Category Archives: IPO week in review

Last week’s IPOs and Transactions

There were 59 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new video highlighting our IN-HOUSE and TRANSACTIONS services and learn about our success from our most senior executives.

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Registrant Symbol Form Exchange Law firm / Advisor
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Andrews Kurth LLP
MAGNEGAS CORP MNGA S-3 Nasdaq Anslow + Jaclin LLP
AXOGEN, INC. AXGN S-1 OTC AxoGen, Inc.
PLX TECHNOLOGY INC PLXT S-3 Nasdaq Baker & McKenzie LLP
INDEPENDENCE REALTY TRUST, INC S-11 Bass, Berry & Sims PLC
TOYOTA MOTOR CREDIT CORP S-3 Bingham McCutchen LLP
NUVEEN CREDIT STRATEGIES INCOME FUND JQC N-2 NYSE Bingham McCutchen LLP
ADVAXIS, INC. ADXSE S-1 OTC Blank Rome LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Breyer & Associates PC
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Conner & Winters, LLP
MACCO INTERNATIONAL CORP S-1 David Lubin & Associates, PLLC
ESPERION THERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
PTC THERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
UBIQUITI NETWORKS, INC. UBNT S-1 Nasdaq Davis Polk & Wardwell LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
ESPERION THERAPEUTICS, INC. S-1 Esperion Therapeutics, Inc.
GENOMIC HEALTH INC GHDX S-3 Nasdaq Genomic Health, Inc.
DUCOMMUN INC /DE/ DCO S-3 NYSE Gibson, Dunn & Crutcher LLP
ESPERION THERAPEUTICS, INC. S-1 Goodwin Procter LLP
BLUEBIRD BIO, INC. S-1 Goodwin Procter LLP
COVISINT CORP S-1 Goodwin Procter LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Goodwin Procter LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
PLAYBUTTON ACQUISITION CORP. S-1 Greenberg Traurig, LLP
INVIVO THERAPEUTICS HOLDINGS CORP. NVIV S-3 OTC Greenberg Traurig, LLP
BIODEL INC BIOD S-3 Nasdaq Hand Baldachin & Amburgey LLP
GALLAGHER ARTHUR J & CO AJG S-4 NYSE Harter Secrest & Emery LLP
MYCAUSE BEVERAGES, INC. S-1 Hofheimer Gartlir & Gross, LLP
COVISINT CORP S-1 Honigman Miller Schwartz and Cohn LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Katten Muchin Rosenman LLP
CONSTELLIUM HOLDCO B.V. F-1 Latham & Watkins LLP
ZLATO INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
VETRO, INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
INDEPENDENCE REALTY TRUST, INC S-11 Ledgewood, P.C.
AXOGEN, INC. AXGN S-1 OTC Morgan, Lewis & Bockius LLP
AXOGEN, INC. AXGN S-1 OTC Morrison & Foerster LLP
FIVE BELOW, INC FIVE S-1 Nasdaq Pepper Hamilton LLP
GENOMIC HEALTH INC GHDX S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SAUL CENTERS INC BFS S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Power Solutions International, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Preferred Apartment Communities, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Proskauer Rose LLP
PTC THERAPEUTICS, INC. S-1 PTC Therapeutics, Inc.
ADVAXIS, INC. ADXSE S-1 OTC Reed Smith LLP
OVERNEAR, INC. S-1 Richardson & Patel LLP
BLUEBIRD BIO, INC. S-1 Ropes & Gray LLP
HOTEL OUTSOURCE MANAGEMENT INTERNATIONAL INC HOUMD S-1 OTC Schonfeld & Weinstein, L.L.P.
UBL INTERACTIVE,INC. 10-12G Sichenzia Ross Friedman Ference LLP
UBIQUITI NETWORKS, INC. UBNT S-1 Nasdaq Sidley Austin LLP
FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND GPM N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FIVE BELOW, INC FIVE S-1 Nasdaq Sullivan & Cromwell LLP
PORT OF CALL ONLINE INC. S-1 Synergen Law Group, APC
GULF POWER CO GUL S-3 NYSE The Southern Company
GULF POWER CO GUL S-3 NYSE Troutman Sanders LLP
CALUMET SPECIALTY PRODUCTS PARTNERS, L.P. CLMT S-3 Nasdaq Vinson & Elkins L.L.P.
GAMING & LEISURE PROPERTIES, INC. S-11 Wachtell, Lipton, Rosen & Katz
CONSTELLIUM HOLDCO B.V. F-1 Wachtell, Lipton, Rosen & Katz
WAVE SYSTEMS CORP WAVX S-3 Nasdaq Willkie Farr & Gallagher LLP
PTC THERAPEUTICS, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

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Have a great day.

Last week’s IPOs and Transactions

There were 51 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Venaxis, Inc. (NASDAQ) w/ Ballard Spahr LLP, Clearsign Combustion, Corp. (NASDAQ) w/ Richardson & Patel, LLP and Tonix Pharmaceuticals Holding Corp. LP (OTC) w/ Lowenstein Sandler LLP.

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We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

