Category Archives: IPO week in review

Last week’s IPOs and Transactions

There were 81 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Cytomedix, Inc. w/ Schiff Hardin LLP, Intercept Pharmaceuticals, Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. and Goodwin Procter LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

How much did you pay for your last transaction? Get a quote from us on your next session.  Click here to watch our new transactions video.

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Registrant Symbol Form Exchange Law firm / advisor
OCI PARTNERS LP S-1 Andrews Kurth LLP
AMERICAN EAGLE ENERGY CORP AMZG S-3 OTC Baker & Hostetler LLP
ONCOR ELECTRIC DELIVERY CO LLC S-4 Baker & McKenzie LLP
MIDCOAST ENERGY PARTNERS, L.P. S-1 Baker Botts L.L.P.
SAUER ENERGY, INC. SENY S-1 OTC Beaufort Capital Partners, LLC
ENVISION HEALTHCARE HOLDINGS, INC. S-1 Cahill Gordon & Reindel LLP
CAPITAL ONE MASTER TRUST S-3 Capital One Financial Corporation
AMERI METRO, INC. (FORMERLY YELLOWWOOD) S-1 Cassidy & Associates
CAPITAL ONE MASTER TRUST S-3 Chapman and Cutler LLP
ONCONOVA THERAPEUTICS, INC. S-1 Cooley LLP
DIAMOND RESORTS INTERNATIONAL, INC. S-1 Cravath, Swaine & Moore LLP
WHITEWAVE FOODS CO WWAV S-1 NYSE Cravath, Swaine & Moore LLP
CONTANGO OIL & GAS CO MCF S-4 NYSE Crimson Exploration Inc.
RARE ELEMENT RESOURCES LTD REE S-3 NYSE Davis Graham & Stubbs LLP
AGIOS PHARMACEUTICALS INC S-1 Davis Polk & Wardwell LLP
GIANT INDUSTRIES, INC. S-4 Davis Polk & Wardwell LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. S-1 Davis Polk & Wardwell LLP
ENVISION HEALTHCARE HOLDINGS, INC. S-1 Debevoise & Plimpton LLP
ONCONOVA THERAPEUTICS, INC. S-1 Dechert LLP
STONECASTLE FINANCIAL CORP. N-2 Dentons US LLP
GAMING ENTERTAINMENT INTERNATIONAL, INC. S-1 Diane Dalmy, Attorney at Law
ERICKSON AIR-CRANE INC. EAC S-3 Nasdaq DLA Piper LLP
BOSTON INVESTMENT & DEVELOPMENT CORP. S-1 Durham Jones & Pinegar, P.C.
PRUDENTIAL BANCORP, INC. S-1 Elias, Matz, Tiernan & Herrick L.L.P.
HUTCHINSON TECHNOLOGY INC HTCH S-3 Nasdaq Faegre Baker Daniels LLP
SAUER ENERGY, INC. SENY S-1 OTC Frank J. Hariton, Esq.
BROOKFIELD DTLA FUND OFFICE TRUST INVESTOR INC. S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
CONATUS PHARMACEUTICALS INC S-1 Goodwin Procter LLP
INTERCEPT PHARMACEUTICALS INC ICPT S-1 Nasdaq Goodwin Procter LLP
GREEN PARTS INTERNATIONAL, INC. 10-12G Greenparts International, Inc.
DCP MIDSTREAM PARTNERS, LP DPM S-3 NYSE Holland & Hart LLP
INTERCEPT PHARMACEUTICALS INC ICPT S-1 Nasdaq Intercept Pharmaceuticals, Inc.
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP, S.A. S-1 Jones Day
PARK OHIO HOLDINGS CORP PKOH S-3 Nasdaq Jones Day
DIAMOND RESORTS INTERNATIONAL, INC. S-1 Katten Muchin Rosenman LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Kaufman & Canoles, P.C.
DELANCO BANCORP, INC. S-1 Kilpatrick Townsend & Stockton LLP
CARMAX AUTO FUNDING LLC S-3 Kirkland & Ellis LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. S-1 Kirkland & Ellis LLP
TRONOX INC S-4 Kirkland & Ellis LLP
ANTERO RESOURCES CORP S-1 Latham & Watkins LLP
CONATUS PHARMACEUTICALS INC S-1 Latham & Watkins LLP
MIDCOAST ENERGY PARTNERS, L.P. S-1 Latham & Watkins LLP
NEW HOME CO LLC S-1 Latham & Watkins LLP
OCI PARTNERS LP S-1 Latham & Watkins LLP
PUB CRAWL HOLDINGS, INC. PBCWE S-1 OTC Law Office of Conrad C. Lysiak, P.S.
GIBRALTAR INDUSTRIES, INC. ROCK S-4 Nasdaq Lippes Mathias Wexler Friedman LLP
SELWAY CAPITAL ACQUISITION CORP. SWCAU S-1 OTC Loeb & Loeb LLP
CENTER BANCORP INC CNBC S-3 Nasdaq Lowenstein Sandler PC
DELANCO BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
TRULIA, INC. TRLA S-4 NYSE Market Leader, Inc.
BANK OF AMERICA AUTO RECEIVABLES SECURITIZATION, LLC S-3 Mayer Brown LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq McCarter & English, LLP
INTERCEPT PHARMACEUTICALS INC ICPT S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CONTANGO OIL & GAS CO MCF S-4 NYSE Morgan, Lewis & Bockius LLP
STONECASTLE FINANCIAL CORP. N-2 Nixon Peabody LLP
EXAR CORP EXAR S-3 Nasdaq O’Melveny & Myers LLP
KRAIG BIOCRAFT LABORATORIES, INC KBLB S-1 OTC Ofsink, LLC
OWLHEAD MINERALS CORP. S-1 Owlhead Minerals Corp.
CHASE INDUSTRIES, LLC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
NEW ENTERPRISE STONE & LIME CO., INC. S-4 Pepper Hamilton LLP
TRULIA, INC. TRLA S-4 NYSE Perkins Coie LLP
CYTOMEDIX INC CMXI S-1 OTC Schiff Hardin LLP
BOXCEIPTS.COM, INC. S-1 Seck & Associates LLC
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP, S.A. S-1 Shearman & Sterling LLP
DELMAR PHARMACEUTICALS, INC. DMPI S-1 OTC Sichenzia Ross Friedman Ference LLP
NEW HOME CO LLC S-1 Sidley Austin LLP
ROUSE PROPERTIES, INC. RSE S-3 NYSE Sidley Austin LLP
PERMAL HEDGE STRATEGIES PORTFOLIO N-2 Simpson Thacher & Bartlett LLP
GLACIER CORP S-4 Simpson Thacher & Bartlett LLP
BLACKROCK ALL ASSET INCOME TRUST N-2 Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
ING U.S., INC. S-4 NYSE Sullivan & Cromwell LLP
TRULIA, INC. TRLA S-4 NYSE Trulia, Inc.
VAN ECK EMERGING MARKETS MULTI-ASSET INCOME FUND N-2 Van Eck Associates Corporation
ANTERO RESOURCES CORP S-1 Vinson & Elkins L.L.P.
PVR PARTNERS, L. P. PVR S-3 NYSE Vinson & Elkins L.L.P.
CONTANGO OIL & GAS CO MCF S-4 NYSE Vinson & Elkins LLP
AGIOS PHARMACEUTICALS INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
WHITEWAVE FOODS CO WWAV S-1 NYSE Wilmer Cutler Pickering Hale and Dorr LLP
TRULIA, INC. TRLA S-4 NYSE Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

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Last week’s IPOs and Transactions

There were 89 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Accelerate Diagnostics, Inc. w/ Snell & Wilmer LLP, General Electric Capital Corporation and Tecogen, Inc., w/ Sullivan & Worcester LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

How much did you pay for your last transaction? Get a quote from us on your next session.  Click here to watch our new transactions video.

