Category Archives: IPO week in review

IPOs and Transactions: January 20 – 23 (shortened holiday week)

There were 17 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axxess Pharma Inc. w/ Szaferman, Lakind, Blumstein, & Blader PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
LUMIOX, INC. ~ S-1 ~ Chiang Law Office
MERCER INTERNATIONAL INC. MERC S-4 Nasdaq Davis Wright Tremaine LLP
SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE Debevoise & Plimpton LLP
GREAT BASIN SCIENTIFIC, INC. GBSN S-1 Nasdaq Dorsey & Whitney, LLP
FLEXFRIDGE, INC. ~ 10-12B ~ FlexFridge, Inc.
TANKSHIPS INVESTMENT HOLDINGS INC. ~ F-1 ~ Fried, Frank, Harris, Shriver & Jacobson LLP
ACAP STRATEGIC FUND ~ N-2 ~ Kramer Levin Naftalis & Frankel LLP
FANTEX, INC. ~ S-1 ~ Latham & Watkins LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq Latham & Watkins LLP
K2M GROUP HOLDINGS, INC. KTWO S-1 Nasdaq Latham & Watkins LLP
PLANDAI BIOTECHNOLOGY, INC. PLPL S-3 ~ Mailander Law Office, Inc.
MOBILEYE N.V. MBLY F-1 NYSE Morrison & Foerster LLP
FLEXSHOPPER, INC. FPAY S-1 ~ Morse & Morse, PLLC
MERCER INTERNATIONAL INC. MERC S-4 Nasdaq Sangra Moller LLP
GREAT BASIN SCIENTIFIC, INC. GBSN S-1 Nasdaq Schiff Hardin LLP
TANKSHIPS INVESTMENT HOLDINGS INC. ~ F-1 ~ Seward & Kissel LLP
K2M GROUP HOLDINGS, INC. KTWO S-1 Nasdaq Simpson Thacher & Bartlett LLP
SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE Simpson Thacher & Bartlett LLP
MOBILEYE N.V. MBLY F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
AXXESS PHARMA INC. AXXE S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
REMOVE-BY-YOU, INC. ~ S-1 ~ The Krueger Group, LLP
SABINE OIL & GAS CORP ~ S-4 ~ Vinson & Elkins L.L.P.
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq Weil, Gotshal & Manges LLP
PFSWEB INC PFSW S-3 Nasdaq Wolff & Samson PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: January 12 – 16

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Signal Genetics Inc. w/ Blank Rome LLP and Reed Smith LLP, Cullen Agriculture Holdings Corp. w/ Graubard Miller and Ellenoff Grossman & Schole LLP and Sucampo Pharmaceuticals Inc. w/ Manatt, Phelps & Phillips, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
SANCHEZ ENERGY CORP SN S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
JOURNAL MEDIA GROUP, INC. ~ S-4 ~ Baker & Hostetler LLP
CARRIZO OIL & GAS INC CRZO S-4 Nasdaq Baker Botts L.L.P.
FRANKLIN FINANCIAL NETWORK INC. FRFN S-1 ~ Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
MRI INTERVENTIONS, INC. MRIC S-1 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
HORIZON BANCORP /IN/ HBNC S-3 Nasdaq Barnes & Thornburg LLP
STONEGATE MORTGAGE CORP SGM S-3 NYSE Barnes & Thornburg LLP
SIGNAL GENETICS, INC. SGNL S-1 Nasdaq Blank Rome LLP
CACHET FINANCIAL SOLUTIONS, INC. CAFN S-1 OTC Briggs and Morgan, P.A.
REVENUE.COM CORP ~ S-1 ~ Clark Wilson LLP
LIBERTY STAR URANIUM & METALS CORP. LBSR S-1 ~ Clark Wilson LLP
PARATEK PHARMACEUTICALS, INC. PRTK S-3 Nasdaq Cooley LLP
CORPORATE CAPITAL TRUST, INC. ~ N-2 ~ Dechert LLP
R M DIVERSIFIED, INC. ~ S-1 ~ Dennis Brovarone, Esq.
