Category Archives: Top underwriters

IPO Underwriters of the Week: September 9 – 12

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ENERGY & EXPLORATION PARTNERS, INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC RBC Capital Markets, LLC
PERFORMANCE FOOD GROUP CO S-1 Credit Suisse Securities (USA) LLC Barclays Capital Inc. Wells Fargo Securities, LLC / Morgan Stanley & Co. LLC
EURONAV NV F-1 Deutsche Bank Securities Inc. Citigroup Global Markets Inc. J.P. Morgan Securities LLC / Morgan Stanley & Co. LLC
HILTON WORLDWIDE HOLDINGS INC. S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC
FRESHPET, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Stifel, Nicolaus & Company, Inc. / SunTrust Robinson Humphrey, Inc. / Canaccord Genuity Inc.
ZEBRA HOLDCO INC. S-4 Goldman, Sachs & Co. J.P. Morgan Securities LLC ~
DAVE & BUSTER’S ENTERTAINMENT, INC. S-1 Jefferies LLC Piper Jaffray & Co. William Blair & Company, L.L.C. / Raymond James & Associates Inc. / Stifel, Nicolaus & Company, Inc. / LOYAL3 Securities, Inc.
MEVION MEDICAL SYSTEMS, INC. S-1 Jefferies LLC Leerink Partners LLC Oppenheimer & Co. Inc. / BTIG, LLC
PRA HEALTH SCIENCES, INC. S-1 Jefferies LLC Citigroup Global Markets Inc KKR Capital Markets LLC / UBS Securities LLC / Credit Suisse Securities (USA) LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C
XENON PHARMACEUTICALS INC. S-1 Jefferies LLC Wells Fargo Securities, LLC ~
MB BANCORP INC S-1 Keefe, Bruyette & Woods - ~
KOLLTAN PHARMACEUTICALS INC S-1 Leerink Partners LLC Stifel, Nicolaus & Company, Inc. Guggenheim Securities, LLC / Janney Montgomery Scott LLC
ARYSTA LIFESCIENCE PLC F-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / HSBC Securities (USA) Inc. / Nomura Securities International, Inc. / Jefferies LLC / Piper Jaffray & Co. / Macquarie Capital (USA) Inc. / Rabo Securities USA, Inc.
FIFTH STREET ASSET MANAGEMENT INC. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Goldman, Sachs & Co. / RBC Capital Markets, LLC / Credit Suisse Securities (USA) LLC / SMBC Nikko Securities America, Inc. / Barclays Capital Inc. / Deutsche Bank Securities Inc. / UBS Securities LLC
ISRAEL CHEMICALS LTD F-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Deutsche Bank Securities Inc. / Goldman, Sachs & Co. / BMO Capital Markets Corp.
VIROBAY INC S-1 Piper Jaffray & Co. JMP Securities LLC Cantor Fitzgerald & Co. / Summer Street Research Partners
MEDOVEX CORP. S-1 ViewTrade Securities Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the (Holiday) Week: September 2 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
US DRY CLEANING SERVICES CORP S-1 Maxim Group LLC ~ ~
NEFF CORP S-1 Morgan Stanley & Co. LLC Jefferies LLC Piper Jaffray & Co.  / Merrill Lynch, Pierce, Fenner & Smith Inc. / Wells Fargo Securities, LLC
ENDOSTIM, INC. S-1 Wedbush Securities Inc. Craig-Hallum Capital Group LLC Roth Capital Partners, LLC
UPLAND SOFTWARE, INC. S-1 William Blair & Company, L.L.C. Raymond James & Associates, Inc. Canaccord Genuity Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: August 25 – 29

