Category Archives: IPO week in review

IPOs and Transactions: June 29 – July 3 (SEC holiday week)

There were 64 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including RMR Industrials Inc. and World Moto Inc. w/ Greenberg Traurig, LLP and Howard Bancorp Inc. w/ Ober, Kaler, Grimes & Shriver PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Law firm / advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP VIPER ENERGY PARTNERS LP VNOM S-3 NASDAQ
Akin Gump Strauss Hauer & Feld LLP WMIH CORP. WMIH S-3 OTC Markets
Andrews Kurth LLP ENTERPRISE PRODUCTS PARTNERS L P EPD S-3 NYSE
Arnold & Porter LLP AMERICAN CAPITAL SENIOR FLOATING, LTD. ACSF N-2 NASDAQ
Baker Botts L.L.P. CENTERPOINT ENERGY RESOURCES CORP ~ S-4 ~
Baker Botts L.L.P. LGI HOMES, INC. LGIH S-3 NASDAQ
Barnes & Thornburg LLP HORIZON BANCORP /IN/ HBNC S-3 NASDAQ
Befumo & Schaeffer, PLLC SHARING SERVICES, INC. ~ S-1 ~
Bryan Cave LLP HOME BANCSHARES INC HOMB S-4 NASDAQ
Cahill Gordon & Reindel LLP FORESIGHT ENERGY LP FELP S-3 NYSE
Cahill Gordon & Reindel LLP UNIVISION HOLDINGS, INC. ~ S-1 ~
Clark Wilson LLP LIBERTY STAR URANIUM & METALS CORP. LBSR S-1 OTC Markets
Cooley LLP ATARA BIOTHERAPEUTICS, INC. ATRA S-1 NASDAQ
Cooley LLP DBV TECHNOLOGIES S.A. DBVT F-1 NASDAQ
Covington & Burling LLP NEURODERM LTD. NDRM F-1 NASDAQ
Davis Polk & Wardwell LLP ATARA BIOTHERAPEUTICS, INC. ATRA S-1 NASDAQ
Davis Polk & Wardwell LLP IHS INC. IHS S-4 NYSE
Davis Polk & Wardwell LLP NEP GROUP, INC. ~ S-1 ~
Davis Polk & Wardwell LLP OPKO HEALTH, INC. OPK S-4 NYSE
Ellenoff Grossman & Schole LLP BIODELIVERY SCIENCES INTERNATIONAL INC BDSI S-3 NASDAQ
Gibson, Dunn & Crutcher LLP STANDARD PACIFIC CORP /DE/ SPF S-4 NYSE
Gide Loyrette Nouel A.A.R.P.I. DBV TECHNOLOGIES S.A. DBVT F-1 NASDAQ
Goodwin Procter LLP DBV TECHNOLOGIES S.A. DBVT F-1 NASDAQ
Goodwin Procter LLP IMPRIVATA INC IMPR S-3 NYSE
Goodwin Procter LLP VERICEL CORP VCEL S-3 NASDAQ
Goodwin Procter LLP VERICEL CORP VCEL S-3 NASDAQ
Gornitzky & Co. NEURODERM LTD. NDRM F-1 NASDAQ
Gracin & Marlow, LLP ANDALAY SOLAR, INC. WEST S-1 OTC Markets
Greenberg Traurig, LLP CENTURY COMMUNITIES, INC. CCS S-3 NYSE
Greenberg Traurig, LLP RMR INDUSTRIALS, INC. RMRI S-1 OTC Markets
Greenberg Traurig, LLP WORLD MOTO, INC. FARE S-1 OTC Markets
Greenberg Traurig, P.A. OPKO HEALTH, INC. OPK S-4 NYSE
Hamilton & Associates Law Group, P.A. VODKA BRANDS CORP ~ S-1 ~
Hogan Lovells US LLP NEXTERA ENERGY PARTNERS, LP NEP S-3 NYSE
Honigman Miller Schwartz and Cohn LLP CONIFER HOLDINGS, INC. ~ S-1 ~
Jones & Keller, P.C. EARTHSTONE ENERGY INC ESTE S-3 NYSE
Kutak Rock LLP COMMUNICATIONS SALES & LEASING, INC. CSAL S-4 NASDAQ
Latham & Watkins LLP SAN DIEGO GAS & ELECTRIC CO ~ S-3 ~
Leonard E. Neilson, Attorney at Law P.C. WESTGATE ACQUISITIONS CORP ~ S-1 ~
Loeb & Loeb LLP CHINA GREENSTAR CORPORATION. FAFA S-1 OTC Markets
McDermott Will & Emery AARPI DBV TECHNOLOGIES S.A. DBVT F-1 NASDAQ
McDermott Will & Emery LLP DEL TACO RESTAURANTS, INC. TACOU S-3 NASDAQ
Meitar Liquornik Geva Leshem Tal NEURODERM LTD. NDRM F-1 NASDAQ
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. EPIRUS BIO-
PHARMACEUTICALS, INC.