IMAGEWARE SYSTEMS INC IWSY S-3 ~ Disclosure Law Group, LLP
INTERNATIONAL STEM CELL CORP ISCO S-1 ~ DLA Piper LLP
CULLEN AGRICULTURAL HOLDING CORP CAGZ S-4 OTC Ellenoff Grossman & Schole LLP
JOURNAL MEDIA GROUP, INC. ~ S-4 ~ Foley & Lardner LLP
CURRENCYSHARES AUSTRALIAN DOLLAR TRUST FXA S-3 NYSE Foley & Lardner LLP
BELLEROPHON THERAPEUTICS LLC ~ S-1 ~ Goodwin Procter LLP
MARINA BIOTECH, INC. MRNA S-1 ~ Goodwin Procter LLP
ZAFGEN, INC. ZFGN S-1 Nasdaq Goodwin Procter LLP
CULLEN AGRICULTURAL HOLDING CORP CAGZ S-4 OTC Graubard Miller
INVIVO THERAPEUTICS HOLDINGS CORP. NVIV S-3 ~ Greenberg Traurig, LLP
ACAR LEASING LTD. ~ S-3 ~ Katten Muchin Rosenman LLP
CHANTICLEER HOLDINGS, INC. HOTR S-1 Nasdaq Libertas Law Group, Inc.
NEW MEDIA INSIGHT GROUP, INC. NMED S-1 ~ Macdonald Tuskey
SUCAMPO PHARMACEUTICALS, INC. SCMP S-3 Nasdaq Manatt, Phelps & Phillips, LLP
DIGIRAD CORP DRAD S-3 Nasdaq Olshan Frome Wolosky LLP
MARINA BIOTECH, INC. MRNA S-1 ~ Pryor Cashman LLP
SIGNAL GENETICS, INC. SGNL S-1 Nasdaq Reed Smith LLP
ADCARE HEALTH SYSTEMS, INC ADK S-3 NYSE Rogers & Hardin LLP
MICHAELS COMPANIES, INC. MIK S-1 Nasdaq Ropes & Gray LLP
ZAFGEN, INC. ZFGN S-1 Nasdaq Ropes & Gray LLP
FRANKLIN FINANCIAL NETWORK INC. FRFN S-1 ~ Sidley Austin LLP
MICHAELS COMPANIES, INC. MIK S-1 Nasdaq Simpson Thacher & Bartlett LLP
STONEGATE MORTGAGE CORP SGM S-3 NYSE Sullivan & Cromwell LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
KINDRED BIOSCIENCES, INC. KIN S-3 Nasdaq TroyGould PC
SPECTRA ENERGY PARTNERS, LP SEP S-3 NYSE Vinson & Elkins L.L.P.
CANWEALTH MINERALS CORP ~ S-1 ~ Westerman Ball Ederer Miller Zucker & Sharfstein, LLP
BELLEROPHON THERAPEUTICS LLC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
BARRACUDA NETWORKS INC CUDA S-3 NYSE Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: January 5 – 9

There were 38 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cellectar Biosciences Inc. w/ Foley Hoag LLP and Agree Realty Corp. w/ Honigman Miller Schwartz and Cohn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
CHART ACQUISITION CORP. CACG S-4 Nasdaq Alston & Bird LLP
AVENUE FINANCIAL HOLDINGS, INC. ~ S-1 Nasdaq Bradley Arant Boult Cummings LLP
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Bryan Cave LLP
FIRST TRUST CONVERTIBLE SECURITIES INCOME FUND ~ N-2 ~ Chapman and Cutler LLP
XENCOR INC XNCR S-3 Nasdaq Cooley LLP
VITAE PHARMACEUTICALS, INC VTAE S-1 Nasdaq Cooley LLP
VERSARTIS, INC. VSAR S-1 Nasdaq Cooley LLP
OTONOMY, INC. OTIC S-1 Nasdaq Cooley LLP
INVITAE CORP ~ S-1 ~ Cooley LLP
BIOCEPT INC BIOC S-1 Nasdaq Cooley LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Cooley LLP
NATIONAL COMMERCE CORP ~ S-1 ~ Covington & Burling LLP
AVENUE FINANCIAL HOLDINGS, INC. ~ S-1 Nasdaq Covington & Burling LLP
VERSARTIS, INC. VSAR S-1 Nasdaq Davis Polk & Wardwell LLP
WOWO LTD ~ F-1 ~ DLA Piper LLP
CHART ACQUISITION CORP. CACG S-4 Nasdaq Ellenoff Grossman & Schole LLP
UNITED INSURANCE HOLDINGS CORP. UIHC S-3 Nasdaq Foley & Lardner LLP
QUAD/GRAPHICS, INC. QUAD S-4 NYSE Foley & Lardner LLP
CELLECTAR BIOSCIENCES, INC. CLRB S-3 Nasdaq Foley Hoag LLP
COEUR MINING, INC. CDE S-4 NYSE Gibson, Dunn & Crutcher LLP
NORTHERN POWER SYSTEMS CORP. ~ S-1 ~ Goodwin Procter LLP
VITAE PHARMACEUTICALS, INC VTAE S-1 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
OHR PHARMACEUTICAL INC OHRP S-3 Nasdaq Hahn & Hessen LLP
NEW HAMPSHIRE THRIFT BANCSHARES INC NHTB S-3 Nasdaq Hogan Lovells US LLP
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
AGREE REALTY CORP ADC S-3 NYSE Honigman Miller Schwartz and Cohn LLP
GREAT AJAX CORP. ~ S-11 ~ Hunton & Williams LLP
ALBERO, CORP. ~ S-1 ~ Incorp Services Inc.
