Category Archives: IPO week in review

IPOs and Transactions: December 8 – 12 (plus 2015 SEC filing calendar)

There were 46 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Chess Supersite Corp. w/ Cassidy & Associates, Albany Molecular Research Inc. w/ Goodwin Procter LLP and CASI Pharmaceuticals, Inc. w/ Arnold & Porter LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
CASI PHARMACEUTICALS, INC. CASI S-3 Nasdaq Arnold & Porter LLP
CHESAPEAKE UTILITIES CORP CPK S-3 NYSE Baker & Hostetler LLP
ELTM, L.P. S-3 ~ Baker & Hostetler LLP
BAXALTA INC 10-12B ~ Baxter International Inc.
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.
HARVARD APPARATUS REGENERATIVE TECHNOLOGY, INC. HART S-3 Nasdaq Burns & Levinson LLP
CHESS SUPERSITE CORP S-1 ~ Cassidy & Associates
IMMUNOCELLULAR THERAPEUTICS, LTD. IMUC S-1 NYSE Cooley LLP
ABENGOA YIELD PLC ABY F-1 Nasdaq Davis Polk & Wardwell LLP
STERLING BANCORP STL S-4 NYSE Day Pitney LLP
GETTY REALTY CORP /MD/ GTY S-3 NYSE DLA Piper LLP (US)
FINTECH ACQUISITION CORP S-1 ~ Ellenoff Grossman & Schole LLP
ITUS CORP ITUS S-1 ~ Ellenoff Grossman & Schole LLP
BIO KEY INTERNATIONAL INC BKYI S-1 ~ Fox Rothschild LLP
BERKSHIRE HATHAWAY ENERGY CO S-4 ~ Gibson, Dunn & Crutcher LLP
GREEN DOT CORP GDOT S-3 NYSE Gibson, Dunn & Crutcher LLP
ALBANY MOLECULAR RESEARCH INC AMRI S-3 Nasdaq Goodwin Procter LLP
ANDALAY SOLAR, INC. WEST S-1 ~ Gracin & Marlow, LLP
GYROTRON TECHNOLOGY INC GYTI 10-12G ~ Gyrotron Technology, Inc.
US-MHJ WOODEN ELEGANCE CREATIONS INT’L, INC. S-1 ~ Harold P. Gewerter, Esq. Ltd.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Howard and Howard Attorneys PLLC
CODE NAVY S-1 ~ Jehu Hand’s Securities Lawyer
ASBURY AUTOMOTIVE GROUP INC ABG S-4 NYSE Jones Day
RADIOSHACK CORP RSH S-3 NYSE Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
NRG ENERGY, INC. NRG S-4 NYSE Kirkland & Ellis LLP
SUNEDISON SEMICONDUCTOR LTD SEMI S-1 Nasdaq Kirkland & Ellis LLP
WORLD OMNI AUTO RECEIVABLES LLC S-3 ~ Kirkland & Ellis LLP
ALPHATEC HOLDINGS, INC. ATEC S-3 Nasdaq Latham & Watkins LLP
APRICUS BIOSCIENCES, INC. APRI S-3 Nasdaq Latham & Watkins LLP
SUNEDISON SEMICONDUCTOR LTD SEMI S-1 Nasdaq Latham & Watkins LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-4 NYSE Latham & Watkins LLP
LANE CAPITAL CORP. S-1 ~ Law Offices of Harold Gewerter, Esq. Ltd.
FINTECH ACQUISITION CORP S-1 ~ Ledgewood Law
IEG HOLDINGS CORP S-1 ~ Legal & Compliance, LLC
ABENGOA YIELD PLC ABY F-1 Nasdaq Linklaters LLP
IMMUNOCELLULAR THERAPEUTICS, LTD. IMUC S-1 NYSE Lowenstein Sandler LLP
WORLD OMNI AUTO RECEIVABLES LLC S-3 ~ Morgan, Lewis & Bockius LLP
NORTHSIGHT CAPITAL, INC. NCAP S-1 ~ Nossiff Law Firm, LLP
SAUL CENTERS INC BFS S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
CROSS COUNTRY HEALTHCARE INC CCRN S-1 Nasdaq Proskauer Rose LLP
CENTER COAST MLP & INFRASTRUCTURE FUND CEN N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Smith Mackinnon, PA
AQUARIUS CANNABIS INC. /NV/ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
SWEETS & TREATS INC. S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
DYNEX CAPITAL INC DX S-3 NYSE Troutman Sanders LLP
VERIZON COMMUNICATIONS INC VZ S-4 NYSE Verizon Communications Inc.
EXTERRAN PARTNERS, L.P. EXLP S-4 Nasdaq Vinson & Elkins L.L.P.
CCH I, LLC S-4 ~ Wachtell, Lipton, Rosen & Katz
STERLING BANCORP STL S-4 NYSE Wachtell, Lipton, Rosen & Katz
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Ward and Smith, P.A.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Warner Norcross & Judd LLP
ODYSSEY GROUP INTERNATIONAL, INC. S-1 ~ Wilson & Oskam, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Have a great week.

IPOs and Transactions: December 1 – 5

There were 39 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Pershing Gold Corp. w/ Davis Graham & Stubbs LLP, Ideal Power Inc. w/ DLA Piper LLP and Neurotrope Inc. w/ Reed Smith LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ARAMARK ARMK S-1 NYSE Cahill Gordon & Reindel LLP
TRANSAMERICA ADVISORS LIFE INSURANCE CO ~ S-3 ~ Carlton Fields Jorden Burt P.A.
