Category Archives: IPO week in review

IPOs and Transactions: April 13 – 17 / plus video: M&A expert panel answer 12 questions

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ampliphi Biosciences Corp. w/ Morrison & Foerster LLP, GP Investments Acquisitions Corp. w/ Davis Polk & Wardwell LLP, Maples and Calder and Skadden, Arps, Slate, Meagher & Flom LLP and Cornerstone Bancshares Inc. w/ Butler Snow LLP and Miller & Martin PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-4 Nasdaq
Alston & Bird LLP ADVAXIS, INC. ADXS S-3 Nasdaq
Bacterin International Holdings, Inc. BACTERIN INTERNATIONAL HOLDINGS, INC. BONE S-1 NYSE
Bart and Associates LLC ZIWIRA, INC. ~ S-1 ~
Bradley Arant Boult Cummings LLP SERVISFIRST BANCSHARES, INC. SFBS S-3 Nasdaq
Bryan Cave LLP OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE
Butler Snow LLP CORNERSTONE BANCSHARES INC CSBQ S-4 ~
Cleary Gottlieb Steen & Hamilton LLP TPG SPECIALTY LENDING, INC. TSLX N-2 NYSE
Cooley LLP FANTEX, INC. ~ S-1 ~
Cooley LLP KURA ONCOLOGY, INC. ~ S-1 ~
Davis Polk & Wardwell LLP BBVA COMPASS BANCSHARES, INC ~ S-3 ~
Davis Polk & Wardwell LLP FLAGSHIP CREDIT CORP. ~ S-1 ~
Davis Polk & Wardwell LLP GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Davis Polk & Wardwell LLP LIGHTBEAM ELECTRIC CO ~ S-1 ~
Davis Polk & Wardwell LLP GALAPAGOS NV GLPYY F-1 Nasdaq
Dechert LLP AUDAX CREDIT BDC INC. ~ 10-12G ~
Faegre Baker Daniels LLP ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq
Gibson, Dunn & Crutcher LLP RXI PHARMACEUTICALS CORP RXII S-1 Nasdaq
Gibson, Dunn & Crutcher LLP TRI POINTE HOMES, INC. TPH S-4 NYSE
Giordano, Halleran & Ciesla, P.C. OCEANFIRST FINANCIAL CORP OCFC S-4 Nasdaq
Global Gard, Inc. GLOBAL GARD, INC. ~ S-1 ~
Goodwin Procter LLP GALAPAGOS NV GLPYY F-1 Nasdaq
Grushko & Mittman, P.C. RUTHIGEN, INC. RTGN S-4 Nasdaq
Haynes and Boone, LLP RUTHIGEN, INC. RTGN S-4 Nasdaq
Kirkland & Ellis LLP IHEART
COMMUNICATIONS, INC.
~ S-4 ~
Kirkland & Ellis LLP NRG YIELD RPV HOLDING LLC ~ S-4 ~
Kirkland & Ellis LLP WORLD OMNI AUTO LEASING LLC ~ S-3 ~
Kirkland & Ellis LLP FRESHPET, INC. FRPT S-1 Nasdaq
Lamson, Dugan & Murray, LLP LINCOLN BENEFIT LIFE CO ~ S-1 ~
Latham & Watkins LLP BAOZUN INC. ~ F-1 ~
Latham & Watkins LLP FANTEX, INC. ~ S-1 ~
Latham & Watkins LLP INVUITY, INC. ~ S-1 ~
Latham & Watkins LLP FRESHPET, INC. FRPT S-1 Nasdaq
Latham & Watkins LLP PFENEX INC. PFNX S-1 NYSE
Loev Law Firm, PC VERTEX ENERGY INC. VTNR S-3 Nasdaq
Lowenstein Sandler LLP AETHLON MEDICAL INC AEMDD S-1 ~
Lowenstein Sandler LLP LAKELAND BANCORP INC LBAI S-3 Nasdaq
Maples and Calder GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Mayer Brown LLP WORLD OMNI AUTO LEASING LLC ~ S-3 ~
Miller & Martin PLLC CORNERSTONE BANCSHARES INC CSBQ S-4 ~
Mintz & Fraade PC PLH PRODUCTS, INC. ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ONE GROUP HOSPITALITY, INC. STKS S-3 ~
Morgan, Lewis & Bockius LLP LIGHTBEAM ELECTRIC CO ~ S-1 ~
Morrison & Foerster LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 ~
Nason, Yeager, Gerson, White & Lioce, P.A. VAPOR CORP. VPCO S-3 Nasdaq
NautaDutilh BVBA GALAPAGOS NV GLPYY F-1 Nasdaq
Parsons Behle & Latimer GRAND PERFECTA, INC. ~ 10-12G ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP SHOPIFY INC. ~ F-1 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME ADVISORY FUND, LLC ~ N-2 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME INSTITUTIONAL FUND, LLC ~ N-2 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME MASTER FUND, LLC ~ N-2 ~
Proskauer Rose LLP HELIUS MEDICAL TECHNOLOGIES, INC. ~ 10-12G ~
Raines Feldman LLP AETHLON MEDICAL INC AEMDD S-1 ~
Richardson & Patel, LLP VBI VACCINES INC. VBIV S-3 Nasdaq
Ruskin Moscou Faltischek, P.C. BOVIE MEDICAL CORP BVX S-3 NYSE
Sherman & Howard L.L.C. GCI INC ~ S-4 ~
Simpson Thacher & Bartlett LLP BAOZUN INC. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP FLAGSHIP CREDIT CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP SHOPIFY INC. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP MOELIS & CO MC S-3 NYSE
Southern ITS International, Inc. SOUTHERN ITS INTERNATIONAL, INC. SITS 10-12G ~
The Law Office of Timothy S. Orr, PLLC MY CLOUDZ, INC. ~ S-1 ~
Vinson & Elkins L.L.P. MARTIN MIDSTREAM FINANCE CORP. ~ S-3 ~
Vinson & Elkins LLP TARGA RESOURCES PARTNERS LP NGLS S-3 NYSE
Waller Lansden Dortch & Davis, LLP CAPSTONE TURBINE CORP CPST S-3 Nasdaq
Willkie Farr & Gallagher LLP GABELLI UTILITY TRUST GUTPRA N-2 NYSE
Wilmer Cutler Pickering Hale and Dorr LLP CURIS INC CRIS S-3 Nasdaq
Wilson Sonsini Goodrich & Rosati PC PFENEX INC. PFNX S-1 NYSE
Wilson Sonsini Goodrich & Rosati, P.C. INVUITY, INC. ~ S-1 ~
Windels Marx Lane & Mittendorf, LLP OCEANFIRST FINANCIAL CORP OCFC S-4 Nasdaq

 Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: April 6 – 10 / plus M&A webinar invitation

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Labstyle Innovations Group Inc. w/ Ellenoff Grossman & Schole LLP, Lion Biotechnologies Inc. w/ TroyGould PC and Synthetic Biologics Inc. w/ Gracin & Marlow LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Brinen & Associates, LLC 1PM INDUSTRIES TREND S-1 ~
Cooley LLP IMMUNE DESIGN CORP. IMDZ S-1 Nasdaq
Cooley LLP NEOPHOTONICS CORP NPTN S-1 NYSE
Cooley LLP SCYNEXIS INC SCYX S-1 Nasdaq
Cravath, Swaine & Moore LLP H.J. HEINZ HOLDING CORP ~ S-4 ~
Davis Polk & Wardwell LLP ATYR PHARMA INC ~ S-1 ~
Debevoise & Plimpton LLP TRIBUNE MEDIA CO TRBAB S-1 NYSE
Dentons US LLP INNOCOLL AG INNL F-1 Nasdaq
DLA Piper LLP SCYNEXIS INC SCYX S-1 Nasdaq
DLA Piper LLP SELECTICA INC SLTC S-3 Nasdaq
DLA Piper LLP TRUVEN HOLDING CORP. ~ S-4 ~
Ellenoff Grossman & Schole LLP AVONDALE ACQUISITION CORP. ~ S-1 ~
Ellenoff Grossman & Schole LLP CLEVELAND BIOLABS INC CBLI S-1 Nasdaq
Ellenoff Grossman & Schole LLP LABSTYLE INNOVATIONS CORP. DRIO S-1 ~
Fenwick & West LLP BIOPHARMX CORP BPMX S-1 OTC Markets
Fusion Tele-communications International, Inc. FUSION TELE-COMMUNICATIONS INTERNATIONAL INC FSNN S-3 Nasdaq
Goodwin Procter LLP AMARIN CORP PLC\UK AMRN S-3 Nasdaq
Goodwin Procter LLP ATYR PHARMA INC ~ S-1 ~
Goodwin Procter LLP INNOCOLL AG INNL F-1 Nasdaq
Goodwin Procter LLP SAGE THERAPEUTICS, INC. SAGE S-1 Nasdaq
Gracin & Marlow, LLP SYNTHETIC BIOLOGICS, INC. SYN S-3 NYSE
Greenberg Traurig, LLP AVONDALE ACQUISITION CORP. ~ S-1 ~
Hogan Lovells US LLP IMMUNE DESIGN CORP. IMDZ S-1 Nasdaq
Johnson and Colmar FENIX PARTS, INC. ~ S-1 Nasdaq
Jones Day ALCOA INC. AA S-4 NYSE
K&L Gates LLP BIOPHARMX CORP BPMX S-1 OTC Markets
Kush Bottles, Inc. KUSH BOTTLES, INC. ~ 10-12G ~
Latham & Watkins LLP ACHAOGEN INC AKAO S-3 Nasdaq
Latham & Watkins LLP BALLY TECHNOLOGIES, INC. ~ S-4 ~
Latham & Watkins LLP BOJANGLES’, INC. ~ S-1 ~
Latham & Watkins LLP PGA HOLDINGS, INC. ~ S-1 ~
Law Office of Benjamin D. Harvey MYECHECK, INC. ~ 10-12G ~
Ledgewood, P.C. ATLAS RESOURCE PARTNERS, L.P. ARP S-3 NYSE
Ledgewood, P.C. ATLAS RESOURCES LLC ~ S-4 ~
Libertas Law Group, Inc. BARFRESH FOOD GROUP INC. BRFH S-1 ~
Loeb & Loeb LLP DELMAR PHARMACEUTICALS, INC. DMPI S-1 ~
Loeb & Loeb LLP METASTAT, INC. MTST S-1 ~
Lucosky Brookman LLP MYECHECK, INC. ~ 10-12G ~
Manatt, Phelps & Phillips, LLP MEDBOX, INC. ~ S-1 ~
Mayer Brown LLP ADAPTIMMUNE THERAPEUTICS PLC ~ F-1 ~
Mayer Brown LLP FENIX PARTS, INC. ~ S-1 Nasdaq
McGuireWoods LLP EXONE CO XONE S-3 Nasdaq
Paul Hastings LLP GAMCO INVESTORS, INC. ET AL GBL S-3 NYSE
Pepper Hamilton LLP BOJANGLES’, INC. ~ S-1 ~
Pryor Cashman LLP INTERCLOUD SYSTEMS, INC. ICLD S-3 Nasdaq
Ropes & Gray LLP SAGE THERAPEUTICS, INC. SAGE S-1 Nasdaq
Scott Olson Attorney LOCAL CORP LOCM S-3 Nasdaq
Scott P. Doney, Esq. OXFORD CITY FOOTBALL CLUB, INC. OXFC S-1 ~
Securities Compliance Group, Ltd. STRONG SOLUTIONS INC. ~ S-1 ~
Shearman & Sterling LLP TRIBUNE MEDIA CO TRBAB S-1 NYSE
Sichenzia Ross Friedman Ference LLP CLEVELAND BIOLABS INC CBLI S-1 Nasdaq
Sichenzia Ross Friedman Ference LLP DELMAR PHARMACEUTICALS, INC. DMPI S-1 ~
Sidley Austin LLP ENTERGY NEW ORLEANS INC EYNOP S-3 ~
Simpson Thacher & Bartlett LLP PGA HOLDINGS, INC. ~ S-1 ~
Sullivan & Cromwell LLP H.J. HEINZ HOLDING CORP ~ S-4 ~
Sutherland Asbill & Brennan LLP NATIONAL WESTERN LIFE GROUP, INC. ~ S-4 ~
The Law Office of Conrad C. Lysiak, P.S. SEEN ON SCREEN TV INC. SONT S-1 ~
The Movie Studio, Inc. MOVIE STUDIO, INC. MVES 10-12G ~
TroyGould PC LION BIOTECHNOLOGIES, INC. LBIO S-3 Nasdaq
Wachtell, Lipton, Rosen & Katz ALCOA INC. AA S-4 NYSE
Wilmer Cutler Pickering Hale and Dorr LLP ADAPTIMMUNE THERAPEUTICS PLC ~ F-1 ~
Wyrick Robbins Yates & Ponton LLP CORMEDIX INC. CRMD S-3 NYSE

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: March 30 – April 3 / plus M&A technology whitepaper

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Community Bank Systems Inc. w/ Bond, Schoeneck & King, PLLC and Luse Gorman, PC, Acadia Realty Trust w/ Goodwin Procter LLP and  Enerpulse Technologies Inc. w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Download the new Mergermarket M&A technology whitepaper here.

Law firm / Advisor Registrant Symbol Form Exchange
Allstate Life Insurance Company of New York ALLSTATE LIFE INSURANCE CO OF NEW YORK ~ S-1 ~
Andrews Kurth LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
ASB Hawaii, Inc. ASB HAWAII, INC. ~ 10-12B ~
Asia Bancshares, Inc. CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC COMMUNITY HEALTHCARE TRUST INC ~ S-11 ~
Bart and Associates LLC SCOR INTERNATIONAL FOODS, INC. ~ S-1 ~
Bond, Schoeneck & King, PLLC COMMUNITY BANK SYSTEM, INC. CBU S-4 NYSE
Cadwalader, Wickersham & Taft LLP CADIZ INC CDZI S-3 Nasdaq
Chadbourne & Parke LLP ORBCOMM INC. ORBC S-3 Nasdaq
Cooley LLP AQUINOX PHARMACEUTICALS, INC AQXP S-3 Nasdaq
Cooley LLP CELLADON CORP CLDN S-3 Nasdaq
Cooley LLP HEALTHEQUITY INC HQY S-1 Nasdaq
Cooley LLP MULTIVIR INC. ~ S-1 ~
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Cooley LLP TREVENA INC TRVN S-3 Nasdaq
Davis Polk & Wardwell LLP HEMISPHERE MEDIA GROUP, INC. HMTV S-3 Nasdaq
Davis Polk & Wardwell LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
Diamondhead Casino Corporation DIAMONDHEAD CASINO CORP ~ 10-12G ~
Ellenoff Grossman & Schole LLP FONA, INC. FNAM S-4 ~
Ellenoff Grossman & Schole LLP INNOVATION ECONOMY CORP ~ S-1 ~
Faegre Baker Daniels LLP COLUCID PHARMACEUTICALS, INC. ~ S-1 Nasdaq
Faegre Baker Daniels LLP EVINE LIVE INC. EVLV S-3 Nasdaq
Fenwick & West LLP AMYRIS, INC. AMRS S-3 Nasdaq
Godfrey & Kahn, S.C. DIVIDEND & INCOME FUND DNI N-2 NYSE
Goodwin Procter LLP ACADIA REALTY TRUST AKR S-3 NYSE
Goodwin Procter LLP ANTERIOS INC ~ S-1 Nasdaq
Goodwin Procter LLP GELESIS INC ~ S-1 ~
Greenberg Traurig, LLP ENERPULSE TECHNOLOGIES, INC. ENPT S-1 OTC Markets
Greenberg Traurig, P.A. INTEGRITY APPLICATIONS, INC. IGAP S-1 ~
Harold P. Gewerter, Esq. Ltd. HELP WORLDWIDE INC. ~ S-1 ~
Harter Secrest & Emery LLP GALLAGHER ARTHUR J & CO AJG S-4 NYSE
Hunter Taubman Weiss LLP INNOVATION ECONOMY CORP ~ S-1 ~
Jones Day HORIZON GLOBAL CORP ~ S-1 ~
Lamb & Barnosky, LLP CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Latham & Watkins LLP CNX COAL RESOURCES LP ~ S-1 ~
Latham & Watkins LLP COLLEGIUM PHARMACEUTICAL, INC ~ S-1 Nasdaq
Latham & Watkins LLP COLUCID PHARMACEUTICALS, INC. ~ S-1 Nasdaq
Latham & Watkins LLP HOST HOTELS & RESORTS L.P. ~ S-3 ~
Latham & Watkins LLP MILACRON HOLDINGS CORP. ~ S-1 ~
Latham & Watkins LLP SMART & FINAL STORES, INC. SFS S-1 NYSE
Latham & Watkins LLP TRANSUNION ~ S-1 ~
Locke Lord LLP GELESIS INC ~ S-1 ~
Luse Gorman, PC COMMUNITY BANK SYSTEM, INC. CBU S-4 NYSE
McCarthy Tétrault LLP DAVIDSTEA INC. ~ F-1 ~
Meitar Liquornik Geva Leshem Tal FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Morgan, Lewis & Bockius LLP ANTERIOS INC ~ S-1 Nasdaq
Morris, Manning & Martin, LLP PARKVIEW CAPITAL CREDIT, INC. ~ 10-12G ~
Morrison & Foerster LLP COMMUNITY HEALTHCARE TRUST INC ~ S-11 ~
Osler, Hoskin & Harcourt LLP DAVIDSTEA INC. ~ F-1 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP CAESARS ACQUISITION CO CACQ S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP HEMISPHERE MEDIA GROUP, INC. HMTV S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP JAZZ CASINO COMPANY, LLC ~ S-4 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
Pepper Hamilton LLP COLLEGIUM PHARMACEUTICAL, INC ~ S-1 Nasdaq
Proskauer Rose LLP SMART & FINAL STORES, INC. SFS S-1 NYSE
QVC, Inc. QVC INC ~ 10-12G ~
Ropes & Gray LLP AKEBIA THERAPEUTICS, INC. AKBA S-3 Nasdaq
Ropes & Gray LLP DAVIDSTEA INC. ~ F-1 ~
Scudder Law Firm, P.C., L.L.O. CELADON GROUP INC CGI S-3 NYSE
SeaSpine Holdings Corporation SEASPINE HOLDINGS CORP ~ 10-12B ~
Sichenzia Ross Friedman Ference LLP CHROMADEX CORP. CDXC S-3 ~
Sidley Austin LLP CONNS INC CONN S-4 Nasdaq
Simpson Thacher & Bartlett LLP DAVIDSTEA INC. ~ F-1 ~
Simpson Thacher & Bartlett LLP TRANSUNION ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP J.G. WENTWORTH CO JGW S-3 NYSE
Squire Patton Boggs (US) LLP FOX FACTORY HOLDING CORP FOXF S-3 Nasdaq
Sutherland Asbill & Brennan LLP MAIN STREET CAPITAL CORP MAIN N-2 NYSE
Vinson & Elkins L.L.P. CNX COAL RESOURCES LP ~ S-1 ~
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-4 NYSE
Wachtell, Lipton, Rosen & Katz CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Wachtell, Lipton, Rosen & Katz SERITAGE GROWTH PROPERTIES ~ S-11 ~
Weil, Gotshal & Manges LLP MILACRON HOLDINGS CORP. ~ S-1 ~
White & Case LLP FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Willkie Farr & Gallagher NEW IRELAND FUND INC IRL N-2 NYSE
Willkie Farr & Gallagher LLP HEALTHEQUITY INC HQY S-1 Nasdaq
Willkie Farr & Gallagher LLP TSC/RICHARD BERNSTEIN GLOBAL THEMATIC MICRO-CAP FUND, INC. ~ N-2 ~
Wilson Sonsini Goodrich & Rosati PC CAPNIA, INC. CAPN S-4 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. MULTIVIR INC. ~ S-1 ~
Yingke Israel – Eyal Khayat, Zolty, Neiger & Co. FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: March 23 – 27 / plus M&A breakfast roundtable in NYC

There were 48 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including IHO-Agro International Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC and Cryoport Inc. w/ Snell & Wilmer LLP.

MERGMATKT

YOU’RE INVITED: SPECIAL M&A BREAKFAST ROUNDTABLE – 4/2, NYC

Law firm / advisor Registrant Symbol Form Exchange
Andrews Kurth LLP PRINCIPAL SOLAR, INC. ~ S-1 Nasdaq
Andrews Kurth LLP LANDMARK INFRASTRUCTURE PARTNERS LP LMRK S-11 Nasdaq
Autarky Consulting Inc. SHOW KING HOLDINGS INC. ~ S-1 ~
Barrett & McNagny LLP ROANOKE ELECTRIC STEEL CORP ~ S-4 ~
Cooley LLP CARA THERAPEUTICS, INC. CARA S-3 Nasdaq
Davidoff Hutcher & Citron, LLP BLUE EARTH, INC. BBLU S-3 Nasdaq
Davis Polk & Wardwell LLP COHERUS BIOSCIENCES, INC. CHRS S-1 Nasdaq
Digital Ally, Inc. DIGITAL ALLY INC DGLY S-3 Nasdaq
Disclosure Law Group SECUREALERT, INC. SCRA S-1 ~
Disclosure Law Group PARK CITY GROUP INC PCYG S-3 Nasdaq
DLA Piper LLP GREENWOOD HALL, INC. ELRN S-1 ~
DLA Piper LLP MAST THERAPEUTICS, INC. MSTX S-3 NYSE
Faegre Baker Daniels LLP PRINCIPAL SOLAR, INC. ~ S-1 Nasdaq
Foley & Lardner LLP REGENCY CENTERS CORP REG S-3 NYSE
Goodwin Procter LLP BLUEPRINT MEDICINES CORP ~ S-1 ~
Goodwin Procter LLP RR DONNELLEY & SONS CO RRD S-4 Nasdaq
Greenberg Traurig, LLP RITTER PHARMACEUTICALS INC ~ S-1 ~
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Hunton & Williams LLP GREAT AJAX CORP. AJX S-11 NYSE
Incorp Services Inc. CROWD 4 SEEDS, INC. ~ S-1 ~
Jones Day MPLX LP MPLX S-3 NYSE
Jones Walker L.L.P. FIRST BANCSHARES INC /MS/ FBMS S-3 Nasdaq
K&L Gates LLP DARA BIOSCIENCES, INC. DARA S-3 Nasdaq
Karlen & Stolzar LLP ECOLOMONDO CORP INC. ~ F-1 ~
Kirkland & Ellis LLP ENOVA INTERNATIONAL, INC. ENVA S-4 NYSE
Latham & Watkins LLP BLUEPRINT MEDICINES CORP ~ S-1 ~
Latham & Watkins LLP COHERUS BIOSCIENCES, INC. CHRS S-1 Nasdaq
Latham & Watkins LLP LANDMARK INFRASTRUCTURE PARTNERS LP LMRK S-11 Nasdaq
Law Offices of Joseph Lambert Pittera BLACKHAWK USA, INC. ~ S-1 ~
Loeb & Loeb LLP ECOLOMONDO CORP INC. ~ F-1 ~
Logan Law Firm, PLC AVANGARD INNOVATIVE TECHNOLOGIES INC. ~ S-1 ~
Morrison & Foerster LLP GREAT AJAX CORP. AJX S-11 NYSE
MSG Spinco, Inc. MSG SPINCO, INC. ~ 10-12B ~
Nationwide Life Insurance Company NATIONWIDE LIFE INSURANCE CO ~ S-1 ~
Reed Smith LLP RITTER PHARMACEUTICALS INC ~ S-1 ~
Reed Smith LLP UNITED STATES NATURAL GAS FUND, LP UNG S-3 NYSE
Reed Smith LLP UNITED STATES OIL FUND, LP USO S-3 NYSE
Robinson, Bradshaw & Hinson, P.A. COLTEC INDUSTRIES INC ~ S-4 ~
Securities Compliance Group, Ltd. COMMAND CONTROL CENTER CORP. ~ S-1 ~
Sidley Austin LLP RR DONNELLEY & SONS CO RRD S-4 Nasdaq
Sidley Austin LLP POWERSHARES DB MULTI-SECTOR COMMODITY TRUST AGA S-3 NYSE
Silver, Freedman, Taff & Tiernan LLP SOUTHERN MISSOURI BANCORP INC SMBC S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP BECTON DICKINSON & CO BDX S-4 NYSE
Snell & Wilmer L.L.P. CRYOPORT, INC. CYRX S-1 OTC Markets
Stepp Law Corporation CHEETAH ENTERPRISES, INC. ~ S-1 ~
Stoll Keenon Ogden PLLC COMMUNITY BANK SHARES OF INDIANA INC CBIN S-3 Nasdaq
Sutherland Asbill & Brennan LLP MEMBERS LIFE INSURANCE CO ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC BALANCE LABS, INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC FUSE ENTERPRISES INC. ~ S-1 ~
Szaferman, Lakind, Blumstein & Blader, PC IHO-AGRO INTERNATIONAL INC. ~ S-1 ~
The Movie Studio, Inc. MOVIE STUDIO, INC. MVES 10-12B ~
Vinson & Elkins L.L.P. CALUMET SPECIALTY PRODUCTS PARTNERS, L.P. CLMT S-4 Nasdaq
Vinson & Elkins L.L.P. W&T OFFSHORE INC WTI S-3 NYSE
Wachtell, Lipton, Rosen & Katz ABBVIE INC. ABBV S-4 NYSE
Willkie Farr & Gallagher LLP MENS WEARHOUSE INC MW S-4 NYSE
Wilson Sonsini Goodrich & Rosati PC ABBVIE INC. ABBV S-4 NYSE

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: March 16 – 20 / plus M&A breakfast roundtable

There were 49 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Shineco Inc. w/ CKR Law and Kaufman & Canoles PC, Iveda Solutions Inc. w/ Greenberg Traurig, LLP and Trade Street Residential Inc. w/ Morrison & Foerster LLP.

MERGMATKT

YOU’RE INVITED: SPECIAL M&A BREAKFAST ROUNDTABLE – 4/2, NYC

Law firm / Advisor Registrant Symbol Form Type Exchange
Andrews Kurth LLP BLACK STONE MINERALS, L.P. ~ S-1 ~
AXIS Capital Holdings Limited PARTNERRE LTD PRE S-4 NYSE
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
Bryan Cave LLP GENERAL MOLY, INC GMO S-3 NYSE
Calfee, Halter & Griswold LLP FARMERS NATIONAL BANC CORP /OH/ FMNB S-4 Nasdaq
CKR Law SHINECO, INC. ~ S-1 ~
Cleary Gottlieb Steen & Hamilton LLP WAYNE FARMS, INC. ~ S-1 ~
Cooley LLP APIGEE CORP ~ S-1 Nasdaq
Cooley LLP GLYCOMIMETICS INC GLYC S-3 Nasdaq
Cravath, Swaine & Moore LLP AXALTA COATING SYSTEMS LTD. AXTA S-1 NYSE
Crowell & Moring LLP GIGOPTIX, INC. GIG S-3 NYSE
Davis Polk & Wardwell LLP COMMERCIAL CREDIT, INC. ~ S-1 ~
Davis Polk & Wardwell LLP PARTNERRE LTD PRE S-4 NYSE
Davis Polk & Wardwell LLP VIRGIN AMERICA INC. VA S-1 Nasdaq
Day Pitney LLP BRIDGE BANCORP INC BDGE S-4 Nasdaq
Debevoise & Plimpton LLP SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE
Dechert LLP EAGLE POINT CREDIT CO INC. ECC N-2 NYSE
Dechert LLP EGALET CORP EGLT S-3 Nasdaq
Dennis Brovarone, Esq. OILFIELD SAFETY HOLDINGS INC ~ S-1 ~
Dorsey & Whitney LLP US GEOTHERMAL INC HTM S-3 NYSE
Faegre Baker Daniels LLP AV HOMES, INC. AVHI S-4 Nasdaq
Frank J. Hariton, Attorney-at-Law SAUER ENERGY, INC. SENY S-1 ~
FTE Networks, Inc. FTE NETWORKS, INC. ~ 10-12G ~
Gibson, Dunn & Crutcher LLP TIFFANY & CO TIF S-4 NYSE
Global Indemnity Group, Inc. GLOBAL INDEMNITY PLC GBLI S-3 Nasdaq
Graubard Miller PARKERVISION INC PRKR S-3 Nasdaq
Greenberg Traurig, LLP IVEDA SOLUTIONS, INC. IVDA S-1 OTC Markets
Harter Secrest & Emery LLP FINANCIAL INSTITUTIONS INC FISI S-3 Nasdaq
Incorp Services Inc. ILLUMITRY CORP. ~ S-1 ~
Jill Arlene Robbins, Attorney At Law PACMAN MEDIA INC. ~ S-1 ~
Jones Day BABCOCK & WILCOX ENTERPRISES, INC. ~ 10-12B ~
Kaufman & Canoles, P.C. SHINECO, INC. ~ S-1 ~
Keating Muething & Klekamp PLL MULTI COLOR CORP LABL S-3 Nasdaq
Kirkland & Ellis LLP REDMOND REINSURANCE INVESTMENT INTERVAL FUND ~ N-2 ~
Kramer Levin Naftalis & Frankel LLP ARCHSTONE ALTERNATIVE SOLUTIONS FUND ~ N-2 ~
Latham & Watkins LLP AXALTA COATING SYSTEMS LTD. AXTA S-1 NYSE
Latham & Watkins LLP VIRGIN AMERICA INC. VA S-1 Nasdaq
Ledgewood, P.C. ATLAS RESOURCE PARTNERS, L.P. ARP S-3 NYSE
Lowenstein Sandler LLP BLUE BIRD CORP BLBD S-3 Nasdaq
Luse Gorman, PC BRIDGE BANCORP INC BDGE S-4 Nasdaq
Manatt, Phelps & Phillips, LLP DIGITAL TURBINE, INC. APPS S-3 Nasdaq
Mayer Brown LLP COMMERCIAL CREDIT, INC. ~ S-1 ~
Morrison & Foerster LLP BIODEL INC BIOD S-1 Nasdaq
Morrison & Foerster LLP TRADE STREET RESIDENTIAL, INC. TSRE S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP WAYNE FARMS, INC. ~ S-1 ~
Polsinelli PC LMI AEROSPACE INC LMIA S-4 Nasdaq
Ropes & Gray LLP CERULEAN PHARMA INC. CERU S-1 Nasdaq
Sidley Austin LLP HANSEN MEDICAL INC HNSN S-3 Nasdaq
Simpson Thacher & Bartlett LLP PARTNERRE LTD PRE S-4 NYSE
Simpson Thacher & Bartlett LLP SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE
Simpson Thacher & Bartlett LLP STAPLES INC SPLS S-4 Nasdaq
Simpson Thacher & Bartlett LLP TELEFLEX INC TFX S-4 NYSE
Sonfield & Sonfield STEMGEN, INC. SGNI S-1 OTC Markets
Stradley Ronon Stevens & Young, LLP BRYN MAWR BANK CORP BMTC S-3 Nasdaq
Sutherland Asbill & Brennan LLP FIFTH STREET SENIOR FLOATING RATE CORP. FSFR N-2 Nasdaq
Thompson & Knight LLP DORCHESTER MINERALS, L.P. DMLP S-4 Nasdaq
Troutman Sanders LLP UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
Vinson & Elkins L.L.P. BLACK STONE MINERALS, L.P. ~ S-1 ~
Vorys, Sater, Seymour and Pease LLP FARMERS NATIONAL BANC CORP /OH/ FMNB S-4 Nasdaq
Wiggin and Dana LLP BIODEL INC BIOD S-1 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP CERULEAN PHARMA INC. CERU S-1 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP STAPLES INC SPLS S-4 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. APIGEE CORP ~ S-1 Nasdaq
Womble Carlyle Sandridge & Rice, LLP GEOVAX LABS, INC. GOVX S-1 ~
Woodland Holdings Corp. WOODLAND HOLDINGS CORP ~ 10-12G ~

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IPOs and Transactions: March 9 – 13

There were 63 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Globant SA w/ DLA Piper LLP and Simpson Thacher & Bartlett LLP, BioScrio Inc. w/ Polsinelli PC and Apollo Medical Holdings Inc. w/ Shartsis Friese LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


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Registrant Symbol Form Exchange Law firm / Advisor
NATCORE TECHNOLOGY INC. F-1 ~ Armstrong Simpson
8POINT3 ENERGY PARTNERS LP S-1 ~ Baker Botts L.L.P.
MAGNUM HUNTER PRODUCTION INC S-3 ~ Bracewell & Giuliani LLP
NORTHWEST BANCSHARES, INC. NWBI S-4 Nasdaq Calfee, Halter & Griswold LLP
CITIZENS FINANCIAL GROUP INC/RI CFG S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
EQUITABLE FINANCIAL CORP. S-1 ~ Cline Williams Wright Johnson & Oldfather, L.L.P.
COMMUNITYONE BANCORP COB S-3 Nasdaq CommunityOne Bancorp
ADURO BIOTECH, INC. S-1 Nasdaq Cooley LLP
CIDARA THERAPEUTICS, INC. S-1 ~ Cooley LLP
KEMPHARM, INC S-1 Nasdaq Cooley LLP
MAXLINEAR INC MXL S-4 NYSE Cooley LLP
ZENDESK, INC. ZEN S-1 NYSE Cooley LLP
CIDARA THERAPEUTICS, INC. S-1 ~ Covington & Burling LLP
DIPLOMAT PHARMACY, INC. DPLO S-1 NYSE Cravath, Swaine & Moore LLP
PAR PHARMACEUTICAL HOLDINGS, INC. S-1 ~ Cravath, Swaine & Moore LLP
ROME-MILAN HOLDINGS, INC. S-4 ~ Cravath, Swaine & Moore LLP
CITIZENS FINANCIAL GROUP INC/RI CFG S-1 NYSE Davis Polk & Wardwell LLP
ZS PHARMA, INC. ZSPH S-1 Nasdaq Davis Polk & Wardwell LLP
TEKLA WORLD HEALTHCARE FUND N-2 ~ Dechert LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ Dechert LLP
DIVERSIFIED RESTAURANT HOLDINGS, INC. BAGR S-3 Nasdaq Dickinson Wright PLLC
GLOBANT S.A. GLOB F-1 NYSE DLA Piper LLP
TRILLIUM THERAPEUTICS INC. F-1 ~ Dorsey & Whitney LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ EIG Global Energy Partners, LLC
EXTERRAN SPINCO, INC. 10-12B ~ Exterran SpinCo, Inc.
ENTRANET INC. S-1 ~ Feinstein Law, P.A.
HARLEY-DAVIDSON CUSTOMER FUNDING CORP. S-3 ~ Foley & Lardner LLP
ISABELLA BANK CORP ISBA S-3 ~ Foster, Swift, Collins & Smith, P.C.
ENSSOLUTIONS, INC. 10-12G ~ Gallagher & Kennedy
GANNETT SPINCO, INC. 10-12B ~ Gannett SpinCo, Inc.
ARROWHEAD RESEARCH CORP ARWR S-3 Nasdaq Gibson, Dunn & Crutcher LLP
HABIT RESTAURANTS, INC. HABT S-1 Nasdaq Gibson, Dunn & Crutcher LLP
TRILLIUM THERAPEUTICS INC. F-1 ~ Goodwin Procter LLP
ZENDESK, INC. ZEN S-1 NYSE Goodwin Procter LLP
APOLLO MEDICAL HOLDINGS, INC. AMEH S-1 ~ Gracin & Marlow, LLP
ANWORTH MORTGAGE ASSET CORP ANH S-3 NYSE Greenberg Traurig, LLP
WORLD MOTO, INC. FARE S-1 OTC Markets Greenberg Traurig, LLP
HANNOVER HOUSE, INC. HHSE 10-12G ~ Hannover House, Inc.
DIPLOMAT PHARMACY, INC. DPLO S-1 NYSE Honigman Miller Schwartz and Cohn LLP
INTERNATIONAL ENDEAVORS CORP S-1 ~ International Endeavors Corp.
TIMKEN CO TKR S-4 NYSE Jones Day
WELLS FINANCIAL CORP WEFP S-1 ~ Jones Walker LLP
KEMPHARM, INC S-1 Nasdaq KemPharm, Inc.
ADURO BIOTECH, INC. S-1 Nasdaq Latham & Watkins LLP
GSI GROUP INC GSIG S-3 Nasdaq Latham & Watkins LLP
LA QUINTA HOLDINGS INC. LQ S-1 NYSE Latham & Watkins LLP
NATCORE TECHNOLOGY INC. F-1 ~ LoPresti Law Group, P.C.
CF BANCORP S-1 ~ Luse Gorman, PC
NORTHWEST BANCSHARES, INC. NWBI S-4 Nasdaq Luse Gorman, PC
PROVIDENT BANCORP, INC. S-1 ~ Luse Gorman, PC
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-3 Nasdaq Manatt, Phelps & Phillips, LLP
SURGICAL CARE AFFILIATES, INC. SCAI S-3 Nasdaq Maynard, Cooper & Gale, P.C.
MCGREGOR POWER SYSTEMS S-1 ~ McGregor Power Systems, Inc.
KEMPHARM, INC S-1 Nasdaq Morgan, Lewis & Bockius LLP
PROSPECT YIELD CORPORATION, LLC N-2 ~ Morrison & Foerster LLP
PROVIDENT BANCORP, INC. S-1 ~ Nutter McClennen & Fish LLP
BIOSCRIP, INC. BIOS S-3 Nasdaq Polsinelli PC
PROSPECT YIELD CORPORATION, LLC N-2 ~ Prospect Administration LLC
ALLIANZGI INCOME & GROWTH OPPORTUNITIES FUND N-2 ~ Ropes & Gray LLP
HABIT RESTAURANTS, INC. HABT S-1 Nasdaq Ropes & Gray LLP
PAR PHARMACEUTICAL HOLDINGS, INC. S-1 ~ Ropes & Gray LLP
APOLLO MEDICAL HOLDINGS, INC. AMEH S-1 ~ Shartsis Friese LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G ~ Sichenzia Ross Friedman Ference LLP
CONTRAVIR PHARMACEUTICALS, INC. CTRV S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
DICERNA PHARMACEUTICALS INC DRNA S-3 Nasdaq Sidley Austin LLP
NATIONAL GENERAL HOLDINGS CORP. NGHCP S-3 Nasdaq Sidley Austin LLP
PROSHARES TRUST II KOLD S-3 NYSE Sidley Austin LLP
WEST CORP WSTC S-3 Nasdaq Sidley Austin LLP
CEDAR FAIR L P FUN S-4 NYSE Simpson Thacher & Bartlett LLP
GLOBANT S.A. GLOB F-1 NYSE Simpson Thacher & Bartlett LLP
LA QUINTA HOLDINGS INC. LQ S-1 NYSE Simpson Thacher & Bartlett LLP
ZS PHARMA, INC. ZSPH S-1 Nasdaq Simpson Thacher & Bartlett LLP
8POINT3 ENERGY PARTNERS LP S-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
PROSPECT YIELD CORPORATION, LLC N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
TERRAFORM POWER, INC. TERP S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
TICC CAPITAL CORP. TICC N-2 Nasdaq Sutherland Asbill & Brennan LLP
TRILOMA EIG GLOBAL ENERGY FUND N-2 ~ Triloma Financial Group, LLC
8POINT3 ENERGY PARTNERS LP S-1 ~ Vinson & Elkins L.L.P.
CALIFORNIA RESOURCES CORP CRC S-4 NYSE Vinson & Elkins L.L.P.
EZCORP INC EZPW S-4 Nasdaq Vinson & Elkins L.L.P.
EZCORP INC EZPW S-3 Nasdaq Vinson & Elkins L.L.P.
PARSLEY ENERGY, INC. PE S-1 NYSE Vinson & Elkins L.L.P.
CF BANCORP S-1 ~ Vorys, Sater, Seymour and Pease LLP
ROME-MILAN HOLDINGS, INC. S-4 ~ Wachtell, Lipton, Rosen & Katz
WBK 4, INC. 10-12G ~ WBK 4 Inc.
ELEVEN BIOTHERAPEUTICS, INC. EBIO S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MAXLINEAR INC MXL S-4 NYSE Wilson Sonsini Goodrich & Rosati, P.C.
MATTERSIGHT CORP MATR S-3 Nasdaq Winston & Strawn LLP
CORMEDIX INC. CRMD S-3 NYSE Wyrick Robbins Yates & Ponton LLP

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Click here to review the week’s underwriters.

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IPOs and Transactions: March 2 – 6 / plus 2015 SEC Guidebooks offer

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Capricor Therapeutics Inc. w/ Paul Hastings LLP, Eventure Interactive Inc. / CKR Law LLP and Alliqua Biomedical Inc. w/ Dorsey & Whitney LLP and Haynes and Boone LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Type Exchange Law firm / advisor
TERRA INCOME FUND 6, INC. ~ N-2 ~ Alston & Bird LLP
MESA LABORATORIES INC /CO MLAB S-3 Nasdaq Andrew N. Bernstein, P.C.
SANCHEZ PRODUCTION PARTNERS LP SPP S-3 NYSE Andrews Kurth LLP
ARMA SERVICES INC ~ S-1 ~ Arma Services Inc.
OPGEN INC ~ S-1 ~ Ballard Spahr LLP
GREY CLOAK TECH INC. ~ S-1 ~ Bauman & Associantes Law Firm
AMERICAN CLOCK COMPANY, INC. ~ S-1 ~ Booth Udall Fuller, PLC
EVENTURE INTERACTIVE, INC. EVTI S-1 OTC Markets CKR Law LLP
NATIONSTAR MORTGAGE LLC ~ S-3 ~ Cleary Gottlieb Steen & Hamilton LLP
EAGLE PHARMACEUTICALS, INC. EGRX S-3 Nasdaq Cooley LLP
REVANCE THERAPEUTICS, INC. RVNC S-3 Nasdaq Cooley LLP
ETSY INC ~ S-1 ~ Davis Polk & Wardwell LLP
MASCO SPINCO CORP. ~ 10-12B ~ Davis Polk & Wardwell LLP
TIAA REAL ESTATE ACCOUNT QREARX S-1 ~ Dechert LLP
SELECTICA INC SLTC S-3 Nasdaq DLA Piper LLP
ALLIQUA BIOMEDICAL, INC. ALQA S-4 Nasdaq Dorsey & Whitney LLP
OPGEN INC ~ S-1 ~ Ellenoff Grossman & Schole LLP
GYRODYNE CO OF AMERICA INC GYRO S-1 Nasdaq Farrell Fritz, P.C.
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-3 NYSE Gibson, Dunn & Crutcher LLP
HUBSPOT INC HUBS S-1 NYSE Goodwin Procter LLP
ETSY INC ~ S-1 ~ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
ALLIQUA BIOMEDICAL, INC. ALQA S-4 Nasdaq Haynes and Boone, LLP
HARRIS CORP /DE/ HRS S-4 NYSE Jones Day
MSB FINANCIAL CORP ~ S-1 ~ Jones Walker LLP
ANAVEX LIFE SCIENCES CORP. AVXL S-1 Nasdaq K&L Gates LLP
FREEDOM CAPITAL CORP/MD ~ N-2 ~ Katten Muchin Rosenman LLP
MSB FINANCIAL CORP ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
KVINTESS F&DI HOLDINGS CORP. ~ 10-12G ~ KVintess F&DI Holdings Corp.
IGNYTA, INC. RXDX S-3 Nasdaq Latham & Watkins LLP
SPROUTS FARMERS MARKET, INC. SFM S-1 Nasdaq Morgan, Lewis & Bockius LLP
FREEDOM CAPITAL CORP/MD ~ N-2 ~ Morris, Manning & Martin LLP
FIDUS INVESTMENT CORP FDUS N-2 Nasdaq Morrison & Foerster LLP
APPLIED DNA SCIENCES INC APDN S-3 Nasdaq Norton Rose Fulbright US LLP
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. INF N-2 NYSE Paul Hastings LLP
CAPRICOR THERAPEUTICS, INC. CAPR S-1 Nasdaq Paul Hastings LLP
TAYLOR MORRISON HOME CORP TMHC S-3 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
AMICUS THERAPEUTICS INC FOLD S-3 Nasdaq Pepper Hamilton LLP
OUTERWALL INC OUTR S-4 Nasdaq Perkins Coie LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
GENOCEA BIOSCIENCES, INC. GNCA S-3 Nasdaq Ropes & Gray LLP
PJT PARTNERS INC. ~ 10-12B ~ Simpson Thacher & Bartlett LLP
GABELLI GO ANYWHERE TRUST ~ N-2 ~ Skadden, Arps, Slate, Meagher & Flom LLP
NEWCASTLE INVESTMENT CORP NCT S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
HARRIS CORP /DE/ HRS S-4 NYSE Sullivan & Cromwell LLP
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Varnum LLP
GLOBAL PARTNERS LP GLP S-4 NYSE Vinson & Elkins L.L.P.
USA COMPRESSION PARTNERS, LP USAC S-1 NYSE Vinson & Elkins L.L.P.
CHEMICAL FINANCIAL CORP CHFC S-4 Nasdaq Warner Norcross & Judd LLP
BNC BANCORP BNCN S-4 Nasdaq Williams Mullen
CONCERT PHARMACEUTICALS, INC. CNCE S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
HUBSPOT INC HUBS S-1 NYSE Wilmer Cutler Pickering Hale and Dorr LLP
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP

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Click here to review the week’s underwriters.

Have a great week.