Category Archives: Top underwriters

IPO Underwriters of the Week: March 16 – 20 / plus M&A breakfast roundtable

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

MERGMATKT

YOU’RE INVITED: SPECIAL M&A BREAKFAST ROUNDTABLE – 4/2, NYC

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
REDMOND REINSURANCE INVESTMENT INTERVAL FUND N-2 ALPS Fund Services, Inc. ~ ~
BLACK STONE MINERALS, L.P. S-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / Wells Fargo Securities, LLC / J.P. Morgan Securities LLC / Morgan Stanley & Co. LLC / Raymond James & Associates, Inc. / Scotia Capital (USA) Inc. / Simmons & Company International
VIRGIN AMERICA INC. S-1 Barclays Capital Inc. Deutsche Bank Securities Inc. Cowen and Company, LLC / Imperial Capital, LLC / Raymond James & Associates, Inc.
SAUER ENERGY, INC. S-1 Beaufort Capital Partners, PLC ~ ~
AXALTA COATING SYSTEMS LTD. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / Jefferies LLC / Morgan Stanley & Co. LLC / UBS Securities LLC / BB&T Capital Markets, a
WAYNE FARMS, INC. S-1 Citigroup Global Markets Inc. J.P. Morgan Securities LLC. BMO Capital Markets Corp.
EAGLE POINT CREDIT CO INC. N-2 Deutsche Bank Securities Inc. Keefe, Bruyette & Woods, Inc. ~
SERVICEMASTER GLOBAL HOLDINGS INC S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Goldman, Sachs & Co. / Morgan Stanley & Co. LLC
COMMERCIAL CREDIT, INC. S-1 J.P. Morgan Securities LLC Keefe, Bruyette & Woods, Inc. ~
CERULEAN PHARMA INC. S-1 Leerink Partners LLC Barclays Capital Inc. Canaccord Genuity Inc. / JMP Securities LLC / Wedbush Securities Inc.
APIGEE CORP S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC / Pacific Crest Securities LLC / JMP Securities LLC / Nomura Securities International, Inc.
BIODEL INC S-1 William Blair & Company, L.L.C. Ladenburg Thalmann & Co. Inc. Roth Capital Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 9 – 13

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Underwriter 1 Underwriter 2 Underwriter 3 +
KEMPHARM, INC Cowen and Company, LLC RBC Capital Markets, LLC Canaccord Genuity Inc. / Oppenheimer & Co. Inc.
DICERNA PHARMACEUTICALS INC Cowen and Company, LLC ~ ~
DIPLOMAT PHARMACY, INC. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / William Blair & Company, L.L.C.  / Leerink Partners LLC / Raymond James & Associates, Inc
8POINT3 ENERGY PARTNERS LP Goldman, Sachs & Co. Citigroup Global Markets Inc. ~
ZENDESK, INC. Goldman, Sachs & Co. Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Credit Suisse Securities (USA) LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc.
SURGICAL CARE AFFILIATES, INC. Goldman, Sachs & Co. Citigroup Global Markets Inc. J.P. Morgan Securities LLC / Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / Deutsche Bank Securities Inc. /  SunTrust Robinson Humphrey, Inc. / BMO Capital Markets Corp. / TPG Capital BD, LLC  / Morgan Stanley & Co. LLC
PAR PHARMACEUTICAL HOLDINGS, INC. J.P. Morgan Securities LLC Goldman, Sachs & Co. Citigroup Global Markets Inc. / Morgan Stanley & Co. / Deutsche Bank Securities Inc. / Evercore Group L.L.C. / Merrill Lynch, Pierce, Fenner & Smith Inc. / RBC Capital Markets, LLC / TPG Capital BD, LLC
ZS PHARMA, INC. J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC ~
LA QUINTA HOLDINGS INC. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC ~
GLOBANT S.A. J.P. Morgan Securities LLC Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / William Blair & Company, L.L.C. / Cowen & Company, LLC / LOYAL3 Securities, Inc.
CIDARA THERAPEUTICS, INC. Jefferies LLC Leerink Partners LLC Wedbush Securities Inc. / Needham & Company, LLC
CF BANCORP Keefe, Bruyette & Woods, Inc. ~ ~
TRILLIUM THERAPEUTICS INC. Leerink Partners LLC Cowen and Company, LLC ~
ADURO BIOTECH, INC. Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC William Blair & Company, L.L.C. / Canaccord Genuity Inc.
MAGNUM HUNTER PRODUCTION INC MLV & Co. LLC ~ ~
CITIZENS FINANCIAL GROUP INC/RI Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Citigroup Global Markets Inc.
HABIT RESTAURANTS, INC. Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC
PROVIDENT BANCORP, INC. Sandler O’Neill + Partners, L.P. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 2 – 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EAGLE PHARMACEUTICALS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
IGNYTA, INC. S-3 Cantor Fitzgerald & Co. ~ ~
REVANCE THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
GABELLI GO ANYWHERE TRUST N-2 G.research, Inc. ~ ~
ETSY INC S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Allen & Company LLC
MSB FINANCIAL CORP S-1 Keefe, Bruyette & Woods ~ ~
OPGEN INC S-1 Maxim Group LLC ~ ~
HUBSPOT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC UBS Securities LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc. / Raymond James & Associates, Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 23 – 27