TELEHEALTHCARE, INC. ~ S-1 ~ Incorp Services, Inc.
BELLA COSTA DESIGNS INC ~ S-1 ~ Incorp Services, Inc.
EKLIPS CORP ~ S-1 ~ John T. Root, Jr., Atty.
WOWO LTD ~ F-1 ~ Jones Day
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Latham & Watkins LLP
TILURO, INC. ~ S-1 ~ Law Office of Clifford J. Hunt, P.A.
PARAMOUNT GOLD NEVADA CORP. ~ S-1 ~ LeClairRyan, PC
COEUR MINING, INC. CDE S-4 NYSE LeClairRyan, PC
NATIONAL COMMERCE CORP ~ S-1 ~ Maynard, Cooper & Gale, P.C.
BIOCEPT INC BIOC S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
GREAT AJAX CORP. ~ S-11 ~ Morrison & Foerster LLP
NORTHERN POWER SYSTEMS CORP. ~ S-1 ~ Nixon Peabody LLP
FUELCELL ENERGY INC FCEL S-3 Nasdaq Patterson Belknap Webb & Tyler LLP
INVITAE CORP ~ S-1 ~ Pillsbury Winthrop Shaw Pittman LLP
IKANOS COMMUNICATIONS, INC. IKAN S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PHOTOMEDEX INC PHMD S-3 Nasdaq Proskauer Rose LLP
M & A HOLDING CORP. ~ S-1 ~ Pubco Advisory Service
FUELCELL ENERGY INC FCEL S-3 Nasdaq Robinson & Cole LLP
FUELCELL ENERGY INC FCEL S-3 Nasdaq Robinson & Cole LLP
MY ACTIVE DATE ~ S-1 ~ Securities Compliance Group, Ltd.
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Sidley Austin LLP
NEXTERA ENERGY INC NEE S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
GUGGENHEIM MIDDLE MARKET & INCOME FUND ~ N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
CM FINANCE INC CMFN N-2 Nasdaq Sutherland Asbill & Brennan LLP
BREITBURN ENERGY PARTNERS LP BBEP S-3 Nasdaq Vinson & Elkins L.L.P.
NEXTERA ENERGY INC NEE S-4 NYSE Wachtell, Lipton, Rosen & Katz
OTONOMY, INC. OTIC S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: December 29 – January 2 (plus 2015 SEC filing calendar)

There were 39 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including TG Therapeutics Inc. w/ Alston & Bird LLP, Eventure Interactive Inc. w/ Crone Kline Rinde LLP and Zero Gravity Solutions Inc.  w/ Thompson Hine LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisors
TG THERAPEUTICS, INC. TGTX S-3 Nasdaq Alston & Bird LLP
CIVEO CANADIAN HOLDINGS ULC ~ S-4 ~ Baker Botts L.L.P.
NN INC NNBR S-3 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
ADM ENDEAVORS, INC. ~ S-1 ~ Brunson Chandler & Jones, PLLC
FLEX PHARMA, INC. ~ S-1 ~ Cooley LLP
HTG MOLECULAR DIAGNOSTICS, INC ~ S-1 ~ Cooley LLP
NEXVET BIOPHARMA PLC ~ S-1 Nasdaq Cooley LLP
TRACON PHARMACEUTICALS, INC. ~ S-1 ~ Cooley LLP
EVENTURE INTERACTIVE, INC. EVTI S-1 OTC Crone Kline Rinde LLP
SMTP, INC. SMTP S-3 Nasdaq David M. Bovi, P.A.
SPARK THERAPEUTICS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
NEXVET BIOPHARMA PLC ~ S-1 Nasdaq DLA Piper LLP
MOBIQUITY TECHNOLOGIES, INC. MOBQ S-1 ~ Ellenoff Grossman & Schole LLP
INTERNET PATENTS CORP PTNT S-4 Nasdaq Erickson & Sederstrom, P.C. LLO
ONCOTHYREON INC. ONTY S-3 Nasdaq Fenwick & West LLP
SHAKE SHACK INC. ~ S-1 ~ Fried, Frank, Harris, Shriver & Jacobson LLP
BIONDVAX PHARMACEUTICALS LTD. ~ F-1 ~ Greenberg Traurig, P.A.