POTOMAC HOLDING LLC ~ S-4 ~ Cooley LLP
FLEXION THERAPEUTICS INC FLXN S-1 Nasdaq Global Market Cooley LLP
NETSCOUT SYSTEMS INC NTCT S-4 Nasdaq Global Market Cooley LLP
ARC GROUP WORLDWIDE, INC. ARCW S-1 Nasdaq Capital Market Covington & Burling LLP
BLUE EARTH, INC. BBLU S-3 Nasdaq Capital Market Davidoff Hutcher & Citron, LLP
PERSHING GOLD CORP. PGLC S-1 ~ Davis Graham & Stubbs LLP
ASTERIAS BIOTHERAPEUTICS, INC. AST S-3 NYSE Amex Equities Dentons US LLP
IDEAL POWER INC. IPWR S-3 Nasdaq Capital Market DLA Piper LLP
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Capital Market Faegre Baker Daniels LLP
INDUSTRIAL SERVICES OF AMERICA INC IDSA S-3 Nasdaq Capital Market Frost Brown Todd LLC
ASHFORD HOSPITALITY PRIME, INC. AHP S-3 NYSE Gibson, Dunn & Crutcher LLP
FLEXION THERAPEUTICS INC FLXN S-1 Nasdaq Global Market Goodwin Procter LLP
CVSL INC. CVSL S-3 ~ Gracin & Marlow, LLP
DINEX CORP. ~ S-1 ~ Harrison Law, P.A.
APPALACHIAN POWER CO ~ S-3 ~ Hunton & Williams LLP
RELYPSA INC RLYP S-3 Nasdaq Global Market Latham & Watkins LLP
SILVERSUN TECHNOLOGIES, INC. SSNT S-1 OTCBB Lucosky Brookman LLP
MANDALAY DIGITAL GROUP, INC. MNDL S-4 Nasdaq Capital Market Manatt, Phelps & Phillips, LLP
AVOGENX, INC. ~ S-4 ~ Ofsink, LLC
REMARK MEDIA, INC. MARK S-3 Nasdaq Capital Market Olshan Frome Wolosky LLP
PROVIDENCE SERVICE CORP PRSC S-3 Nasdaq Global Market Paul Hastings LLP
MARINA BIOTECH, INC. MRNA S-1 ~ Pryor Cashman LLP
NEUROTROPE, INC. NTRP S-1 Other OTC Reed Smith, LLP
RELYPSA INC RLYP S-3 Nasdaq Global Market Relypsa, Inc.
SILVERSUN TECHNOLOGIES, INC. SSNT S-1 OTCBB Robinson Brog Leinwand Greene Genovese & Gluck P.C.
STONE RIDGE TRUST II ~ N-2 ~ Ropes & Gray LLP
SUPERNUS PHARMACEUTICALS INC SUPN S-3 Nasdaq Global Market Saul Ewing LLP
DORIAN LPG LTD. LPG F-1 NYSE Seward & Kissel LLP
AZUL SA ~ F-1 ~ Shearman & Sterling LLP
TUNIU CORP TOUR F-1 Nasdaq Global Market Shearman & Sterling LLP
SOUTHERN MISSOURI BANCORP INC SMBC S-3 Nasdaq Global Market Silver, Freedman, Taff & Tiernan LLP
ARAMARK ARMK S-1 NYSE Simpson Thacher & Bartlett LLP
AZUL SA ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
POTOMAC HOLDING LLC ~ S-4 ~ Skadden, Arps, Slate, Meagher & Flom LLP
NETSCOUT SYSTEMS INC NTCT S-4 Nasdaq Global Market Skadden, Arps, Slate, Meagher & Flom LLP
TUNIU CORP TOUR F-1 Nasdaq Global Market Skadden, Arps, Slate, Meagher & Flom LLP
AVOGENX, INC. ~ S-4 ~ Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
COMPASS GROUP DIVERSIFIED HOLDINGS LLC ~ S-3 ~ Squire Patton Boggs LLP
TANDEM DIABETES CARE INC TNDM S-3 Nasdaq Global Market Stradling Yocca Carlson & Rauth, P.C.
CRYPTO-SERVICES, INC. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
WELL POWER, INC. WPWR S-1 Other OTC Szaferman, Lakind, Blumstein, & Blader, P.C.
TERAFOX CORP ~ S-1 ~ The Doney Law Firm
RICE DRILLING B LLC ~ S-4 ~ Vinson & Elkins L.L.P.
LEXICON PHARMACEUTICALS, INC./DE LXRX S-3 Nasdaq Global Market Vinson & Elkins L.L.P.
NORTHERN TIER ENERGY LP NTI S-4 ~ Vinson & Elkins L.L.P.
CASELLA WASTE SYSTEMS INC CWST S-3 Nasdaq Global Market Wilmer Cutler Pickering Hale and Dorr LLP
ARC GROUP WORLDWIDE, INC. ARCW S-1 Nasdaq Capital Market Wuersch & Gering LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: November 24 – 28 (US Thanksgiving holiday week)

There were 36 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Lightstone Real Estate Income Trust Inc. w/ Proskauer Rose LLP, Nuts & Bolts International Inc. w/ zaferman, Lakind, Blumstein, & Blader PC and Assembly Biosciences Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Type Exchange Law firm / Advisor
SIERRA INCOME CORP ~ N-2 ~ Alston & Bird LLP
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Andrews Kurth LLP
TAXUS PHARMACEUTICALS HOLDINGS, INC. ~ S-1 ~ Bernard & Yam, LLP
SERVISFIRST BANCSHARES, INC. SFBS S-4 Nasdaq Bradley Arant Boult Cummings LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq BTU International, Inc.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND FGB N-2 NYSE Chapman and Cutler LLP
KITE PHARMA, INC. KITE S-1 Nasdaq Cooley LLP
KITE PHARMA, INC. KITE S-1 Nasdaq Covington & Burling LLP
OXFORD IMMUNOTEC GLOBAL PLC OXFD S-3 Nasdaq Covington & Burling LLP
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Dorsey & Whitney LLP
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Farris, Vaughan, Wills & Murphy LLP
FOUNDATION MEDICINE, INC. FMI S-3 Nasdaq Foundation Medicine, Inc.
