Category Archives: Top underwriters

IPO Underwriters of the Week: October 13 – 17

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
POLYPID LTD. F-1 Aegis Capital Corp. MLV & Co. Chardan Capital Markets, LLC
OCEAN RIG PARTNERS LP F-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc. / UBS Securities LLC / Raymond James & Associates, Inc.
VERISILICON HOLDINGS CO LTD F-1 Barclays Capital Inc. Jefferies LLC Stifel, Nicolaus & Company, Inc. / Wells Fargo Securities, LLC / Oppenheimer & Co. Inc.
PROPHECY ALPHA FUND I N-2 Capital Investment Group, Inc. ~ ~
POLAR STAR REALTY TRUST INC. S-11 FBR Capital Markets & Co. Wunderlich Securities, Inc. ~
INOGEN INC S-1 J.P. Morgan Securities LLC William Blair & Company, L.L.C Leerink Partners, LLC / Needham & Company, LLC
CITY OFFICE REIT, INC. S-11 Janney Montgomery Scott LLC Wunderlich Securities, Inc. Oppenheimer & Co. Inc.
EVENTURE INTERACTIVE, INC. S-1 Kodiak Capital Group, LLC Monarch Bay Securities, LLC ~
ADVANCED CELL TECHNOLOGY, INC. S-3 Lincoln Park Capital Fund, LLC ~ ~
WORKIVA LLC S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc.
NEOTHETICS, INC. S-1 Piper Jaffray & Co. Guggenheim Securities, LLC Needham & Company, LLC
HABIT RESTAURANTS, INC. S-1 Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC / Raymond James & Associates / Stephens Inc. / Stifel, Nicolaus & Company, Inc.
RICH CIGARS INC S-1 RichKeys  Enterprises, LLC ~ ~
XUMANII INTERNATIONAL HOLDINGS CORP S-1 Southridge ~ ~
NORTH BAY RESOURCES INC S-1 Tangiers Capital, LLC ~ ~
OMAGINE, INC. S-1 YA Global Master SPV Ltd. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: October 6 – 10

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 ALFS, Inc. Allstate Distributors, L.L.C. Morgan Stanley & Co. LLC
IBIO, INC. S-1 Aspire Capital Fund, LLC ~ ~
HEAT BIOLOGICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONCONOVA THERAPEUTICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONEMAIN FINANCIAL HOLDINGS, INC. S-1 Citigroup Global Markets Inc. ~ ~
HISTOGENICS CORP S-1 Cowen and Company, LLC Needham & Company, LLC Canaccord Genuity Inc. / BTIG, LLC
INTERCORP FINANCIAL SERVICES INC. F-1 Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC / Itau BBA USA Securities Inc.
ENERGIE HOLDINGS, INC. S-1 Dutchess Opportunity Fund, II, LP ~ ~
NEW REMY HOLDCO CORP. S-4 Fidelity National Financial, Inc. ~ ~
INC RESEARCH HOLDINGS, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Wells Fargo Securities, LLC / William Blair & Company L.L.C.
NAVIOS MARITIME MIDSTREAM PARTNERS LP F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC / S. Goldman Advisors LLC
MINISTRY PARTNERS INVESTMENT COMPANY, LLC S-1 Ministry Partners Securities, LLC ~ ~
AGENUS INC S-3 MLV & Co. LLC ~ ~
ATLAS RESOURCES LLC S-4 Morgan Stanley & Co. LLC UBS Securities LLC ~
LANDMARK INFRASTRUCTURE PARTNERS LP S-11 Robert W. Baird & Co. Inc. Raymond James & Associates, Inc. RBC Capital Markets, LLC / Janney Montgomery Scott LLC
AUTOGENOMICS, INC. S-1 Stifel, Nicolaus & Company, Inc. Canaccord Genuity Inc. Cantor Fitzgerald & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: September 29 – October 3

