Category Archives: IPO week in review

IPOs and Transactions: October 20 – 24

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Nephros Inc. w/ Day Pitney LLP and FreeSeas Inc. w/ Sichenzia Ross Friedman Ference LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

NYSE_BOD-BANNER

Registrant Symbol Form Type Exchange Law firm / advisor
PEAK RESORTS INC PEAK S-1 Andrews Kurth LLP
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Andrews Kurth LLP
PEAK RESORTS INC PEAK S-1 Armstrong Teasdale LLP
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Baker Botts L.L.P.
AMBER GROUP INC S-1 Bauman & Associates Law Firm
SUMMIT FINANCIAL GROUP INC SMMF S-3 Nasdaq Bowles Rice LLP
CONNECTURE INC S-1 Connecture, Inc.
NEPHROS INC NEPH S-1 OTC Day Pitney LLP
FIRST GUARANTY BANCSHARES, INC. FGBI S-1 OTC Day Pitney LLP
FWF HOLDINGS INC. S-1 Diane D. Dalmy  Atty.
CONNECTURE INC S-1 DLA Piper LLP
FEG ABSOLUTE ACCESS TEI FUND LLC N-2 Drinker Biddle & Reath LLP
FCB FINANCIAL HOLDINGS, INC. FCB S-1 NYSE FCB Financial Holdings, Inc.
INNOVATIVE FOOD HOLDINGS INC IVFH S-3 OTC Feder Kaszovitz LLP
GENERAL FINANCE CORP GFNCP S-3 Nasdaq General Finance Corporation
COLLABRX, INC. CLRX S-1 Nasdaq Goodwin Procter LLP
AROWANA INC. S-1 Graubard Miller
CB PHARMA ACQUISITION CORP. S-1 Graubard Miller
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Greenberg Traurig, LLP
DNA TESTING CENTERS CORP S-1 Hamilton & Associates Law Group, P.A.
BRIDGEWATER PLATFORMS INC. S-1 Harold P. Gewerter, Esq, Ltd.
ULTRA PETROLEUM CORP UPL S-4 NYSE Haynes and Boone, LLP
IKANOS COMMUNICATIONS, INC. IKAN S-1 Nasdaq Ikanos Communications, Inc.
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Jones Day
YAPPN CORP. YPPN S-1 OTC Joseph I. Emas
FCB FINANCIAL HOLDINGS, INC. FCB S-1 NYSE Kramer Levin Naftalis & Frankel LLP
MIDCON MIDSTREAM, LP S-1 Latham & Watkins LLP
ENER-CORE INC. ENCRE S-1 OTC LKP Global Law, LLP
REVOLUTION LIGHTING TECHNOLOGIES, INC. RVLT S-3 Nasdaq Lowenstein Sandler LLP
FIRST GUARANTY BANCSHARES, INC. FGBI S-1 OTC Luse Gorman Pomerenk & Schick, P.C.
AROWANA INC. S-1 McDermott Will & Emery LLP
CB PHARMA ACQUISITION CORP. S-1 McDermott Will & Emery LLP
CORINDUS VASCULAR ROBOTICS, INC. YIDI S-1 OTC McDermott Will & Emery LLP
SIDOTI & COMPANY, INC. S-1 Morrison & Foerster LLP
MBLOOM BUSINESS DEVELOPMENT CO LLC N-2 Olshan Frome Wolosky LLP
IKANOS COMMUNICATIONS, INC. IKAN S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SIDOTI & COMPANY, INC. S-1 Rimon Law Group, PC
CONNECTURE INC S-1 Ropes & Gray LLP
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Shearman & Sterling LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CLUBCORP HOLDINGS, INC. MYCC S-3 NYSE Simpson Thacher & Bartlett LLP
LIBERTY TAX, INC. TAX S-3 Nasdaq Troutman Sanders LLP
GALENA BIOPHARMA, INC. GALE S-3 Nasdaq TroyGould PC
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Viasystems Group, Inc.
MIDCON MIDSTREAM, LP S-1 Vinson & Elkins L.L.P.
COMMUNICATIONS SALES & LEASING, INC. 10-12B Windstream Holdings, Inc.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: October 13 – 17

There were 52 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Eventure Interactive Inc. w/ Crone Kline Rinde LLP, Labstyle Innovations Corp. w/ Ellenoff Grossman & Schole LLP and Propell Technologies Group Inc. w/ Gracin & Marlow, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