FOUNDATION MEDICINE, INC. FMI S-3 Nasdaq Goodwin Procter LLP
NORTHSTAR/RXR NEW YORK METRO INCOME, INC. ~ S-11 ~ Greenberg Traurig, LLP
LOGISTICS PROPERTY TRUST INC. ~ S-11 ~ Greenberg Traurig, LLP
OMEGA COMMERCIAL FINANCE CORP OCFN S-1 OTC Gutierrez Bergman Boulris, PLLC
BENAIAH HOLDINGS GROUP INC. ~ S-1 ~ Harold P. Gewerter, Esq. Ltd.
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Hogan Lovells US LLP
PUNTO GROUP, CORP. ~ S-1 ~ InCorp Services Inc.
XFIT BRANDS, INC. ~ S-1 ~ Indeglia & Carney LLP
ISLAND CREEK COAL CO ~ S-4 ~ Latham & Watkins LLP
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Latham & Watkins LLP
7 VENTURE GROUP, INC. ~ S-1 ~ Law Offices of Joseph Lambert Pittera
AMERICAN NATIONAL BANKSHARES INC. AMNB S-3 Nasdaq LeClairRyan, PC
SIERRA INCOME CORP ~ N-2 ~ Morris, Manning & Martin, LLP
OXFORD IMMUNOTEC GLOBAL PLC OXFD S-3 Nasdaq Oxford Immunotec Global PLC
PLY GEM INDUSTRIES INC ~ S-4 ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq Pierce Atwood LLP
LIGHTSTONE REAL ESTATE INCOME TRUST INC. ~ S-11 ~ Proskauer Rose LLP
SOLAR3D, INC. SLTD S-3 OTC Sichenzia Ross Friedman Ference LLP
BIOLASE, INC BIOL S-3 Nasdaq Sidley Austin LLP
TRAVELCENTERS OF AMERICA LLC TA S-1 NYSE Sidley Austin LLP
SIGNAL BAY, INC. SGBY 10-12G OTC Signal Bay, Inc.
TRAVELCENTERS OF AMERICA LLC TA S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
AMTECH SYSTEMS INC ASYS S-4 Nasdaq Squire Patton Boggs (US) LLP
NEW STERIS LTD ~ S-4 ~ Steris Corporation
LABORATORY CORP OF AMERICA HOLDINGS LH S-4 NYSE Sullivan & Cromwell LLP
SIERRA INCOME CORP ~ N-2 ~ Sutherland Asbill & Brennan LLP
NUTS & BOLTS INTERNATIONAL, INC. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
MAGNEGAS CORP MNGA S-3 Nasdaq Szaferman, Lakind, Blumstein, & Blader, P.C.
TEKMIRA PHARMACEUTICALS CORP TKMR S-3 Nasdaq Tekmira Pharmaceuticals Corp.
VG LIFE SCIENCES INC. VGLS S-1 OTC Trombly Business Law, PC
SERVISFIRST BANCSHARES, INC. SFBS S-4 Nasdaq Troutman Sanders LLP
ENERGY XXI LTD EXXI S-4 Nasdaq Vinson & Elkins L.L.P.
ANTERO RESOURCES CORP AR S-4 NYSE Vinson & Elkins L.L.P.
ENTERPRISE PRODUCTS PARTNERS L P EPD S-4 NYSE Vinson & Elkins L.L.P.
GROUP 1 AUTOMOTIVE INC GPI S-4 NYSE Vinson & Elkins L.L.P.
PLAINS GP HOLDINGS LP PAGP S-3 NYSE Vinson & Elkins L.L.P.
NEW STERIS LTD ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
ASSEMBLY BIOSCIENCES, INC. ASMB S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: November 17 – 21

There were 61 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Celsus Therapeutics PLC w/ Goodwin Procter LLP and Mintz, Levin, Cohn, Ferris Glovsky and Popeo, PC, IBIO Inc. w/ Andrew Abramowitz, PLLC and General Agriculture Corp. w/ Kelley Drye & Warren LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
IBIO, INC. IBIO S-3 NYSE Andrew Abramowitz, PLLC
TARGA RESOURCES CORP. TRGP S-4 NYSE Atlas Energy, L.P.
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Atlas Pipeline Partners, L.P.
ELTM, L.P. ~ S-3 ~ Baker & Hostetler LLP
SCRIPPS E W CO /DE SSP S-4 NYSE Baker & Hostetler LLP
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Baker Botts L.L.P.
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Bass, Berry & Sims PLC
FORUM ACQUISITIONS II, INC. ~ 10-12G ~ BlackPool Acquisitions, LLC.
BRAC GLOBAL AUTOMOTIVE, INC. ~ 10-12G ~ BRAC Global Automotive, Inc
RING ENERGY, INC. REI S-3 NYSE Burleson LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Cleary Gottlieb Steen & Hamilton LLP
BELLICUM PHARMACEUTICALS, INC S-1 Nasdaq Cooley LLP
TREVENA INC TRVN S-1 Nasdaq Cooley LLP
BELLICUM PHARMACEUTICALS, INC S-1 Nasdaq Covington & Burling LLP
CTI BIOPHARMA CORP CTIC S-3 Nasdaq CTI BioPharma Corp.
