Category Archives: IPO week in review

IPOs and Transactions: August 18 – 22

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including BNC Bancorp w/ Bryan Cave LLP and Womble Carlyle Sandridge & Rice LLP,  Hydra Industries Acquisition Corp. w/ Ellenoff Grossman & Schole LLP and Skadden, Arps, Slate, Meagher & Flom LLP and Medley Management Inc. w/ Simpson Thacher & Bartlett LLP and Skadden, Arps, Slate, Meagher & Flom LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ABBVIE PRIVATE LTD   S-4 - AbbVie Inc.
MOODY NATIONAL REIT II, INC.   S-11 - Alston & Bird LLP
ONEOK PARTNERS LP OKS S-3 NYSE Andrews Kurth LLP
MEDIACOM BROADBAND LLC   S-4 - Baker Botts L.L.P.
CLORACKS CORP   S-1 - Bauman & Associates Law Firm
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Brewer & Pritchard, PC
REAL GOODS SOLAR, INC. RGSE S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
BNC BANCORP BNCN S-4 Nasdaq Bryan Cave LLP
GRAYBAR ELECTRIC CO INC   S-1 - Bryan Cave LLP
OVERSEAS SHIPHOLDING GROUP INC OSGIQ S-1 OTC Cleary Gottlieb Steen & Hamilton LLP
CLORACKS CORP   S-1 - Cloracks Corporation
TRINET GROUP INC TNET S-1 NYSE Cooley LLP
WEB.COM GROUP, INC. WWWW S-3 Nasdaq Cooley LLP
AXALTA COATING SYSTEMS LTD.   S-1 - Cravath, Swaine & Moore LLP
CU BANCORP CUNB S-4 Nasdaq CU Bancorp
UR-ENERGY INC URG S-3 NYSE Davis Graham & Stubbs LLP
PEAPACK GLADSTONE FINANCIAL CORP PGC S-3 Nasdaq Day Pitney LLP
GENERAL MICROWAVE CORP   S-4 - DLA Piper LLP
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS S-3 Nasdaq DLA Piper LLP
GOLDEN QUEEN MINING CO LTD GQMNF S-3 OTC Dorsey & Whitney LLP
HYDRA INDUSTRIES ACQUISITION CORP.   S-1  - Ellenoff Grossman & Schole LLP
TRINET GROUP INC TNET S-1 NYSE Fenwick & West LLP
ONEOK PARTNERS LP OKS S-3 NYSE GableGotwals
OVERSEAS SHIPHOLDING GROUP INC OSGIQ S-1 OTC Gibson, Dunn & Crutcher LLP
SUMMER INFANT, INC. SUMR S-3 Nasdaq Greenberg Traurig, LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Haneberg, PLC
GREAT CHINA MANIA HOLDINGS, INC. GMECD S-1 OTC Harrison Law, P.A.
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Harter Secrest & Emery LLP
CU BANCORP CUNB S-4 Nasdaq Horgan, Rosen, Beckham & Coren, L.L.P.
JMP GROUP LLC   S-4 - JMP Group LLC
FIVE OAKS INVESTMENT CORP. OAKS S-3 NYSE Kaye Scholer LLP
BENEFICIAL BANCORP INC.   S-1 - Kilpatrick Townsend & Stockton LLP
AXALTA COATING SYSTEMS LTD.   S-1 - Latham & Watkins LLP
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq Latham & Watkins LLP
FMSA HOLDINGS INC   S-1 - Latham & Watkins LLP
METALDYNE PERFORMANCE GROUP INC.   S-1 - Latham & Watkins LLP
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Latham & Watkins LLP
CARVER BANCORP INC CARV S-1 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Mayer Brown LLP
NATIONAL COMMERCE CORP   S-4 - Maynard, Cooper & Gale, P.C.
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.
HOME BANCSHARES INC HOMB S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
MOODY NATIONAL REIT II, INC.   S-11 - Moody National REIT Sponsor, LLC
GOLDEN QUEEN MINING CO LTD GQMNF S-3 OTC Morton Law LLP
ONEOK PARTNERS LP OKS S-3 NYSE ONEOK Partners GP, L.L.C.
JMP GROUP LLC   S-4 - Orrick, Herrington & Sutcliffe LLP
NEW PATRIOT TRANSPORTATION HOLDING, INC.   10-12B - Patriot Transportation Holding, Inc.
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Pearl Cohen Zedek Latzer Baratz
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq QRE GP, LLC
BIOLASE, INC BIOL S-3 Nasdaq Sidley Austin LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Sidley Austin LLP
NEW ENERGY TECHNOLOGIES, INC. NENE S-1 OTC Sierchio & Company, LLP
MEDLEY MANAGEMENT INC.   S-1  - Simpson Thacher & Bartlett LLP
HYDRA INDUSTRIES ACQUISITION CORP.   S-1  - Skadden, Arps, Slate, Meagher & Flom LLP
MEDLEY MANAGEMENT INC.   S-1  - Skadden, Arps, Slate, Meagher & Flom LLP
HOME BANCSHARES INC HOMB S-4 Nasdaq Smith Mackinnon, PA
NATIONAL COMMERCE CORP   S-4 - Smith Mackinnon, PA
UNIVEST CORP OF PENNSYLVANIA UVSP S-4 Nasdaq Stevens & Lee, P.C.
BENEFICIAL BANCORP INC.   S-1 - Stradley Ronon Stevens & Young, LLP
UNIVEST CORP OF PENNSYLVANIA UVSP S-4 Nasdaq Stradley Ronon Stevens & Young, LLP
ABBVIE PRIVATE LTD   S-4 - Sullivan & Cromwell LLP
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Sullivan & Cromwell LLP
COATES INTERNATIONAL LTD \DE\ COTE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
ORANJTEK CO.   S-1 - Szaferman, Lakind, Blumstein & Blader, P.C.
TYG SOLUTIONS INC.   S-1 - Szaferman, Lakind, Blumstein & Blader, P.C.
TRINET GROUP INC TNET S-1 NYSE TriNet Group, Inc.
EASTERN VIRGINIA BANKSHARES INC EVBS S-4 Nasdaq Troutman Sanders LLP
CTI INDUSTRIES CORP CTIB S-3 Nasdaq Vanasco Genelly & Miller
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq Vinson & Elkins L.L.P.
FMSA HOLDINGS INC   S-1 - Vinson & Elkins L.L.P.
WEB.COM GROUP, INC. WWWW S-3 Nasdaq Web.com Group, Inc.
METALDYNE PERFORMANCE GROUP INC.   S-1 - Weil, Gotshal & Manges LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-4 Nasdaq Williams Mullen
NGL ENERGY PARTNERS LP NGL S-3 NYSE Winston & Strawn LLP
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
DIGITAL CADDIES, INC.   S-1 - Zouvas Law Group, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 11 – 15

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Sunstock Inc. w/ Cassidy & Associates, AR Capital Acquisition w/ Akin Gump Strauss Hauer & Feld LLP and McDermott Will & Emery LLP and Truett-Hurst Inc. w/ Morrison & Foerster LLP

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Agmon & Co., Rosenberg, Hacohen & Co.
AR CAPITAL ACQUISITION   S-1   Akin Gump Strauss Hauer & Feld LLP
VIPER ENERGY PARTNERS LP   S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC CQH S-1 NYSE Andrews Kurth LLP
ENERGY FOCUS, INC/DE EFOID S-3 Nasdaq Baker & Hostetler LLP
HEALTHSTREAM INC HSTM S-3 Nasdaq Bass, Berry & Sims PLC
MERCURY SYSTEMS INC MRCY S-3 Nasdaq Bingham McCutchen LLP
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Bryan Cave LLP
ACCESS US OIL & GAS, INC.   S-1   Cassidy & Associates
NATURAL RESOURCES CORP   S-1   Cassidy & Associates
SUNSTOCK, INC.   S-1   Cassidy & Associates
DOLLAR TREE INC DLTR S-4 Nasdaq Cleary Gottlieb Steen & Hamilton LLP
SANTANDER CONSUMER USA HOLDINGS INC. SC S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. HASI S-3 NYSE Clifford Chance US LLP
AMBIT BIOSCIENCES CORP AMBI S-3 Nasdaq Cooley LLP
VITAE PHARMACEUTICALS, INC   S-1   Cooley LLP
GASLOG PARTNERS LP GLOP F-1 NYSE Cravath, Swaine & Moore LLP
PRODUCT SHIPPING LTD.   F-1   Cravath, Swaine & Moore LLP
VISTA OUTDOOR INC.   10-12B   Cravath, Swaine & Moore LLP
WISCONSIN ENERGY CORP WEC S-4 NYSE Cravath, Swaine & Moore LLP
SIGNPATH PHARMA, INC. SGTH S-1 OTC Davidoff Hutcher & Citron LLP
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Davis Polk & Wardwell LLP
FORWARD PHARMA A/S   F-1   Dechert LLP
POMONA PRIVATE EQUITY FUND   N-2   Dechert LLP
PEOPLES BANCORP INC PEBO S-3 Nasdaq Dinsmore & Shohl LLP
NV5 HOLDINGS, INC. NVEE S-3 Nasdaq DLA Piper LLP
SELECTICA INC SLTC S-3 Nasdaq DLA Piper LLP
HILL INTERNATIONAL, INC. HIL S-4 NYSE Duane Morris LLP
HILL INTERNATIONAL, INC. HIL S-3 NYSE Duane Morris LLP
BOSTON THERAPEUTICS, INC. BTHE S-1 OTC Ellenoff Grossman & Schole LLP
DOLLAR TREE INC DLTR S-4 Nasdaq Family Dollar Stores, Inc.
ELAN CORP LTD   S-4   Fried, Frank, Harris, Shriver & Jacobson LLP
GREENHUNTER RESOURCES, INC. GRH S-3 NYSE Fulbright & Jaworski LLP
CALLAWAY GOLF CO ELY S-3 OTC Gibson, Dunn & Crutcher LLP
SECOND SIGHT MEDICAL PRODUCTS INC   S-1 Nasdaq Golenbock Eiseman Assor Bell & Peskoe LLP
PROQR THERAPEUTICS B.V.   F-1   Goodwin Procter LLP
TOKAI PHARMACEUTICALS INC   S-1 Nasdaq Goodwin Procter LLP
ENTERTAINMENT GAMING ASIA INC. EGT S-1 Nasdaq Greenberg Traurig, LLP
ALIMERA SCIENCES INC ALIM S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
VITAE PHARMACEUTICALS, INC   S-1   Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
BIODEL INC BIOD S-1 Nasdaq Hand Baldachin & Amburgey LLP
MEGAS INC   S-1   Harold P. Gewerter, Esq. Ltd.
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Herzog, Fox & Neeman
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
VISTA OUTDOOR INC.   10-12B   Hogan Lovells US LLP
FORWARD PHARMA A/S   F-1   K&L Gates LLP
GREENHUNTER RESOURCES, INC. GRH S-3 NYSE K&L Gates LLP
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Kirkland & Ellis LLP
APRICUS BIOSCIENCES, INC. APRI S-3 Nasdaq Latham & Watkins LLP
CONATUS PHARMACEUTICALS INC. CNAT S-3 Nasdaq Latham & Watkins LLP
GASLOG PARTNERS LP GLOP F-1 NYSE Latham & Watkins LLP
VIPER ENERGY PARTNERS LP   S-1 Nasdaq Latham & Watkins LLP
WAYFAIR INC.   S-1   Latham & Watkins LLP
SECOND SIGHT MEDICAL PRODUCTS INC   S-1 Nasdaq Law Offices of Aaron A. Grunfeld & Associates
ASN TECHNOLOGIES, INC.   S-1   Law Offices of Anthony D. Guenther, Esq.
BOSTON THERAPEUTICS, INC. BTHE S-1 OTC Loeb & Loeb LLP
AR CAPITAL ACQUISITION   S-1   McDermott Will & Emery LLP
FOAMIX LTD.   F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
PRODUCT SHIPPING LTD.   F-1   Morgan, Lewis & Bockius LLP
TRUETT-HURST, INC. THST S-3 Nasdaq Morrison & Foerster LLP
DYADIC INTERNATIONAL INC DYAI 10-12G OTC Orrick, Herrington & Sutcliffe LLP
AMERICAN REALTY CAPITAL DAILY NET ASSET VALUE TRUST, INC.   S-11   Proskauer Rose LLP
WAYFAIR INC.   S-1   Ropes & Gray LLP
PROSHARES TRUST II CROC S-1 NYSE Sidley Austin LLP
BLACKROCK SCIENCE & TECHNOLOGY TRUST   N-2   Skadden, Arps, Slate, Meagher & Flom LLP
FOAMIX LTD.   F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
WISCONSIN ENERGY CORP WEC S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
CARTESIAN, INC. TMNG S-3 Nasdaq Stinson Leonard Street LLP
OCULUS INC.   S-1   Szaferman, Lakind, Blumstein & Blader, P.C.
PETRON ENERGY II, INC. PEIIE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
EARTH GEN-BIOFUEL, INC.   10-12G   TroyGould PC
URANIUM ENERGY CORP UEC S-3 NYSE Uranium Energy Corp.
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC CQH S-1 NYSE Vinson & Elkins L.L.P.
DOLLAR TREE INC DLTR S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
SANTANDER CONSUMER USA HOLDINGS INC. SC S-1 NYSE Wachtell, Lipton, Rosen & Katz
WAYFAIR INC.   S-1   Wayfair Inc.
FOAMIX LTD.   F-1 Nasdaq White & Case LLP
PROQR THERAPEUTICS B.V.   F-1   Wilmer Cutler Pickering Hale and Dorr LLP
TOKAI PHARMACEUTICALS INC   S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MATTERSIGHT CORP MATR S-3 Nasdaq Winston & Strawn LLP
BANK OF THE CAROLINAS CORP BCAR S-1 OTC Wyrick Robbins Yates & Ponton LLP
XENIA HOTELS & RESORTS, INC.   10-12B   Xenia Hotels & Resorts, Inc.
FOAMIX LTD.   F-1 Nasdaq Yingke Israel – Eyal Khayat, Zolty, Neiger & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 4 – 8

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axion Power International w/ Fellheimer & Eichen LLP and Lowenstein Sandler LLP, Cell Source Inc. w/ Sichenzia Ross Friedman Ference LLP and Alliqua Biomedical Inc. w/ Haynes and Boone, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
CTPARTNERS EXECUTIVE SEARCH INC. CTP S-3 NYSE Baker & Hostetler LLP
TERRA TECH CORP. TRTCE S-1 OTC Baker & Hostetler LLP
PHYSICIANS REALTY TRUST S-3 Baker & McKenzie LLP
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Baker Botts L.L.P.
TRIUMPH GROUP INC TGI S-4 NYSE Ballard Spahr LLP
TEARDROPPERS, INC. S-1 Bingham Law Group, APC
PIONEER ILS INTERVAL FUND N-2 Bingham McCutchen LLP
EMPIRE DISTRICT ELECTRIC CO EDE S-3 NYSE Cahill Gordon & Reindel LLP
CERUS CORP CERS S-3 Nasdaq Cooley LLP
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
U.S. AUTO PARTS NETWORK, INC. PRTS S-3 Nasdaq Cooley LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Cranmore, FitzGerald & Meaney
LEGENDARY VENTURES INC. S-1 Diane D. Dalmy  Atty.
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Dorsey & Whitney, LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Faegre Baker Daniels LLP
NXT-ID, INC. NXTD S-1 OTC Faegre Baker Daniels LLP
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Fellheimer & Eichen LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Frost Brown Todd, PLLC
SMSA BALLINGER ACQUISITION CORP 10-12G Gardere Wynne Sewell LLP
UNITED DEVELOPMENT FUNDING IV S-3 Nasdaq Gibson, Dunn & Crutcher LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
AMARIN CORP PLC\UK AMRN S-3 Nasdaq Goodwin Procter LLP
AXA EQUITABLE LIFE INSURANCE CO S-3 Goodwin Procter LLP
BROOKLINE BANCORP INC BRKL S-3 Nasdaq Goodwin Procter LLP
ALLIQUA BIOMEDICAL, INC. ALQAD S-3 Nasdaq Haynes and Boone, LLP
WESTMORELAND COAL CO WLB S-4 Nasdaq Holland & Hart LLP
PYRAMID OIL CO PDO S-4 NYSE Jones & Keller, P.C.
ARKWIN INDUSTRIES INC S-4 Jones Day
SMSA BALLINGER ACQUISITION CORP 10-12G Kane Russell Coleman & Logan PC
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Latham & Watkins LLP
REXFORD INDUSTRIAL REALTY, INC. REXR S-3 NYSE Latham & Watkins LLP
TERRA TECH CORP. TRTCE S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Lowenstein Sandler LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Mayer Brown LLP
QLT INC/BC QLTI S-4 Nasdaq McCullough O’Connor Irwin LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Morgan, Lewis & Bockius LLP
QLT INC/BC QLTI S-4 Nasdaq Nutter McClennen & Fish, LLP
BARCLAYS BANK DELAWARE S-3 Orrick, Herrington & Sutcliffe LLP
MOSYS, INC. MOSY S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
CHINA JO-JO DRUGSTORES, INC. CJJD S-3 Nasdaq Pryor Cashman LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq Pryor Cashman LLP
NXT-ID, INC. NXTD S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Schiff Hardin LLP
BETAFOX CORP. S-1 Scott D. Olson Esq.
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Seward & Kissel LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Seward & Kissel LLP
CELL SOURCE, INC. TTSE S-1 OTC Sichenzia Ross Friedman Ference LLP
OMAGINE, INC. OMAG S-1 OTC Sichenzia Ross Friedman Ference LLP
UCP, INC. UCP S-3 NYSE Sidley Austin LLP
QLT INC/BC QLTI S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Stinson Leonard Street LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Stoll Keenon Ogden PLLC
ARROW FINANCIAL CORP AROW S-3 Nasdaq Thompson Coburn LLP
PYRAMID OIL CO PDO S-4 NYSE TroyGould PC
ACADIA HEALTHCARE COMPANY, INC. ACHC S-4 Nasdaq Waller Lansden Dortch & Davis, LLP
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Windels Marx Lane & Mittendorf, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: July 28 – August 1

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Inergetics w/ Silverman Shin Byrne & Gilchrest PLLC, GlassesOff Inc. w/ Greenberg Traurig PA and Baxano Surgical Inc. w/ Goodwin Procter LLP.

Also, wondering who are the top law firms are for 2014 transactions? Read here.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
BLUEKNIGHT ENERGY PARTNERS, L.P. BKEP S-3 Nasdaq Baker Botts L.L.P.
FORUM ENERGY TECHNOLOGIES, INC. FET S-4 NYSE Baker Botts L.L.P.
JONES ENERGY, INC. JONE S-3 NYSE Baker Botts L.L.P.
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
PEOPLES BANCORP INC PEBO S-4 Nasdaq Brouse McDowell, LPA
REAL GOODS SOLAR, INC. RGSE S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
ENTERPRISE FINANCIAL SERVICES CORP EFSC S-3 Nasdaq Bryan Cave LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq BuckleySandler LLP
EYEGATE PHARMACEUTICALS INC S-1 Burns & Levinson LLP
CELLADON CORP CLDN S-1 Nasdaq Cooley LLP
SENOMYX INC SNMX S-3 Nasdaq Cooley LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Covington & Burling LLP
KIBUSH CAPITAL CORP 10-12G David Lubin & Associates, PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Davis Polk & Wardwell LLP
VIRGIN AMERICA INC. S-1 Davis Polk & Wardwell LLP
QUICKSILVER RESOURCES INC KWK S-3 NYSE Davis Polk & Wardwell LLP
HIGHLAND HEALTHCARE EQUITY INCOME & GROWTH FUND N-2 Dechert LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Dechert LLP
AVENUE INCOME CREDIT STRATEGIES FUND ACP N-2 NYSE Dechert LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. S-11 DLA Piper LLP
ENOVA INTERNATIONAL, INC. 10-12B Enova International, Inc.
SURMODICS INC SRDX S-3 Nasdaq Faegre Baker Daniels LLP
DOMINOVAS ENERGY CORP WSEG S-1 OTC Frederick C. Bauman, Atty.
TRANSFIRST INC. S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC 10-12G Gibson, Dunn & Crutcher LLP
AECOM TECHNOLOGY CORP ACM S-4 NYSE Gibson, Dunn & Crutcher LLP
BAXANO SURGICAL, INC. BAXS S-3 Nasdaq Goodwin Procter LLP
GLASSESOFF INC. GLSO S-1 OTC Greenberg Traurig, P.A.
GRANITO ACQUISITION I, INC. S-1 Harold Gewerter, Esq.
STEM SALES, INC. S-1 Harrison Law, P.A.
ALION SCIENCE & TECHNOLOGY CORP S-1 Holland & Knight LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq Holland & Knight LLP
PACIFIC PREMIER BANCORP INC PPBI S-3 Nasdaq Holland & Knight LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Kirkland & Ellis LLP
ALION SCIENCE & TECHNOLOGY CORP S-1 Latham & Watkins LLP
VIRGIN AMERICA INC. S-1 Latham & Watkins LLP
CELLADON CORP CLDN S-1 Nasdaq Latham & Watkins LLP
ACTAVIS PLC ACT S-3 NYSE Latham & Watkins LLP
ADVANCED MICRO DEVICES INC AMD S-4 NYSE Latham & Watkins LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Latham & Watkins LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Latham & Watkins LLP
BEMAX, INC. S-1 Law Offices of Carl A. Generes
CABINET GROW, INC. S-1 Legal & Compliance, LLC
ASTERIKO CORP. S-1 Matheau J. W. Stout, Esq.
IHOOKUP SOCIAL, INC. HKUP S-1 OTC Matthew C. McMurdo, Esq.
EYEGATE PHARMACEUTICALS INC S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CAPITAL RESOURCE ALLIANCE, INC. CRRA 10-12G OTC Nate’s Foods Co.
NEXT GRAPHITE, INC. GPNE 10-12G OTC Next Graphite, Inc.
JAGUAR MINING INC F-1 OTC Norton Rose Fulbright Canada LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Pepper Hamilton LLP
AMERICAN REALTY CAPITAL PROPERTIES, INC. ARCP S-4 Nasdaq Proskauer Rose LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Quattlebaum, Grooms, Tull & Burrow, PLLC
XG TECHNOLOGY, INC. XGTI S-3 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
TRANSFIRST INC. S-1 Ropes & Gray LLP
KARNET CAPITAL CORP. S-1 Scott D. Olson Esq.
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Sidley Austin LLP
INERGETICS INC NRTI S-1 OTC Silverman Shin Byrne & Gilchrest PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Simpson Thacher & Bartlett LLP
SUNGARD VPM INC. S-1 Simpson Thacher & Bartlett LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Stinson Leonard Street LLP
IRON MOUNTAIN REIT, INC. S-4 Sullivan & Worcester LLP
SAFETY QUICK LIGHTING & FANS CORP. S-1 Thompson Hine LLP
AUDIOEYE INC AEYE S-1 OTC TroyGould PC
AECOM TECHNOLOGY CORP ACM S-4 NYSE Wachtell, Lipton, Rosen & Katz
INVENTIV HEALTH INC VTIV S-4 Weil, Gotshal & Manges LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: July 21 – 25

There were 23 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axxess Pharma Inc. w/ Szaferman, Lakind, Blumstein & Blader PC and Response Genetics Inc. w/ Willkie Farr & Gallagher LLP.

Also, wondering who are the top law firms are for 2014 transactions? Read here.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
KILROY REALTY CORP KRCPRG S-4 NYSE Allen Matkins Leck Gamble Mallory & Natsis LLP
PALAYAN RESOURCES, INC. S-1 American Corporate Enterprises, Inc.
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Andrews Kurth LLP
LIBERTY BROADBAND CORP S-1 Baker Botts L.L.P.
BARISTAS COFFEE COMPANY, INC. 10-12G Baristas Coffee Company, Inc.
WESTCOTT PRODUCTS CORP WSPD S-1 OTC Brunson Chandler & Jones PLLC
RBS COMMERCIAL FUNDING INC. S-3 Cadwalader, Wickersham & Taft LLP
DISTANT VALLEY ACQUISITION CORP 10-12G Cassidy & Associates
INOVIO PHARMACEUTICALS, INC. INO S-3 NYSE Duane Morris LLP
GROWBLOX SCIENCES, INC. GBLX S-1 OTC Gary R. Henrie, Esq.
PALAYAN RESOURCES, INC. S-1 Glenn & Glenn Law, LLP
ALPHA ENERGY INC S-1 Harold P. Gewerter, Esq. Ltd.
CALEMINDER INC S-1 Harold P. Gewerter, Esq. Ltd.
INFEED MEDICA CORP S-1 Harold P. Gewerter, Esq. Ltd.
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Harris Law Firm PC
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
SPIRIT AEROSYSTEMS HOLDINGS, INC. SPR S-4 NYSE Kaye Scholer LLP
KILROY REALTY CORP KRCPRG S-4 NYSE Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
JMP GROUP INC. JMP S-3 NYSE Orrick, Herrington & Sutcliffe LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Quattlebaum, Grooms, Tull & Burrow PLLC
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND, INC 10-12G Siguler Guff Small Business Credit Opportunities Fund, Inc.
AXXESS PHARMA INC. AXXE S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
SOLAR WIND ENERGY TOWER, INC. SWET S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
ECO-STIM ENERGY SOLUTIONS, INC. ESESD S-1 OTC Vinson & Elkins L.L.P.
RESPONSE GENETICS INC RGDX S-3 Nasdaq Willkie Farr & Gallagher LLP
TRANSUNION HOLDING COMPANY, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

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IPOs and Transactions: July 14 – 18

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Biofuel Energy Corp w/ Cravath, Swaine & Moore LLP, Xcel Mobility Inc w/ Greenberg Traurig LLP and 3D Total Solutions w/ JMS Law Group PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
BDCA SENIOR CAPITAL, INC. N-2 Alston & Bird LLP
MAVENIR SYSTEMS INC MVNR S-1 NYSE Andrews Kurth LLP
FIRST CITIZENS BANCSHARES INC /TN/ FIZN S-4 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
FIRST FIXTURES, INC. S-1 Befumo & Schaeffer, PLLC
TOP SHIPS INC. TOPS F-1 Nasdaq Blank Rome LLP
PHARMAMED, INC. S-1 Business Filings Inc.
MEDTRONIC HOLDINGS LTD S-4 Cleary Gottlieb Steen & Hamilton LLP
BIOFUEL ENERGY CORP. BIOF S-1 Nasdaq Cravath, Swaine & Moore LLP
MOL GLOBAL, INC. z F-1 z Davis Polk & Wardwell LLP
MAVENIR SYSTEMS INC MVNR S-1 NYSE Davis Polk & Wardwell LLP
LAMAR MEDIA CORP/DE S-4 Edwards Wildman Palmer LLP
SINO MERCURY ACQUISITION CORP. S-1 Graubard Miller
GLASSESOFF INC. S-1 OTC Greenberg Traurig, LLP
XCELMOBILITY INC. XCLL S-1 OTC Greenberg Traurig, LLP
ENERGY 11, L.P. S-1 Haynes and Boone, LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Haynsworth Sinkler Boyd, P.A.
JOYMAIN INTERNATIONAL DEVELOPMENT GROUP INC. JIDG S-1 OTC Hunter Taubman Weiss LLP
ENTERPRISE BANCORP INC /MA/ EBTC S-3 Nasdaq Hunton & Williams LLP
3D TOTAL SOLUTIONS INC. S-1 JMS Law Group, PLLC
ESCALERA RESOURCES CO. ESCR S-3 Nasdaq Jones & Keller, P.C.
NANOVIRICIDES, INC. NNVC S-3 NYSE Kane Kessler, P.C.
JASON INDUSTRIES, INC. QPAC S-1 Nasdaq Kirkland & Ellis LLP
LEE ENTERPRISES, INC LEE S-3 NYSE Lane & Waterman LLP
ARATANA THERAPEUTICS, INC. PETX S-3 Nasdaq Latham & Watkins LLP
AMERICAN RENAISSANCE CAPITAL, INC. S-1 Law Office of Azuka L. Uzoh
AMERICAN DOCTORS ONLINE INC 10-12G Legal and Compliance, LLC
STATE NATIONAL COMPANIES, INC. S-1 Locke Lord LLP
SINO MERCURY ACQUISITION CORP. S-1 Loeb & Loeb LLP
INTERCLOUD SYSTEMS, INC. ICLD S-1 Nasdaq Loeb & Loeb LLP
VERTEX ENERGY INC. VTNR S-3 Nasdaq Loev Law Firm, PC
GERMAN AMERICAN BANCORP, INC. GABC S-3 Nasdaq Mark Barnes Law PC
FIFTH THIRD HOLDINGS FUNDING, LLC S-3 Mayer Brown LLP
PIZZA INN HOLDINGS, INC /MO/ PZZI S-3 Nasdaq McGuire, Craddock & Strother, P.C.
HELIUS MEDICAL TECHNOLOGIES, INC. S-1 McMillan LLP
AMEDICA CORP AMDA S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEUROMETRIX, INC. NURO S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
JASON INDUSTRIES, INC. QPAC S-1 Nasdaq Olshan Frome Wolosky LLP
BIGLARI HOLDINGS INC. BH S-3 NYSE Olshan Frome Wolosky LLP
IZEA, INC. IZEA S-1 OTC Olshan Frome Wolosky LLP
INTERCLOUD SYSTEMS, INC. ICLD S-1 Nasdaq Pryor Cashman LLP
BDCA SENIOR CAPITAL, INC. N-2 RCS Capital Corporation
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Robinson, Bradshaw & Hinson, P.A.
TOP SHIPS INC. TOPS F-1 Nasdaq Seward & Kissel LLP
IRONWOOD INSTITUTIONAL MULTI-STRATEGY FUND LLC N-2 Shearman & Sterling LLP
IRONWOOD MULTI-STRATEGY FUND LLC N-2 Shearman & Sterling LLP
AV THERAPEUTICS, INC. AVTH S-1 OTC Sichenzia Ross Friedman Ference LLP
DARLING INGREDIENTS INC. DAR S-4 NYSE Sidley Austin LLP
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-4 NYSE Simpson Thacher & Bartlett LLP
MOL GLOBAL, INC. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
AMERICAN RENAISSANCE CAPITAL, INC. S-1 The Tracy Firm, Ltd.
RESTORGENEX CORP RESX S-1 OTC TroyGould PC
MEDTRONIC HOLDINGS LTD S-4 Wachtell, Lipton, Rosen & Katz
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Wachtell, Lipton, Rosen & Katz
FIRST CITIZENS BANCSHARES INC /TN/ FIZN S-4 OTC Waller Lansden Dortch & Davis, LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Ward and Smith, P.A.