VAPOR CORP. VPCO S-4 Nasdaq Gunster, Yoakley & Stewart, P.A.
AVINGER INC ~ S-1 ~ Jones Day
BIONDVAX PHARMACEUTICALS LTD. ~ F-1 ~ Kantor & Co.
CARBYLAN THERAPEUTICS, INC. ~ S-1 ~ Latham & Watkins LLP
FLEX PHARMA, INC. ~ S-1 ~ Latham & Watkins LLP
HTG MOLECULAR DIAGNOSTICS, INC ~ S-1 ~ Latham & Watkins LLP
INOVALON HOLDINGS, INC. ~ S-1 ~ Latham & Watkins LLP
SHAKE SHACK INC. ~ S-1 ~ Latham & Watkins LLP
TRACON PHARMACEUTICALS, INC. ~ S-1 ~ Latham & Watkins LLP
BLUEFIRE RENEWABLES, INC. BFRE S-1 ~ Lucosky Brookman LLP
CARNIVAL BAY HOLDINGS, INC ~ S-1 ~ Lucosky Brookman LLP
PROFESSIONAL DIVERSITY NETWORK, INC. IPDN S-3 Nasdaq McGuireWoods LLP
PACIFIC CONTINENTAL CORP PCBK S-4 Nasdaq Miller Nash LLP
BGC PARTNERS, INC. BGCP S-4 Nasdaq Morgan, Lewis & Bockius LLP
INOVALON HOLDINGS, INC. ~ S-1 ~ Morrison & Foerster LLP
MOBIQUITY TECHNOLOGIES, INC. MOBQ S-1 ~ Morse & Morse, PLLC
VAPOR CORP. VPCO S-4 Nasdaq Nason, Yeager, Gerson, White & Lioce, P.A.
HEAVENSTONE CORP ~ S-1 ~ Newlan & Newlan, Ltd.
MPM HOLDINGS INC. ~ S-1 ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
BIONDVAX PHARMACEUTICALS LTD. ~ F-1 ~ Pearl Cohen Zedek Latzer Baratz
TETRALOGIC PHARMACEUTICALS CORP TLOG S-3 Nasdaq Pepper Hamilton LLP
PACIFIC CONTINENTAL CORP PCBK S-4 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
AETHLON MEDICAL INC AEMD S-1 ~ Raines Feldman LLP
CARBYLAN THERAPEUTICS, INC. ~ S-1 ~ Ropes & Gray LLP
TODEX CORP. ~ S-1 ~ Scott Olson Atty.
RADNET, INC. RDNT S-3 Nasdaq Sheppard, Mullin, Richter & Hampton LLP
BIONDVAX PHARMACEUTICALS LTD. ~ F-1 ~ Sichenzia Ross Friedman Ference LLP
INTERNET PATENTS CORP PTNT S-4 Nasdaq Sidley Austin LLP
NOMURA CREDIT LONG/SHORT FUND, INC. ~ N-2 ~ Sidley Austin LLP
ZRHO BEVERAGES, INC. ~ S-1 ~ Stoecklein Law Group, LLP
GLOBALSTAR, INC. GSAT S-3 NYSE Taft Stettinius & Hollister LLP
DEVAGO, INC. ~ S-1 ~ The Doney Law Firm
ZERO GRAVITY SOLUTIONS, INC. ZGSI 10-12G Thompson Hine LLP
SPARK THERAPEUTICS, INC. ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
HDIMAX MEDIA, INC. HMAX S-1 ~ Wilson & Oskam, LLP
AVINGER INC ~ S-1 ~ Wilson Sonsini Goodrich & Rosati PC
TEARLAB CORP TEAR S-3 Nasdaq Wilson Sonsini Goodrich & Rosati PC
SPEED COMMERCE, INC. SPDC S-3 Nasdaq Winthrop & Weinstine, P.A.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: December 22 – 26 (plus 2015 SEC filing calendar)

There were 35 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including MyEcheck Inc. w/ Anslow & Jaclin LLP and Naidich Wurman Birnbaum & Mayday LLP and Longbau Group Inc. w/ Nail Law Group.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
HALLIBURTON CO HAL S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
CHECK-CAP LTD ~ F-1 ~ Amit, Pollak, Matalon & Co.
BROADWAY FINANCIAL CORP \DE\ BYFC S-1 Nasdaq Arnold & Porter LLP
TERRA TECH CORP. TRTC S-1 ~ Baker & Hostetler LLP
HALLIBURTON CO HAL S-4 NYSE Baker Botts L.L.P.