NYSE_BOD-BANNER

Registrant Symbol Form Type Exchange Law firm / Advisor
MEMORIAL PRODUCTION PARTNERS LP MEMP S-3 Nasdaq Akin Gump Strauss Hauer & Feld LLP
OPC RESIDENTIAL PROPERTIES TRUST, INC. 10-12G Alston & Bird, LLP
LIBERTY BROADBAND CORP S-1 Baker Botts L.L.P.
PROPHECY ALPHA FUND I N-2 Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
FIRST BUSEY CORP /NV/ BUSE S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
GNB FINANCIAL SERVICES INC GNBF S-4 Bybel Rutledge LLP
ALKALINE WATER CO INC WTER S-1 OTC Clark Wilson LLP
POLAR STAR REALTY TRUST INC. S-11 Clifford Chance US LLP
SELECT INCOME REIT SIR S-4 NYSE Cole Capital
AMERICAN NATIONAL BANKSHARES INC. AMNB S-4 Nasdaq CowanPerry, PC
EVENTURE INTERACTIVE, INC. EVTI S-1 OTC Crone Kline Rinde LLP
LPATH, INC LPTND S-3 Nasdaq DLA Piper LLP
NEOTHETICS, INC. S-1 DLA Piper LLP
WORKIVA LLC S-1 Drinker Biddle & Reath LLP
LABSTYLE INNOVATIONS CORP. DRIO S-1 OTC Ellenoff Grossman & Schole LLP
LPATH, INC LPTND S-3 Nasdaq Ellenoff Grossman & Schole LLP
MYOS CORP MYOS S-3 Nasdaq Ellenoff Grossman & Schole LLP
CME GROUP INC. CME S-4 Nasdaq GFI Group Inc.
HABIT RESTAURANTS, INC. S-1 Gibson, Dunn & Crutcher LLP
ADVANCED CELL TECHNOLOGY, INC. ACTC S-3 OTC Goodwin Procter LLP
PROPELL TECHNOLOGIES GROUP, INC. PROPD S-1 OTC Gracin & Marlow, LLP
GYROTRON TECHNOLOGY INC GYTI 10-12G OTC Gyrotron Technology, Inc.
CHINA CUSTOMER RELATIONS CENTERS, INC. S-1 Haneberg, PLC
DIVERSIFIED RESOURCES INC. DDRI S-1 OTC Hart & Hart, LLC
CITY OFFICE REIT, INC. CIO S-11 NYSE Hunton & Williams LLP
XUMANII INTERNATIONAL HOLDINGS CORP XUII S-1 OTC Imerjn
REYNOLDS AMERICAN INC RAI S-4 NYSE Jones Day
COMMUNITY FINANCIAL CORP /MD/ TCFC S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
EVERYWARE GLOBAL, INC. EVRY S-1 Nasdaq Kirkland & Ellis LLP
INOGEN INC INGN S-1 Nasdaq Latham & Watkins LLP
NEOTHETICS, INC. S-1 Latham & Watkins LLP
POLAR STAR REALTY TRUST INC. S-11 Latham & Watkins LLP
OCEAN RIG PARTNERS LP F-1 Latham and Watkins LLP
NIMTECH CORP S-1 Law Offices of Scott D. Olson, PLLC
AMERICAN NATIONAL BANKSHARES INC. AMNB S-4 Nasdaq LeClairRyan, PC
NUVILEX, INC. NVLX S-3 OTC Loeb & Loeb LLP
REYNOLDS AMERICAN INC RAI S-4 NYSE Lorillard, Inc.
BCB BANCORP INC BCBP S-3 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
WORKIVA LLC S-1 Mayer Brown LLP
RICH CIGARS INC S-1 Michael A. Littman, Attorney at Law
NEUROMETRIX, INC. NURO S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
OCEAN RIG PARTNERS LP F-1 Morgan, Lewis & Bockius LLP
SELECT INCOME REIT SIR S-4 NYSE Morris, Manning & Martin, LLP
NETLIST INC NLST S-3 Nasdaq Morrison & Foerster LLP
FIRST PRIORITY TAX SOLUTIONS INC. S-11 Olshan Frome Wolosky LLP
CAESARS ENTERTAINMENT RESORT PROPERTIES, LLC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
CEC ENTERTAINMENT INC CEC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
VERISILICON HOLDINGS CO LTD F-1 Pillsbury Winthrop Shaw Pittman LLP
GNB FINANCIAL SERVICES INC GNBF S-4 Rhoads & Sinon LLP
AMG PANTHEON PRIVATE EQUITY FUND, LLC N-2 Ropes & Gray LLP
HABIT RESTAURANTS, INC. S-1 Ropes & Gray LLP
CARBON CREDIT INTERNATIONAL, INC. S-1 Securities Compliance Group, Ltd.
OCEAN RIG PARTNERS LP F-1 Seward & Kissel LLP
CITY OFFICE REIT, INC. CIO S-11 NYSE Shearman & Sterling LLP
ENDURANCE EXPLORATION GROUP, INC. TTNCD 10-12G OTC Shumaker, Loop & Kendrick, LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC Sichenzia Ross Friedman Ference LLP
OMAGINE, INC. OMAG S-1 OTC Sichenzia Ross Friedman Ference LLP
VERISILICON HOLDINGS CO LTD F-1 Sidley Austin LLP
SOUTHERN MISSOURI BANCORP INC SMBC S-3 Nasdaq Silver, Freedman, Taff & Tiernan LLP
REYNOLDS AMERICAN INC RAI S-4 NYSE Simpson Thacher & Bartlett LLP
WALTER INVESTMENT MANAGEMENT CORP WAC S-4 NYSE Simpson Thacher & Bartlett LLP
CME GROUP INC. CME S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
PROSPECT CAPITAL CORP PSEC N-2 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
SELECT INCOME REIT SIR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NET ELEMENT, INC. NETE S-3 Nasdaq Snell & Wilmer L.L.P.
CHINA CUSTOMER RELATIONS CENTERS, INC. S-1 Szaferman, Lakind, Blumstein & Blader, P.C.
POLYPID LTD. F-1 Troutman Sanders LLP
ADAMIS PHARMACEUTICALS CORP ADMP S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin, Law Corp.
CME GROUP INC. CME S-4 Nasdaq White & Case LLP
CME GROUP INC. CME S-4 Nasdaq Willkie Farr & Gallagher LLP
INOGEN INC INGN S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
POLYPID LTD. F-1 Yigal Arnon & Co.
PLURISTEM THERAPEUTICS INC PSTI S-3 Nasdaq Zysman, Aharoni, Gayer and Sullivan & Worcester LLP
POLYPID LTD. F-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: October 6 – 10