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
JAGUAR ANIMAL HEALTH, INC. S-1 BMO Capital Markets Corp. Guggenheim Securities, LLC Roth Capital Partners, LLC
RHYTHM HOLDING COMPANY, LLC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC Canaccord Genuity Inc. / Oppenheimer & Co. Inc. / Cantor Fitzgerald & Co.
DERMIRA, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC Guggenheim Securities, LLC / Needham & Company, LLC
CALITHERA BIOSCIENCES, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC Wells Fargo Securities, LLC / JMP Securities LLC
GRUBHUB INC. S-1 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Allen & Company LLC / BMO Capital Markets Corp. / Canaccord Genuity Inc. / Raymond James & Associates, Inc. / William Blair & Company, L.L.C.
USD PARTNERS LP S-1 Citigroup Global Markets Inc. Barclays Capital Inc. Credit Suisse Securities (USA) LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Evercore Group L.L.C. / BMO Capital Markets Corp. / Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Janney Montgomery Scott LLC
GREAT WESTERN BANCORP, INC. S-1 Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. ~
STORE CAPITAL CORP S-11 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC
VIVINT SOLAR, INC. S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC / Citigroup Global Markets Inc. / Morgan Stanley & Co. LLC / Deutsche Bank Securities Inc. / Barclays Capital Inc.
CIVITAS THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC / Oppenheimer & Co. Inc.
NEUROSIGMA, INC. S-1 Jefferies LLC BTIG, LLC Craig-Hallum Capital Group LLC
KALLO INC. S-1 Kodiak Capital Group, LLC ~ ~
EVENTURE INTERACTIVE, INC. S-1 Kodiak Capital Group, LLC Monarch Bay Securities, LLC ~
PARAMOUNT GROUP, INC. S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC Wells Fargo Securities, LLC
ENOVATION CONTROLS, INC. S-1 Morgan Stanley & Co. LLC UBS Securities LLC Piper Jaffray & Co. / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Raymond James & Associates, Inc.
LENDINGCLUB CORP S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Citigroup Global Markets Inc. / Allen & Company LLC / Stifel, Nicolaus & Company, Inc. / BMO Capital Markets Corp. / William Blair & Company, L.L.C. / Wells Fargo Securities, LLC
HUBSPOT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC UBS Securities LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc. / Raymond James & Associates, Inc.
PRUCO LIFE INSURANCE CO S-3 Prudential Annuities Distributors, Inc. ~
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT S-3 Prudential Annuities Distributors, Inc. ~
TITAN PHARMACEUTICALS INC S-1 Roth Capital Partners, LLC ~ ~
VERITEX HOLDINGS, INC. S-1 Sandler O’Neill + Partners, L.P. Stephens Inc. Sterne, Agee & Leach, Inc.
CONE MIDSTREAM PARTNERS LP S-1 Wells Fargo Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Robert W. Baird & Co. Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: August 18 – 22

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
AXALTA COATING SYSTEMS LTD. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co. Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / Morgan Stanley & Co. LLC
MEDLEY MANAGEMENT INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC
TRINET GROUP INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / Stifel, Nicolaus & Company, Inc. / William Blair & Company, L.L.C.
WHEELER REAL ESTATE INVESTMENT TRUST, INC. S-11 Maxim Group LLC Newbridge Securities Corp.
METALDYNE PERFORMANCE GROUP INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. Deutsche Bank Securities Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / RBC Capital Markets, LLC
FMSA HOLDINGS INC S-1 Morgan Stanley & Co. LLC Wells Fargo Securities, LLC Barclays Capital Inc. / Goldman, Sachs & Co. / Jefferies LLC / J.P. Morgan Securities LLC / KeyBanc Capital Markets Inc. / RBC Capital Markets, LLC / Robert W. Baird & Co. Inc. /  Cowen and Company, LLC / PNC Capital Markets LLC / Raymond James & Associates, Inc. / Scotia Capital (USA) Inc. / Simmons & Company International / Tudor, Pickering, Holt & Co. Securities, Inc.
NATIONAL GENERAL HOLDINGS CORP. S-1 Morgan Stanley & Co. LLC UBS Securities LLC
HYDRA INDUSTRIES ACQUISITION CORP. S-1 UBS Securities LLC EarlyBirdCapital, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: August 11 – 15