Registrant Symbol Form Exchange Law firm / Advisor
STEMLINE THERAPEUTICS INC STML S-1 Nasdaq Alston & Bird LLP
POSITIVEID CORP PSIDD S-1 OTC Anslow + Jaclin, LLP
BLOOMIN’ BRANDS, INC. BLMN S-1 Nasdaq Baker & Hostetler LLP
MURPHY USA INC. 10-12B Baker Donelson
VENAXIS, INC. APPY S-1 Nasdaq Ballard Spahr LLP
U.S. AUTO PARTS NETWORK, INC. PRTS S-3 Nasdaq Cooley LLP
ASHLAND INC. ASH S-4 NYSE Cravath, Swaine & Moore LLP
CYRUSONE INC. CONE S-4 Nasdaq Cravath, Swaine & Moore LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Crossroads Systems, Inc.
ALTIMO GROUP CORP S-1 David Lubin & Associates, PLLC
SPROUTS FARMERS MARKETS, LLC S-1 Davis Polk & Wardwell LLP
ENTRUST MULTI-STRATEGY FUND N-2 Dechert LLP
ENTRUST MULTI-STRATEGY MASTER FUND N-2 Dechert LLP
THIRD AVENUE FLEXIBLE INCOME FUND N-2 Dechert LLP
VENAXIS, INC. APPY S-1 Nasdaq Faegre Baker Daniels LLP
ROSETTA STONE INC RST S-3 NYSE Fulbright & Jaworski L.L.P.
HEAT BIOLOGICS, INC. S-1 Gracin & Marlow, LLP
SCG FINANCIAL ACQUISITION CORP. RMGN S-1 OTC Greenberg Traurig, LLP
SYNERGY RESOURCES CORP SYRG S-3 NYSE Hart & Hart, LLC
META FINANCIAL GROUP INC CASH S-3 Nasdaq Katten Muchin Rosenman LLP
ROI ACQUISITION CORP. ROIQU S-4 Nasdaq Kirkland & Ellis LLP
FRANK’S INTERNATIONAL N.V. S-1 Latham & Watkins LLP
QEP MIDSTREAM PARTNERS, LP S-1 Latham & Watkins LLP
WESCO AIRCRAFT HOLDINGS, INC WAIR S-3 NYSE Latham & Watkins LLP
FROZEN FOOD GIFT GROUP, INC FROZ S-1 OTC Law Offices of Gary L. Blum
TERRA TECH CORP. TRTCE S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
NEOSTEM, INC. NBS S-3 NYSE Lowenstein Sandler LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-1 OTC Lowenstein Sandler LLP
ROI ACQUISITION CORP. ROIQU S-4 Nasdaq McDermott Will & Emery LLP
STEMLINE THERAPEUTICS INC STML S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
MIRATI THERAPEUTICS, INC. 10-12B Mirati Therapeutics, Inc.
SPROUTS FARMERS MARKETS, LLC S-1 Morgan, Lewis & Bockius LLP
MURPHY USA INC. 10-12B Murphy Oil Corporation
MOMENTIVE PERFORMANCE MATERIALS INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
ARES COMMERCIAL REAL ESTATE CORP ACRE S-3 NYSE Proskauer Rose LLP
HEAT BIOLOGICS, INC. S-1 Reed Smith LLP
CLEARSIGN COMBUSTION CORP S-3 Nasdaq Richardson & Patel, LLP
BLOOMIN’ BRANDS, INC. BLMN S-1 Nasdaq Ropes & Gray LLP
RXI PHARMACEUTICALS CORP RXII S-1 OTC Ropes & Gray LLP
STRAIGHT PATH COMMUNICATIONS INC. 10-12G Schwell Wimpfheimer & Associates LLP
LOCAL CORP LOCM S-3 Nasdaq Scott D. Olson, Esq.
PARAMETRIC SOUND CORP PAMT S-3 Nasdaq Sheppard Mullin Richter & Hampton LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-1 OTC Sichenzia Ross Friedman Ference LLP
CENTER COAST MLP & INFRASTRUCTURE FUND N-2 Skadden, Arps, Slate, Meagher & Flom LLP
STRAIGHT PATH COMMUNICATIONS INC. 10-12G Straight Path Communications Inc.
AT&T INC. T S-4 NYSE Sullivan & Cromwell LLP
FRANK’S INTERNATIONAL N.V. S-1 Vinson & Elkins L.L.P.
PENN VIRGINIA CORP PVA S-3 OTC Vinson & Elkins L.L.P.
QEP MIDSTREAM PARTNERS, LP S-1 Vinson & Elkins L.L.P.
SEQUENTIAL BRANDS GROUP, INC. SQBG S-1 OTC White & Case LLP
ABERDEEN ASIA-PACIFIC INCOME FUND INC FAX N-2 Willkie Farr & Gallagher

Have a great day.

Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Full Circle Capital Corp. (NASDAQ) w/ Blank Rome LLP, Synthetic Biologics, Inc. (NYSE) w/ Gracin & Marlow, LLP and Ichan Enterprises LP (NASDAQ) w/ Proskauer Rose LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new video highlighting our IN-HOUSE and TRANSACTIONS services and learn about our success from our most senior executives.

VF_video_email_banner

Registrant Symbol Form Exchange Law firm / Advisor
RED MOUNTAIN RESOURCES, INC. RDMP S-3 OTC Akin Gump Strauss Hauer & Feld LLP
STEADFAST INCOME REIT, INC. S-11 Alston & Bird LLP
APEX 8 INC. 10-12G Apex 8 Inc.
UNION BANCORP INC /PA/ S-4 Barley Snyder LLP
ISATORI, INC. IFIT S-1 OTC Beatty & Wozniak, P.C.
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Blank Rome LLP
SHENGDATECH LIQUIDATING TRUST 10-12G Bob L. Olson, Attorney
HERITAGE FINANCIAL CORP /WA/ HFWA S-4 Nasdaq Breyer & Associates PC
CASCADE MICROTECH INC CSCD S-3 Nasdaq Cascade Microtech, Inc.
BIOMET INC S-4 Cleary Gottlieb Steen & Hamilton LLP
BIOMET INC S-1 Cleary Gottlieb Steen & Hamilton LLP
COLONY AMERICAN HOMES, INC. S-11 Clifford Chance US LLP
COMSCORE, INC. SCOR S-3 Nasdaq ComScore, Inc.
DIGITAL CINEMA DESTINATIONS CORP. DCIN S-3 Nasdaq Eaton & Van Winkle LLP
AIR INDUSTRIES GROUP, INC. AIRI S-1 OTC Eaton & Van Winkle LLP
DATALINK CORP DTLK S-3 Nasdaq Faegre Baker Daniels LLP
CHERRY HILL MORTGAGE INVESTMENT CORP S-11 Fried, Frank, Harris, Shriver & Jacobson LLP
FTD COMPANIES, INC. 10-12B FTD Companies, Inc.
VANTAGE DRILLING CO VTG S-4 NYSE Fulbright & Jaworski L.L.P.
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Gibson Dunn & Crutcher, LLP
REGADO BIOSCIENCES INC S-1 Goodwin Procter LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
SYNTHETIC BIOLOGICS, INC. SYN S-3 NYSE Gracin & Marlow, LLP
SHENGDATECH LIQUIDATING TRUST 10-12G Greenberg Traurig, LLP
AMERICAN PETRO-HUNTER INC AAPH S-1 OTC Greenberg Traurig, LLP
INTEGRITY APPLICATIONS, INC. IGAP S-1 OTC Greenberg Traurig, LLP
JOBLOCATIONMAP INC S-1 Harold P. Gewerter, Esq. Ltd.
CHERRY HILL MORTGAGE INVESTMENT CORP S-11 Hunton & Williams LLP
ID PERFUMES, INC. AENA 10-12G ID Perfumes
HERITAGE FINANCIAL CORP /WA/ HFWA S-4 Nasdaq Keller Rohrback L.L.P.
LADDER CAPITAL FINANCE HOLDINGS LLLP S-4 Kirkland & Ellis LLP
COLONY AMERICAN HOMES, INC. S-11 Latham & Watkins LLP
CAREVIEW COMMUNICATIONS INC CRVW S-1 OTC Law Offices of Carl A. Generes
ANYTRANSLATION CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
REGADO BIOSCIENCES INC S-1 Lowenstein Sandler LLP
PIZZA INN HOLDINGS, INC /MO/ PZZI S-3 Nasdaq McGuire, Craddock & Strother, P.C.
BG MEDICINE, INC. BGMD S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CLAIRE’S INC. S-1 Morgan, Lewis & Bockius LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Morrison & Foerster LLP
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Morrison & Foerster LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF N-2 NYSE Paul Hastings LLP
CASCADE MICROTECH INC CSCD S-3 Nasdaq Perkins Coie LLP
PROSHARES TRUST II CROC S-1 NYSE ProShare Capital Management LLC
ICAHN ENTERPRISES L.P. IEP S-3 Nasdaq Proskauer Rose LLP
UNION BANCORP INC /PA/ S-4 Rhoads & Sinon LLP
STAR BULK CARRIERS CORP. SBLK F-1 Nasdaq Seward & Kissel LLP
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Sidley Austin LLP
TRIANGLE PETROLEUM CORP TPLM S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
IAC/INTERACTIVECORP IACI S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
LIN MEDIA LLC S-4 Weil, Gotshal & Manges LLP
ACTIVE POWER INC ACPW S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.
COMSCORE, INC. SCOR S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
ECHO GLOBAL LOGISTICS, INC. ECHO S-3 Nasdaq Winston & Strawn LLP

Have a great day.

Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Neurometrix, Inc.(NASDAQ), Symmetry Medical. Inc.(NYSE) and Elite Pharmaceuticals, Inc.(OTC). We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / advisor
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Andrews Kurth LLP
FIRST XERIS CORP. S-1 Angela Collette, Attorney and Counselor at Law
AMSURG CORP AMSG S-4 Nasdaq Bass, Berry & Sims PLC
FIRST SECURITY GROUP INC/TN FSGI S-1 Nasdaq Bryan Cave LLP
ENSERVCO CORP ENSV S-1 OTC Burns Figa & Will P.C.
INTERPOOL INC S-4 Cleary Gottlieb Steen & Hamilton LLP
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Clovis Oncology, Inc.
EPAM SYSTEMS, INC. EPAM S-3 NYSE Davis Polk & Wardwell LLP
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Dentons US LLP
COPYTELE INC COPY S-1 OTC Duane Morris LLP
CLEANTECH SOLUTIONS INTERNATIONAL, INC., CLNT S-3 Nasdaq Ellenoff Grossman & Schole LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Ellenoff Grossman & Schole LLP
SOUTHWESTERN PUBLIC SERVICE CO S-3 Faegre Baker Daniels LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq First Financial Holdings, Inc.
ARI NETWORK SERVICES INC /WI ARIS S-1 OTC Godfrey & Kahn, S.C.
MONY LIFE INSURANCE CO OF AMERICA S-1 Goodwin Procter LLP
CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 OTC Greenberg Traurig, LLP
BIOTELEMETRY, INC. S-4 Greenberg Traurig, P.A.
SYMMETRY MEDICAL INC. SMA S-3 NYSE Ice Miller LLP
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
ABRAXAS PETROLEUM CORP AXAS S-3 Nasdaq Jackson Walker L.L.P.
OLYMPIC STEEL INC ZEUS S-3 Nasdaq Jones Day
POWERSECURE INTERNATIONAL, INC. POWR S-4 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
POWERSECURE INTERNATIONAL, INC. POWR S-3 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
PULASKI FINANCIAL CORP PULB S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Kilpatrick Townsend & Stockton LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-3 Nasdaq Latham & Watkins LLP
CONTINENTAL RESOURCES, INC CLR S-4 NYSE Latham & Watkins LLP
BLUE FASHION CORP. S-1 Law Offices of Thomas E. Puzzo, PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Legg Mason & Co., LLC
GLOBAL EAGLE ENTERTAINMENT INC. ENT S-3 Nasdaq McDermott Will & Emery LLP
JACKSONVILLE BANCORP INC /FL/ JAXB S-1 Nasdaq McGuireWoods LLP
MJP INTERNATIONAL LTD. S-1 Michael J. Morrison
ERA GROUP INC. ERA S-4 NYSE Milbank, Tweed, Hadley & McCloy LLP
OXIGENE INC OXGN S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEUROMETRIX, INC. NURO S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq MISCOR Group, Ltd.
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
LEVI STRAUSS & CO S-4 Orrick, Herrington & Sutcliffe LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
COHEN & STEERS GLOBAL PREFERRED & INCOME FUND N-2 Ropes & Gray LLP
PREMIER ALLIANCE GROUP, INC. PIMO S-1 OTC Ruskin , Moscou Faltischek, P.C.
ELITE PHARMACEUTICALS INC /NV/ ELTP S-1 OTC Silverman Shin & Byrne PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Simpson Thacher & Bartlett LLP
CARLYLE GROUP L.P. CG S-1 Nasdaq Simpson Thacher & Bartlett LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Snell & Wilmer L.L.P.
SOUTHWESTERN PUBLIC SERVICE CO S-3 Southwestern Public Service Company
BIOTIME INC BTX S-3 NYSE Thompson, Welch, Soroko & Gilbert LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-1 Nasdaq Troutman Sanders LLP
TNI BIOTECH, INC. 10-12G Turner, Stone & Company, L.L.P.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Ulmer & Berne LLP
RANGE RESOURCES CORP RRC S-4 NYSE Vinson & Elkins L.L.P.
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Willkie Farr & Gallagher LLP

Have a great day.

Last week’s IPOs and Transactions

There were 46 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week. We’re pleased that they found us both accurate and affordable.

PLUS: The 3rd printing of our popular 2013 SEC 10-K, 10-Q, 8-K and Proxy Materials guidebooks are in! Request your free set now! These are hardcopy books, mailing address required.

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Registrant Symbol Form Exchange Law firm / Advisor
CINEMARK USA INC /TX S-4 Akin Gump Strauss Hauer & Feld LLP
HEALTH REVENUE ASSURANCE HOLDINGS, INC. HRAA S-1 OTC Anslow + Jaclin, LLP
CROSSTEX ENERGY LP XTEX S-3 Nasdaq Baker Botts L.L.P.
SILVERCREST ASSET MANAGEMENT GROUP INC. S-1 Bingham McCutchen LLP
CORNERSTONE PROGRESSIVE RETURN FUND CFP N-2 NYSE Blank Rome LLP
TOWER TECHNOLOGY CO OF JACKSONVILLE LLC S-4 CC Holdings GS V LLC
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. ARIPRA S-3 NYSE Clifford Chance US LLP
EPIZYME, INC. S-1 Cooley LLP
TOWER TECHNOLOGY CO OF JACKSONVILLE LLC S-4 Cravath, Swaine & Moore LLP
PEAPACK GLADSTONE FINANCIAL CORP PGC S-3 Nasdaq Day Pitney LLP
GEMSHARES PHYSICAL DIAMOND TRUST S-1 Dechert LLP
DISCOVERY LABORATORIES INC /DE/ DSCO S-3 Nasdaq Dentons US LLP
PARK CITY GROUP INC PCYG S-3 NYSE Disclosure Law Group, LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
EBULLION, INC. S-1 Gracin & Marlow, LLP
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
AMR CORP AAR S-4 OTC K&L Gates LLP
SI FINANCIAL GROUP, INC. SIFI S-4 Nasdaq Kilpatrick Townsend & Stockton LLP
AFFINITY GAMING S-4 Kirkland & Ellis LLP
LIGHTINTHEBOX HOLDING CO., LTD. F-1 Kirkland & Ellis LLP
URS CORP /NEW/ URS S-4 NYSE Latham & Watkins LLP
AMR CORP AAR S-4 OTC Latham & Watkins LLP
SI FINANCIAL GROUP, INC. SIFI S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq McKenna Long & Aldridge LLP
METHES ENERGIES INTERNATIONAL LTD MEILU S-1 Nasdaq Morse, Zelnick, Rose & Lander LLP
VECTOR GROUP LTD VGR S-4 NYSE O’Melveny & Myers LLP
SILVERCREST ASSET MANAGEMENT GROUP INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
KOPJAGGERS INC. S-1 Peter Messineo CPA
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Preferred Apartment Communities, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Proskauer Rose LLP
PINGTAN MARINE ENTERPRISE LTD. PME S-3 Nasdaq Reed Smith LLP
ROMANTIQUE LTD. S-1 Schonfeld & Weinstein, L.L.P.
CACHE INC CACH S-3 Nasdaq Schulte Roth & Zabel LLP
PARAGON SHIPPING INC. PRGN F-1 NYSE Seward & Kissel LLP
STARZ ENTERTAINMENT, LLC S-4 Sherman & Howard LLC
LIGHTINTHEBOX HOLDING CO., LTD. F-1 Simpson Thacher & Bartlett LLP
VOTORANTIM CIMENTOS S.A. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
CUSTOMERS BANCORP, INC. CUUU S-3 OTC Stradley Ronon Stevens & Young, LLP
TRUVEN HOLDING CORP. S-4 Sullivan & Cromwell LLP
THL CREDIT, INC. TCRD N-2 Nasdaq Sutherland Asbill & Brennan LLP
AMR CORP AAR S-4 OTC US Airways Group, Inc.
GENERAL BINDING LLC S-4 Vedder Price P.C.
AMR CORP AAR S-4 OTC Weil, Gotshal & Manges LLP
VOTORANTIM CIMENTOS S.A. F-1 White & Case LLP
EPIZYME, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