AMSURG CORP AMSG S-4 Nasdaq Bass, Berry & Sims PLC
PERRY ELLIS MENSWEAR, LLC ~ S-3 ~ Broad and Cassel
CAPITAL AUTO RECEIVABLES LLC ~ S-3 ~ Capital Auto Receivables LLC
ACTAVIS PLC ACT S-4 NYSE Cleary Gottlieb Steen & Hamilton LLP
REVERSE MORTGAGE INVESTMENT TRUST INC. RVMIZ S-11 ~ Clifford Chance US LLP
INFRAREDX INC ~ S-1 ~ Cooley LLP
ALDER BIOPHARMACEUTICALS INC ALDR S-1 Nasdaq Cooley LLP
ALTHEADX, INC. ~ S-1 Nasdaq Cooley LLP
BARNES & NOBLE INC BKS S-3 NYSE Cravath, Swaine & Moore LLP
HALLIBURTON CO HAL S-4 NYSE Davis Polk & Wardwell LLP
GLOBAL HOLDING INTERNATIONAL ~ S-1 ~ Dennis Brovarone, Esq.
CAMBRIDGE HOLDCO, INC. ~ S-4 ~ DLA Piper LLP
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEIPRB S-3 NYSE Drinker Biddle & Reath LLP
FEDERAL-MOGUL MOTORPARTS CORP ~ 10-12B ~ Federal-Mogul Motorparts Corp.
CHECK-CAP LTD ~ F-1 ~ Fischer Behar Chen Well Orion & Co.
INFRAREDX INC ~ S-1 ~ Gibson, Dunn & Crutcher LLP
EASTERLY GOVERNMENT PROPERTIES, INC. ~ S-11 ~ Goodwin Procter LLP
ESPERION THERAPEUTICS, INC. ESPR S-3 Nasdaq Goodwin Procter LLP
BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE Goodwin Procter LLP
PAYCOM SOFTWARE, INC. PAYC S-1 NYSE Goodwin Procter LLP
BENECHILL, INC. ~ S-1 ~ Greenberg Traurig, P.A.
EBIZWARE, INC. ~ S-1 ~ Harold P. Gewerter, Esq. Ltd.
QUEST MANAGEMENT INC ~ S-1 ~ Harrison Law, P.A.
PAYCOM SOFTWARE, INC. PAYC S-1 NYSE Haynes and Boone, LLP
CAMBRIDGE HOLDCO, INC. ~ S-4 ~ Jones Day
FUEL OUTDOOR LLC ~ S-4 ~ Jones Day
PEREGRINE PHARMACEUTICALS INC PPHM S-3 Nasdaq K&L Gates LLP
CAPITAL AUTO RECEIVABLES LLC ~ S-3 ~ Kirkland & Ellis LLP
HAILIANG EDUCATION GROUP INC. ~ F-1 ~ Kirkland & Ellis LLP
PAYCOM SOFTWARE, INC. PAYC S-1 NYSE Kirkland & Ellis LLP
ALTHEADX, INC. ~ S-1 Nasdaq Latham & Watkins LLP
ENTELLUS MEDICAL INC ~ S-1 Nasdaq Latham & Watkins LLP
ACTAVIS PLC ACT S-4 NYSE Latham & Watkins LLP
TERRA TECH CORP. TRTC S-1 ~ Law Offices of Thomas E. Puzzo, PLLC
CHECK-CAP LTD ~ F-1 ~ Loeb & Loeb LLP
HAILIANG EDUCATION GROUP INC. ~ F-1 ~ Loeb & Loeb LLP
BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE Luse Gorman Pomerenk & Schick, P.C.
CAPITAL AUTO RECEIVABLES LLC ~ S-3 ~ Mayer Brown LLP
SOL-WIND RENEWABLE POWER, LP ~ S-1 ~ Milbank, Tweed, Hadley & McCloy LLP
MYECHECK, INC. ~ 10-12G ~ Naidich Wurman Birnbaum & Mayday LLP
LONGBAU GROUP INC ~ S-1 ~ Nail Law Group
PERRY ELLIS MENSWEAR, LLC ~ S-3 ~ Perry Ellis International, Inc.
CHECK-CAP LTD ~ F-1 ~ Reed Smith LLP
STONE RIDGE TRUST III ~ N-2 ~ Ropes & Gray LLP
BENECHILL, INC. ~ S-1 ~ Schiff Hardin LLP
ENTELLUS MEDICAL INC ~ S-1 Nasdaq Shearman & Sterling LLP
EASTERLY GOVERNMENT PROPERTIES, INC. ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
BLACK KNIGHT FINANCIAL SERVICES, INC. ~ S-1 ~ Sullivan & Cromwell LLP
BLUEARC MULTI-STRATEGY FUND ~ N-2 ~ Thompson Hine LLP
SOL-WIND RENEWABLE POWER, LP ~ S-1 ~ Vinson & Elkins L.L.P.