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Registrant Symbol Form Type Exchange Law firm / Advisor
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
ENGAGE MOBILITY, INC ENGA S-1 OTC Anslow + Jaclin, LLP
ATHLON ENERGY INC. S-1 Baker Botts L.L.P.
ROANOKE ELECTRIC STEEL CORP S-4 Barrett & McNagny LLP
CORRECTIONS CORP OF AMERICA CXW S-4 NYSE Bass, Berry & Sims PLC
CORRECTIONS CORP OF AMERICA CXW S-4 NYSE Bass, Berry & Sims PLC
FIRST FEDERAL BANCSHARES OF ARKANSAS INC FFBH S-3 Nasdaq Bear State Financial Holdings, LLC
SEALY CORP ZZ S-4 Bingham McCutchen LLP
CHINA COMMERCIAL CREDIT INC S-1 Blank Rome LLP
NV ENERGY, INC. NVE S-3 NYSE Choate, Hall & Stewart LLP
WFN CREDIT CO LLC S-3 Comenity Bank
CORPORATE OFFICE PROPERTIES TRUST OFCPRGCL S-4 NYSE Corporate Office Properties Trust
PURE CYCLE CORP PCYO S-3 Nasdaq Davis Graham & Stubbs LLP
GRANA & MONTERO S.A.A. F-1 Davis Polk & Wardwell LLP
HIGHLAND FLOATING RATE HIGH INCOME FUND N-2 Dechert LLP
HIGHLAND GLOBAL CREDIT ALLOCATION FUND N-2 Dechert LLP
DUNE ENERGY INC DUNR S-1 OTC DLA Piper LLP
VASCULAR SOLUTIONS INC VASC S-3 Nasdaq Dorsey & Whitney LLP
CHINA COMMERCIAL CREDIT INC S-1 Ellenoff Grossman & Schole LLP
BUSINESS SECURITY CONSULTANTS, INC. S-1 Ertz Law Group
IARCHIVES INC S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
GE DEALER FLOORPLAN MASTER NOTE TRUST S-3 General Electric Capital Corporation
CELLULAR DYNAMICS INTERNATIONAL, INC. S-1 Godfrey & Kahn, S.C.
PLUG POWER INC PLUG S-3 Nasdaq Goodwin Procter LLP
MELA SCIENCES, INC. /NY MELA S-3 Nasdaq Goodwin Procter LLP
GRANA & MONTERO S.A.A. F-1 Graña y Montero S.A.A.
ANDY BUSINESS CONGLOMERATE, INC. S-1 Harrison Law P.A.
HIGHLAND GLOBAL CREDIT ALLOCATION FUND N-2 Highland Global Credit Allocation Fund
CNB FINANCIAL CORP/PA CCNE S-4 Nasdaq Hogan Lovells LLP
AMERICAN HOMES 4 RENT S-11 Hogan Lovells US LLP
PARKWAY PROPERTIES INC PKY S-3 NYSE Hogan Lovells US LLP
JAMES RIVER COAL CO JRCC S-3 Nasdaq James River Coal Company
US FOODS, INC. S-1 Jenner & Block LLP
GULF COAST ULTRA DEEP ROYALTY TRUST S-1 Jones Walker LLP
INFINITY PROPERTY & CASUALTY CORP IPCC S-3 Nasdaq Keating Muething & Klekamp PLL
JAMES RIVER COAL CO JRCC S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
PIEDMONT OFFICE REALTY TRUST, INC. PDM S-4 NYSE King & Spalding LLP
NRG YIELD, INC. S-1 Kirkland & Ellis LLP
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. CCO S-4 NYSE Kirkland & Ellis LLP
FIRST FEDERAL BANCSHARES OF ARKANSAS INC FFBH S-3 Nasdaq Kutak Rock LLP
ATHLON ENERGY INC. S-1 Latham & Watkins LLP
NRG YIELD, INC. S-1 Latham & Watkins LLP
AMERICAN HOMES 4 RENT S-11 Latham & Watkins LLP
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Latham & Watkins LLP
STARBOARD RESOURCES, INC. 10-12G Levett Rockwood P.C.
VERTEX ENERGY INC. VTNR S-3 Nasdaq Loev Law Firm, PC
TECOGEN INC. S-1 Lowenstein Sandler LLP
CANCER GENETICS, INC CGIX S-1 OTC Lowenstein Sandler LLP
AJS BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
WATERSTONE FINANCIAL, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
WFN CREDIT CO LLC S-3 Mayer Brown LLP
GE DEALER FLOORPLAN MASTER NOTE TRUST S-3 Mayer Brown LLP
BROOKFIELD RENEWABLE ENERGY PARTNERS L.P. F-1 Milbank, Tweed, Hadley & McCloy LLP
CORPORATE OFFICE PROPERTIES TRUST OFCPRGCL S-4 NYSE Morgan, Lewis & Bockius LLP
NUTONE LLC S-4 Nortek, Inc.
FUELCELL ENERGY INC FCEL S-3 OTC Patterson Belknap Webb & Tyler LLP
STARBOARD RESOURCES, INC. 10-12G Patton Boggs
CONTROLADORA VUELA COMPANIA DE AVIACION, S.A.B. DE C.V. F-1 Paul Hastings LLP
CAESARS ENTERTAINMENT CORP CZR S-4 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
CELLU TISSUE HOLDINGS, INC. CLU S-4 Pillsbury Winthrop Shaw Pittman LLP
PLUG POWER INC PLUG S-3 Nasdaq Plug Power Inc.
STREAM INTERNATIONAL, INC. S-4 Proskauer Rose LLP
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. QTWW S-3 Nasdaq Quantum Fuel Systems Technologies Worldwide, Inc.
LANGUAGE ARTS CORP. S-1 Randall V. Brumbaugh, Esq.
SOUNDSTORM DIGITAL, INC. S-1 Randall V. Brumbaugh, Esq.
CANCER GENETICS, INC CGIX S-1 OTC Reed Smith LLP
APEX 10 INC. 10-12G Richard Chiang
APEX 11 INC. 10-12G Richard Chiang
APEX 9 INC. 10-12G Richard Chiang
FUELCELL ENERGY INC FCEL S-3 OTC Robinson & Cole LLP
GT ADVANCED TECHNOLOGIES INC. GTAT S-3 Nasdaq Ropes & Gray LLP
CONTROLADORA VUELA COMPANIA DE AVIACION, S.A.B. DE C.V. F-1 Shearman & Sterling LLP
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC N-2 Shearman & Sterling LLP
VIACOM INC. VIA S-4 OTC Shearman & Sterling LLP
CELLULAR DYNAMICS INTERNATIONAL, INC. S-1 Simpson Thacher & Bartlett LLP
GRANA & MONTERO S.A.A. F-1 Simpson Thacher & Bartlett LLP
ACCELERATE DIAGNOSTICS, INC AXDX S-3 Nasdaq Snell & Wilmer L.L.P.
PROVIDENT NEW YORK BANCORP PBNY S-4 NYSE Sterling Bancorp
PROVIDENT NEW YORK BANCORP PBNY S-4 NYSE Sullivan & Cromwell LLP
TECOGEN INC. S-1 Sullivan & Worcester LLP
BROOKFIELD RENEWABLE ENERGY PARTNERS L.P. F-1 Torys LLP
VASCULAR SOLUTIONS INC VASC S-3 Nasdaq Vascular Solutions, Inc.
FOREST OIL CORP FST S-4 NYSE Vinson & Elkins L.L.P.
SPECTRA ENERGY PARTNERS, LP SEP S-3 NYSE Vinson & Elkins L.L.P.
CNB FINANCIAL CORP/PA CCNE S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
GULF COAST ULTRA DEEP ROYALTY TRUST S-1 Wachtell, Lipton, Rosen & Katz
PROVIDENT NEW YORK BANCORP PBNY S-4 NYSE Wachtell, Lipton, Rosen & Katz
NUTONE LLC S-4 Weil, Gotshal & Manges LLP
ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE FUND N-2 Willkie Farr & Gallagher LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