MAGELLAN PETROLEUM CORP /DE/ MPET S-3 Nasdaq Davis Graham & Stubbs LLP
ADVANCED ACCELERATOR APPLICATIONS S.A. F-1 Nasdaq Davis Polk & Wardwell LLP
JD.COM, INC. JD F-1 Nasdaq Davis Polk & Wardwell LLP
ADVANCED ACCELERATOR APPLICATIONS S.A. F-1 Nasdaq Dechert LLP
CINCINNATI FINANCIAL CORP CINF S-3 Nasdaq Dinsmore & Shohl LLP
PAYLOCITY HOLDING CORP PCTY S-1 Nasdaq DLA Piper LLP
FRANKLIN COVEY CO FC S-3 NYSE Dorsey & Whitney LLP
ACORN ENERGY, INC. ACFN S-3 Nasdaq Eilenberg & Krause LLP
OCULUS INNOVATIVE SCIENCES, INC. OCLS S-1 Nasdaq Ellenoff Grossman & Schole LLP
TOA OPTICAL TECH, INC. ~ S-1 ~ ETN Services LLC
CURRENCYSHARES EURO TRUST FXE S-3 NYSE Foley & Lardner LLP
SCRIPPS E W CO /DE SSP S-4 NYSE Foley & Lardner LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Gentiva Health Services, Inc.
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Gibson, Dunn & Crutcher LLP
ASHFORD HOSPITALITY PRIME, INC. AHP S-3 NYSE Gibson, Dunn & Crutcher LLP
CELSUS THERAPEUTICS PLC. CLTX S-1 Nasdaq Goodwin Procter LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Greenberg Traurig, LLP
21ST CENTURY FOX AMERICA, INC. ~ S-4 ~ Hogan Lovells US LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq Holland & Knight LLP
I MINERALS INC ~ 10-12G ~ I-Minerals Inc.
HII TECHNOLOGIES, INC. HIIT S-1 OTC Indeglia & Carney, LLP.
BIOHEART, INC. BHRT S-1 OTC Jill Arlene Robbins, P.A.
SCRIPPS E W CO /DE SSP S-4 NYSE Journal Communications, Inc.
WESBANCO INC WSBC S-4 Nasdaq K&L Gates LLP
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-3 NYSE Kaplan Voekler Cunningham & Frank, PLC
RAND LOGISTICS, INC. RLOG S-3 Nasdaq Katten Muchin Rosenman LLP
GENERAL AGRICULTURE CORP GELT S-1 OTC Kelley Drye & Warren LLP
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Latham & Watkins LLP
ADVANCED DRAINAGE SYSTEMS, INC. WMS S-1 NYSE Latham & Watkins LLP
JUNO THERAPEUTICS, INC. ~ S-1 ~ Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-3 ~ Latham & Watkins LLP
TREVENA INC TRVN S-1 Nasdaq Latham & Watkins LLP
METALICO INC MEA S-1 NYSE Lowenstein Sandler LLP
CAPE BANCORP, INC. CBNJ S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
AQUA QUEST INTERNATIONAL, INC. ~ S-1 ~ Lux Investor Services
MENTOR CAPITAL, INC. ~ 10-12G ~ Mentor Capital, Inc.
CELSUS THERAPEUTICS PLC. CLTX S-1 Nasdaq Mintz, Levin, Cohn, Ferris Glovsky and Popeo, P.C.
LAKELAND INDUSTRIES INC LAKE S-3 Nasdaq Moomjian, Waite & Coleman, LLP
NATIONWIDE LIFE INSURANCE CO ~ S-1 ~ Nationwide Life Insurance Company
ALLIED NEVADA GOLD CORP. ANV S-3 NYSE Neal, Gerber & Eisenberg LLP
CTI BIOPHARMA CORP CTIC S-3 Nasdaq O’Melveny & Myers LLP
PAYLOCITY HOLDING CORP PCTY S-1 Nasdaq Orrick, Herrington & Sutcliffe LLP
TRANSGENOMIC INC TBIO S-3 Nasdaq Paul Hastings LLP
WESBANCO INC WSBC S-4 Nasdaq Phillips, Gardill, Kaiser & Altmeyer, PLLC
VIVEVE MEDICAL, INC. VIVMF S-1 OTC Richardson & Patel LLP
SUPREME LEGAL, INC. ~ S-1 ~ Securities Compliance Group, Ltd.
TRIMAX CONSULTING, INC. ~ S-1 ~ Securities Compliance Group, Ltd.
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
WESBANCO INC WSBC S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Simpson Thacher & Bartlett LLP
JD.COM, INC. JD F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ADVANCED DRAINAGE SYSTEMS, INC. WMS S-1 NYSE Squire Patton Boggs (US) LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq Stinson Leonard Street LLP
TALON INTERNATIONAL, INC. TALN S-1 OTC Stubbs Alderton & Markiles, LLP
ENDO INTERNATIONAL PLC ENDP S-4 Nasdaq Sullivan & Cromwell LLP
OFS CAPITAL CORP OFS N-2 Nasdaq Sutherland Asbill & Brennan LLP
BLUE WATER GLOBAL GROUP, INC. BLUU S-1 OTC Taurus Financial Partners, LLC
OCULUS INNOVATIVE SCIENCES, INC. OCLS S-1 Nasdaq Trombly Business Law, PC
LION BIOTECHNOLOGIES, INC. LBIO S-3 OTC TroyGould PC
BUCKEYE PARTNERS, L.P. BPL S-3 NYSE Vinson & Elkins L.L.P.