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
COLUMBIA PIPELINE PARTNERS LP S-1 Barclays Capital Inc. Citigroup Global Markets Inc. ~
KIMREE, INC. F-1 Citigroup Global Markets Inc. ~ ~
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Citigroup Global Markets Inc. - ~
PENNTEX MIDSTREAM PARTNERS, LP S-1 Citigroup Global Markets Inc. Barclays Capital Inc. RBC Capital Markets, LLC / Tudor, Pickering, Holt & Co. Securities, Inc.
FIBROGEN INC S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Leerink Partners LLC / RBC Capital Markets, LLC / Stifel, Nicolaus & Company, Inc. / William Blair & Company, L.L.C.
BOOT BARN HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Jefferies LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
SUTHERLAND ASSET MANAGEMENT CORP S-11 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC FBR Capital Markets & Co. / Citigroup Global Markets Inc. / JMP Securities LLC / Keefe, Bruyette & Woods, Inc.
NEVRO CORP S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Leerink Partners LLC / JMP Securities LLC
EHI CAR SERVICES LTD F-1 J.P. Morgan Securities LLC Goldman Sachs (Asia) L.L.C. Deutsche Bank Securities Inc.
XG TECHNOLOGY, INC. S-1 Lincoln Park Capital Fund, LLC ~ ~
APPLIED DNA SCIENCES INC S-1 Maxim Group LLC ~ ~
S1 BIOPHARMA, INC. S-1 MLV & Co. LLC ~ ~
COSTAMARE PARTNERS LP F-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Citigroup Global Markets Inc. / Wells Fargo Securities, LLC / Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC
SINO-GLOBAL SHIPPING AMERICA, LTD. S-1 National Securities Corporation ~ ~
PALATIN TECHNOLOGIES INC S-1 Piper Jaffray & Co. ~ ~
RADIUS BANCORP INC. S-1 Robert W. Baird & Co. Inc. Sandler O’Neill & Partners, L.P. Janney Montgomery Scott LLC / Wunderlich Securities, Inc.
VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 Voya Financial Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: September 22 – 26

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SKYLINE MEDICAL INC. S-1 Aegis Capital Corp. ~ ~
DBV TECHNOLOGIES F-1 Citigroup Global Markets Inc. Leerink Partners LLC Bryan, Garnier & Co. / Trout Capital LLC
EVRAZ NORTH AMERICA LTD F-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. ~
MAMMOTH ENERGY PARTNERS LP S-1 Credit Suisse Securities (USA) LLC ~ ~
QUINPARIO ACQUISITION CORP. 2 S-1 Deutsche Bank Securities Inc. Cantor Fitzgerald & Co. ~
ARABELLA EXPLORATION, INC. F-1 EarlyBird Capital, Inc. ~ ~
FANTEX, INC. S-1 Fantex Brokerage Services, LLC ~ ~
HESS MIDSTREAM PARTNERS LP S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC ~
EXMAR ENERGY PARTNERS LP F-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc.
COHERUS BIOSCIENCES, INC. S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Cowen and Company, LLC
ARISTOCRAT GROUP CORP. S-1 Jaxon Group Corp. ~ ~
SB FINANCIAL GROUP, INC. S-1 Keefe, Bruyette & Woods, Inc. ~ ~
FULLCIRCLE REGISTRY INC S-1 Kodiak Capital Group, LLC ~ ~
RICH PHARMACEUTICALS, INC. S-1 Macallan Partners, LLC ~ ~
PES LOGISTICS PARTNERS LP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC ~
VITAL THERAPIES INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. William Blair & Company, L.L.C. Canaccord Genuity Inc. / SunTrust Robinson Humphrey, Inc.
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-11 Wells Fargo Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: September 15 – 19

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Company Name Form Underwriter 1 Underwriter 2 Underwriter 3 +
NORTH AMERICAN OIL & GAS CORP. S-1 Beaufort Ventures PLC ~ ~
GOGO BABY, INC. S-1 DTH International Corporation ~ ~
SKY SOLAR HOLDINGS, LTD. F-1 FBR Capital Markets & Co. Cowen and Company, LLC Roth Capital Partners, LLC / Northland Securities, Inc.
JOINT CORP S-1 Feltl and Company, Inc. Sanders Morris Harris Inc. ~
WALGREENS BOOTS ALLIANCE, INC. S-4 Goldman, Sachs & Co. ~ ~
NEURODERM, LTD. F-1 Jefferies LLC Cowen and Company, LLC Oppenheimer & Co. Inc. / Roth Capital Partners, LLC
REVOLUTIONS MEDICAL CORP S-1 KVM Capital Partners ~ ~
EXAGEN DIAGNOSTICS INC S-1 Leerink Partners LLC Robert W. Baird & Co. Inc. William Blair & Company, L.L.C.
TANTECH HOLDINGS LTD F-1 Newbridge Securities Corporation ~ ~
CROSSROADS SYSTEMS INC S-1 Northland Capital Markets ~ ~
SIENTRA, INC. S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. Leerink Partners LLC / William Blair & Company, L.L.C.
TRIUMPH BANCORP, INC. S-1 Sandler O’Neill & Partners, L.P. Evercore Group L.L.C. Keefe, Bruyette & Woods, Inc.
PROTEON THERAPEUTICS INC S-1 Stifel, Nicolaus & Company, Inc. JMP Securities LLC Robert W. Baird & Co. Inc. / Oppenheimer & Co. Inc.
BLUEROCK RESIDENTIAL GROWTH REIT, INC. S-11 Wunderlich Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: September 9 – 12