Last week’s IPOs and Transactions

There were 69 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including ATEL 16, LLC w/ Derenthal & Dannhauser LLP, Globalwise Investments, Inc. w/ Kegler Brown Hill & Ritter Co., L.P.A. and FreeSeas Inc. w/ Sichenzia Ross Friedman Ference LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new transactions video.

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Registrant Symbol Form Type Exchange Law firm / Advisor
CORRECTIONAL SERVICES CORPORATION, LLC S-4 Akerman Senterfitt
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
TG THERAPEUTICS, INC. TGTX S-3 Nasdaq Alston & Bird LLP
JONES ENERGY, INC. S-1 Baker Botts L.L.P.
TRIUMPH GROUP INC TGI S-4 NYSE Ballard Spahr LLP
XCEL BRANDS, INC. XELB S-3 OTC Blank Rome LLP
UNITED BANKSHARES INC/WV UBSI S-4 Nasdaq Bowles Rice LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Bright Horizons Familiy Solutions Inc.
LLOYD HELICOPTER SERVICES LTD S-4 CHC Helicopter S.A.
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC S-3 Citigroup Global Markets Inc.
LLOYD HELICOPTER SERVICES LTD S-4 Cooley LLP
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Davis Polk & Wardwell LLP
ATEL 16, LLC S-1 Derenthal & Dannhauser LLP
RESOURCE REAL ESTATE OPPORTUNITY REIT, INC. S-11 DLA Piper LLP
DRIVETIME AUTOMOTIVE GROUP INC S-4 DLA Piper LLP
MAST THERAPEUTICS, INC. MSTX S-1 NYSE DLA Piper LLP
CELATOR PHARMACEUTICALS INC S-1 Duane Morris LLP
EATON VANCE SENIOR FLOATING RATE TRUST EFR N-2 Eaton Vance Senior Floating-Rate Trust
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-1 Nasdaq Ellenoff Grossman & Schole LLP
EXCEL TRUST, L.P. 10-12G Excel Trust, L.P.
FIFTH STREET SENIOR FLOATING RATE CORP. N-2 Fried, Frank, Harris, Shriver & Jacobson LLP
CVR REFINING, LP CVRR S-4 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
DXP ENTERPRISES INC DXPE S-3 Nasdaq Fulbright & Jaworski L.L.P.
MULTI-STRATEGY GROWTH & INCOME FUND N-2 Gemini Compliance Services, LLC
SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq Greenberg Traurig, P.A.
SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq Greenberg Traurig, P.A.
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Grupo Aval Acciones y Valores S.A.
COSMO VENTURES INC S-1 IncSmart.biz
FIRST BANCSHARES INC /MS/ FBMS S-3 Nasdaq Jones Walker LLP
SALIENT MLP & ENERGY INCOME FUND N-2 K&L Gates LLP
SALIENT MIDSTREAM & MLP FUND SMM N-2 NYSE K&L Gates LLP
MAST THERAPEUTICS, INC. MSTX S-1 NYSE K&L Gates LLP
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC S-3 Kaye Scholer LLP
GLOBALWISE INVESTMENTS INC GWIV S-1 OTC Kegler Brown Hill & Ritter Co., L.P.A.
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Laura L. Ozenberger
SOELLINGEN ADVISORY GROUP, INC. S-1 Law Office of Clifford J. Hunt, P.A.
INTELLISENSE SOLUTIONS INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-1 Nasdaq Manatt, Phelps & Phillips, LLP
XUN ENERGY, INC. XNRG S-1 Other OTC Matthew C. McMurdo, Esq.
KISMET INC S-1 Michael Lasala
STATION CASINOS LLC S-4 Milbank, Tweed, Hadley & McCloy LLP
STATION CASINOS LLC S-1 Milbank, Tweed, Hadley & McCloy LLP
CAPITALA FINANCE CORP. N-2 Morrison & Foerster LLP
CAPITALSOUTH PARTNERS FUND II LP N-2 Morrison & Foerster LLP
ZOOM TELEPHONICS, INC. ZMTP S-1 OTC Morse, Barnes-Brown & Pendleton, PC
SIMON WORLDWIDE INC SWWI S-1 OTC Munger, Tolles & Olson LLP
HILLMAN COMPANIES INC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
ROCKY BRANDS, INC. RCKY S-3 Nasdaq Porter, Wright, Morris & Arthur LLP
NEWPAGE HOLDINGS INC. 10-12G Proskauer Rose LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Ropes & Gray LLP
AZUL SA F-1 Shearman & Sterling LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
PRUDENTIAL REAL ESTATE INCOME FUND, INC. N-2 Sidley Austin LLP
KINGSWAY FINANCIAL SERVICES INC KFS S-3 NYSE Sidley Austin LLP
UNITED STATES CELLULAR CORP USM S-3 NYSE Sidley Austin LLP
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Simpson Thacher & Bartlett LLP
SUNGARD VPM INC. S-4 Simpson Thacher & Bartlett LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Simpson Thacher & Bartlett LLP
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Simpson Thacher & Bartlett LLP
AZUL SA F-1 Skadden, Arps, Slate, Meagher & Flom LLP
MEDIASHIFT, INC. MSHF S-1 OTC Stradling Yocca Carlson & Rauth
FIFTH STREET SENIOR FLOATING RATE CORP. N-2 Sutherland Asbill & Brennan LLP
CAPITALA FINANCE CORP. N-2 Sutherland Asbill & Brennan LLP
CAPITALSOUTH PARTNERS FUND II LP N-2 Sutherland Asbill & Brennan LLP
MULTI-STRATEGY GROWTH & INCOME FUND N-2 Thompson Hine LLP
UNITED BANKSHARES INC/WV UBSI S-4 Nasdaq Troutman Sanders LLP
JONES ENERGY, INC. S-1 Vinson & Elkins L.L.P.
GLOBAL PARTNERS LP GLP S-3 NYSE Vinson & Elkins L.L.P.
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Vinson & Elkins L.L.P.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

Last week’s IPOs and Transactions

There were 76 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Tile Shop Holdings, Inc. (NASDAQ) w/ Fredrikson & Byron PA, Axion Power International. Inc. (OTC) w/ Fellheimer & Eichen LLP and NeutalStem, Inc. (NYSE) w/ Silvestre Law Group, PC. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new video highlighting our IN-HOUSE and TRANSACTIONS services.