Have a great day.

Last week’s IPOs and Transactions

There were 75 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Whitehorse Finance, Inc. (NASDAQ) w/ Dechert LLP, First Community Bancshares, Inc. (NASDAQ) w/ Bowles Rice LLP and Kamada. LTD. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Advisor / Law firm
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
ALERE SCARBOROUGH, INC. S-4 Alere Inc.
AMREP CORP. AXR S-3 NYSE AMREP Corporation
PROVECTUS PHARMACEUTICALS INC PVCT S-1 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 NYSE BlackRock Fund Advisors
FIRST COMMUNITY BANCSHARES INC /NV/ FCBC S-3 Nasdaq Bowles Rice LLP
CHANNELADVISOR CORP S-1 ChannelAdvisor Corporation
CHANNELADVISOR CORP S-1 Cooley LLP
PORTOLA PHARMACEUTICALS INC S-1 Cooley LLP
SUNESIS PHARMACEUTICALS INC SNSS S-3 Nasdaq Cooley LLP
KAMADA LTD F-1 Davis Polk & Wardwell LLP
PORTOLA PHARMACEUTICALS INC S-1 Davis Polk & Wardwell LLP
HD SUPPLY HOLDINGS, INC. S-1 Debevoise & Plimpton LLP
MEXICO FUND INC MXF N-2 NYSE Dechert LLP
WHITEHORSE FINANCE, INC. WHF N-2 Nasdaq Dechert LLP
AMREP CORP. AXR S-3 NYSE Drinker Biddle & Reath LLP
FIRST NBC BANK HOLDING CO S-1 Fenimore, Kay, Harrison & Ford, LLP
KAMADA LTD F-1 Fischer Behar Chen Well Orion & Co.
ALERE SCARBOROUGH, INC. S-4 Foley Hoag LLP
THE ADT CORPORATION ADT S-4 NYSE Gibson, Dunn & Crutcher LLP
LIQUID HOLDINGS GROUP LLC S-1 Gibson, Dunn & Crutcher LLP
KAMADA LTD F-1 Gornitzky & Co.
MRC ENERGY CO S-3 Haynes and Boone, LLP
CYNOSURE INC CYNO S-4 Nasdaq Hinckley, Allen & Snyder LLP
KNOLOGY BROADBAND INC S-4 Honigman Miller Schwartz and Cohn LLP
CHUY’S HOLDINGS, INC. CHUY S-1 Nasdaq Jones Day
STEBEN SELECT MULTI-STRATEGY FUND N-2 K&L Gates LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Kirkland & Ellis LLP
REIT EXCHANGE FUND, INC. N-2 Kramer Levin Naftalis & Frankel LLP
CHUY’S HOLDINGS, INC. CHUY S-1 Nasdaq Latham & Watkins LLP
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Latham & Watkins LLP
EXCEL TRUST, INC. EXL S-3 NYSE Latham & Watkins LLP
WILLIAM LYON HOMES S-1 Latham & Watkins LLP
WILLIAM LYON HOMES S-4 Latham & Watkins LLP
CME REALTY INC. S-1 Law Offices of Joseph Lambert Pittera, Esq.
LIQUID HOLDINGS GROUP LLC S-1 Liquid Holdings Group, LLC
MARTIN MIDSTREAM PARTNERS LP MMLP S-4 Nasdaq Locke Lord LLP
CHAPARRAL ENERGY, INC. S-4 McAfee & Taft A Professional Corporation
WILLIAM LYON HOMES S-1 Milbank, Tweed, Hadley & McCloy LLP
CYCLACEL PHARMACEUTICALS, INC. CYCC S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
MORRIA BIOPHARMACEUTICALS PLC F-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
BGC PARTNERS, INC. BGCP S-3 Nasdaq Morgan, Lewis & Bockius LLP
KAMADA LTD F-1 Morrison & Foerster LLP
STEVIA FIRST CORP. STVF S-1 OTC Morrison & Foerster LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
LUCKYCOM INC S-1 Novi & Wilkin Attorneys At Law
OFFICE DEPOT INC ODP S-4 NYSE OfficeMax Incorporated
TORNIER N.V. TRNX S-3 Nasdaq Oppenheimer Wolff & Donnelly LLP
CYNOSURE INC CYNO S-4 Nasdaq Palomar Medical Technologies, Inc.
GEVO, INC. GEVO S-3 Nasdaq Paul Hastings LLP
REXNORD CORP RXN S-3 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PAR PETROLEUM CORP/CO S-1 OTC Porter Hedges LLP
PROSHARES TRUST II CROC S-3 NYSE ProShare Capital Management LLC
REXNORD CORP RXN S-3 NYSE Quarles & Brady LLP
BABSON CAPITAL GLOBAL HIGH YIELD CREDIT OPPORTUNITY FUND N-2 Ropes & Gray LLP
HD SUPPLY HOLDINGS, INC. S-1 Ropes & Gray LLP
PASSPORT POTASH INC S-1 Sichenzia Ross Friedman Ference LLP
LIQUID HOLDINGS GROUP LLC S-1 Sidley Austin LLP
KKR & CO. L.P. KKR S-3 NYSE Simpson Thacher & Bartlett LLP
OFFICE DEPOT INC ODP S-4 NYSE Simpson Thacher & Bartlett LLP
ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
OFFICE DEPOT INC ODP S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
OXYGEN BIOTHERAPEUTICS, INC. OXBT S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
MEDBOX, INC. 10-12G Snell & Wilmer L.L.P.
FIRST NBC BANK HOLDING CO S-1 Sullivan & Cromwell LLP
SELECT INCOME REIT SIR S-3 NYSE Sullivan & Worcester LLP
GLOBAL SYSTEM DESIGNS, INC. S-1 Synergy Law Group, APC
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 The Gabelli Healthcare & WellnessRx Trust
NATURAL RESOURCE PARTNERS LP NRP S-3 NYSE Vinson & Elkins L.L.P.
HAMPTON ROADS BANKSHARES INC HMPR S-3 Nasdaq Williams Mullen
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 Willkie Farr & Gallagher LLP
CHANNELADVISOR CORP S-1 Wilmer Cutler Pickering Hale and Dorr LLP
CYNOSURE INC CYNO S-4 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OVASCIENCE, INC. OVSC S-1 OTC Wilmer Cutler Pickering Hale and Dorr LLP