TARGA RESOURCES CORP. TRGP S-4 NYSE Vinson & Elkins LLP
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Vinson & Elkins LLP
VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~ Voya Retirement Insurance and Annuity Company
TARGA RESOURCES CORP. TRGP S-4 NYSE Wachtell, Lipton, Rosen & Katz
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Wachtell, Lipton, Rosen & Katz
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-3 ~ WCI Communities, Inc.
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL SYF S-3 NYSE Weil, Gotshal & Manges LLP
ADAMIS PHARMACEUTICALS CORP ADMP S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin, Law Corp.
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Williams Partners GP LLC
ENDO INTERNATIONAL PLC ENDP S-4 Nasdaq Willkie Farr & Gallagher LLP
WAVE SYSTEMS CORP WAVX S-3 Nasdaq Willkie Farr & Gallagher LLP
JUNO THERAPEUTICS, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati PC
CAPE BANCORP, INC. CBNJ S-4 Nasdaq Windels Marx Lane & Mittendorf, LLP
CEMPRA, INC. CEMP S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: November 10 – 14

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Barington/ Hilco Acquisition Corp. w/ Graubard Miller and Kramer Levin Naftalis & Frankel LLP, Energous Corp. w/ Goodwin Procter LLP and K&L Gates LLP and Village Bank & Trust Financial Corp. w/ LeClairRyan, PC and Silver, Freedman, Taff & Tiernan LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / advisor
SEACOAST BANKING CORP OF FLORIDA SBCF S-3 Nasdaq Alston & Bird LLP
AMERIPRISE CERTIFICATE CO ~ S-1 ~ Ameriprise Certificate Company
ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 OTC Andrews Kurth LLP
MACROGENICS INC MGNX S-3 Nasdaq Arnold & Porter LLP
AZURE MIDSTREAM PARTNERS, LP ~ S-1 ~ Baker Botts L.L.P.
INTRICON CORP IIN S-3 Nasdaq Blank Rome LLP
WINTRUST FINANCIAL CORP WTFC S-4 OTC Boardman & Clark LLP
DYNAVAX TECHNOLOGIES CORP DVAX S-3 Nasdaq Cooley LLP
NEW RELIC INC ~ S-1 ~ Cooley LLP
PICO HOLDINGS INC /NEW PICO S-3 Nasdaq Cooley LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Cravath, Swaine & Moore LLP
PISHPOSH, INC. ~ S-1 ~ David Lubin & Associates, PLLC
BLUE EARTH, INC. BBLU S-3 Nasdaq Davidoff Hutcher & Citron, LLP
INTREPID AVIATION LTD ~ S-1 ~ Davis Polk & Wardwell LLP
CYTORI THERAPEUTICS, INC. CYTX S-3 Nasdaq DLA Piper LLP
COHBAR, INC. ~ S-1 ~ Dorsey & Whitney LLP
HEARTLAND FINANCIAL USA INC HTLF S-4 Nasdaq Dorsey & Whitney LLP
BUSINESS FIRST BANCSHARES, INC. ~ S-4 ~ Fenimore, Kay, Harrison & Ford LLP
FIRST NBC BANK HOLDING CO NBCB S-3 Nasdaq Fenimore, Kay, Harrison & Ford, LLP
GOPRO, INC. GPRO S-1 Nasdaq Fenwick & West LLP
NEW RELIC INC ~ S-1 ~ Fenwick & West LLP
COHBAR, INC. ~ S-1 ~ Garvey Schubert Barer
COUNTY BANCORP, INC. ~ S-1 ~ Godfrey & Kahn, S.C.
ENERGOUS CORP WATT S-1 Nasdaq Goodwin Procter LLP
HORTONWORKS, INC. ~ S-1 ~ Goodwin Procter LLP
BARINGTON/HILCO ACQUISITION CORP. ~ S-1 ~ Graubard Miller
OXFORD CITY FOOTBALL CLUB, INC. OXFC S-1 OTC Harrison Law, P.A.
FIVE PRIME THERAPEUTICS INC FPRX S-3 Nasdaq Hogan Lovells US LLP
CHERRY HILL MORTGAGE INVESTMENT CORP CHMI S-3 NYSE Hunton & Williams LLP
CHERRY HILL MORTGAGE INVESTMENT CORP CHMI S-3 NYSE Hunton & Williams LLP
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
AUREUS INC ~ S-1 ~ Joseph I. Emas Atty.
ENERGOUS CORP WATT S-1 Nasdaq K&L Gates LLP
BUSINESS FIRST BANCSHARES, INC. ~ S-4 ~ Kantrow, Spaht, Weaver & Blitzer (APLC)
KINDER HOLDING CORP. ~ 10-12G ~ Kinder Holding Corp.
INTERNATIONAL MARKET CENTERS, INC. ~ S-11 ~ Kirkland & Ellis LLP
BARINGTON/HILCO ACQUISITION CORP. ~ S-1 ~ Kramer Levin Naftalis & Frankel LLP
KVINTESS F&DI HOLDINGS CORP. ~ 10-12G ~ KVintess F&DI Holdings Corp.
EL POLLO LOCO HOLDINGS, INC. LOCO S-1 Nasdaq Latham & Watkins LLP
EVOKE PHARMA INC EVOK S-3 Nasdaq Latham & Watkins LLP
INTREPID AVIATION LTD ~ S-1 ~ Latham & Watkins LLP
SMART SAND PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
YGEIA CONSULTING GROUP, INC. ~ S-1 ~ Law Office of Clifford J. Hunt, P.A.