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Registrant Symbol Form Exchange Law firm / Advisor
EVOLUTION PETROLEUM CORP EPM S-3 NYSE Adams and Reese LLP
AIR LEASE CORP AL S-4 NYSE Air Lease Corporation
XPO LOGISTICS, INC. XPO S-3 NYSE Akerman Senterfitt
GENESIS ENERGY LP GEL S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
ENVOY GROUP CORP. S-1 Angela Collette, Attorney and Counselor at Law
GULFSTREAM CAPITAL CORP S-1 Anslow + Jaclin LLP
CECO ENVIRONMENTAL CORP CECE S-4 Nasdaq Barnes & Thornburg LLP
ENDURO RESOURCE PARTNERS LLC S-3 Bracewell & Giuliani LLP
MEDWORTH ACQUISITION CORP. S-1 Broad and Cassel
PBF ENERGY INC. PBF S-1 NYSE Cahill Gordon & Reindel LLP
TREMOR VIDEO INC. S-1 Cooley LLP
GOLDEN EDGE ENTERTAINMENT, INC. 10-12G Daniel C. Masters, Esq.
NANOSTRING TECHNOLOGIES INC S-1 Davis Polk & Wardwell LLP
PROSENSA HOLDING B.V. F-1 Davis Polk & Wardwell LLP
FIRSTAMERICA AUTOMOTIVE INC /DE/ S-4 Dykema Gossett PLLC
EVOKE PHARMA INC S-1 Evoke Pharma, Inc.
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Fellheimer & Eichen LLP
CECO ENVIRONMENTAL CORP CECE S-4 Nasdaq Fox Rothschild LLP
TILE SHOP HOLDINGS, INC. JWCU S-1 Nasdaq Fredrikson & Byron, P.A.
OROPLATA RESOURCES, INC. S-1 Gary R. Henrie Attny.
NOODLES & CO S-1 Gibson, Dunn & Crutcher LLP
INSMED INC INSM S-3 Nasdaq Gibson, Dunn & Crutcher LLP
WAYPOINT HOMES REALTY TRUST, INC. S-11 Goodwin Procter LLP
MEDWORTH ACQUISITION CORP. S-1 Graubard Miller
STEVIA CORP STEV S-1 OTC Greenberg Traurig, LLP
FIRST INTERSTATE BANCSYSTEM INC FIBK S-3 Nasdaq Holland & Hart LLP
REXFORD INDUSTRIAL REALTY, INC. S-11 Hunton & Williams LLP
PHYSICIANS REALTY TRUST S-11 Hunton & Williams LLP
INSMED INC INSM S-3 Nasdaq Hunton & Williams LLP
FTI CONSULTING INC FCN S-4 NYSE Jones Day
GALENFEHA, INC. S-1 Karlen & Stolzar, LLP
NOODLES & CO S-1 Kirkland & Ellis LLP
GALENFEHA, INC. S-1 Kyle L. Tingle, CPA
WCI COMMUNITIES, INC. S-1 Latham & Watkins LLP
WAYPOINT HOMES REALTY TRUST, INC. S-11 Latham & Watkins LLP
REXFORD INDUSTRIAL REALTY, INC. S-11 Latham & Watkins LLP
ENDURO RESOURCE PARTNERS LLC S-3 Latham & Watkins LLP
EVOKE PHARMA INC S-1 Latham & Watkins LLP
POWERMEDCHAIRS S-1 Law Offices of Thomas C. Cook, Ltd
MADISON VENTURES INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
BONANZA CREEK ENERGY, INC. BCEI S-4 NYSE Mayer Brown LLP
TILE SHOP HOLDINGS, INC. JWCU S-1 Nasdaq McDermott Will & Emery LLP
AIR LEASE CORP AL S-4 NYSE Munger, Tolles & Olson LLP
NF INVESTMENT CORP. 10-12G NF Investment Corp.
NOODLES & CO S-1 Noodles & Company
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. MTSI S-3 Nasdaq Perkins Coie LLP
WCI COMMUNITIES, INC. S-1 Proskauer Rose LLP
NUVERRA ENVIRONMENTAL SOLUTIONS, INC. HEK S-4 NYSE Reed Smith LLP
ARROWHEAD RESEARCH CORP ARWR S-3 Nasdaq Ropes & Gray LLP
ZOETIS INC. ZTS S-4 NYSE Ropes & Gray LLP
GDC TECHNOLOGY LTD F-1 Shearman & Sterling LLP
ADVANCED CELL TECHNOLOGY, INC. ACTC S-3 OTC Sheppard, Mullin, Richter & Hampton LLP
EVOKE PHARMA INC S-1 Sichenzia Ross Friedman Ference LLP
OHIO POWER CO OHIPN S-3 Sidley Austin LLP
NEURALSTEM, INC. CUR S-3 NYSE Silvestre Law Group, P.C.
GDC TECHNOLOGY LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
LUXOFT HOLDING, INC F-1 Skadden, Arps, Slate, Meagher & Flom LLP
REVLON CONSUMER PRODUCTS CORP S-4 Skadden, Arps, Slate, Meagher & Flom LLP
PROSENSA HOLDING B.V. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
ZOETIS INC. ZTS S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
PBF ENERGY INC. PBF S-1 NYSE Stroock & Stroock & Lavan LLP
NF INVESTMENT CORP. 10-12G Sullivan & Cromwell LLP
GREENHAVEN CONTINUOUS COMMODITY INDEX MASTER FUND S-3 Tannenbaum Helpern Syracuse & Hirschtritt LLP
CADIZ INC CDZI S-3 Nasdaq Theodora Oringher PC
TREMOR VIDEO INC. S-1 Tremor Video, Inc.
GALENA BIOPHARMA, INC. GALE S-3 Nasdaq TroyGould PC
GALENA BIOPHARMA, INC. GALE S-3 Nasdaq TroyGould PC
OROPLATA RESOURCES, INC. S-1 Virgilio Santana Ripoll Attny.
CHEMICAL FINANCIAL CORP CHFC S-3 Nasdaq Warner Norcross & Judd LLP
WCI COMMUNITIES, INC. S-1 WCI Communities, Inc.
LUXOFT HOLDING, INC F-1 White & Case LLP
STRATEGIC ENVIRONMENTAL & ENERGY RESOURCES, INC. 10-12B Wiggin and Dana LLP
CAS MEDICAL SYSTEMS INC CASM S-3 Nasdaq Wiggin and Dana LLP
TREMOR VIDEO INC. S-1 Wilson Sonsini Goodrich & Rosati PC
NANOSTRING TECHNOLOGIES INC S-1 Wilson Sonsini Goodrich & Rosati PC
PHYSICIANS REALTY TRUST S-11 Winston & Strawn LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

Last week’s IPOs and Transactions

There were 59 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new video highlighting our IN-HOUSE and TRANSACTIONS services and learn about our success from our most senior executives.