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ENERGY & EXPLORATION PARTNERS, INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC RBC Capital Markets, LLC
PERFORMANCE FOOD GROUP CO S-1 Credit Suisse Securities (USA) LLC Barclays Capital Inc. Wells Fargo Securities, LLC / Morgan Stanley & Co. LLC
EURONAV NV F-1 Deutsche Bank Securities Inc. Citigroup Global Markets Inc. J.P. Morgan Securities LLC / Morgan Stanley & Co. LLC
HILTON WORLDWIDE HOLDINGS INC. S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC
FRESHPET, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc. / Canaccord Genuity Inc.
ZEBRA HOLDCO INC. S-4 Goldman, Sachs & Co. J.P. Morgan Securities LLC ~
DAVE & BUSTER’S ENTERTAINMENT, INC. S-1 Jefferies LLC Piper Jaffray & Co. William Blair & Company, L.L.C. / Raymond James & Associates Inc. / Stifel, Nicolaus & Company, Inc. / LOYAL3 Securities, Inc.
MEVION MEDICAL SYSTEMS, INC. S-1 Jefferies LLC Leerink Partners LLC Oppenheimer & Co. Inc. / BTIG, LLC
PRA HEALTH SCIENCES, INC. S-1 Jefferies LLC Citigroup Global Markets Inc KKR Capital Markets LLC / UBS Securities LLC / Credit Suisse Securities (USA) LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C
XENON PHARMACEUTICALS INC. S-1 Jefferies LLC Wells Fargo Securities, LLC ~
MB BANCORP INC S-1 Keefe, Bruyette & Woods - ~
KOLLTAN PHARMACEUTICALS INC S-1 Leerink Partners LLC Stifel, Nicolaus & Company, Inc. Guggenheim Securities, LLC / Janney Montgomery Scott LLC
ARYSTA LIFESCIENCE PLC F-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / HSBC Securities (USA) Inc. / Nomura Securities International, Inc. / Jefferies LLC / Piper Jaffray & Co. / Macquarie Capital (USA) Inc. / Rabo Securities USA, Inc.
FIFTH STREET ASSET MANAGEMENT INC. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Goldman, Sachs & Co. / RBC Capital Markets, LLC / Credit Suisse Securities (USA) LLC / SMBC Nikko Securities America, Inc. / Barclays Capital Inc. / Deutsche Bank Securities Inc. / UBS Securities LLC
ISRAEL CHEMICALS LTD F-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Deutsche Bank Securities Inc. / Goldman, Sachs & Co. / BMO Capital Markets Corp.
VIROBAY INC S-1 Piper Jaffray & Co. JMP Securities LLC Cantor Fitzgerald & Co. / Summer Street Research Partners
MEDOVEX CORP. S-1 ViewTrade Securities Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the (Holiday) Week: September 2 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
US DRY CLEANING SERVICES CORP S-1 Maxim Group LLC ~ ~
NEFF CORP S-1 Morgan Stanley & Co. LLC Jefferies LLC Piper Jaffray & Co.  / Merrill Lynch, Pierce, Fenner & Smith Inc. / Wells Fargo Securities, LLC
ENDOSTIM, INC. S-1 Wedbush Securities Inc. Craig-Hallum Capital Group LLC Roth Capital Partners, LLC
UPLAND SOFTWARE, INC. S-1 William Blair & Company, L.L.C. Raymond James & Associates, Inc. Canaccord Genuity Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.