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
VIPER ENERGY PARTNERS LP S-1 Barclays Capital Inc. Credit Suisse Securities (USA) LLC Wells Fargo Securities, LLC
FOAMIX LTD. F-1 Barclays Capital Inc. Cowen and Company, LLC Oppenheimer & Co. Inc. / Maxim Group LLC
TOKAI PHARMACEUTICALS INC S-1 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Inc. William Blair & Company, L.L.C. / Janney Montgomery Scott LLC
GASLOG PARTNERS LP F-1 Citigroup Global Markets Inc. - -
AR CAPITAL ACQUISITION S-1 Citigroup Global Markets Inc. Ladenburg Thalmann & Co. Inc. -
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC S-1 Credit Suisse Securities (USA) LLC - -
WAYFAIR INC. S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Allen & Company LLC / Pacific Crest Securities LLC / Piper Jaffray & Co / Wells Fargo Securities, LLC / Canaccord Genuity Inc. / Cowen and Company, LLC /Raymond James & Associates, Inc.
ADAMA AGRICULTURAL SOLUTIONS LTD. F-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. -
FORWARD PHARMA A/S F-1 Leerink Partners LLC - -
PROQR THERAPEUTICS B.V. F-1 Leerink Partners LLC Deutsche Bank Securities Inc. JMP Securities / HC Wainwright & Co., LLC
BIODEL INC S-1 Lincoln Park Capital Fund, LLC. - -
SECOND SIGHT MEDICAL PRODUCTS INC S-1 MDB Capital Group, LLC - -
PRODUCT SHIPPING LTD. F-1 Morgan Stanley & Co. LLC - -
VITAE PHARMACEUTICALS, INC S-1 Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. JMP Securities LLC / Wedbush Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: August 4 – 8

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
GREAT BASIN SCIENTIFIC, INC. S-1 Dawson James Securities, Inc.
AXION POWER INTERNATIONAL, INC. S-1 Maxim Group LLC
NXT-ID, INC. S-1 Northland Securities, Inc. The Benchmark Company, LLC
PIONEER ILS INTERVAL FUND N-2 Pioneer Funds Distributor, Inc.
DYNAGAS LNG PARTNERS LP F-1 Sterne, Agee & Leach, Inc. DNB Markets, Inc.
SCORPIO BULKERS INC. F-1 Stifel, Nicolaus & Company, Inc. Deutsche Bank Securities Inc. Jefferies LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPO Underwriters of the Week: July 28 – August 1

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EYEGATE PHARMACEUTICALS INC S-1 Aegis Capital Corp.
VIRGIN AMERICA INC. S-1 Barclays Capital Inc. Deutsche Bank Securities Inc.
IHOOKUP SOCIAL, INC. S-1 Beaufort Capital Partners LLC
STARWOOD WAYPOINT RESIDENTIAL TRUST S-11 Citigroup Global Markets Inc.
CELLADON CORP S-1 Credit Suisse Securities (USA) LLC Jefferies LLC Stifel, Nicolaus & Company, Inc. / Wedbush Securities Inc.
SIMMONS FIRST NATIONAL CORP S-4 First State Risk Management, Inc.
GRANITO ACQUISITION I, INC. S-1 Frank Underhill
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 J.P. Morgan Securities LLC Goldman, Sachs & Co.
ZOE’S KITCHEN, INC. S-1 Jefferies LLC Piper Jaffray & Co. Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Stephens Inc. / Stifel, Nicolaus & Company, Inc.
STONECASTLE FINANCIAL CORP. N-2 Keefe, Bruyette & Woods, Inc. Robert W. Baird & Co. Inc.
TRANSFIRST INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. J.P. Morgan Securities LLC / Deutsche Bank Securities Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.