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Registrant Symbol Form Exchange Law firm / Advisor
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Andrews Kurth LLP
MAGNEGAS CORP MNGA S-3 Nasdaq Anslow + Jaclin LLP
AXOGEN, INC. AXGN S-1 OTC AxoGen, Inc.
PLX TECHNOLOGY INC PLXT S-3 Nasdaq Baker & McKenzie LLP
INDEPENDENCE REALTY TRUST, INC S-11 Bass, Berry & Sims PLC
TOYOTA MOTOR CREDIT CORP S-3 Bingham McCutchen LLP
NUVEEN CREDIT STRATEGIES INCOME FUND JQC N-2 NYSE Bingham McCutchen LLP
ADVAXIS, INC. ADXSE S-1 OTC Blank Rome LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Breyer & Associates PC
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Conner & Winters, LLP
MACCO INTERNATIONAL CORP S-1 David Lubin & Associates, PLLC
ESPERION THERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
PTC THERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
UBIQUITI NETWORKS, INC. UBNT S-1 Nasdaq Davis Polk & Wardwell LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
ESPERION THERAPEUTICS, INC. S-1 Esperion Therapeutics, Inc.
GENOMIC HEALTH INC GHDX S-3 Nasdaq Genomic Health, Inc.
DUCOMMUN INC /DE/ DCO S-3 NYSE Gibson, Dunn & Crutcher LLP
ESPERION THERAPEUTICS, INC. S-1 Goodwin Procter LLP
BLUEBIRD BIO, INC. S-1 Goodwin Procter LLP
COVISINT CORP S-1 Goodwin Procter LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Goodwin Procter LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
PLAYBUTTON ACQUISITION CORP. S-1 Greenberg Traurig, LLP
INVIVO THERAPEUTICS HOLDINGS CORP. NVIV S-3 OTC Greenberg Traurig, LLP
BIODEL INC BIOD S-3 Nasdaq Hand Baldachin & Amburgey LLP
GALLAGHER ARTHUR J & CO AJG S-4 NYSE Harter Secrest & Emery LLP
MYCAUSE BEVERAGES, INC. S-1 Hofheimer Gartlir & Gross, LLP
COVISINT CORP S-1 Honigman Miller Schwartz and Cohn LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Katten Muchin Rosenman LLP
CONSTELLIUM HOLDCO B.V. F-1 Latham & Watkins LLP
ZLATO INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
VETRO, INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
INDEPENDENCE REALTY TRUST, INC S-11 Ledgewood, P.C.
AXOGEN, INC. AXGN S-1 OTC Morgan, Lewis & Bockius LLP
AXOGEN, INC. AXGN S-1 OTC Morrison & Foerster LLP
FIVE BELOW, INC FIVE S-1 Nasdaq Pepper Hamilton LLP
GENOMIC HEALTH INC GHDX S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SAUL CENTERS INC BFS S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-1 OTC Power Solutions International, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Preferred Apartment Communities, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Proskauer Rose LLP
PTC THERAPEUTICS, INC. S-1 PTC Therapeutics, Inc.
ADVAXIS, INC. ADXSE S-1 OTC Reed Smith LLP
OVERNEAR, INC. S-1 Richardson & Patel LLP
BLUEBIRD BIO, INC. S-1 Ropes & Gray LLP
HOTEL OUTSOURCE MANAGEMENT INTERNATIONAL INC HOUMD S-1 OTC Schonfeld & Weinstein, L.L.P.
UBL INTERACTIVE,INC. 10-12G Sichenzia Ross Friedman Ference LLP
UBIQUITI NETWORKS, INC. UBNT S-1 Nasdaq Sidley Austin LLP
FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND GPM N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FIVE BELOW, INC FIVE S-1 Nasdaq Sullivan & Cromwell LLP
PORT OF CALL ONLINE INC. S-1 Synergen Law Group, APC
GULF POWER CO GUL S-3 NYSE The Southern Company
GULF POWER CO GUL S-3 NYSE Troutman Sanders LLP
CALUMET SPECIALTY PRODUCTS PARTNERS, L.P. CLMT S-3 Nasdaq Vinson & Elkins L.L.P.
GAMING & LEISURE PROPERTIES, INC. S-11 Wachtell, Lipton, Rosen & Katz
CONSTELLIUM HOLDCO B.V. F-1 Wachtell, Lipton, Rosen & Katz
WAVE SYSTEMS CORP WAVX S-3 Nasdaq Willkie Farr & Gallagher LLP
PTC THERAPEUTICS, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

Last week’s IPOs and Transactions

There were 51 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Venaxis, Inc. (NASDAQ) w/ Ballard Spahr LLP, Clearsign Combustion, Corp. (NASDAQ) w/ Richardson & Patel, LLP and Tonix Pharmaceuticals Holding Corp. LP (OTC) w/ Lowenstein Sandler LLP.

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We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

Registrant Symbol Form Exchange Law firm / Advisor
STEMLINE THERAPEUTICS INC STML S-1 Nasdaq Alston & Bird LLP
POSITIVEID CORP PSIDD S-1 OTC Anslow + Jaclin, LLP
BLOOMIN’ BRANDS, INC. BLMN S-1 Nasdaq Baker & Hostetler LLP
MURPHY USA INC. 10-12B Baker Donelson
VENAXIS, INC. APPY S-1 Nasdaq Ballard Spahr LLP
U.S. AUTO PARTS NETWORK, INC. PRTS S-3 Nasdaq Cooley LLP
ASHLAND INC. ASH S-4 NYSE Cravath, Swaine & Moore LLP
CYRUSONE INC. CONE S-4 Nasdaq Cravath, Swaine & Moore LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Crossroads Systems, Inc.
ALTIMO GROUP CORP S-1 David Lubin & Associates, PLLC
SPROUTS FARMERS MARKETS, LLC S-1 Davis Polk & Wardwell LLP
ENTRUST MULTI-STRATEGY FUND N-2 Dechert LLP
ENTRUST MULTI-STRATEGY MASTER FUND N-2 Dechert LLP
THIRD AVENUE FLEXIBLE INCOME FUND N-2 Dechert LLP
VENAXIS, INC. APPY S-1 Nasdaq Faegre Baker Daniels LLP
ROSETTA STONE INC RST S-3 NYSE Fulbright & Jaworski L.L.P.
HEAT BIOLOGICS, INC. S-1 Gracin & Marlow, LLP
SCG FINANCIAL ACQUISITION CORP. RMGN S-1 OTC Greenberg Traurig, LLP
SYNERGY RESOURCES CORP SYRG S-3 NYSE Hart & Hart, LLC
META FINANCIAL GROUP INC CASH S-3 Nasdaq Katten Muchin Rosenman LLP
ROI ACQUISITION CORP. ROIQU S-4 Nasdaq Kirkland & Ellis LLP
FRANK’S INTERNATIONAL N.V. S-1 Latham & Watkins LLP
QEP MIDSTREAM PARTNERS, LP S-1 Latham & Watkins LLP
WESCO AIRCRAFT HOLDINGS, INC WAIR S-3 NYSE Latham & Watkins LLP
FROZEN FOOD GIFT GROUP, INC FROZ S-1 OTC Law Offices of Gary L. Blum
TERRA TECH CORP. TRTCE S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
NEOSTEM, INC. NBS S-3 NYSE Lowenstein Sandler LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-1 OTC Lowenstein Sandler LLP
ROI ACQUISITION CORP. ROIQU S-4 Nasdaq McDermott Will & Emery LLP
STEMLINE THERAPEUTICS INC STML S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
MIRATI THERAPEUTICS, INC. 10-12B Mirati Therapeutics, Inc.
SPROUTS FARMERS MARKETS, LLC S-1 Morgan, Lewis & Bockius LLP
MURPHY USA INC. 10-12B Murphy Oil Corporation
MOMENTIVE PERFORMANCE MATERIALS INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
ARES COMMERCIAL REAL ESTATE CORP ACRE S-3 NYSE Proskauer Rose LLP
HEAT BIOLOGICS, INC. S-1 Reed Smith LLP
CLEARSIGN COMBUSTION CORP S-3 Nasdaq Richardson & Patel, LLP
BLOOMIN’ BRANDS, INC. BLMN S-1 Nasdaq Ropes & Gray LLP
RXI PHARMACEUTICALS CORP RXII S-1 OTC Ropes & Gray LLP
STRAIGHT PATH COMMUNICATIONS INC. 10-12G Schwell Wimpfheimer & Associates LLP
LOCAL CORP LOCM S-3 Nasdaq Scott D. Olson, Esq.
PARAMETRIC SOUND CORP PAMT S-3 Nasdaq Sheppard Mullin Richter & Hampton LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-1 OTC Sichenzia Ross Friedman Ference LLP
CENTER COAST MLP & INFRASTRUCTURE FUND N-2 Skadden, Arps, Slate, Meagher & Flom LLP
STRAIGHT PATH COMMUNICATIONS INC. 10-12G Straight Path Communications Inc.
AT&T INC. T S-4 NYSE Sullivan & Cromwell LLP
FRANK’S INTERNATIONAL N.V. S-1 Vinson & Elkins L.L.P.
PENN VIRGINIA CORP PVA S-3 OTC Vinson & Elkins L.L.P.
QEP MIDSTREAM PARTNERS, LP S-1 Vinson & Elkins L.L.P.
SEQUENTIAL BRANDS GROUP, INC. SQBG S-1 OTC White & Case LLP
ABERDEEN ASIA-PACIFIC INCOME FUND INC FAX N-2 Willkie Farr & Gallagher