ADOMANI, INC. ~ S-1 ~ Law Office of Conrad C. Lysiak, P.S.
VILLAGE BANK & TRUST FINANCIAL CORP. VBFC S-1 Nasdaq LeClairRyan, PC
RAVEN INDUSTRIES INC RAVN S-3 Nasdaq Maslon Edelman Borman & Brand, LLP
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Mayer Brown LLP
OVASCIENCE, INC. OVAS S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEXPOINT MULTIFAMILY REALTY TRUST, INC. ~ S-11 ~ Morris, Manning & Martin, LLP
PORTUS CORP PORS S-1 OTC Northwest Law Group
ON DECK CAPITAL INC ~ S-1 ~ Orrick, Herrington & Sutcliffe LLP
US NUCLEAR CORP. ~ S-1 ~ Paesano Akkashian, P.C.
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. ~ S-4 ~ Perkins Coie LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G OTC Pillsbury Winthrop Shaw Pittman LLP
UNIQUE FABRICATING, INC. ~ S-1 ~ Polsinelli, P.C.
BONE BIOLOGICS, CORP. ~ S-1 ~ Reed Smith LLP
HEARTLAND FINANCIAL USA INC HTLF S-4 Nasdaq Reinhart Boerner Van Deuren S.C.
TIPTREE FINANCIAL INC. TIPT S-3 Nasdaq Schulte Roth & Zabel LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G OTC Sichenzia Ross Friedman Ference LLP
WINTRUST FINANCIAL CORP WTFC S-4 OTC Sidley Austin LLP
UNIQUE FABRICATING, INC. ~ S-1 ~ Sills Cummis & Gross, P.C.
VILLAGE BANK & TRUST FINANCIAL CORP. VBFC S-1 Nasdaq Silver, Freedman, Taff & Tiernan LLP
WALTER ENERGY, INC. WLT S-3 NYSE Simpson Thacher & Bartlett LLP
EL POLLO LOCO HOLDINGS, INC. LOCO S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
INTERNATIONAL MARKET CENTERS, INC. ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
MOELIS & CO MC S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Smith Mackinnon, PA
CORE MOLDING TECHNOLOGIES INC CMT S-3 NYSE Squire Patton Boggs (US) LLP
LANTRONIX INC LTRX S-3 Nasdaq Stradling Yocca Carlson & Rauth, P.C.
HORTONWORKS, INC. ~ S-1 ~ Sullivan & Cromwell LLP
MOELIS & CO MC S-1 NYSE Sullivan & Cromwell LLP
COUNTY BANCORP, INC. ~ S-1 ~ Vedder Price P.C.
AZURE MIDSTREAM PARTNERS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 OTC Vinson & Elkins L.L.P.
NISKA GS HOLDINGS I, L.P. ~ S-4 ~ Vinson & Elkins L.L.P.
SMART SAND PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
SPRAGUE RESOURCES LP SRLP S-3 NYSE Vinson & Elkins L.L.P.
TECHTARGET INC TTGT S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
GOPRO, INC. GPRO S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
ON DECK CAPITAL INC ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, P.C.

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IPOs and Transactions: November 3 – 7

There were 69 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Computron Inc. w/ Eilers Law Group PA and QTS Realty Trust Inc. w/ Hogan Lovells US LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Q#_lawyer_art

Registrant Symbol Form Exchange Law firm / Advisor
AERIE PHARMACEUTICALS INC AERI S-3 Nasdaq Aerie Pharmaceuticals, Inc.
GULFPORT ENERGY CORP GPOR S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
ALLSTATE LIFE INSURANCE CO ~ S-3 ~ Allstate Life Insurance Company
LDR HOLDING CORP LDRH S-3 Nasdaq Andrews Kurth LLP
ATLAS ENERGY GROUP, LLC ~ 10-12B ~ Atlas Energy Group, LLC
ONCOR ELECTRIC DELIVERY CO LLC ~ S-4 ~ Baker & McKenzie LLP
RICE MIDSTREAM PARTNERS LP ~ S-1 ~ Baker Botts L.L.P.
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-1 NYSE Baker Botts L.L.P.
TGC INDUSTRIES INC TGE S-4 Nasdaq Baker Botts L.L.P.
TRANSENTERIX INC. TRXC S-3 NYSE Ballard Spahr LLP
GLADSTONE LAND CORP LAND S-11 Nasdaq Bass, Berry & Sims PLC
LISSOME TRADE CORP. ~ S-1 ~ Bauman & Associates Law Firm
DOMINOVAS ENERGY CORP DNRG S-1 OTC Bauman & Associates Law Firm
GEN3BIO, INC. ~ S-1 ~ Brunson Chandler & Jones, PLLC
JAMES RIVER GROUP HOLDINGS, LTD. ~ S-1 ~ Bryan Cave LLP
RING ENERGY, INC. REI S-3 NYSE Burleson LLP
CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP ~ S-3 ~ Cadwalader, Wickersham & Taft LLP
BECTON DICKINSON & CO BDX S-4 NYSE CareFusion Corporation
NUVEEN TECHNOLOGY OPPORTUNITIES FUND ~ N-2 ~ Chapman and Cutler LLP
INOTEK PHARMACEUTICALS CORP ~ S-1 ~ Cooley LLP
CYMABAY THERAPEUTICS, INC. CBAY S-3 Nasdaq Cooley LLP
NEW MOON B.V. ~ S-4 ~ Cravath, Swaine & Moore LLP
CYMABAY THERAPEUTICS, INC. CBAY S-3 Nasdaq CymaBay Therapeutics, Inc.