Have a great day.

.

Last week’s IPOs and Transactions

There were 72 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Atossa Genetic Inc. (NASDAQ) w/ Ropes & Gray LLP, ID Systems, Inc. (NASDAQ) w/ Lowenstein Sandler LLP and Sussex Bancorp (NASDAQ) w/ Hogan Lovells US LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Advisor / Law firm
ADVANCED MICRO DEVICES INC AMD S-4 NYSE Latham & Watkins LLP
ALL IN BLIND, INC. S-1 Harold Gewerter, Esq.
ALPHALA CORP. S-1 Scott D. Olson, Esq.
ANNONA ENERGY INC. S-1 Kevin M. Murphy, Attorney at Law
ASTERIAS BIOTHERAPEUTICS, INC. S-1 Asterias Biotherapeutics, Inc.
ASTERIAS BIOTHERAPEUTICS, INC. S-1 Thompson, Welch, Soroko & Gilbert LLP
ATOSSA GENETICS INC ATOS S-1 Nasdaq Atossa Genetics Inc.
ATOSSA GENETICS INC ATOS S-1 Nasdaq Ropes & Gray LLP
AV HOMES, INC. AVHI S-3 Nasdaq Faegre Baker Daniels LLP
BERRY PLASTICS GROUP INC BERY S-1 NYSE Berry Plastics Corporation
BERRY PLASTICS GROUP INC BERY S-1 NYSE Cahill Gordon & Reindel LLP
BERRY PLASTICS GROUP INC BERY S-1 NYSE Wachtell, Lipton, Rosen & Katz
BIOTIME INC BTX S-3 NYSE Thompson, Welch, Soroko & Gilbert LLP
BOISE CASCADE CO BCC S-4 NYSE Kirkland & Ellis LLP
CEF EQUIPMENT HOLDING LLC S-3 Mayer Brown LLP
CLEAN HARBORS INC CLH S-4 NYSE Davis, Malm & D’Agostine, P.C.
CLEAR CHANNEL COMMUNICATIONS INC S-4 Kirkland & Ellis LLP
CLEVELAND ELECTRIC ILLUMINATING CO S-3 Akin Gump Strauss Hauer & Feld LLP
CLEVELAND ELECTRIC ILLUMINATING CO S-3 Morgan, Lewis & Bockius LLP
CYAN INC S-1 Cooley LLP
CYAN INC S-1 Cyan, Inc.
CYAN INC S-1 Wilson Sonsini Goodrich & Rosati PC
EATON VANCE FLOATING-RATE INCOME PLUS FUND N-2 K&L Gates LLP
ELLINGTON RESIDENTIAL MORTGAGE REIT S-11 Fried, Frank, Harris, Shriver & Jacobson LLP
ELLINGTON RESIDENTIAL MORTGAGE REIT S-11 Hunton & Williams LLP
EMPIRE RESORTS INC NYNY S-1 Nasdaq Ellenoff Grossman & Schole LLP
FELCOR LODGING TRUST INC FCH S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
GENERAL FINANCE CORP GFN S-1 Nasdaq Blank Rome LLP
GENERAL FINANCE CORP GFN S-1 Nasdaq General Finance Corporation
GENEREX BIOTECHNOLOGY CORP GNBT S-1 OTC Eckert Seamans Cherin & Mellott, LLC
HARDINGE INC HDNG S-3 Nasdaq Phillips Lytle LLP
ID SYSTEMS INC IDSY S-3 Nasdaq Lowenstein Sandler LLP
JAVELIN MORTGAGE INVESTMENT CORP. JMI S-11 NYSE Akerman Senterfitt
JAVELIN MORTGAGE INVESTMENT CORP. JMI S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
LIGHTBRIDGE CORP LTBR S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
MARKETO, INC. S-1 Goodwin Procter LLP
MARKETO, INC. S-1 Marketo, Inc.
MARKETO, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
MIDAMERICAN ENERGY CO MDPWK S-3 OTC Gibson, Dunn & Crutcher LLP
MILL CITY VENTURES III, LTD MCVT N-2 OTC Maslon Edelman Borman & Brand, LLP
NATIONSTAR MORTGAGE LLC S-4 Cleary Gottlieb Steen & Hamilton LLP
NOMAC DRILLING LLC S-4 Bracewell & Giuliani LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC North Bay Resources Inc.
NUVEEN FLEXIBLE INVESTMENT INCOME FUND N-2 Chapman and Cutler LLP
NUVEEN FLEXIBLE INVESTMENT INCOME FUND N-2 K&L Gates LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq McKenna Long & Aldridge LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq Patton Boggs LLP
PRECISION OPTICS CORP INC PREO S-1 OTC Trombly Business Law
RECEPTOS, INC. S-1 Cooley LLP
RECEPTOS, INC. S-1 Pillsbury Winthrop Shaw Pittman LLP
SINCLAIR BROADCAST GROUP INC SBGI S-4 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SINCLAIR BROADCAST GROUP INC SBGI S-4 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SOLTA MEDICAL INC SLTM S-3 Nasdaq Fenwick & West LLP
STANDARD PARKING CORP STAN S-3 Nasdaq Katten Muchin Rosenman LLP
SUSSEX BANCORP SBBX S-1 Nasdaq Hogan Lovells US LLP
SYNTHESIS ENERGY SYSTEMS INC SYMX S-3 Nasdaq Porter Hedges LLP
TABLEAU SOFTWARE INC S-1 Cooley LLP
TABLEAU SOFTWARE INC S-1 Fenwick & West LLP
TABLEAU SOFTWARE INC S-1 Tableau Software, Inc.
TEXTURA CORP S-1 Latham & Watkins LLP
TEXTURA CORP S-1 Mayer Brown LLP
TRANSMONTAIGNE PARTNERS L.P. TLP S-3 NYSE Latham & Watkins LLP
TRANSMONTAIGNE PARTNERS L.P. TLP S-3 NYSE TransMontaigne GP L.L.C.
TRISTATE CAPITAL HOLDINGS, INC. S-1 DLA Piper LLP
TRISTATE CAPITAL HOLDINGS, INC. S-1 Fenimore, Kay, Harrison & Ford, LLP
UCP, LLC S-1 Davis Polk & Wardwell LLP
UCP, LLC S-1 Sidley Austin LLP
US FOODS, INC. S-4 Jenner & Block LLP
VANGUARD ENERGY CORP VNGE S-3 OTC Hart and Trinen, L.L.P.
VWR INTERNATIONAL, LLC S-4 Kirkland & Ellis LLP
WILLIAMS PARTNERS L.P. WPZ S-3 NYSE Gibson, Dunn & Crutcher LLP
WINNEBAGO INDUSTRIES INC WGO S-3 NYSE Chapman and Cutler LLP

Have a great day.