Have a great day.

Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Full Circle Capital Corp. (NASDAQ) w/ Blank Rome LLP, Synthetic Biologics, Inc. (NYSE) w/ Gracin & Marlow, LLP and Ichan Enterprises LP (NASDAQ) w/ Proskauer Rose LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new video highlighting our IN-HOUSE and TRANSACTIONS services and learn about our success from our most senior executives.

VF_video_email_banner

Registrant Symbol Form Exchange Law firm / Advisor
RED MOUNTAIN RESOURCES, INC. RDMP S-3 OTC Akin Gump Strauss Hauer & Feld LLP
STEADFAST INCOME REIT, INC. S-11 Alston & Bird LLP
APEX 8 INC. 10-12G Apex 8 Inc.
UNION BANCORP INC /PA/ S-4 Barley Snyder LLP
ISATORI, INC. IFIT S-1 OTC Beatty & Wozniak, P.C.
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Blank Rome LLP
SHENGDATECH LIQUIDATING TRUST 10-12G Bob L. Olson, Attorney
HERITAGE FINANCIAL CORP /WA/ HFWA S-4 Nasdaq Breyer & Associates PC
CASCADE MICROTECH INC CSCD S-3 Nasdaq Cascade Microtech, Inc.
BIOMET INC S-4 Cleary Gottlieb Steen & Hamilton LLP
BIOMET INC S-1 Cleary Gottlieb Steen & Hamilton LLP
COLONY AMERICAN HOMES, INC. S-11 Clifford Chance US LLP
COMSCORE, INC. SCOR S-3 Nasdaq ComScore, Inc.
DIGITAL CINEMA DESTINATIONS CORP. DCIN S-3 Nasdaq Eaton & Van Winkle LLP
AIR INDUSTRIES GROUP, INC. AIRI S-1 OTC Eaton & Van Winkle LLP
DATALINK CORP DTLK S-3 Nasdaq Faegre Baker Daniels LLP
CHERRY HILL MORTGAGE INVESTMENT CORP S-11 Fried, Frank, Harris, Shriver & Jacobson LLP
FTD COMPANIES, INC. 10-12B FTD Companies, Inc.
VANTAGE DRILLING CO VTG S-4 NYSE Fulbright & Jaworski L.L.P.
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Gibson Dunn & Crutcher, LLP
REGADO BIOSCIENCES INC S-1 Goodwin Procter LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
SYNTHETIC BIOLOGICS, INC. SYN S-3 NYSE Gracin & Marlow, LLP
SHENGDATECH LIQUIDATING TRUST 10-12G Greenberg Traurig, LLP
AMERICAN PETRO-HUNTER INC AAPH S-1 OTC Greenberg Traurig, LLP
INTEGRITY APPLICATIONS, INC. IGAP S-1 OTC Greenberg Traurig, LLP
JOBLOCATIONMAP INC S-1 Harold P. Gewerter, Esq. Ltd.
CHERRY HILL MORTGAGE INVESTMENT CORP S-11 Hunton & Williams LLP
ID PERFUMES, INC. AENA 10-12G ID Perfumes
HERITAGE FINANCIAL CORP /WA/ HFWA S-4 Nasdaq Keller Rohrback L.L.P.
LADDER CAPITAL FINANCE HOLDINGS LLLP S-4 Kirkland & Ellis LLP
COLONY AMERICAN HOMES, INC. S-11 Latham & Watkins LLP
CAREVIEW COMMUNICATIONS INC CRVW S-1 OTC Law Offices of Carl A. Generes
ANYTRANSLATION CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
REGADO BIOSCIENCES INC S-1 Lowenstein Sandler LLP
PIZZA INN HOLDINGS, INC /MO/ PZZI S-3 Nasdaq McGuire, Craddock & Strother, P.C.
BG MEDICINE, INC. BGMD S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CLAIRE’S INC. S-1 Morgan, Lewis & Bockius LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Morrison & Foerster LLP
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Morrison & Foerster LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF N-2 NYSE Paul Hastings LLP
CASCADE MICROTECH INC CSCD S-3 Nasdaq Perkins Coie LLP
PROSHARES TRUST II CROC S-1 NYSE ProShare Capital Management LLC
ICAHN ENTERPRISES L.P. IEP S-3 Nasdaq Proskauer Rose LLP
UNION BANCORP INC /PA/ S-4 Rhoads & Sinon LLP
STAR BULK CARRIERS CORP. SBLK F-1 Nasdaq Seward & Kissel LLP
RESTORATION HARDWARE HOLDINGS INC RH S-1 NYSE Sidley Austin LLP
TRIANGLE PETROLEUM CORP TPLM S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
IAC/INTERACTIVECORP IACI S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
LIN MEDIA LLC S-4 Weil, Gotshal & Manges LLP
ACTIVE POWER INC ACPW S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.
COMSCORE, INC. SCOR S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
ECHO GLOBAL LOGISTICS, INC. ECHO S-3 Nasdaq Winston & Strawn LLP

Have a great day.

Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Neurometrix, Inc.(NASDAQ), Symmetry Medical. Inc.(NYSE) and Elite Pharmaceuticals, Inc.(OTC). We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / advisor
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Andrews Kurth LLP
FIRST XERIS CORP. S-1 Angela Collette, Attorney and Counselor at Law
AMSURG CORP AMSG S-4 Nasdaq Bass, Berry & Sims PLC
FIRST SECURITY GROUP INC/TN FSGI S-1 Nasdaq Bryan Cave LLP
ENSERVCO CORP ENSV S-1 OTC Burns Figa & Will P.C.
INTERPOOL INC S-4 Cleary Gottlieb Steen & Hamilton LLP
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Clovis Oncology, Inc.
EPAM SYSTEMS, INC. EPAM S-3 NYSE Davis Polk & Wardwell LLP
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Dentons US LLP
COPYTELE INC COPY S-1 OTC Duane Morris LLP
CLEANTECH SOLUTIONS INTERNATIONAL, INC., CLNT S-3 Nasdaq Ellenoff Grossman & Schole LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Ellenoff Grossman & Schole LLP
SOUTHWESTERN PUBLIC SERVICE CO S-3 Faegre Baker Daniels LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq First Financial Holdings, Inc.
ARI NETWORK SERVICES INC /WI ARIS S-1 OTC Godfrey & Kahn, S.C.
MONY LIFE INSURANCE CO OF AMERICA S-1 Goodwin Procter LLP
CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 OTC Greenberg Traurig, LLP
BIOTELEMETRY, INC. S-4 Greenberg Traurig, P.A.
SYMMETRY MEDICAL INC. SMA S-3 NYSE Ice Miller LLP
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
ABRAXAS PETROLEUM CORP AXAS S-3 Nasdaq Jackson Walker L.L.P.
OLYMPIC STEEL INC ZEUS S-3 Nasdaq Jones Day
POWERSECURE INTERNATIONAL, INC. POWR S-4 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
POWERSECURE INTERNATIONAL, INC. POWR S-3 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
PULASKI FINANCIAL CORP PULB S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Kilpatrick Townsend & Stockton LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-3 Nasdaq Latham & Watkins LLP
CONTINENTAL RESOURCES, INC CLR S-4 NYSE Latham & Watkins LLP
BLUE FASHION CORP. S-1 Law Offices of Thomas E. Puzzo, PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Legg Mason & Co., LLC
GLOBAL EAGLE ENTERTAINMENT INC. ENT S-3 Nasdaq McDermott Will & Emery LLP
JACKSONVILLE BANCORP INC /FL/ JAXB S-1 Nasdaq McGuireWoods LLP
MJP INTERNATIONAL LTD. S-1 Michael J. Morrison
ERA GROUP INC. ERA S-4 NYSE Milbank, Tweed, Hadley & McCloy LLP
OXIGENE INC OXGN S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEUROMETRIX, INC. NURO S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq MISCOR Group, Ltd.
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
LEVI STRAUSS & CO S-4 Orrick, Herrington & Sutcliffe LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
COHEN & STEERS GLOBAL PREFERRED & INCOME FUND N-2 Ropes & Gray LLP
PREMIER ALLIANCE GROUP, INC. PIMO S-1 OTC Ruskin , Moscou Faltischek, P.C.
ELITE PHARMACEUTICALS INC /NV/ ELTP S-1 OTC Silverman Shin & Byrne PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Simpson Thacher & Bartlett LLP
CARLYLE GROUP L.P. CG S-1 Nasdaq Simpson Thacher & Bartlett LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Snell & Wilmer L.L.P.
SOUTHWESTERN PUBLIC SERVICE CO S-3 Southwestern Public Service Company
BIOTIME INC BTX S-3 NYSE Thompson, Welch, Soroko & Gilbert LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-1 Nasdaq Troutman Sanders LLP
TNI BIOTECH, INC. 10-12G Turner, Stone & Company, L.L.P.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Ulmer & Berne LLP
RANGE RESOURCES CORP RRC S-4 NYSE Vinson & Elkins L.L.P.
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Willkie Farr & Gallagher LLP

Have a great day.

Last week’s IPOs and Transactions

There were 46 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week. We’re pleased that they found us both accurate and affordable.

PLUS: The 3rd printing of our popular 2013 SEC 10-K, 10-Q, 8-K and Proxy Materials guidebooks are in! Request your free set now! These are hardcopy books, mailing address required.

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Registrant Symbol Form Exchange Law firm / Advisor
CINEMARK USA INC /TX S-4 Akin Gump Strauss Hauer & Feld LLP
HEALTH REVENUE ASSURANCE HOLDINGS, INC. HRAA S-1 OTC Anslow + Jaclin, LLP
CROSSTEX ENERGY LP XTEX S-3 Nasdaq Baker Botts L.L.P.
SILVERCREST ASSET MANAGEMENT GROUP INC. S-1 Bingham McCutchen LLP
CORNERSTONE PROGRESSIVE RETURN FUND CFP N-2 NYSE Blank Rome LLP
TOWER TECHNOLOGY CO OF JACKSONVILLE LLC S-4 CC Holdings GS V LLC
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. ARIPRA S-3 NYSE Clifford Chance US LLP
EPIZYME, INC. S-1 Cooley LLP
TOWER TECHNOLOGY CO OF JACKSONVILLE LLC S-4 Cravath, Swaine & Moore LLP
PEAPACK GLADSTONE FINANCIAL CORP PGC S-3 Nasdaq Day Pitney LLP
GEMSHARES PHYSICAL DIAMOND TRUST S-1 Dechert LLP
DISCOVERY LABORATORIES INC /DE/ DSCO S-3 Nasdaq Dentons US LLP
PARK CITY GROUP INC PCYG S-3 NYSE Disclosure Law Group, LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
EBULLION, INC. S-1 Gracin & Marlow, LLP
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
AMR CORP AAR S-4 OTC K&L Gates LLP
SI FINANCIAL GROUP, INC. SIFI S-4 Nasdaq Kilpatrick Townsend & Stockton LLP
AFFINITY GAMING S-4 Kirkland & Ellis LLP
LIGHTINTHEBOX HOLDING CO., LTD. F-1 Kirkland & Ellis LLP
URS CORP /NEW/ URS S-4 NYSE Latham & Watkins LLP
AMR CORP AAR S-4 OTC Latham & Watkins LLP
SI FINANCIAL GROUP, INC. SIFI S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq McKenna Long & Aldridge LLP
METHES ENERGIES INTERNATIONAL LTD MEILU S-1 Nasdaq Morse, Zelnick, Rose & Lander LLP
VECTOR GROUP LTD VGR S-4 NYSE O’Melveny & Myers LLP
SILVERCREST ASSET MANAGEMENT GROUP INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
KOPJAGGERS INC. S-1 Peter Messineo CPA
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Preferred Apartment Communities, Inc.
PREFERRED APARTMENT COMMUNITIES INC APTS S-3 NYSE Proskauer Rose LLP
PINGTAN MARINE ENTERPRISE LTD. PME S-3 Nasdaq Reed Smith LLP
ROMANTIQUE LTD. S-1 Schonfeld & Weinstein, L.L.P.
CACHE INC CACH S-3 Nasdaq Schulte Roth & Zabel LLP
PARAGON SHIPPING INC. PRGN F-1 NYSE Seward & Kissel LLP
STARZ ENTERTAINMENT, LLC S-4 Sherman & Howard LLC
LIGHTINTHEBOX HOLDING CO., LTD. F-1 Simpson Thacher & Bartlett LLP
VOTORANTIM CIMENTOS S.A. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
CUSTOMERS BANCORP, INC. CUUU S-3 OTC Stradley Ronon Stevens & Young, LLP
TRUVEN HOLDING CORP. S-4 Sullivan & Cromwell LLP
THL CREDIT, INC. TCRD N-2 Nasdaq Sutherland Asbill & Brennan LLP
AMR CORP AAR S-4 OTC US Airways Group, Inc.
GENERAL BINDING LLC S-4 Vedder Price P.C.
AMR CORP AAR S-4 OTC Weil, Gotshal & Manges LLP
VOTORANTIM CIMENTOS S.A. F-1 White & Case LLP
EPIZYME, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

Have a great day.

Last week’s IPOs and Transactions

There were 75 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Whitehorse Finance, Inc. (NASDAQ) w/ Dechert LLP, First Community Bancshares, Inc. (NASDAQ) w/ Bowles Rice LLP and Kamada. LTD. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Advisor / Law firm
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
ALERE SCARBOROUGH, INC. S-4 Alere Inc.
AMREP CORP. AXR S-3 NYSE AMREP Corporation
PROVECTUS PHARMACEUTICALS INC PVCT S-1 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 NYSE BlackRock Fund Advisors
FIRST COMMUNITY BANCSHARES INC /NV/ FCBC S-3 Nasdaq Bowles Rice LLP
CHANNELADVISOR CORP S-1 ChannelAdvisor Corporation
CHANNELADVISOR CORP S-1 Cooley LLP
PORTOLA PHARMACEUTICALS INC S-1 Cooley LLP
SUNESIS PHARMACEUTICALS INC SNSS S-3 Nasdaq Cooley LLP
KAMADA LTD F-1 Davis Polk & Wardwell LLP
PORTOLA PHARMACEUTICALS INC S-1 Davis Polk & Wardwell LLP
HD SUPPLY HOLDINGS, INC. S-1 Debevoise & Plimpton LLP
MEXICO FUND INC MXF N-2 NYSE Dechert LLP
WHITEHORSE FINANCE, INC. WHF N-2 Nasdaq Dechert LLP
AMREP CORP. AXR S-3 NYSE Drinker Biddle & Reath LLP
FIRST NBC BANK HOLDING CO S-1 Fenimore, Kay, Harrison & Ford, LLP
KAMADA LTD F-1 Fischer Behar Chen Well Orion & Co.
ALERE SCARBOROUGH, INC. S-4 Foley Hoag LLP
THE ADT CORPORATION ADT S-4 NYSE Gibson, Dunn & Crutcher LLP
LIQUID HOLDINGS GROUP LLC S-1 Gibson, Dunn & Crutcher LLP
KAMADA LTD F-1 Gornitzky & Co.
MRC ENERGY CO S-3 Haynes and Boone, LLP
CYNOSURE INC CYNO S-4 Nasdaq Hinckley, Allen & Snyder LLP
KNOLOGY BROADBAND INC S-4 Honigman Miller Schwartz and Cohn LLP
CHUY’S HOLDINGS, INC. CHUY S-1 Nasdaq Jones Day
STEBEN SELECT MULTI-STRATEGY FUND N-2 K&L Gates LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Kirkland & Ellis LLP
REIT EXCHANGE FUND, INC. N-2 Kramer Levin Naftalis & Frankel LLP
CHUY’S HOLDINGS, INC. CHUY S-1 Nasdaq Latham & Watkins LLP
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Latham & Watkins LLP
EXCEL TRUST, INC. EXL S-3 NYSE Latham & Watkins LLP
WILLIAM LYON HOMES S-1 Latham & Watkins LLP
WILLIAM LYON HOMES S-4 Latham & Watkins LLP
CME REALTY INC. S-1 Law Offices of Joseph Lambert Pittera, Esq.
LIQUID HOLDINGS GROUP LLC S-1 Liquid Holdings Group, LLC
MARTIN MIDSTREAM PARTNERS LP MMLP S-4 Nasdaq Locke Lord LLP
CHAPARRAL ENERGY, INC. S-4 McAfee & Taft A Professional Corporation
WILLIAM LYON HOMES S-1 Milbank, Tweed, Hadley & McCloy LLP
CYCLACEL PHARMACEUTICALS, INC. CYCC S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
MORRIA BIOPHARMACEUTICALS PLC F-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
BGC PARTNERS, INC. BGCP S-3 Nasdaq Morgan, Lewis & Bockius LLP
KAMADA LTD F-1 Morrison & Foerster LLP
STEVIA FIRST CORP. STVF S-1 OTC Morrison & Foerster LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
LUCKYCOM INC S-1 Novi & Wilkin Attorneys At Law
OFFICE DEPOT INC ODP S-4 NYSE OfficeMax Incorporated
TORNIER N.V. TRNX S-3 Nasdaq Oppenheimer Wolff & Donnelly LLP
CYNOSURE INC CYNO S-4 Nasdaq Palomar Medical Technologies, Inc.
GEVO, INC. GEVO S-3 Nasdaq Paul Hastings LLP
REXNORD CORP RXN S-3 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PAR PETROLEUM CORP/CO S-1 OTC Porter Hedges LLP
PROSHARES TRUST II CROC S-3 NYSE ProShare Capital Management LLC
REXNORD CORP RXN S-3 NYSE Quarles & Brady LLP
BABSON CAPITAL GLOBAL HIGH YIELD CREDIT OPPORTUNITY FUND N-2 Ropes & Gray LLP
HD SUPPLY HOLDINGS, INC. S-1 Ropes & Gray LLP
PASSPORT POTASH INC S-1 Sichenzia Ross Friedman Ference LLP
LIQUID HOLDINGS GROUP LLC S-1 Sidley Austin LLP
KKR & CO. L.P. KKR S-3 NYSE Simpson Thacher & Bartlett LLP
OFFICE DEPOT INC ODP S-4 NYSE Simpson Thacher & Bartlett LLP
ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
OFFICE DEPOT INC ODP S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
OXYGEN BIOTHERAPEUTICS, INC. OXBT S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
MEDBOX, INC. 10-12G Snell & Wilmer L.L.P.
FIRST NBC BANK HOLDING CO S-1 Sullivan & Cromwell LLP
SELECT INCOME REIT SIR S-3 NYSE Sullivan & Worcester LLP
GLOBAL SYSTEM DESIGNS, INC. S-1 Synergy Law Group, APC
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 The Gabelli Healthcare & WellnessRx Trust
NATURAL RESOURCE PARTNERS LP NRP S-3 NYSE Vinson & Elkins L.L.P.
HAMPTON ROADS BANKSHARES INC HMPR S-3 Nasdaq Williams Mullen
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 Willkie Farr & Gallagher LLP
CHANNELADVISOR CORP S-1 Wilmer Cutler Pickering Hale and Dorr LLP
CYNOSURE INC CYNO S-4 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OVASCIENCE, INC. OVSC S-1 OTC Wilmer Cutler Pickering Hale and Dorr LLP

Have a great day.

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