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
KORNIT DIGITAL LTD. F-1 Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc. / Canaccord Genuity Inc. / Needham & Company, LLC
ATLANTIC ALLIANCE PARTNERSHIP CORP. S-1 Citigroup Global Markets Inc. ~ ~
TALLGRASS ENERGY GP, LP S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. ~
TENAX THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
ZAYO GROUP HOLDINGS, INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Morgan Stanley & Co. LLC / RBC Capital Markets, LLC / J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / SunTrust Robinson Humphrey, Inc. / Cowen and Company, LLC / D. A. Davidson & Co. / Oppenheimer & Co. Inc. / Raymond James & Associates, Inc.
CYBERARK SOFTWARE LTD. F-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / William Blair & Company, L.L.C. / Nomura Securities International, Inc. / Oppenheimer & Co. Inc.
RAINDANCE TECHNOLOGIES INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Evercore Group L.L.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 16 – 20 (plus LinkedIn invite)

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 Allstate Distributors, L.L.C. ~ ~
ARCADIA BIOSCIENCES, INC. S-1 Credit Suisse Securities LLC J.P. Morgan Securities LLC Piper Jaffray & Co.
SOLAREDGE TECHNOLOGIES INC S-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Needham & Company, LLC / Canaccord Genuity Inc. / Roth Capital Partners LLC
PHILADELPHIA ENERGY SOLUTIONS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities LLC ~
CELLECTIS S.A. F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC Piper Jaffray & Co. / Oppenheimer & Co. Inc. / Trout Capital LLC
EASIC CORP S-1 Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. Raymond James & Associates, Inc. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Roth Capital Partners, LLC / Northland Securities, Inc.
CATALENT, INC. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC ~
PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC S-1 Pruco Securities, LLC ~ ~
PRUDENTIAL VARIABLE CONTRACT REAL PROPERTY ACCOUNT S-1 Pruco Securities, LLC ~ ~
JERNIGAN CAPITAL, INC. S-11 Raymond James & Associates, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 9 – 13

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EQT GP HOLDINGS, LP S-1 Barclays Capital Inc. ~ ~
PGI SPECIALTY MATERIALS, INC. S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. / Jefferies LLC / RBC Capital Markets, LLC
VIEWRAY INC S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. ~
BOOT BARN HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Jefferies LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
Q2 HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Stifel, Nicolaus & Company, Inc. / Raymond James & Associates, Inc. / Canaccord Genuity Inc. / Needham & Company, LLC
NATIONAL STORAGE AFFILIATES TRUST S-11 Jefferies LLC Morgan Stanley & Co. LLC Wells Fargo Securities, LLC
FRESH PROMISE FOODS, INC. S-1 JP Carey Enterprises, Inc. ~ ~
ENDONOVO THERAPEUTICS, INC. S-1 Kodiak Capital Partners, LLC ~ ~
VALERITAS INC S-1 Piper Jaffray & Co. Leerink Partners LLC Oppenheimer & Co. Inc.
UBS COMMERCIAL MORTGAGE SECURITIZATION CORP. S-3 UBS Securities LLC ~ ~
KLOX TECHNOLOGIES, INC. F-1 UBS Securities LLC Canaccord Genuity Inc. Needham & Company, LLC / National Bank of Canada Financial Inc.
FORTUNESWELL CORP S-1 Underhill Securities Corp. ~ ~
XCEL BRANDS, INC. S-1 Wunderlich Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 2 – 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

top30_BANNER500

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
RECRO PHARMA, INC. S-1 Aspire Capital Fund, LLC ~ ~
VG LIFE SCIENCES INC. S-1 Dutchess Opportunity Fund ~ ~
MAXPOINT INTERACTIVE, INC. S-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Pacific Crest Securities LLC / Needham & Company, LLC / William Blair & Company, L.L.C.
METLIFE INSURANCE CO USA S-3 MetLife Investors Distribution Company ~ ~
AMERICAN CARESOURCE HOLDINGS, INC. S-1 Roth Capital Partners, LLC Aegis Capital Corp. ~
STEADYMED LTD. S-1 Wells Fargo Securities, LLC RBC Capital Markets, LLC JMP Securities LLC
XBIOTECH INC. S-1 WR Hambrecht + Co ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.