Last week’s IPOs and Transactions

There were 90 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including SINO Agro Corp. w/ Sichenzia Ross Friedman Ference LLP, United States Brent Oil Fund (NYSE) w/ Reed Smith LLP and Capital Acquisition Corp. (NASDAQ) w/ Davis Polk & Wardwell LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Type Exchange Advisor / Law firm
ADEPT TECHNOLOGY INC ADEP S-3 Nasdaq Gibson, Dunn & Crutcher LLP
ADVANCED EMISSIONS SOLUTIONS, INC. S-4 Schuchat, Herzog & Brenman, LLC
AON PLC AON S-4 NYSE Sidley Austin LLP
ARCA BIOPHARMA, INC. ABIO S-1 Nasdaq Cooley LLP
ARCA BIOPHARMA, INC. ABIO S-1 Nasdaq Ellenoff Grossman & Schole LLP
ARMADA HOFFLER PROPERTIES, INC. S-11 Bass, Berry & Sims PLC
ARMADA HOFFLER PROPERTIES, INC. S-11 Hunton & Williams LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
BAY BRIDGE FOOD & PRODUCE CO S-1 Hanratty Law LLC
BEAZER HOMES USA INC BZU S-4 NYSE Beazer Homes USA, Inc.
BROADCOM CORP BRCM S-4 OTC Skadden, Arps, Slate, Meagher & Flom LLP
CAPITAL TRUST INC CT S-11 NYSE Paul Hastings LLP
CAPITAL TRUST INC CT S-11 NYSE Simpson Thacher & Bartlett LLP
CAPITOL ACQUISITION CORP. II S-1 Nasdaq Davis Polk & Wardwell LLP
CAPITOL ACQUISITION CORP. II S-1 Nasdaq Graubard Miller
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-4 NYSE Simpson Thacher & Bartlett LLP
CURRENCYSHARES CANADIAN DOLLAR TRUST FXC S-3 NYSE Foley & Lardner LLP
CURRENCYSHARES SWISS FRANC TRUST FXF S-3 NYSE Foley & Lardner LLP
CUSHING AMERICAN RENAISSANCE FUND N-2 Skadden, Arps, Slate, Meagher & Flom LLP
CVR REFINING, LP CVRR S-1 NYSE Latham & Watkins LLP
CVR REFINING, LP CVRR S-1 NYSE Vinson & Elkins L.L.P.
DURATA THERAPEUTICS, INC. DRTX S-1 Nasdaq Davis Polk & Wardwell LLP
DURATA THERAPEUTICS, INC. DRTX S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
EAGLE ROCK ENERGY PARTNERS L P EROC S-3 Nasdaq Vinson & Elkins L.L.P.
EINSTEIN NOAH RESTAURANT GROUP INC BAGL S-3 Nasdaq Alston & Bird LLP
EMC INSURANCE GROUP INC EMCI S-3 Nasdaq Nyemaster Goode, P.C.
EMERGE ENERGY SERVICES LP S-1 Latham & Watkins LLP
EMERGE ENERGY SERVICES LP S-1 Vinson & Elkins L.L.P.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Asset Acceptance Capital Corp.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Fulbright & Jaworski L.L.P.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Kirkland & Ellis LLP
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Latham & Watkins LLP
EXCELSIOR PRIVATE MARKETS FUND III (MASTER), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
EXCELSIOR PRIVATE MARKETS FUND III (TE), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
EXCELSIOR PRIVATE MARKETS FUND III (TI), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
FINANCIAL SERVICES VEHICLE TRUST S-3 Bingham McCutchen LLP
FORD CREDIT FLOORPLAN CORP S-3 Katten Muchin Rosenman LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Fairfield and Woods, P.C.
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Dechert LLP
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Fried, Frank, Harris, Shriver & Jacobson LLP
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Willkie Farr & Gallagher LLP
HUNTSMAN INTERNATIONAL LLC S-4 Stoel Rives LLP
INFOHIGHWAY COMMUNICATIONS CORP S-1 Willkie Farr & Gallagher LLP
INVESTORS REAL ESTATE TRUST IRETPRB S-3 NYSE Investors Real Estate Trust
KCAP FINANCIAL, INC. KCAP N-2 Nasdaq Sutherland Asbill & Brennan LLP
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
KORE RESOURCES INC. S-1 Jill Arlene Robbins
MONROE CAPITAL CORP MRCC N-2 Nasdaq Dechert LLP
MONROE CAPITAL CORP MRCC N-2 Nasdaq Nelson Mullins Riley & Scarborough LLP
MONSTER OFFERS MONTE S-1 OTC Richardson & Patel LLP
MOTIVATING THE MASSES INC S-1 Diane D. Dalmy  Esq.
NATIONAL RESEARCH CORP NRCI S-3 Nasdaq Foley & Lardner LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NORTHERN TIER ENERGY LP NTI S-1 NYSE Baker Botts L.L.P.
NORTHERN TIER ENERGY LP NTI S-1 NYSE Vinson & Elkins L.L.P.
PACIFIC CONTINENTAL CORP PCBK S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PHILLIPS 66 PARTNERS LP S-1 Andrews Kurth LLP
PHILLIPS 66 PARTNERS LP S-1 Latham & Watkins LLP
QCR HOLDINGS INC QCRH S-4 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
QCR HOLDINGS INC QCRH S-4 Nasdaq Davis, Brown, Koehn, Shors & Roberts, P.C.
QIWI PLC F-1 Skadden, Arps, Slate, Meagher and Flom (UK) LLP
QIWI PLC F-1 White & Case LLP
RENASANT CORP RNST S-4 Nasdaq First M&F Corporation
RENASANT CORP RNST S-4 Nasdaq Jones Walker LLP
RENASANT CORP RNST S-4 Nasdaq Phelps Dunbar LLP
SANUWAVE HEALTH, INC. SNWV S-1 OTC Smith, Gambrell & Russell, LLP
SEER MORTGAGE CAPITAL, INC. S-11 Clifford Chance US LLP
SEER MORTGAGE CAPITAL, INC. S-11 Hunton & Williams LLP
SELECT INCOME REIT SIR S-11 NYSE Sidley Austin LLP
SELECT INCOME REIT SIR S-11 NYSE Sullivan & Worcester LLP
SERVICEMASTER CO S-4 Debevoise & Plimpton LLP
SINO AGRO FOOD, INC. S-1 Sichenzia Ross Friedman Ference, LLP
SUMMIT HOTEL PROPERTIES, INC. INN S-3 NYSE Hunton & Williams LLP
TALLGRASS ENERGY PARTNERS, LP S-1 Baker Botts L.L.P.
TALLGRASS ENERGY PARTNERS, LP S-1 Vinson & Elkins L.L.P.
TIAA-CREF LIFE INSURANCE CO S-1 TIAA-CREF Life Insurance Company
TICKET CORP. S-1 Jill Arlene Robbins, P.A.
TOWERSTREAM CORP TWER S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
TRANSTECH SOLUTIONS INC S-1 Dean Law Corp.
UNITED STATES BRENT OIL FUND, LP BNO S-1 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES DIESEL-HEATING OIL FUND, LP UHN S-1 NYSE Reed Smith LLP
UNIVERSAL HOSPITAL SERVICES INC S-4 Weil, Gotshal & Manges LLP
UNIVERSAL TRUCKLOAD SERVICES, INC. UACL S-3 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.