ARC LOGISTICS PARTNERS LP ARCX S-3 NYSE Vinson & Elkins L.L.P.
ACTAVIS PLC ACT S-4 NYSE Wachtell, Lipton, Rosen & Katz
HALLIBURTON CO HAL S-4 NYSE Wachtell, Lipton, Rosen & Katz
BLACK KNIGHT FINANCIAL SERVICES, INC. ~ S-1 ~ Weil, Gotshal & Manges LLP
ALDER BIOPHARMACEUTICALS INC ALDR S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: December 15 – 19 (plus 2015 SEC filing calendar)

There were 61 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including American Education Center Inc. w/ the Law Office of Yue & Associates, Intellicheck Mobilisa Inc. w/ Loeb & Loeb LLP and K&L Gates LLP and Rock Creek Pharmaceuticals, Inc. w / Foley & Lardner LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
LEGACY RESERVES LP LGCY S-4 Nasdaq Andrews Kurth LLP
S&T BANCORP INC STBA S-4 Nasdaq Arnold & Porter LLP
ENERGY FOCUS, INC/DE EFOI S-3 Nasdaq Baker & Hostetler LLP
INFRAREIT, INC. ~ S-11 ~ Baker Botts L.L.P.
VENAXIS, INC. APPY S-3 Nasdaq Ballard Spahr LLP
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
RIVERVIEW FINANCIAL CORP ~ S-4 ~ Barley Snyder LLP
OVERSTOCK.COM, INC OSTK S-3 Nasdaq Bracewell & Giuliani LLP
COUNTERPATH CORP CPAH S-3 Nasdaq Clark Wilson LLP
NEW MEDIA INVESTMENT GROUP INC. NEWM S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
REHABCARE GROUP INC ~ S-4 ~ Cleary Gottlieb Steen & Hamilton LLP
QUOTIENT LTD QTNTU S-1 Nasdaq Clifford Chance US LLP
REVERSE MORTGAGE INVESTMENT TRUST INC. RVMIZ S-11 ~ Clifford Chance US LLP
ASCENDIS PHARMA A/S ~ F-1 Nasdaq Cooley LLP
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
MILLENNIAL MEDIA INC. MM S-3 NYSE Cooley LLP
NEOPHOTONICS CORP NPTN S-1 NYSE Cooley LLP
ASANTE SOLUTIONS, INC. ~ S-1 ~ Covington & Burling LLP
AVALANCHE BIOTECHNOLOGIES, INC. AAVL S-1 Nasdaq Covington & Burling LLP
SUMMIT MATERIALS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
RESOURCE CREDIT INCOME FUND ~ N-2 ~ Dechert LLP
PACIFIC DATAVISION, INC. PCVSZ S-1 ~ DLA Piper LLP
CYPRESS SEMICONDUCTOR CORP /DE/ CY S-4 Nasdaq Fenwick & West LLP
AMP HOLDING INC. AMPD S-1 ~ Fleming PLLC
ROCK CREEK PHARMACEUTICALS, INC. RCPI S-3 Nasdaq Foley & Lardner LLP
BG STAFFING, INC. BGSF S-3 NYSE Fulbright & Jaworski LLP
POAGE BANKSHARES, INC. PBSK S-1 Nasdaq Fulbright & Jaworski LLP
PATRIOT NATIONAL, INC. ~ S-1 ~ Gibson, Dunn & Crutcher LLP
ASANTE SOLUTIONS, INC. ~ S-1 ~ Goodwin Procter LLP
CENTURY COMMUNITIES, INC. CCS S-4 NYSE Greenberg Traurig, LLP
THERAPEUTICSMD, INC. TXMD S-3 NYSE Greenberg Traurig, P.A.
REVERSE MORTGAGE INVESTMENT TRUST INC. RVMIZ S-11 ~ Hunton & Williams LLP
AXION POWER INTERNATIONAL, INC. AXPW S-3 Nasdaq Jolie G. Kahn, Esq.
