Category Archives: Top underwriters

IPO Underwriters of the Week: April 6 – 10 / plus M&A webinar invitation

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

700_email-banner_webinar1

Registants Form Underwriter 1 Underwriter 2 Underwriter 3 +
PGA HOLDINGS, INC. S-1 Barclays Capital Inc. Goldman, Sachs & Co. William Blair & Company, L.L.C. / Wells Fargo Securities, LLC
FENIX PARTS, INC. S-1 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Inc.
ENTERGY NEW ORLEANS INC S-3 Citigroup Global Markets Inc. ~ ~
ACHAOGEN INC S-3 Cowen and Company, LLC ~ ~
BIOPHARMX CORP S-1 CRT Capital Group LLC Feltl and Company Newport Coast Securities, Inc.
GAMCO INVESTORS, INC. S-3 G.distributors, LLC ~ ~
ATYR PHARMA INC S-1 J.P. Morgan Securities LLC Citigroup Global Markets Inc. BMO Capital Markets Corp. / William Blair & Company, L.L.C.
SAGE THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. Leerink Partners LLC / Cowen & Company
IMMUNE DESIGN CORP. S-1 Jefferies LLC Leerink Partners LLC Cowen and Company, LLC / Wells Fargo Securities, LLC
CLEVELAND BIOLABS INC S-1 Ladenburg Thalmann & Co. Inc. ~ ~
DELMAR PHARMACEUTICALS INC. S-1 Maxim Group LLC Roth Capital Partners, LLC ~
AVONDALE ACQUISITION CORP. S-1 Maxim Group LLC Ladenburg Thalmann & Co. Inc. ~
ADAPTIMMUNE THERAPEUTICS PLC F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC. Leerink Partners LLC / Guggenheim Securities, LLC
BOJANGLES’, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Wells Fargo Securities, LLC Jefferies LLC / Barclays Capital Inc. / Goldman, Sachs & Co. / Piper Jaffray & Co. / William Blair & Company, L.L.C. / KeyBanc Capital Markets Inc. / RBC Capital Markets, LLC
CORMEDIX INC. S-3 MLV & Co. LLC ~ `
TRIBUNE MEDIA CO S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Goldman, Sachs & Co. / Deutsche Bank Securities Inc.
INNOCOLL AG F-1 Piper Jaffray & Co. ~ ~
SEEN ON SCREEN TV INC. S-1 Premier Venture Partners, LLC ~ ~
SCYNEXIS INC S-1 RBC Capital Markets, LLC Canaccord Genuity Inc. JMP Securities LLC / Needham & Company, LLC
OXFORD CITY FOOTBALL CLUB, INC. S-1 Tarpon Bay Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 30 – April 3 / plus M&A technology whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

700_email-banner_merger

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO OF NEW YORK S-1 Allstate Distributors, LLC ALFS, Inc. ~
FOAMIX PHARMACEUTICALS LTD. F-1 Barclays Capital Inc. Cowen and Company, LLC Guggenheim Securities, LLC / Oppenheimer & Co. Inc.
AQUINOX PHARMACEUTICALS, INC S-3 Cowen and Company, LLC ~ ~
SMART & FINAL STORES, INC. S-1 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / Barclays Capital Inc. / Citigroup Global Markets Inc. / Piper Jaffray & Co. / Guggenheim Securities, LLC
DAVIDSTEA INC. F-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / BMO Capital Markets Corp. / William Blair & Company, L.L.C.
TRANSUNION S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Credit Suisse Securities (USA) LLC / Evercore Group L.L.C. / Stifel, Nicolaus & Company, Inc.
COLLEGIUM PHARMACEUTICAL, INC S-1 Jefferies LLC Piper Jaffray & Co. Wells Fargo Securities, LLC / Needham & Company, LLC
CAPNIA, INC. S-4 Maxim Group LLC ~ ~
CNX COAL RESOURCES LP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Wells Fargo Securities, LLC ~
MILACRON HOLDINGS CORP. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. J.P. Morgan Securities LLC / Robert W. Baird & Co. Inc. / Credit Suisse Securities (USA) LLC / Goldman, Sachs & Co.
COLUCID PHARMACEUTICALS, INC. S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. William Blair & Company, L.L.C.
GELESIS INC S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. Guggenheim Securities, LLC
HEMISPHERE MEDIA GROUP, INC. S-3 RBC Capital Markets, LLC Guggenheim Securities, LLC Stifel, Nicolaus & Company, Inc. / Maxim Group LLC
MULTIVIR INC. S-1 RBC Capital Markets, LLC Nomura Securities International, Inc. Cantor Fitzgerald & Co.
COMMUNITY HEALTHCARE TRUST INC S-11 Sandler O’Neill & Partners, L.P. SunTrust Robinson Humphrey, Inc. ~
SERITAGE GROWTH PROPERTIES S-11 Sears Holdings Corporation ~ ~
ANTERIOS INC S-1 Stifel, Nicolaus & Company, Inc. RBC Capital Markets, LLC JMP Securities LLC / Needham & Company, LLC
INNOVATION ECONOMY CORP S-1 TriPoint Global Equities, LLC ~ ~
TSC/RICHARD BERNSTEIN GLOBAL THEMATIC MICRO-CAP FUND, INC. N-2 TSC Distributors LLC ~ ~
HEALTHEQUITY INC S-1 Wells Fargo Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 23 – 27 / plus M&A breakfast roundtable in NYC

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

MERGMATKT

YOU’RE INVITED: SPECIAL M&A BREAKFAST ROUNDTABLE – 4/2, NYC

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CRYOPORT, INC. S-1 Aegis Capital Corp. ~ ~
RITTER PHARMACEUTICALS INC S-1 Aegis Capital Corp. ~ ~
ECOLOMONDO CORP INC. F-1 Chardan Capital Markets, LLC ~ ~
MEMBERS LIFE INSURANCE CO S-1 CUNA Brokerage Services, Inc. ~ ~
BLUEPRINT MEDICINES CORP S-1 Goldman, Sachs & Co. Cowen and Company, LLC JMP Securities LLC / Wedbush Securities Inc.
COHERUS BIOSCIENCES, INC. S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Cowen and Company, LLC
PRINCIPAL SOLAR, INC. S-1 Northland Securities, Inc. ~ ~
LANDMARK INFRASTRUCTURE PARTNERS LP S-11 Raymond James & Associates, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 16 – 20 / plus M&A breakfast roundtable

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

MERGMATKT

YOU’RE INVITED: SPECIAL M&A BREAKFAST ROUNDTABLE – 4/2, NYC

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
REDMOND REINSURANCE INVESTMENT INTERVAL FUND N-2 ALPS Fund Services, Inc. ~ ~
BLACK STONE MINERALS, L.P. S-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / Wells Fargo Securities, LLC / J.P. Morgan Securities LLC / Morgan Stanley & Co. LLC / Raymond James & Associates, Inc. / Scotia Capital (USA) Inc. / Simmons & Company International
VIRGIN AMERICA INC. S-1 Barclays Capital Inc. Deutsche Bank Securities Inc. Cowen and Company, LLC / Imperial Capital, LLC / Raymond James & Associates, Inc.
SAUER ENERGY, INC. S-1 Beaufort Capital Partners, PLC ~ ~
AXALTA COATING SYSTEMS LTD. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / Jefferies LLC / Morgan Stanley & Co. LLC / UBS Securities LLC / BB&T Capital Markets, a
WAYNE FARMS, INC. S-1 Citigroup Global Markets Inc. J.P. Morgan Securities LLC. BMO Capital Markets Corp.
EAGLE POINT CREDIT CO INC. N-2 Deutsche Bank Securities Inc. Keefe, Bruyette & Woods, Inc. ~
SERVICEMASTER GLOBAL HOLDINGS INC S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Goldman, Sachs & Co. / Morgan Stanley & Co. LLC
COMMERCIAL CREDIT, INC. S-1 J.P. Morgan Securities LLC Keefe, Bruyette & Woods, Inc. ~
CERULEAN PHARMA INC. S-1 Leerink Partners LLC Barclays Capital Inc. Canaccord Genuity Inc. / JMP Securities LLC / Wedbush Securities Inc.
APIGEE CORP S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC / Pacific Crest Securities LLC / JMP Securities LLC / Nomura Securities International, Inc.
BIODEL INC S-1 William Blair & Company, L.L.C. Ladenburg Thalmann & Co. Inc. Roth Capital Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 9 – 13

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Underwriter 1 Underwriter 2 Underwriter 3 +
KEMPHARM, INC Cowen and Company, LLC RBC Capital Markets, LLC Canaccord Genuity Inc. / Oppenheimer & Co. Inc.
DICERNA PHARMACEUTICALS INC Cowen and Company, LLC ~ ~
DIPLOMAT PHARMACY, INC. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / William Blair & Company, L.L.C.  / Leerink Partners LLC / Raymond James & Associates, Inc
8POINT3 ENERGY PARTNERS LP Goldman, Sachs & Co. Citigroup Global Markets Inc. ~
ZENDESK, INC. Goldman, Sachs & Co. Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Credit Suisse Securities (USA) LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc.
SURGICAL CARE AFFILIATES, INC. Goldman, Sachs & Co. Citigroup Global Markets Inc. J.P. Morgan Securities LLC / Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / Deutsche Bank Securities Inc. /  SunTrust Robinson Humphrey, Inc. / BMO Capital Markets Corp. / TPG Capital BD, LLC  / Morgan Stanley & Co. LLC
PAR PHARMACEUTICAL HOLDINGS, INC. J.P. Morgan Securities LLC Goldman, Sachs & Co. Citigroup Global Markets Inc. / Morgan Stanley & Co. / Deutsche Bank Securities Inc. / Evercore Group L.L.C. / Merrill Lynch, Pierce, Fenner & Smith Inc. / RBC Capital Markets, LLC / TPG Capital BD, LLC
ZS PHARMA, INC. J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC ~
LA QUINTA HOLDINGS INC. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC ~
GLOBANT S.A. J.P. Morgan Securities LLC Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / William Blair & Company, L.L.C. / Cowen & Company, LLC / LOYAL3 Securities, Inc.
CIDARA THERAPEUTICS, INC. Jefferies LLC Leerink Partners LLC Wedbush Securities Inc. / Needham & Company, LLC
CF BANCORP Keefe, Bruyette & Woods, Inc. ~ ~
TRILLIUM THERAPEUTICS INC. Leerink Partners LLC Cowen and Company, LLC ~
ADURO BIOTECH, INC. Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC William Blair & Company, L.L.C. / Canaccord Genuity Inc.
MAGNUM HUNTER PRODUCTION INC MLV & Co. LLC ~ ~
CITIZENS FINANCIAL GROUP INC/RI Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Citigroup Global Markets Inc.
HABIT RESTAURANTS, INC. Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC
PROVIDENT BANCORP, INC. Sandler O’Neill + Partners, L.P. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: March 2 – 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EAGLE PHARMACEUTICALS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
IGNYTA, INC. S-3 Cantor Fitzgerald & Co. ~ ~
REVANCE THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
GABELLI GO ANYWHERE TRUST N-2 G.research, Inc. ~ ~
ETSY INC S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Allen & Company LLC
MSB FINANCIAL CORP S-1 Keefe, Bruyette & Woods ~ ~
OPGEN INC S-1 Maxim Group LLC ~ ~
HUBSPOT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC UBS Securities LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc. / Raymond James & Associates, Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: February 23 – 27

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Confidential and uncomplicated for M&A. Click here.

Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
KORNIT DIGITAL LTD. F-1 Barclays Capital Inc. Citigroup Global Markets Inc. William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc. / Canaccord Genuity Inc. / Needham & Company, LLC
ATLANTIC ALLIANCE PARTNERSHIP CORP. S-1 Citigroup Global Markets Inc. ~ ~
TALLGRASS ENERGY GP, LP S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. ~
TENAX THERAPEUTICS, INC. S-3 Cowen and Company, LLC ~ ~
ZAYO GROUP HOLDINGS, INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Morgan Stanley & Co. LLC / RBC Capital Markets, LLC / J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / SunTrust Robinson Humphrey, Inc. / Cowen and Company, LLC / D. A. Davidson & Co. / Oppenheimer & Co. Inc. / Raymond James & Associates, Inc.
CYBERARK SOFTWARE LTD. F-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. / William Blair & Company, L.L.C. / Nomura Securities International, Inc. / Oppenheimer & Co. Inc.
RAINDANCE TECHNOLOGIES INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Evercore Group L.L.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.