Have a great day.

Last week’s IPOs and Transactions

There were 85 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Medley Capital Corp (NYSE) w/ Sutherland Asbill & Brennan LLP, Emerald Oil. Inc. (NYSE) w/ Mayer Brown LLP and  Multiband Corp. (NASDAQ) w/ Winthrop & Weinstine, P.A. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Advisor / Law firm
8X8 INC EGHT S-3 Nasdaq Bingham McCutchen LLP
ACE MARKETING & PROMOTIONS INC AMKT S-1 OTC Lucosky Brookman LLP
ACE MARKETING & PROMOTIONS INC AMKT S-1 OTC Morse & Morse, PLLC
AMERICAN BAR ASSOCIATION MEMBERS / NORTHERN TRUST COLLECTIVE TR S-1 Sidley Austin LLP
AMERICAN RESIDENTIAL PROPERTIES, INC. S-11 Hunton & Williams LLP
AMERICAN RESIDENTIAL PROPERTIES, INC. S-11 Sidley Austin LLP
ANTERO RESOURCES APPALACHIAN CORP S-4 Vinson & Elkins L.L.P.
ANWORTH MORTGAGE ASSET CORP ANH S-3 NYSE Greenberg Traurig, LLP
ARATANA THERAPEUTICS, INC. S-1 Dechert LLP
ARATANA THERAPEUTICS, INC. S-1 Latham & Watkins LLP
ARES MULTI-STRATEGY CREDIT FUND, INC. N-2 Proskauer Rose LLP
BIOSCRIP, INC. BIOS S-3 Nasdaq Polsinelli Shughart PC
BLACKHAWK NETWORK HOLDINGS, INC S-1 Latham & Watkins LLP
BLACKHAWK NETWORK HOLDINGS, INC S-1 Sullivan & Cromwell LLP
CALIFORNIA HOTEL FINANCE CORP S-4 Morrison & Foerster LLP
CDW CORP S-1 Kirkland & Ellis LLP
CDW CORP S-1 Winston & Strawn LLP
CHEFS’ WAREHOUSE, INC. CHEF S-4 Nasdaq Bass, Berry & Sims PLC
CHEFS’ WAREHOUSE, INC. CHEF S-3 Nasdaq Bass, Berry & Sims PLC
CHEMOCENTRYX, INC. CCXI S-3 Nasdaq Latham & Watkins LLP
CITIZENS FINANCIAL SERVICES INC CZFS S-3 OTC Citizens Financial Services, Inc.
CITIZENS FINANCIAL SERVICES INC CZFS S-3 OTC Kilpatrick Townsend & Stockton LLP
CLEAN ENERGY FUELS CORP. CLNE S-3 Nasdaq Clean Energy Fuels Corp.
CLEAN ENERGY FUELS CORP. CLNE S-3 Nasdaq Morrison & Foerster LLP
COLE OFFICE & INDUSTRIAL REIT (CCIT II), INC. S-11 Morris, Manning & Martin, LLP
ECHOSPHERE LLC S-4 Sullivan & Cromwell LLP
EMERALD OIL, INC. EOX S-3 NYSE Mayer Brown LLP
ENDOCYTE INC ECYT S-3 Nasdaq Faegre Baker Daniels LLP
EPL OIL & GAS, INC. EPL S-4 NYSE Sidley Austin LLP
FEDERAL MOGUL CORP FDML S-3 Nasdaq Winston & Strawn LLP
FIRST FINANCIAL BANKSHARES INC FFIN S-4 Nasdaq Hunton & Williams LLP
GENMARK DIAGNOSTICS, INC. GNMK S-3 Nasdaq DLA Piper LLP
GLOBAL REAL ESTATE HOLDINGS, INC. S-11 Silver Shield Services, Inc.
GW PHARMACEUTICALS PLC F-1 GW Pharmaceuticals PLC
GW PHARMACEUTICALS PLC F-1 Mayer Brown LLP
GW PHARMACEUTICALS PLC F-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC N-2 NYSE Sutherland Asbill & Brennan LLP
INTERCONTINENTAL EXCHANGE GROUP, INC. S-4 Sullivan & Cromwell LLP
INTERCONTINENTAL EXCHANGE GROUP, INC. S-4 Wachtell, Lipton, Rosen & Katz
INVESTORS BANCORP INC ISBC S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
INVESTORS BANCORP INC ISBC S-4 Nasdaq Spidi & Fisch, PC
ISLE OF CAPRI CASINOS INC ISLE S-4 Nasdaq Mayer Brown LLP
KVH INDUSTRIES INC \DE\ KVHI 10-12B Nasdaq KVH Industries, Inc.
LADENBURG THALMANN FINANCIAL SERVICES INC LTS S-3 NYSE Greenberg Traurig, P.A.
LIN TELEVISION CORP S-4 Paul Hastings LLP
LINN ENERGY, LLC LINE S-4 Nasdaq Baker Botts L.L.P.
LINN ENERGY, LLC LINE S-4 Nasdaq Berry Petroleum Company
LINN ENERGY, LLC LINE S-4 Nasdaq Latham & Watkins LLP
LINN ENERGY, LLC LINE S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
LIVEDEAL INC LIVE S-3 Nasdaq Loeb & Loeb LLP
MEDLEY CAPITAL CORP MCC N-2 NYSE Sutherland Asbill & Brennan LLP
MERITAGE HOMES CORP MTH S-4 NYSE Snell & Wilmer L.L.P.
MULTIBAND CORP MBND S-1 Nasdaq Multiband Corporation
MULTIBAND CORP MBND S-1 Nasdaq Winthrop & Weinstine, P.A.
NEXCORE COMPANIES LLC S-4 Kutak Rock LLP
NRG ENERGY, INC. NRG S-4 OTC Kirkland & Ellis LLP
NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC NCP N-2 NYSE Bingham McCutchen LLP
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND NPVPRE N-2 NYSE Bingham McCutchen LLP
ORAMED PHARMACEUTICALS INC. ORMPD S-3 Nasdaq Zysman Aharoni Gayer and Sullivan & Worcester LLP
OXYGEN BIOTHERAPEUTICS, INC. OXBT S-1 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.
PENSKE AUTOMOTIVE GROUP, INC. PAG S-4 NYSE Penske Automotive Group, Inc.
PGT, INC. PGTI S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
PROTECTIVE LIFE INSURANCE CO S-3 Sutherland Asbill & Brennan LLP
RESORT SAVERS, INC. S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
RESOURCE CAPITAL CORP. RSOPRB S-3 NYSE Ledgewood Law
RESOURCE CAPITAL CORP. RSOPRB S-3 NYSE Ledgewood Law
SALIENT ALTERNATIVE STRATEGIES I FUND N-2 K&L Gates LLP
SATORI BEVERAGES INTERNATIONAL, LTD. 10-12G Satori Beverages International, Ltd
SMITH & WESSON HOLDING CORP SWHC S-3 Nasdaq Greenberg Traurig, LLP
SPHERIX INC SPEX S-3 Nasdaq Baxter, Baker, Sidle, Conn & Jones, P.A.
SPHERIX INC SPEX S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
UNITED COMMUNITY FINANCIAL CORP UCFC S-3 Nasdaq Vorys, Sater, Seymour and Pease LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNIVERSAL BUSINESS PAYMENT SOLUTIONS ACQUISITION CORP UBPS S-3 Nasdaq Dechert LLP
UNIVERSAL BUSINESS PAYMENT SOLUTIONS ACQUISITION CORP UBPS S-3 Nasdaq Universal Business Payment Solutions Acquisition Corporation
VOXX INTERNATIONAL CORP VOXX S-3 Nasdaq Duane Morris LLP
VOXX INTERNATIONAL CORP VOXX S-4 Nasdaq Duane Morris LLP
WP PRISM INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
WP PRISM INC. S-1 Cravath, Swaine & Moore LLP