INSITE VISION INC INSV S-1 ~ Jones Day
INTELLICHECK MOBILISA, INC. IDN S-1 NYSE K&L Gates LLP
JOHN HANCOCK INVESTORS TRUST JHI N-2 NYSE K&L Gates LLP
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND HTY N-2 NYSE K&L Gates LLP
METROPOLITAN LIFE INSURANCE CO ~ S-3 ~ K&L Gates LLP
AVIS BUDGET GROUP, INC. CAR S-4 Nasdaq Kirkland & Ellis LLP
IHEART -COMMUNICATIONS, INC. ~ S-4 ~ Kirkland & Ellis LLP
ASCENDIS PHARMA A/S ~ F-1 Nasdaq Latham & Watkins LLP
AVALANCHE BIOTECHNOLOGIES, INC. AAVL S-1 Nasdaq Latham & Watkins LLP
INFRAREIT, INC. ~ S-11 ~ Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
AMERICAN EDUCATION CENTER, INC. ~ S-1 ~ Law Office of Yue & Associates
LEMONT INC ~ S-1 ~ Lemont Inc.
YULONG ECO-MATERIALS LTD ~ S-1 ~ LKP Global Law, LLP
INTELLICHECK MOBILISA, INC. IDN S-1 NYSE Loeb & Loeb LLP
POAGE BANKSHARES, INC. PBSK S-1 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
TORNIER N.V. TRNX S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
BARCLAYS BANK DELAWARE ~ S-3 ~ Orrick, Herrington & Sutcliffe LLP
NEOPHOTONICS CORP NPTN S-1 NYSE Pillsbury Winthrop Shaw Pittman LLP
YULONG ECO-MATERIALS LTD ~ S-1 ~ Reed Smith LLP
S&T BANCORP INC STBA S-4 Nasdaq Rhoads & Sinon LLP
PINKBRICK HOLDINGS INC. ~ 10-12G ~ Richardson & Patel, LLP
NAC GLOBAL TECHNOLOGIES, INC. NACG S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
TORNIER N.V. TRNX S-4 Nasdaq Ropes & Gray LLP
BOVIE MEDICAL CORP BVX S-3 NYSE Ruskin Moscou Faltischek, P.C.
AMP HOLDING INC. AMPD S-1 ~ Schiff Hardin LLP
TAPIOCA CORP ~ S-1 ~ Scott Olson Esq.
RIVERVIEW FINANCIAL CORP ~ S-4 ~ Shumaker Williams, PC
CAMAC ENERGY INC. CAK S-3 NYSE Sidley Austin LLP
ZAZA ENERGY CORP ZAZA S-1 Nasdaq Sidley Austin LLP
APX GROUP, INC. ~ S-4 ~ Simpson Thacher & Bartlett LLP
PATRIOT NATIONAL, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
SUMMIT MATERIALS, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
WALTER INVESTMENT MANAGEMENT CORP WAC S-3 NYSE Simpson Thacher & Bartlett LLP
NEW MEDIA INVESTMENT GROUP INC. NEWM S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BNY MELLON ALCENTRA MULTI-STRATEGY CREDIT FUND, INC. ~ N-2 ~ Stroock & Stroock & Lavan LLP
BB&T CORP BBT S-4 NYSE Sullivan & Cromwell LLP
ECHOSPHERE LLC ~ S-4 ~ Sullivan & Cromwell LLP
RENAISSANCERE HOLDINGS LTD RNR S-4 NYSE Sullivan & Cromwell LLP
NAC GLOBAL TECHNOLOGIES, INC. NACG S-1 OTC Szaferman, Lakind, Blumstein, & Blader, P.C.
PEDEVCO CORP PED S-3 NYSE The Loev Law Firm, PC
THERAPEUTICSMD, INC. TXMD S-3 NYSE TherapeuticsMD, Inc.
PRINCETON PRIVATE EQUITY FUND ~ N-2 ~ Thompson Hine LLP
ALCOA INC. AA S-3 NYSE Wachtell, Lipton, Rosen & Katz
BB&T CORP BBT S-4 NYSE Wachtell, Lipton, Rosen & Katz
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP
RENAISSANCERE HOLDINGS LTD RNR S-4 NYSE Willkie Farr & Gallagher LLP
TORNIER N.V. TRNX S-4 Nasdaq Willkie Farr & Gallagher LLP
ELEVEN BIOTHERAPEUTICS, INC. EBIO S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CYPRESS SEMICONDUCTOR CORP /DE/ CY S-4 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

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IPOs and Transactions: December 8 – 12 (plus 2015 SEC filing calendar)

There were 46 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Chess Supersite Corp. w/ Cassidy & Associates, Albany Molecular Research Inc. w/ Goodwin Procter LLP and CASI Pharmaceuticals, Inc. w/ Arnold & Porter LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

calenda_BANNER700

Registrant Symbol Form Exchange Law firm / Advisor
CASI PHARMACEUTICALS, INC. CASI S-3 Nasdaq Arnold & Porter LLP
CHESAPEAKE UTILITIES CORP CPK S-3 NYSE Baker & Hostetler LLP
ELTM, L.P. S-3 ~ Baker & Hostetler LLP
BAXALTA INC 10-12B ~ Baxter International Inc.
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC. HART S-3 Nasdaq Burns & Levinson LLP
CHESS SUPERSITE CORP S-1 ~ Cassidy & Associates
IMMUNOCELLULAR THERAPEUTICS, LTD. IMUC S-1 NYSE Cooley LLP
ABENGOA YIELD PLC ABY F-1 Nasdaq Davis Polk & Wardwell LLP
STERLING BANCORP STL S-4 NYSE Day Pitney LLP
GETTY REALTY CORP /MD/ GTY S-3 NYSE DLA Piper LLP (US)
FINTECH ACQUISITION CORP S-1 ~ Ellenoff Grossman & Schole LLP
ITUS CORP ITUS S-1 ~ Ellenoff Grossman & Schole LLP
BIO KEY INTERNATIONAL INC BKYI S-1 ~ Fox Rothschild LLP
BERKSHIRE HATHAWAY ENERGY CO S-4 ~ Gibson, Dunn & Crutcher LLP
GREEN DOT CORP GDOT S-3 NYSE Gibson, Dunn & Crutcher LLP
ALBANY MOLECULAR RESEARCH INC AMRI S-3 Nasdaq Goodwin Procter LLP
ANDALAY SOLAR, INC. WEST S-1 ~ Gracin & Marlow, LLP
GYROTRON TECHNOLOGY INC GYTI 10-12G ~ Gyrotron Technology, Inc.
US-MHJ WOODEN ELEGANCE CREATIONS INT’L, INC. S-1 ~ Harold P. Gewerter, Esq. Ltd.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Howard and Howard Attorneys PLLC
CODE NAVY S-1 ~ Jehu Hand’s Securities Lawyer
ASBURY AUTOMOTIVE GROUP INC ABG S-4 NYSE Jones Day
RADIOSHACK CORP RSH S-3 NYSE Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
NRG ENERGY, INC. NRG S-4 NYSE Kirkland & Ellis LLP
SUNEDISON SEMICONDUCTOR LTD SEMI S-1 Nasdaq Kirkland & Ellis LLP
WORLD OMNI AUTO RECEIVABLES LLC S-3 ~ Kirkland & Ellis LLP
ALPHATEC HOLDINGS, INC. ATEC S-3 Nasdaq Latham & Watkins LLP
APRICUS BIOSCIENCES, INC. APRI S-3 Nasdaq Latham & Watkins LLP
SUNEDISON SEMICONDUCTOR LTD SEMI S-1 Nasdaq Latham & Watkins LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-4 NYSE Latham & Watkins LLP
LANE CAPITAL CORP. S-1 ~ Law Offices of Harold Gewerter, Esq. Ltd.
FINTECH ACQUISITION CORP S-1 ~ Ledgewood Law
IEG HOLDINGS CORP S-1 ~ Legal & Compliance, LLC
ABENGOA YIELD PLC ABY F-1 Nasdaq Linklaters LLP
IMMUNOCELLULAR THERAPEUTICS, LTD. IMUC S-1 NYSE Lowenstein Sandler LLP
WORLD OMNI AUTO RECEIVABLES LLC S-3 ~ Morgan, Lewis & Bockius LLP
NORTHSIGHT CAPITAL, INC. NCAP S-1 ~ Nossiff Law Firm, LLP
SAUL CENTERS INC BFS S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
CROSS COUNTRY HEALTHCARE INC CCRN S-1 Nasdaq Proskauer Rose LLP
CENTER COAST MLP & INFRASTRUCTURE FUND CEN N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Smith Mackinnon, PA
AQUARIUS CANNABIS INC. /NV/ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
SWEETS & TREATS INC. S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
DYNEX CAPITAL INC DX S-3 NYSE Troutman Sanders LLP
VERIZON COMMUNICATIONS INC VZ S-4 NYSE Verizon Communications Inc.
EXTERRAN PARTNERS, L.P. EXLP S-4 Nasdaq Vinson & Elkins L.L.P.
CCH I, LLC S-4 ~ Wachtell, Lipton, Rosen & Katz
STERLING BANCORP STL S-4 NYSE Wachtell, Lipton, Rosen & Katz
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Ward and Smith, P.A.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Warner Norcross & Judd LLP
ODYSSEY GROUP INTERNATIONAL, INC. S-1 ~ Wilson & Oskam, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Have a great week.