EARTH BRAND HOLDINGS, INC. ~ S-1 ~ David Lubin & Associates, PLLC
TGC INDUSTRIES INC TGE S-4 Nasdaq Dawson Geophysical Company
CAREY CREDIT INCOME FUND ~ 10-12G ~ Dechert LLP
INTERNATIONAL STEM CELL CORP ISCO S-1 OTC DLA Piper LLP
MIDWAY GOLD CORP MDW S-3 NYSE Dorsey & Whitney LLP
COMPUTRON, INC. ~ S-1 ~ Eilers Law Group, PA
MILLENNIUM INVESTMENT & ACQUISITION CO INC. SMCG N-2 OTC Ellenoff Grossman & Schole LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. EIGI S-3 Nasdaq Endurance International Group Holdings, Inc.
FDO HOLDINGS, INC. ~ S-1 ~ FDO Holdings, Inc.
WISCONSIN PUBLIC SERVICE CORP WSPBP S-3 OTC Foley & Lardner LLP
AERIE PHARMACEUTICALS INC AERI S-3 Nasdaq Fried, Frank, Harris, Shriver & Jacobson LLP
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-1 NYSE Gibson, Dunn & Crutcher LLP
KITARA MEDIA CORP. KITM S-4 OTC Gibson, Dunn & Crutcher LLP
INOTEK PHARMACEUTICALS CORP ~ S-1 ~ Goodwin Procter LLP
PERNIX THERAPEUTICS HOLDINGS, INC. PTX S-3 Nasdaq Goodwin Procter LLP
KITARA MEDIA CORP. KITM S-4 OTC Graubard Miller
PLATFORM SPECIALTY PRODUCTS CORP PAH S-1 NYSE Greenberg Traurig, P.A.
TGC INDUSTRIES INC TGE S-4 Nasdaq Haynes and Boone, LLP
QTS REALTY TRUST, INC. QTS S-3 NYSE Hogan Lovells US LLP
DEER VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
ELM VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
FOX VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
OAK VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
OWL VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
REDWOOD VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
SPRUCE VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
PMFG, INC. PMFG S-3 Nasdaq Jones Day
NUVEEN TECHNOLOGY OPPORTUNITIES FUND ~ N-2 ~ K&L Gates LLP
PRIMO WATER CORP PRMW S-3 Nasdaq K&L Gates LLP
MOMO INC. ~ F-1 ~ Kirkland & Ellis International LLP
SAGENT PHARMACEUTICALS, INC. SGNT S-3 Nasdaq Kirkland & Ellis LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Kirkland & Ellis LLP
ALPINE 4 AUTOMOTIVE TECHNOLOGIES LTD. ~ S-4 ~ Kirton | McConkie
FDO HOLDINGS, INC. ~ S-1 ~ Latham & Watkins LLP
TERRYVILLE MINERAL & ROYALTY PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
PLATFORM SPECIALTY PRODUCTS CORP PAH S-1 NYSE Latham & Watkins LLP
ZOGENIX, INC. ZGNX S-3 Nasdaq Latham & Watkins LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Latham & Watkins LLP
PANEX RESOURCES INC. DBGF S-1 OTC Law Office of Conrad C. Lysiak, P.S.
IVDESK HOLDINGS, INC. ~ S-1 ~ Michael A. Littman, Atty.
JOBBOT INC. ~ S-1 ~ Mintz & Fraade, P.C
NEW MOON B.V. ~ S-4 ~ Mylan Inc.
KRAIG BIOCRAFT LABORATORIES, INC KBLB S-1 OTC Ofsink, LLC
UROPLASTY INC UPI S-3 Nasdaq Oppenheimer Wolff & Donnelly LLP
INPHI CORP IPHI S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
FDO HOLDINGS, INC. ~ S-1 ~ Proskauer Rose LLP
INTERCLOUD SYSTEMS, INC. ICLD S-3 Nasdaq Pryor Cashman LLP
ROCKET FUEL INC. FUEL S-3 Nasdaq Rocket Fuel Inc.
MILLENNIUM INVESTMENT & ACQUISITION CO INC. SMCG N-2 OTC Ryley Carlock & Applewhite
RIGHTSCORP, INC. RIHT S-1 OTC Sichenzia Ross Ference Friedman LLP
MEDBOX, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
SORRENTO THERAPEUTICS, INC. SRNE S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
SIERRA MADRE MINING ~ S-1 ~ Sierra Madre Mining, Inc.
TALEN ENERGY CORP ~ S-1 ~ Simpson Thacher & Bartlett LLP
MOMO INC. ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
AUTOHOME INC. ATHM F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BECTON DICKINSON & CO BDX S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BUILDERS FIRSTSOURCE, INC. BLDR S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
NUVOLA, INC. ~ S-1 ~ Stoecklein Law Group, LLP
SIRRUS CORP. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
TERRYVILLE MINERAL & ROYALTY PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
RICE MIDSTREAM PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
NISKA GS HOLDINGS I, L.P. ~ S-3 ~ Vinson & Elkins LLP
TALEN ENERGY CORP ~ S-1 ~ Vinson & Elkins LLP
BECTON DICKINSON & CO BDX S-4 NYSE Wachtell, Lipton, Rosen & Katz
JAMES RIVER GROUP HOLDINGS, LTD. ~ S-1 ~ Willkie Farr & Gallagher LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. EIGI S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CAREY CREDIT INCOME FUND ~ 10-12G ~ Wilmington Trust, National Association
ROCKET FUEL INC. FUEL S-3 Nasdaq Wilson Sonsini Goodrich & Rosati PC
AUTOHOME INC. ATHM F-1 NYSE Wilson Sonsini Goodrich & Rosati, P.C.
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: October 27- 31

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including MergeWorthRx Corp. w/ Goodwin Procter LLP and McDermott Will & Emery LLP, Cube Thematic Alternatives Fund w/ Ropes & Gray LLP and Cytoserbents Corp. w/ Goodwin Procter LLP and DLA Piper LLP.

Q#_lawyer_art

Registrant Symbol Form Law firm / Advisor
ALADDIN INTERNATIONAL INC /MN/ 10-12G Aladdin International, Inc.
FS ENERGY & POWER FUND N-2 Alston & Bird LLP
ENLINK MIDSTREAM PARTNERS, LP ENLK S-3 Baker Botts L.L.P.
AAC HOLDINGS, INC. AAC S-4 Bass, Berry & Sims PLC
J. ALEXANDER’S HOLDINGS, INC. S-1 Bass, Berry & Sims PLC
MID PENN BANCORP INC MPB S-4 Bybel Rutledge LLP
COYOTE VALLEY ACQUISITION CORP 10-12G Coyote Valley Acquisition Corp.
CHAMPION INVESTMENTS, INC. N-2 Daniel R. Kirshbaum, Esq.
MIDWEST CABLE, INC. S-1 Davis Polk & Wardwell LLP
CORPORATE CAPITAL TRUST, INC. N-2 Dechert LLP
FS ENERGY & POWER FUND N-2 Dechert LLP
CYTOSORBENTS CORP CTSO S-1 DLA Piper LLP
DOMINION MINERALS CORP 10-12G Dominion Minerals Corp.
SOLIGENIX, INC. SNGX S-1 Duane Morris LLP
INVENTERGY GLOBAL, INC. INVT S-3 Ellenoff Grossman & Schole LLP
ROSEWOOD RESOURCES, INC. S-1 Gary R. Henrie Atty.
CYTOSORBENTS CORP CTSO S-1 Goodwin Procter LLP
MERGEWORTHRX CORP. MWRX S-4 Goodwin Procter LLP
ENOVA INTERNATIONAL, INC. S-1 Hunton & Williams LLP
MEDIJANE HOLDINGS INC. MJMD S-1 J.M. Walker & Associates
CELLCEUTIX CORP CTIX S-3 K&L Gates LLP
NANOVIRICIDES, INC. NNVC S-3 Kane Kessler, P.C.
EVERYWARE GLOBAL, INC. EVRY S-1 Kirkland & Ellis LLP
EVERYWARE GLOBAL, INC. EVRY S-1 Kirkland & Ellis LLP
ENVIVA PARTNERS, LP S-1 Latham & Watkins LLP
LA QUINTA HOLDINGS INC. LQ S-1 Latham & Watkins LLP
TRUECAR, INC. TRUE S-1 Latham & Watkins LLP
KALLO INC. KALO S-1 Law Office of Conrad C. Lysiak, P.S.
SOLIGENIX, INC. SNGX S-1 Lowenstein Sandler LLP
LYNDEN ENERGY CORP. 10-12G Lynden Energy Corp.
MERGEWORTHRX CORP. MWRX S-4 McDermott Will & Emery LLP
MIDWEST CABLE, INC. S-1 Midwest Cable, Inc.
MIKE THE PIKE PRODUCTIONS, INC. 10-12G Mike The Pike Productions Inc.
AMEDICA CORP AMDA S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
GREEN EARTH TECHNOLOGIES, INC GETG S-1 Morse, Zelnick, Rose & Lander, LLP
MYECHECK, INC. 10-12G MyECheck Inc.
NASCENT BIOTECH INC. 10-12G Nascent Biotech Inc.
J. ALEXANDER’S HOLDINGS, INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
ALGAE DYNAMICS CORP. S-1 Peterson & Company, LLP
EGAIN CORP EGAN S-3 Pillsbury Winthrop Shaw Pittman LLP
PROSHARES TRUST II CROC S-1 ProShare Capital Management LLC
PROSHARES TRUST II CROC S-3 ProShare Capital Management LLC
CUBE THEMATIC ALTERNATIVES FUND N-2 Ropes & Gray LLP
AMEDICA CORP AMDA S-1 Schiff Hardin LLP
VIATAR CTC SOLUTIONS INC. S-1 Sichenzia Ross Friedman Ference LLP
PROSHARES TRUST II CROC S-3 Sidley Austin LLP
CARLYLE GROUP L.P. CG S-3 Simpson Thacher & Bartlett LLP
LA QUINTA HOLDINGS INC. LQ S-1 Simpson Thacher & Bartlett LLP
WASHINGTON PRIME GROUP INC. S-4 Simpson Thacher & Bartlett LLP
MID PENN BANCORP INC MPB S-4 Stevens & Lee, P.C.
AMERICAN DG ENERGY INC ADGE S-3 Sullivan & Worcester LLP
TECOGEN INC. TGEN S-3 Sullivan & Worcester LLP
SUN BANCORP INC /NJ/ SNBC S-3 Sun Bancorp, Inc.
ALCENTRA CAPITAL CORP ABDC N-2 Sutherland Asbill & Brennan LLP
CALAVO GROWERS INC CVGW S-3 TroyGould PC
ENVIVA PARTNERS, LP S-1 Vinson & Elkins L.L.P.
WASHINGTON PRIME GROUP INC. S-4 Wachtell, Lipton, Rosen & Katz
RICEBRAN TECHNOLOGIES RIBT S-3 Weintraub Tobin Chediak Coleman Grodin Law Corp.
TRUECAR, INC. TRUE S-1 Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.