Have a great day.

.

Last week’s IPOs and Transactions

There were 56 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Novavax, Inc. w/ Ropes & Gray LLP and Full Circle Capital Corp w/ Sutherland Asbill & Brennan LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

TRANSACTIONS_art_blog

Company Name Symbol Form Exchange Advisor / Law firm
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Sidley Austin LLP
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Altisource Asset Management Corporation
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Weil, Gotshal & Manges LLP
ARCHEO, INC. 10-12B Archeo, Inc.
ARROW FINANCIAL CORP AROW S-3 Nasdaq Thompson Coburn LLP
CACTUS VENTURES, INC. CTVN S-1 OTC Anslow & Jaclin LLP
CANYON COPPER CORP. CNYC S-4 OTC Northwest Law Group
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Nasdaq Downey Brand LLP
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Nasdaq King, Holmes, Paterno & Berliner
CLUTTERBUG MOVE MANAGEMENT, INC. S-1 CSC Services of Nevada, Inc.
CUSHING ROYALTY & INCOME FUND SRF N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
DELCATH SYSTEMS INC DCTH S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
DIVERSIFIED RESTAURANT HOLDINGS, INC. DFRH S-1 OTC Dickinson Wright PLLC
DIVERSIFIED RESTAURANT HOLDINGS, INC. DFRH S-1 OTC Fredrikson & Byron, P.A.
EXTERRAN PARTNERS, L.P. EXLP S-3 Nasdaq Vinson & Elkins L.L.P.
FIRST TRUST ENERGY INCOME & GROWTH FUND FEN N-2 NYSE Chapman and Cutler LLP
FUELCELL ENERGY INC FCEL S-3 OTC Robinson & Cole LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
GREAT CHINA MANIA HOLDINGS, INC. GMEC S-1 OTC Harrison Law, P.A.
HAWAIIAN AIRLINES INC/HI S-3 Hawaiian Holdings, Inc.
HAWAIIAN AIRLINES INC/HI S-3 Wilson Sonsini Goodrich & Rosati, PC
HAWAIIAN AIRLINES INC/HI S-3 Hughes Hubbard & Reed LLP
ID PERFUMES, INC. AENA 10-12G ID Perfumes, Inc.
IDERA PHARMACEUTICALS, INC. IDRA S-1 Nasdaq Dechert LLP
IDERA PHARMACEUTICALS, INC. IDRA S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
INTERLINE BRANDS, INC./DE S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
INTERLINE BRANDS, INC./DE S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
LAKELAND BANCORP INC LBAI S-4 Nasdaq Lowenstein Sandler LLP
LAKELAND BANCORP INC LBAI S-4 Nasdaq Lakeland Bancorp, Inc.
LAKELAND BANCORP INC LBAI S-4 Nasdaq Windels Marx Lane & Mittendorf LLP
MEDIACOM BROADBAND LLC S-4 Baker Botts L.L.P.
NATIONAL HOLDINGS CORP NHLD S-1 OTC Troutman Sanders, LLP
NOVAVAX INC NVAX S-3 Nasdaq Ropes & Gray LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Goodwin Procter LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Latham & Watkins LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Omthera Pharmaceuticals, Inc.
OVERLAND STORAGE INC OVRL S-1 Nasdaq O’Melveny & Myers LLP
PENTAIR LTD PNR S-4 Foley & Lardner LLP
RALLY SOFTWARE DEVELOPMENT CORP S-1 Cooley LLP
RALLY SOFTWARE DEVELOPMENT CORP S-1 Davis Polk & Wardwell LLP
SANTO MINING CORP. SANPD S-1 OTC Anslow & Jaclin LLP
SBH ASSOCIATES, INC. S-1 Frank J. Hariton Esq.
SPECTRANETICS CORP SPNC S-3 Nasdaq Faegre Baker Daniels LLP
SUNNYSIDE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
SUNNYSIDE BANCORP, INC. S-1 Spidi & Fisch, PC
SUNSHINE HEART, INC. SSH S-3 OTC Honigman Miller Schwartz and Cohn LLP
SUREWEST COMMUNICATIONS SURW S-4 Schiff Hardin LLP
SYNTA PHARMACEUTICALS CORP SNTA S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
SYNTA PHARMACEUTICALS CORP SNTA S-3 Nasdaq Synta Pharmaceuticals Corp.
TIAA REAL ESTATE ACCOUNT S-1 Dechert LLP
TRANSGENOMIC INC TBIO S-1 OTC Paul Hastings LLP
TRUETT-HURST, INC. S-1 K&L Gates LLP
TRUETT-HURST, INC. S-1 Morrison & Foerster LLP
UNIVERSAL TECHNOLOGY SYSTEMS CORP. S-1 Harrison Law, P.A.
UNWIRED PLANET, INC. UPIP S-3 Nasdaq Goodwin Procter LLP
XPLORE TECHNOLOGIES CORP XPLR S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP