN, INC. S-1 Leerink Partners LLC Cowen and Company, LLC Canaccord Genuity Inc. / JMP Securities LLC
BELLEROPHON THERAPEUTICS LLC S-1 Leerink Partners LLC Cowen and Company, LLC ~
FRANKLIN FINANCIAL NETWORK INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. ~ ~
NEW MEDIA INSIGHT GROUP, INC. S-1 Premier Venture Partners, LLC ~ ~
MARINA BIOTECH, INC. S-1 Roth Capital Partners, LLC Ladenburg Thalmann & Co. Inc. ~
LIBERTY STAR URANIUM & METALS CORP. S-1 Tangiers Investment Group, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.