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ibio Inc. w/ Andrew Abramowitz PLLC and 22nd Century Group Inc. w/ Foley & Lardner LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

NYSE_BOD-BANNER

Registrant Symbol Form Exchange Law firm / Advisor
ALLSTATE LIFE INSURANCE CO ~ S-3 ~ Allstate Life Insurance Company
IBIO, INC. IBIO S-1 NYSE Andrew Abramowitz, PLLC
ENERGIE HOLDINGS, INC. ELED S-1 OTC Andrew I., Telsey P.C.
LANDMARK INFRASTRUCTURE PARTNERS LP ~ S-11 ~ Andrews Kurth LLP
SOTHERLY HOTELS INC. SOHO S-3 Nasdaq Baker & McKenzie LLP
QVC INC ~ S-4 ~ Baker Botts L.L.P.
AUTOGENOMICS, INC. AGMX S-1 ~ Bingham McCutchen LLP
BANNER CORP BANR S-4 Nasdaq Breyer & Associates PC
NICOLET BANKSHARES INC NCBS S-3 OTC Bryan Cave LLP
AGENUS INC AGEN S-3 Nasdaq Choate, Hall & Stewart LLP
ONEMAIN FINANCIAL HOLDINGS, INC. ~ S-1 ~ Cleary Gottlieb Steen & Hamilton LLP
AUTOGENOMICS, INC. AGMX S-1 ~ Cooley LLP
ONEMAIN FINANCIAL HOLDINGS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
ACTION SPORTS MEDIA, INC. ~ S-1 ~ Diane D. Dalmy  Atty.
PURE BIOSCIENCE, INC. PURE S-1 OTC DLA Piper LLP (US)
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Faegre Baker Daniels LLP
22ND CENTURY GROUP, INC. XXII S-3 NYSE Foley & Lardner LLP
FORMIGLI INC. ~ S-1 ~ Formigli Inc.
NAVIOS MARITIME MIDSTREAM PARTNERS LP ~ F-1 ~ Fried, Frank, Harris, Shriver & Jacobson LLP
HEAT BIOLOGICS, INC. HTBX S-3 Nasdaq Gracin & Marlow, LLP
HISTOGENICS CORP ~ S-1 ~ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
NEW CENTURY RESOURCE ~ 10-12G ~ Heston Nielson, Esq.
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-3 NYSE Hunton & Williams LLP
SUNRISE TOURS, INC. ~ S-1 ~ InCorp Services, Inc
AB INTERNATIONAL GROUP CORP. ~ S-1 ~ InCorp Services, Inc
KNIGHT KNOX DEVELOPMENT CORP. ~ S-1 ~ John T. Root, Jr.
SPRINT CORP S S-4 NYSE Jones Day
HISTOGENICS CORP ~ S-1 ~ K&L Gates LLP
VICAN RESOURCES, INC. VCAN S-1 OTC Kenneth I. Denos, P.C.
BANNER CORP BANR S-4 Nasdaq Lane Powell PC
NAVIOS MARITIME MIDSTREAM PARTNERS LP ~ F-1 ~ Latham & Watkins LLP
LANDMARK INFRASTRUCTURE PARTNERS LP ~ S-11 ~ Latham & Watkins LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Latham & Watkins LLP
ATLAS RESOURCES LLC ~ S-4 ~ Ledgewood
ORBIS CORP ~ S-1 ~ Legal & Compliance, LLC
CALIFORNIA REPUBLIC FUNDING LLC ~ S-3 ~ Mitchell Silberberg & Knupp LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
ONCONOVA THERAPEUTICS, INC. ONTX S-3 Nasdaq Pepper Hamilton LLP
ETF MANAGERS GROUP COMMODITY TRUST I ~ S-1 ~ Reed Smith LLP
MINISTRY PARTNERS INVESTMENT COMPANY, LLC ~ S-1 ~ Rushall & McGeever
INTERCORP FINANCIAL SERVICES INC. ~ F-1 ~ Shearman & Sterling LLP
CALIFORNIA REPUBLIC FUNDING LLC ~ S-3 ~ Sidley Austin LLP
INTERCORP FINANCIAL SERVICES INC. ~ F-1 ~ Simpson Thacher & Bartlett LLP
BB&T CORP BBTPRE S-4 NYSE Squire Patton Boggs (US) LLP
FIAT INVESTMENTS N.V. ~ F-1 ~ Sullivan & Cromwell LLP
BB&T CORP BBTPRE S-4 NYSE The Bank of Kentucky Financial Corporation
PRECISION OPTICS CORPORATION, INC. PREO S-1 OTC Trombly Business Law, P.C.
MARKWEST ENERGY PARTNERS L P MWE S-3 NYSE Vinson & Elkins L.L.P.
RHINO RESOURCE PARTNERS LP RNO S-3 NYSE Vinson & Elkins L.L.P.
BB&T CORP BBTPRE S-4 NYSE Wachtell, Lipton, Rosen & Katz
NEW REMY HOLDCO CORP. ~ S-4 ~ Weil, Gotshal & Manges LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Weil, Gotshal & Manges LLP
AUSCRETE CORP ~ S-1 ~ White – Welker & Welker, LLC
NEW REMY HOLDCO CORP. ~ S-4 ~ Willkie Farr & Gallagher LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Wyrick Robbins Yates & Ponton LLP
BB&T CORP BBTPRE S-4 NYSE Ziegler & Schneider, P.S.C.
ON TRACK INNOVATIONS LTD OTIV S-3 Nasdaq Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: September 29 – October 3

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Palatin Technologies Inc. w/ Goodwin Procter LLP and Thompson Hine LLP, RCS Capital Corp. w/ Proskauer Rose LLP and Sino-Global Shipping America LTD w/ Duane Morris LLP and Gusrae Kaplan Nusbaum PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
NORTHSTAR HEALTHCARE INCOME, INC. ~ S-11 ~ Alston & Bird LLP
SEVENTY SEVEN ENERGY INC. ~ S-4 NYSE Baker Botts L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Baker Botts L.L.P.
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Bingham McCutchen LLP
NABORS RED LION LTD ~ S-4 ~ C&J Energy Services, Inc.
NOGALES RESOURCES CORP ~ S-1 ~ Clark Corporate Law Group LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Clifford Chance US LLP
FIBROGEN INC ~ S-1 Nasdaq Cooley LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Cravath, Swaine & Moore LLP
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
NEVRO CORP ~ S-1 ~ Davis Polk & Wardwell LLP
CORPORATE CAPITAL TRUST II – T ~ N-2 ~ Dechert LLP
CORPORATE CAPITAL TRUST II – A ~ N-2 ~ Dechert LLP
DIGITAL ALLY INC DGLY S-3 Nasdaq Digital Ally, Inc.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
LIPOCINE INC. LPCN S-3 Nasdaq Dorsey & Whitney LLP
HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES TEI FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
S1 BIOPHARMA, INC. ~ S-1 ~ Duane Morris LLP
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Duane Morris LLP
SOLIGENIX, INC. SNGX S-1 OTC Duane Morris LLP
APPLIED DNA SCIENCES INC ~ S-1 OTC Fulbright & Jaworski LLP
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Gibson, Dunn & Crutcher LLP
FATE THERAPEUTICS INC FATE S-3 Nasdaq Goodwin Procter LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Goodwin Procter LLP
YOUNGEVITY INTERNATIONAL, INC. YGYI S-1 ~ Gracin & Marlow, LLP
VERSHIRE CORP ~ S-1 ~ Grenfell Capital Limited
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Gusrae Kaplan Nusbaum PLLC
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Harris Beach PLLC
PACIFICORP INTERNATIONAL HOTEL MANAGEMENT ~ S-1 ~ Harrison Law, P.A.
APPLIED DNA SCIENCES INC ~ S-1 OTC Harter Secrest & Emery LLP
RADIUS BANCORP INC. ~ S-1 ~ Hogan Lovells US LLP
NEXPOINT RESIDENTIAL TRUST, INC. ~ 10-12B ~ Jones Day
S1 BIOPHARMA, INC. ~ S-1 ~ K&L Gates LLP
RADIUS BANCORP INC. ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Latham & Watkins LLP
NEVRO CORP ~ S-1 ~ Latham & Watkins LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Latham & Watkins LLP
ACTAVIS, INC. ~ S-4 ~ Latham & Watkins LLP
BIND THERAPEUTICS, INC BIND S-3 Nasdaq Latham & Watkins LLP
GREEN MEADOW PRODUCTS, INC. ~ S-1 ~ Law Offices of Mont E. Tanner
BRIDGE BANCORP INC BDGE S-3 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
PREMIER, INC. PINC S-3 Nasdaq McDermott Will & Emery LLP
NABORS RED LION LTD ~ S-4 ~ Milbank, Tweed, Hadley & McCloy LLP
MABVAX THERAPEUTICS HOLDINGS, INC. TELK S-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
COSTAMARE PARTNERS LP ~ F-1 ~ Morgan, Lewis & Bockius LLP
TRIANGLE CAPITAL CORP TCAP N-2 NYSE Morrison & Foerster LLP
EHI CAR SERVICES LTD ~ F-1 ~ O’Melveny & Myers LLP
INLAND RESIDENTIAL PROPERTIES TRUST, INC. ~ S-11 ~ Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
ENERJEX RESOURCES, INC. ENRJ.P S-3 NYSE Reicker, Pfau, Pyle & McRoy LLP
OZ SAFEROOMS TECHNOLOGIES, INC. ~ S-1 ~ Robert Brantl, Esq.
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
KIMREE, INC. ~ F-1 ~ Shearman & Sterling LLP
EHI CAR SERVICES LTD ~ F-1 ~ Shearman & Sterling LLP
MEDBOX, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
KIMREE, INC. ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
FIBROGEN INC ~ S-1 Nasdaq Sullivan & Cromwell LLP
CAPITALA FINANCE CORP. CPTA N-2 Nasdaq Sutherland Asbill & Brennan LLP
LEGACY VENTURES INTERNATIONAL INC. ~ S-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
SUMMIT NETWORKS INC. ~ S-1 ~ The Mcbride Law Firm, PC
PRINCETON PRIVATE EQUITY FUND ~ N-2 ~ Thompson Hine LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Thompson Hine LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
NABORS RED LION LTD ~ S-4 ~ Vinson & Elkins L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Vinson & Elkins L.L.P.
ENERGY TRANSFER PARTNERS, L.P. ETP S-3 NYSE Vinson & Elkins, L.L.P.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~ Voya Retirement Insurance and Annuity Company

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: September 22 – 26

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Skyline Medical Inc. w/ Greenberg Traurig LLP, Maslon Edelman Borman & Brand LLP and Reed Smith LLP, Genspera Inc. w/ Silvestre Law Group PC and Sigma Labs Inc. w/ TroyGould PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
MAMMOTH ENERGY PARTNERS LP S-1 Akin Gump Strauss Hauer & Feld LLP
HESS MIDSTREAM PARTNERS LP S-1 Andrews Kurth LLP
COSI INC COSI S-1 Nasdaq Cadwalader, Wickersham & Taft LLP
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-11 Cleary Gottlieb Steen & Hamilton LLP
RETAIL OPPORTUNITY INVESTMENTS CORP ROICW S-3 Nasdaq Clifford Chance US LLP
CHC GROUP LTD. HELI S-1 NYSE Cooley LLP
DBV TECHNOLOGIES S.A. F-1 Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
VITAL THERAPIES INC VTL S-1 Nasdaq Cooley LLP
COHERUS BIOSCIENCES, INC. S-1 Davis Polk & Wardwell LLP
CHC GROUP LTD. HELI S-1 NYSE Debevoise & Plimpton LLP
TRIBUNE MEDIA CO TRBAA 10-12B OTC Debevoise & Plimpton LLP
CAREY CREDIT INCOME FUND – SERIES 2015 T N-2 Dechert LLP
PETROSHARE CORP. S-1 Dufford & Brown, P.C.
MAD CATZ INTERACTIVE INC MCZ S-3 NYSE Durham Jones & Pinegar, P.C.
CURRENCY SHARES CHINESE RENMINBI TRUST FXCH S-1 NYSE Foley & Lardner LLP
CURRENCY SHARES SINGAPORE DOLLAR TRUST FXSG S-1 NYSE Foley & Lardner LLP
GROWBLOX SCIENCES, INC. GBLX S-1 OTC Gary R. Henrie, Esq.
DBV TECHNOLOGIES S.A. F-1 Goodwin Procter LLP
QUINPARIO ACQUISITION CORP. 2 S-1 Graubard Miller
SKYLINE MEDICAL INC. BIOR S-1 OTC Greenberg Traurig, LLP
PANTOP CORP S-1 Grenfell Capital Limited
FULLCIRCLE REGISTRY INC FLCR S-1 OTC Haddan & Zepfel LLP
PETRICHOR CORP. S-1 Harrison Law, P.A.
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
CORENERGY INFRASTRUCTURE TRUST, INC. CORR S-3 NYSE Husch Blackwell LLP
QUINPARIO ACQUISITION CORP. 2 S-1 Kirkland & Ellis LLP
COHERUS BIOSCIENCES, INC. S-1 Latham & Watkins LLP
CORESITE REALTY CORP COR S-3 NYSE Latham & Watkins LLP
EVRAZ NORTH AMERICA LTD F-1 Latham & Watkins LLP
EXMAR ENERGY PARTNERS LP F-1 Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
HESS MIDSTREAM PARTNERS LP S-1 Latham & Watkins LLP
MAMMOTH ENERGY PARTNERS LP S-1 Latham & Watkins LLP
PES LOGISTICS PARTNERS LP S-1 Latham & Watkins LLP
GEOTRAQ INC. GTRQ S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
ARABELLA EXPLORATION, INC. AXPLF F-1 OTC Loeb & Loeb LLP
BODY CENTRAL CORP BODY S-1 OTC Lowenstein Sandler LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Maslon Edelman Borman & Brand, LLP
MOMS ONLINE, INC. 10-12G Moms Online Inc.
PANAMERA HEALTHCARE CORP S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Reed Smith LLP
ENERJEX RESOURCES, INC. ENRJ.P S-1 NYSE Reicker, Pfau, Pyle & McRoy LLP
COVENANT TRANSPORTATION GROUP INC CVTI S-3 Nasdaq Scudder Law Firm, P.C., L.L.O.
GENSPERA INC GNSZ S-1 OTC Silvestre Law Group, P.C.
CHC GROUP LTD. HELI S-1 NYSE Simpson Thacher & Bartlett LLP
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST GGN.PR.A N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
EVRAZ NORTH AMERICA LTD F-1 Skadden, Arps, Slate, Meagher and Flom LLP
ARISTOCRAT GROUP CORP. ASCC S-1 OTC Sonfield & Sonfield
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-11 Sullivan & Cromwell LLP
CREDIT SUISSE CORPORATE CREDIT SOLUTIONS FUND, INC. N-2 Sutherland Asbill & Brennan LLP
PERIYA CORP. S-1 Szaferman, Lakind, Blumstein & Blader, P.C.
RICH PHARMACEUTICALS, INC. RCHAD S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
SIGMA LABS, INC. SGLB S-3 OTC TroyGould PC
SB FINANCIAL GROUP, INC. SBFG S-1 Nasdaq Tucker Ellis LLP
EXMAR ENERGY PARTNERS LP F-1 Vinson & Elkins L.L.P.
PES LOGISTICS PARTNERS LP S-1 Vinson & Elkins L.L.P.
SB FINANCIAL GROUP, INC. SBFG S-1 Nasdaq Vorys, Sater, Seymour and Pease LLP
CREDIT SUISSE CORPORATE CREDIT SOLUTIONS FUND, INC. N-2 Willkie Farr & Gallagher LLP
VITAL THERAPIES INC VTL S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC

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IPOs and Transactions: September 15 – 19

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Joint Corp w/ Johnson and Colmar and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Crossroads Systems Inc. w/ Andrews Kurth LLP and Faegre Baker Daniels LLP and Bluerock Residential Growth REIT Inc. w/ Bass, Berry & Sims PLC and Kaplan Voekler Cunningham & Frank PLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Name Symbol Form Type Exchange Law firm / Advisor
US CONCRETE INC USCR S-3 Nasdaq Akin Gump Strauss Hauer & Feld LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Andrews Kurth LLP
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-11 NYSE Bass, Berry & Sims PLC
HALLMARK HEALTHCARE COMPANY, LLC ~ S-4 ~ Bass, Berry & Sims PLC
LEPOTA INC ~ S-1 ~ Bauman & Associates Law Firm
INDEPENDENT BANK CORP INDB S-4 Nasdaq Bingham McCutchen LLP
PROTEON THERAPEUTICS INC ~ S-1 ~ Bingham McCutchen LLP
CORNERSTONE STRATEGIC VALUE FUND INC CLM N-2 NYSE Blank Rome LLP
CORNERSTONE TOTAL RETURN FUND INC CRF N-2 NYSE Blank Rome LLP
BLUE SKY MEDIA CORP ~ S-1 ~ Blue Sky Media Corporation
SOMO, INC. ~ S-1 ~ Clark Corporate Law Group, LLP
KONARED CORP KRED S-1 OTC Clark Wilson LLP
CLEANER YOGA MAT, INC. ~ S-1 ~ Cleaner Yoga Mat, Inc.
SKY SOLAR HOLDINGS, LTD. ~ F-1 ~ Clifford Chance US LLP
EXAGEN DIAGNOSTICS INC ~ S-1 ~ Cooley LLP
SIENTRA, INC. ~ S-1 ~ Cooley LLP
SOPHIRIS BIO INC. SPHS S-3 Nasdaq Cooley LLP
NEURODERM, LTD. ~ F-1 Nasdaq Covington & Burling LLP
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Davies Ward Phillips & Vineberg LLP
FORMFACTOR INC FORM S-3 Nasdaq Davis Polk & Wardwell LLP
HANSON BUILDING PRODUCTS LTD ~ S-1 ~ Davis Polk & Wardwell LLP
INDEPENDENT BANK CORP INDB S-4 Nasdaq Day Pitney LLP
DINOCO OIL, INC ~ S-1 ~ Dinoco Oil, Inc.
IMMUNOMEDICS INC IMMU S-3 Nasdaq DLA Piper LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
ENUMERAL BIOMEDICAL HOLDINGS, INC. ~ S-1 OTC Duane Morris LLP
NEURODERM, LTD. ~ F-1 Nasdaq Eitan, Mehulal & Sadot
HEDGEPATH PHARMACEUTICALS, INC. HPPI S-1 OTC Ellenoff Grossman & Schole LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Faegre Baker Daniels LLP
GLU MOBILE INC GLUU S-3 Nasdaq Fenwick & West LLP
HERON THERAPEUTICS, INC. /DE/ HRTX S-3 Nasdaq Gibson, Dunn & Crutcher LLP
NEURODERM, LTD. ~ F-1 Nasdaq Gornitzky & Co.
NAS ACQUISITION INC ~ S-1 ~ Harold Gewerter, Esq.
LONGWOOD CAPITAL GROUP, INC. ~ S-1 ~ Harold Gewerter, Esq., Ltd.
4TH GRADE FILMS INC FHGR S-1 OTC Hart & Hart, LLC
TRIUMPH BANCORP, INC. ~ S-1 ~ Hunton & Williams LLP
ICON VAPOR, INC. ~ 10-12G ~ Icon Vapor, Inc.
JOINT CORP ~ S-1 Nasdaq Johnson and Colmar
GUIDED THERAPEUTICS INC GTHP S-1 OTC Jones Day
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-11 NYSE Kaplan Voekler Cunningham & Frank, PLC
TANTECH HOLDINGS LTD ~ F-1 ~ Kaufman & Canoles, P.C.
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Kirkland & Ellis LLP
AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC S-3 Nasdaq Latham & Watkins LLP
EXAGEN DIAGNOSTICS INC ~ S-1 ~ Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-4 ~ Latham & Watkins LLP
SIENTRA, INC. ~ S-1 ~ Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-3 NYSE Latham & Watkins LLP
USA RESTAURANTS, INC. ~ S-1 ~ Lindsey Vinson, Esq.
QAD INC QADB S-3 Nasdaq Manatt, Phelps & Phillips, LLP
NORTH AMERICAN OIL & GAS CORP. NAMG S-1 OTC Matthew C. McMurdo, Esq.,
HEDGEPATH PHARMACEUTICALS, INC. HPPI S-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
JOINT CORP ~ S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
SAFEGUARD SCIENTIFICS INC SFE S-4 NYSE Morgan, Lewis & Bockius LLP
SAFEGUARD SCIENTIFICS INC SFE S-3 NYSE Morgan, Lewis & Bockius LLP
GREAT AMERICAN GROUP, INC. GAMR S-1 OTC Morrison & Foerster LLP
GLOBAL DIGITAL SOLUTIONS INC GDSI S-1 OTC Naccarato & Associates
CELSION CORP CLSN S-3 Nasdaq O’Melveny & Myers LLP
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Osler, Hoskin & Harcourt LLP
VENTAS INC VTR S-4 NYSE Proskauer Rose LLP
PROTEON THERAPEUTICS INC ~ S-1 ~ Ropes & Gray LLP
HANSON BUILDING PRODUCTS LTD ~ S-1 ~ Shearman & Sterling LLP
SKY SOLAR HOLDINGS, LTD. ~ F-1 ~ Shearman & Sterling LLP
VERMILLION, INC. VRML S-3 Nasdaq Sidley Austin LLP
SIENTRA, INC. ~ S-1 ~ Sientra, Inc.
LIMONEIRA CO LMNR S-3 Nasdaq Squire Patton Boggs (US) LLP
NUVOLA, INC. ~ 10-12G ~ Stoecklein Law Group, LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
GOGO BABY, INC. ~ S-1 ~ Synergen Law Group, APC
FUEL PERFORMANCE SOLUTIONS, INC. IFUE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
REVOLUTIONS MEDICAL CORP RMCP S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
TANTECH HOLDINGS LTD ~ F-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
WARREN RESOURCES INC WRES S-3 Nasdaq Thompson & Knight LLP
EAGLE ROCK ENERGY PARTNERS L P EROC S-3 Nasdaq Vinson & Elkins L.L.P.
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
TRIUMPH BANCORP, INC. ~ S-1 ~ Wachtell, Lipton, Rosen & Katz
VENTAS INC VTR S-4 NYSE Wachtell, Lipton, Rosen & Katz
WALGREENS BOOTS ALLIANCE, INC. ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
WBK 1, INC. ~ 10-12G ~ WBK 1, Inc.
NEURODERM, LTD. ~ F-1 Nasdaq White & Case LLP
EZTRADER INC. WGMI 10-12G OTC Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Click here to review the week’s underwriters.

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IPOs and Transactions: September 8 – 12

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Fifth Street Asset Management Inc. w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Proskauer Rose LLP, Immune Pharmaceuticals Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC and Pearl Cohen Zedek Latzer Baratz and Innerworkings Inc. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
URSTADT BIDDLE PROPERTIES INC UBA S-3 NYSE Baker & McKenzie LLP
FIRST MERCHANTS CORP FRME S-4 Nasdaq Bingham Greenebaum Doll LLP
ENERGY & EXPLORATION PARTNERS, INC. ENXP S-1 ~ Bracewell & Giuliani LLP
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Brewer & Pritchard, PC
MB BANCORP INC ~ S-1 ~ Breyer & Associates, PC
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Cleary Gottlieb Steen & Hamilton LLP
MIRATI THERAPEUTICS, INC. MRTX S-3 Nasdaq Cooley LLP
VIROBAY INC ~ S-1 ~ Cooley LLP
XENON PHARMACEUTICALS INC. ~ S-1 ~ Cooley LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Davis Polk & Wardwell LLP
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Davis Polk & Wardwell LLP
CAREY CREDIT INCOME FUND SERIES 2015-A ~ N-2 ~ Dechert LLP
IMPERIAL HOLDINGS, INC. IFT S-3 NYSE Foley & Lardner LLP
FIFTH STREET ASSET MANAGEMENT INC. ~ S-1 Nasdaq Fried, Frank, Harris, Shriver & Jacobson LLP
GASE ENERGY, INC. GASE 10-12G OTC GASE Energy, Inc.
MAGNETEK, INC. MAG S-3 Nasdaq Godfrey & Kahn, S.C.
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Goldfarb Seligman & Co.
MEVION MEDICAL SYSTEMS, INC. ~ S-1 ~ Goodwin Procter LLP
ZEBRA HOLDCO INC. ~ S-4 ~ Goodwin Procter LLP
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Gross, Kleinhendler, Hodak, Halevy, Greenberg and Co.
AMERICAN RESIDENTIAL PROPERTIES, INC. ARPI S-3 NYSE Hunton & Williams LLP
WEWEARABLES, INC. ~ S-1 ~ Incorp Services, Inc.
LIGHTWAVE LOGIC, INC. LWLG S-1 OTC K&L Gates LLP
RETROPHIN, INC. RTRX S-3 Nasdaq Katten Muchin Rosenman LLP
MB BANCORP INC ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
MW BANCORP, INC. ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
FRESHPET, INC. ~ S-1 ~ Kirkland & Ellis LLP
NRG ENERGY, INC. NRG S-4 OTC Kirkland & Ellis LLP
FIRST MERCHANTS CORP FRME S-4 Nasdaq Krieg DeVault LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Krieg DeVault LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 ~ Latham & Watkins LLP
FRESHPET, INC. ~ S-1 ~ Latham & Watkins LLP
PERFORMANCE FOOD GROUP CO ~ S-1 ~ Latham & Watkins LLP
PRA HEALTH SCIENCES, INC. ~ S-1 ~ Latham & Watkins LLP
VIROBAY INC ~ S-1 ~ Latham & Watkins LLP
SMITH MICRO SOFTWARE INC SMSI S-3 Nasdaq Loeb & Loeb LLP
BEN FRANKLIN FINANCIAL, INC. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
MW BANCORP, INC. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
ENERGY & EXPLORATION PARTNERS, INC. ENXP S-1 ~ Mayer Brown LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.
KOLLTAN PHARMACEUTICALS INC ~ S-1 ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC
EURONAV NV ~ F-1 ~ Morgan, Lewis & Bockius LLP
IGATE CORP IGTE S-4 Nasdaq Morgan, Lewis & Bockius LLP
IMPRIMIS PHARMACEUTICALS, INC. IMMY S-3 Nasdaq Morrison & Foerster LLP
STATE BANK FINANCIAL CORP STBZ S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Pearl Cohen Zedek Latzer Baratz
ZEBRA HOLDCO INC. ~ S-4 ~ Perkins Coie LLP
FIFTH STREET ASSET MANAGEMENT INC. ~ S-1 Nasdaq Proskauer Rose LLP
MEDOVEX CORP. ~ S-1 ~ Roetzel & Andress, LPA
MEVION MEDICAL SYSTEMS, INC. ~ S-1 ~ Ropes & Gray LLP
MP VENTURES INC ~ S-1 ~ Securities Compliance Group, Ltd.
EURONAV NV ~ F-1 ~ Seward & Kissel LLP
NAKED BRAND GROUP INC. NAKD S-1 OTC Shearman & Sterling LLP
ZEBRA HOLDCO INC. ~ S-4 ~ Shearman & Sterling LLP
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
MEDOVEX CORP. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
ARYSTA LIFESCIENCE PLC ~ F-1 ~ Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-4 NYSE Simpson Thacher & Bartlett LLP
PERFORMANCE FOOD GROUP CO ~ S-1 ~ Simpson Thacher & Bartlett LLP
PRA HEALTH SCIENCES, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
ARYSTA LIFESCIENCE PLC ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
GUGGENHEIM CREDIT ALLOCATION FUND XGGMX N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
STATE BANK FINANCIAL CORP STBZ S-4 Nasdaq Smith, Gambrell & Russell, LLP
DREYFUS TMT OPPORTUNITIES FUND, INC. ~ N-2 ~ Stroock & Stroock & Lavan LLP
LOCKBOX LINK, INC. ~ S-1 ~ The Moores Law Group
BEN FRANKLIN FINANCIAL, INC. ~ S-1 ~ Vedder Price
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Warner Norcross & Judd LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 ~ Weil, Gotshal & Manges LLP
KOLLTAN PHARMACEUTICALS INC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
XENON PHARMACEUTICALS INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, P.C.
ZEBRA HOLDCO INC. ~ S-4 ~ Wilson Sonsini Goodrich & Rosati, P.C.
INNERWORKINGS INC INWK S-3 Nasdaq Winston & Strawn LLP

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Have a great week.