COWEN GROUP, INC. COWN S-3 Nasdaq Willkie Farr & Gallagher LLP
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: July 7 – 11

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Brainstorm Cell Therapeutics Inc. w/ BRL Law Group LLC, CytoMedix Inc. w/ Schiff Hardin LLP and Gramercy Property Trust Inc. w/ Morgan, Lewis & Bockius LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
INTERFACE SECURITY SYSTEMS HOLDINGS INC S-4 Akin Gump Strauss Hauer & Feld LLP
C1 FINANCIAL, INC. S-1 Alston & Bird LLP
HIGH SIERRA ENERGY L P S-4 Andrews Kurth LLP
LEGACY RESERVES LP LGCY S-3 Nasdaq Andrews Kurth LLP
VANTAGE ENERGY INC. S-1 Baker Botts L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Baker Botts L.L.P.
AAC HOLDINGS, INC. S-1 Bass, Berry & Sims PLC
ELITE BOOKS INC S-1 Bauman & Associates Law Firm
MODUSLINK GLOBAL SOLUTIONS INC MLNK S-3 Nasdaq Bingham McCutchen LLP
BRAINSTORM CELL THERAPEUTICS INC. BCLI S-1 OTC BRL Law Group LLC
LIVE FIT CORP. S-1 Brunson Chandler & Jones, PLLC
RING ENERGY, INC. REI S-1 NYSE Burleson LLP
YODLE INC S-1 Cooley LLP
OTONOMY, INC. S-1 Cooley LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Cooley LLP
ALCOA INC AA S-3 NYSE Cravath, Swaine & Moore LLP
C1 FINANCIAL, INC. S-1 Davis Polk & Wardwell LLP
GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND N-2 Dechert LLP
CHS INC CHSCO S-1 Nasdaq Dorsey & Whitney LLP
HARMONY MERGER CORP. S-1 Ellenoff Grossman & Schole LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Foley Hoag LLP
HARVEST NATURAL RESOURCES, INC. HNR S-3 NYSE Fulbright & Jaworski LLP
GLOBAL CLEAN ENERGY, INC. GCEI 10-12G OTC Global Clean Energy, Inc.
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Godfrey & Kahn, S.C.
REWALK ROBOTICS LTD. F-1 Goldfarb Seligman & Co.
HARMONY MERGER CORP. S-1 Graubard Miller
WESTMORELAND COAL CO WLB S-3 Nasdaq Holland & Hart LLP
GALENFEHA, INC. S-3 Karlen & Stolzar, LLP
FINJAN HOLDINGS, INC. FNJN S-3 Nasdaq Katten Muchin Rosenman LLP
GALENFEHA, INC. S-3 Kyle L. Tingle, CPA, LLC
YODLE INC S-1 Latham & Watkins LLP
RENTECH, INC. RTK S-3 Nasdaq Latham & Watkins LLP
ENERGY TRANSFER EQUITY, L.P. ETE S-4 NYSE Latham & Watkins LLP
FERRELLGAS L P S-4 McGuireWoods LLP
FERRELLGAS PARTNERS L P FGP S-4 NYSE McGuireWoods LLP
REWALK ROBOTICS LTD. F-1 Meitar Liquornik Geva Leshem Tal
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC North Bay Resources Inc.
REMARK MEDIA, INC. MARK S-1 Nasdaq Olshan Frome Wolosky LLP
OTONOMY, INC. S-1 Otonomy, Inc.
INCONTACT, INC. SAAS S-3 Nasdaq Parsons Behle & Latimer
GEVO, INC. GEVO S-3 Nasdaq Paul Hastings LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Reed Smith LLP
RENTECH, INC. RTK S-3 Nasdaq Rentech, Inc.
ANDES 1 INC. 10-12G Richard Chiang
ANDES 2 INC. 10-12G Richard Chiang
ANDES 3 INC. 10-12G Richard Chiang
TELETRONICS INTERNATIONAL, INC. 10-12G Saul Holdings Limited Partnership
CYTOMEDIX INC CMXI S-1 OTC Schiff Hardin LLP
AAC HOLDINGS, INC. S-1 Sidley Austin LLP
REWALK ROBOTICS LTD. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Spidi & Fisch, PC
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Stinson Leonard Street LLP
VANTAGE ENERGY INC. S-1 Vinson & Elkins L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Vinson & Elkins L.L.P.
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
PROVINCE HEALTHCARE CO S-4 White & Case LLP
REWALK ROBOTICS LTD. F-1 White & Case LLP
OTONOMY, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
AMERICAN CHURCH MORTGAGE CO ACMC S-11 OTC Winthrop & Weinstine, P.A.
YODLE INC S-1 Yodle, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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