EPRS S-3 NASDAQ
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C. HOME BANCSHARES INC HOMB S-4 NASDAQ
Morse, Zelnick, Rose & Lander, LLP METHES ENERGIES INTERNATIONAL LTD MEIL S-3 NASDAQ
Ober, Kaler, Grimes & Shriver, PC HOWARD BANCORP INC HBMD S-3 NASDAQ
Orrick, Herrington & Sutcliffe LLP SILVER BAY REALTY TRUST CORP. SBY S-3 NYSE
Paul, Weiss, Rifkind, Wharton & Garrison LLP NEXTIER SOLUTIONS CORP ~ S-4 ~
Pepper Hamilton LLP ZYNERBA PHARMECEUTICALS, INC. ~ S-1 ~
Polsinelli PC FELCOR LODGING TRUST INC FCH S-4 NYSE
Rogers & Hardin LLP ADCARE HEALTH SYSTEMS, INC ADK S-3 NYSE
Ropes & Gray LLP STANDARD PACIFIC CORP /DE/ SPF S-4 NYSE
Securities Compliance Group, Ltd. CAPITAL HOLDINGS CORP. ~ S-1 ~
Self Storage Group, Inc. SELF STORAGE GROUP, INC. SELF 10-12B OTC Markets
Seward & Kissel LLP EUROSEAS LTD. ESEA F-1 NASDAQ
Sichenzia Ross Friedman Ference LLP SYNERGY PHARMACEUTICALS, INC. SGYP S-3 NASDAQ
Sichenzia Ross Friedman Ference, LLP HELPFUL ALLIANCE CO ~ S-1 ~
Sidley Austin LLP NOBLE ENERGY INC NBL S-4 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP CUSHING MLP INFRASTRUCTURE MASTER FUND ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP GLOBAL INDEMNITY PLC GBLI S-3 NASDAQ
Skadden, Arps, Slate, Meagher & Flom LLP GUGGENHEIM GLOBAL EQUITY INCOME FUND ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP NOBLE ENERGY INC NBL S-4 NYSE
Stradling Yocca Carlson & Rauth, P.C. FIRST FOUNDATION INC. FFWM S-3 NASDAQ
Sullivan & Cromwell LLP NORTHSTAR REALTY EUROPE CORP. ~ S-11 ~
Sutherland Asbill & Brennan LLP OXFORD LANE CAPITAL CORP. OXLCN N-2 NASDAQ
Troutman Sanders, LLP ARRIS INTERNATIONAL LTD ~ S-4 ~
Vinson & Elkins L.L.P. FORESIGHT ENERGY LP FELP S-3 NYSE
Vinson & Elkins L.L.P. NEP GROUP, INC. ~ S-1 ~
Wachtell, Lipton, Rosen & Katz J M SMUCKER CO SJM S-4 NYSE
Waller Lansden Dortch & Davis, LLP CAMP RECOVERY CENTERS, L.P. ~ S-4 ~
Weil, Gotshal & Manges LLP UNIVISION HOLDINGS, INC. ~ S-1 ~
Wells Fargo Bank, N.A. HEWLETT PACKARD ENTERPRISE CO ~ 10-12B ~
White & Case LLP NEURODERM LTD. NDRM F-1 NASDAQ
Willkie Farr & Gallagher LLP CONIFER HOLDINGS, INC. ~ S-1 ~
Willkie Farr & Gallagher LLP LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE
Wilmer Cutler Pickering Hale and Dorr LLP CURIS INC CRIS S-3 NASDAQ
Wilmer Cutler Pickering Hale and Dorr LLP ZYNERBA PHARMECEUTICALS, INC. ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. AMPHASTAR PHARMACEUTICALS, INC. AMPH S-3 NASDAQ
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE, INC RSWND S-1 OTC Markets
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP EZTD INC EZTD 10-12G OTC Markets

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 22 – 26

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ambicom Holdings Inc. w/ Kane Kessler PC, Atossa Genetics Inc. w/ Gibson, Dunn & Crutcher, LLP and Community Shores Bank Corp. w/ Dickinson Wright PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Law firm / advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld, LLP BILL BARRETT CORP BBG S-3 NYSE
Andrews Kurth LLP FREEPORT-MCMORAN OIL & GAS INC. ~ S-1 ~
Appalachian Mountain Brewery, Inc. APPALACHIAN MOUNTAIN BREWERY, INC. ~ 10-12G ~
Applied Minerals, Inc. APPLIED MINERALS, INC. AMNL S-1 OTC Markets
Baker & McKenzie LLP BENITEC BIOPHARMA LTD/ADR BNIKF F-1 OTC Markets
Bass, Berry & Sims PLC J. ALEXANDER’S HOLDINGS, INC. ~ 10-12B ~
Baxalta Incorporated BAXALTA INC BXLTW S-1 NYSE
BIM Homes, Inc. BIM HOMES, INC. ~ 10-12B ~
Boardman & Clark, LLP BAYLAKE CORP BYLK S-4 NASDAQ
Brewer & Pritchard, P.C. VIRTUS OIL & GAS CORP. VOIL S-1 OTC Markets
Cahill Gordon & Reindel LLP ORESSA LTD ~ F-1 ~
Chachas Law Group P.C. SANGUI BIOTECH INTERNATIONAL INC SGBI S-1 OTC Markets
Cooley LLP BENITEC BIOPHARMA LTD/ADR BNIKF F-1 OTC Markets
Cooley LLP NEWLINK GENETICS CORP NLNK S-3 NASDAQ
Cravath, Swaine & Moore LLP AMPLIFY SNACK BRANDS, INC ~ S-1 ~
Cravath, Swaine & Moore LLP COMMUNICATIONS SALES & LEASING, INC. CSAL S-11 NASDAQ
Davis Polk & Wardwell LLP COMMUNICATIONS SALES & LEASING, INC. CSAL S-11 NASDAQ
Davis Polk & Wardwell LLP DIGICEL GROUP LTD ~ F-1 ~
Davis Polk & Wardwell LLP SUNRUN INC. ~ S-1 ~
Davis Wright Tremaine LLP WILLAMETTE VALLEY VINEYARDS INC WVVI S-3 NASDAQ
Dechert LLP BIOTA PHARMACEUTICALS, INC. BOTA S-3 NASDAQ
Dechert LLP FS INVESTMENT CORP FSIC N-2 NYSE
Dickinson Wright PLLC COMMUNITY SHORES BANK CORP CSHB S-1 OTC Markets
DLA Piper LLP GLOBANT S.A. GLOB F-1 NYSE
DLA Piper LLP INTERNATIONAL STEM CELL CORP ISCO S-1 OTC Markets
Eilers Law Group, P.A. ZEV VENTURES INC. ~ S-1 ~
Ellenoff Grossman & Schole LLP HENNESSY CAPITAL ACQUISITION CORP II ~ S-1 ~
Foley & Lardner LLP LM FUNDING AMERICA, INC. ~ S-1 ~
Fredrikson & Byron P.A. NEPHROS INC NEPH S-1 OTC Markets
Freshfields Bruckhaus Deringer US LLP AMERICAN FARMLAND CO ~ S-11 ~
Gibson, Dunn & Crutcher, LLP ATOSSA GENETICS INC ATOS S-1 NASDAQ
Godfrey & Kahn, S.C. BAYLAKE CORP BYLK S-4 NASDAQ
Goodwin Procter LLP AMERICAN FARMLAND CO ~ S-11 ~
Goodwin Procter LLP AMPLIFY SNACK BRANDS, INC ~ S-1 ~
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP THERAVANCE BIOPHARMA, INC. TBPH S-3 NASDAQ
Johnson Pope Bokor Ruppel & Burns, LLP LM FUNDING AMERICA, INC. ~ S-1 ~
Kane Kessler, P.C. AMBICOM HOLDINGS, INC ABHI S-1 OTC Markets
Latham & Watkins LLP DIGICEL GROUP LTD ~ F-1 ~
Latham & Watkins LLP FREEPORT-MCMORAN OIL & GAS INC. ~ S-1 ~
Latham & Watkins LLP MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD ~ S-1 ~
Locke Lord LLP NEWSTAR FINANCIAL, INC. NEWS S-3 NASDAQ
Matheau J. W. Stout, Esq. L&S LIGHT & STRONG LTD. ~ F-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. VRINGO INC VRNG S-3 NASDAQ
Morgan, Lewis & Bockius LLP ABEONA THERAPEUTICS INC. ABEO S-3 NASDAQ
Morris, Manning & Martin, LLP PARKVIEW CAPITAL CREDIT, INC. ~ 10-12G ~
Morrison & Foerster LLP CHEROKEE INC CHKE S-3 NASDAQ
Morrison & Foerster LLP INCAPITAL TRUST PRODUCTS II LLC ~ S-3 ~
Morrison & Foerster LLP STEVIA FIRST CORP. STVF S-1 OTC Markets
Nutter, McClennen & Fish, LLP EKSO BIONICS HOLDINGS, INC. EKSO S-3 OTC Markets
Olshan Frome Wolosky LLP ATRM HOLDINGS, INC. ATRM S-1 NASDAQ
Paul, Weiss, Rifkind, Wharton & Garrison LLP CCH I, LLC ~ S-4 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP EP ENERGY LLC ~ S-4 ~
Petroleum Analytics International, Inc. PETROLEUM ANALYTICS INTERNATIONAL, INC. ~ 10-12G ~
Pillsbury Winthrop Shaw Pittman LLP VERACYTE, INC. VCYT S-3 NASDAQ
Pzena Investment Management, Inc. PZENA INVESTMENT MANAGEMENT, INC. PZN S-3 NYSE
Quarles & Brady LLP CAPSTONE THERAPEUTICS CORP. CAPS S-1 OTC Markets
Robert Brantl, Esq. AOXING PHARMACEUTICAL COMPANY, INC. AXN S-3 NYSE
Ropes & Gray LLP GC AESTHETICS PLC ~ F-1 ~
Ropes & Gray LLP MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD ~ S-1 ~
Ropes & Gray LLP PLANET FITNESS, INC. ~ S-1 ~
Shearman & Sterling LLP CVS HEALTH CORP CVS S-3 NYSE
Shearman & Sterling LLP GC AESTHETICS PLC ~ F-1 ~
Shearman & Sterling LLP ORESSA LTD ~ F-1 ~
Shearman & Sterling LLP THERAVANCE BIOPHARMA, INC. TBPH S-3 NASDAQ
Sichenzia Ross Friedman Ference LLP BITCOIN SHOP, INC. BTCS S-1 OTC Markets
Silverman Shin Byrne & Gilchrest PLLC HEMISPHERX BIOPHARMA INC HEB S-3 NYSE
Simpson Thacher & Bartlett LLP GLOBANT S.A. GLOB F-1 NYSE
Simpson Thacher & Bartlett LLP PLANET FITNESS, INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP HELMERICH & PAYNE INC HP S-4 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP HENNESSY CAPITAL ACQUISITION CORP II ~ S-1 ~
Snell & Wilmer L.L.P. MERITAGE HOMES CORP MTH S-4 NYSE
Sullivan & Worcester LLP TECOGEN INC. TGEN S-3 NASDAQ
Sutherland Asbill & Brennan LLP ALCENTRA CAPITAL CORP ABDC N-2 NASDAQ
Szaferman, Lakind, Blumstein & Blader, PC COATES INTERNATIONAL LTD \DE\ COTE S-1 OTC Markets
Victor Tshuva & Co. – Law Offices L&S LIGHT & STRONG LTD. ~ F-1 ~
Wachtell, Lipton, Rosen & Katz CCH I, LLC ~ S-4 ~
Wilson Sonsini Goodrich & Rosati, P.C. SUNRUN INC. ~ S-1 ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 15 – 19

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Enerjex Resources Inc. w/ Reicker, Pfau, Pyle & McRoy LLP and Vanguard Natural Resources Inc. w/ Eagle Rock Energy Partners LP, Paul Hastings LLP and Vinson & Elkins LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Law firm / Advisor Registrant Symbol Form Exchange
Andrews Kurth LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Baker Botts L.L.P. BOWIE RESOURCE PARTNERS LP ~ S-1 ~
Bass, Berry & Sims PLC GLADSTONE INVESTMENT CORPORATION\DE GAIN N-2 Nasdaq
Clifford Chance US LLP RIVERBANC MULTIFAMILY INVESTORS, INC. ~ S-11 Nasdaq
Cooley LLP OOMA INC ~ S-1 ~
Cooley LLP CHIASMA, INC ~ S-1 Nasdaq
Cooley LLP CONKWEST, INC. ~ S-1 Nasdaq
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Covington & Burling LLP NABRIVA THERAPEUTICS AG ~ F-1 ~
Covington & Burling LLP LIVE OAK BANCSHARES, INC. ~ S-1 Nasdaq
Davis Polk & Wardwell LLP AEGLEA BIOTHERAPEUTICS, INC. ~ S-1 Nasdaq
Dorsey & Whitney LLP ENERGIZER RESOURCES, INC. ENZR S-1 ~
Dorsey & Whitney LLP TIMBERLINE RESOURCES CORP TLR S-3 NYSE
Eagle Rock Energy Partners, L.P. VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Ellenoff Grossman & Schole LLP JM GLOBAL HOLDING CO ~ S-1 ~
Ellenoff Grossman & Schole, LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 ~
Fellheimer & Eichen LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 ~
Fenwick & West LLP AEGLEA BIOTHERAPEUTICS, INC. ~ S-1 Nasdaq
Gewerter & Dowling,  Attys. at Law ARRINGTON JONES, INC. ~ S-1 ~
Goodwin Procter LLP NEOS THERAPEUTICS, INC. ~ S-1 ~
Goodwin Procter LLP CHIASMA, INC ~ S-1 Nasdaq
Graubard Miller JM GLOBAL HOLDING CO ~ S-1 ~
Greenberg Traurig, P.A. PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE
Haneberg, PLC WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-4 Nasdaq
Hunter Taubman Fischer LLC ONE HORIZON GROUP, INC. OHGI S-3 Nasdaq
Hunton & Williams LLP WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-4 Nasdaq
Hunton & Williams LLP RIVERBANC MULTIFAMILY INVESTORS, INC. ~ S-11 Nasdaq
Indeglia & Carney, LLP. HII TECHNOLOGIES, INC. HIIT S-1 Nasdaq
Infinity Energy Resources, Inc. INFINITY ENERGY RESOURCES, INC IFNY S-1 ~
Jones Day CSW INDUSTRIALS, INC. ~ 10-12B ~
Kirkland & Ellis International LLP INNOLIGHT TECHNOLOGY CORP ~ F-1 ~
Latham & Watkins LLP VTV THERAPEUTICS INC. ~ S-1 ~
Latham & Watkins LLP OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
Latham & Watkins LLP PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE
LeClairRyan, PC DELCATH SYSTEMS, INC. DCTH S-1 Nasdaq
Locke Lord LLP BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE
Locke Lord LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Luse Gorman, PC BERKSHIRE HILLS BANCORP INC BHLB S-4 NYSE
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEOS THERAPEUTICS, INC. ~ S-1 ~
Morgan, Lewis & Bockius LLP POSEIDON CONTAINERS HOLDINGS CORP. ~ F-1 ~
Morgan, Lewis & Bockius LLP DELCATH SYSTEMS, INC. DCTH S-1 Nasdaq
Morgan, Lewis & Bockius LLP AGILE THERAPEUTICS INC AGRX S-3 Nasdaq
Nelson Mullins Riley & Scarborough, LLP UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
New Colombia Resources, Inc. NEW COLOMBIA RESOURCES INC NEWC 10-12G ~
Northwest Registered Agent LLC SAVDEN GROUP CORP. ~ S-1 ~
Ollie’s Bargain Outlet Holdings, Inc. OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
O’Melveny & Myers LLP JUPAI HOLDINGS LTD ~ F-1 ~
Orrick, Herrington & Sutcliffe LLP OOMA INC ~ S-1 ~
Paul Hastings LLP VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Paul Hastings LLP CRESTWOOD EQUITY PARTNERS LP CEQP S-4 NYSE
Paul, Weiss, Rifkind, Wharton & Garrison LLP VTV THERAPEUTICS INC. ~ S-1 ~
Proskauer Rose LLP ASCENA RETAIL GROUP, INC. ASNA S-4 Nasdaq
Reed Smith LLP BIOCARDIA, INC. ~ S-1 ~
Reed Smith LLP YOU ON DEMAND HOLDINGS, INC. YOD S-3 Nasdaq
Reicker, Pfau, Pyle & McRoy LLP ENERJEX RESOURCES, INC. ENRJ S-1 NYSE
Richardson & Patel LLP VIVEVE MEDICAL, INC. VIVMF S-1 ~
Seward & Kissel LLP POSEIDON CONTAINERS HOLDINGS CORP. ~ F-1 ~
Sheppard Mullin Richter & Hampton LLP GIGA TRONICS INC GIGA S-3 Nasdaq
Sidley Austin LLP HANSEN MEDICAL INC HNSN S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP INNOLIGHT TECHNOLOGY CORP ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP JUPAI HOLDINGS LTD ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK HEALTH SCIENCES TRUST BME N-2 NYSE
The Doney Law Firm KIRIN CORP. ~ S-1 ~
Thompson Hine LLP MAJESCO ENTERTAINMENT CO COOL S-3 Nasdaq
Troutman Sanders LLP UNITED COMMUNITY BANKS INC UCBI S-4 Nasdaq
Vinson & Elkins L.L.P. BOWIE RESOURCE PARTNERS LP ~ S-1 ~
Vinson & Elkins L.L.P. VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Vinson & Elkins L.L.P. RSP PERMIAN, INC. RSPP S-4 NYSE
Wachtell, Lipton, Rosen & Katz ASCENA RETAIL GROUP, INC. ASNA S-4 Nasdaq
Weil, Gotshal & Manges LLP AMC ENTERTAINMENT INC ~ S-4 ~
Weil, Gotshal & Manges LLP OLLIE’S BARGAIN OUTLET HOLDINGS, INC. ~ S-1 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP NABRIVA THERAPEUTICS AG ~ F-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. BIOCARDIA, INC. ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. CONKWEST, INC. ~ S-1 Nasdaq
Wyrick Robbins Yates & Ponton LLP LIVE OAK BANCSHARES, INC. ~ S-1 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 8 – 12

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Matinas Biopharma Holdings Inc. / Lowenstein Sandler LLP, Net Element Inc. w/ Snell & Wilmer LLP and Newtek Business Services Corp. w/ Sutherland Asbill & Brennan LLP.

We appreciate that they selected to work with us and deem Vintage as the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Andrews Kurth LLP BASIC ENERGY SERVICES INC BAS S-3 NYSE
Baker Botts L.L.P. ROYAL RESOURCES PARTNERS LP ~ S-1 ~
Baker Botts L.L.P. SHELL MIDSTREAM PARTNERS, L.P. SHLX S-1 NYSE
Bass, Berry & Sims PLC PINNACLE FINANCIAL PARTNERS INC PNFP S-4 Nasdaq
Bernstein Shur CROSS SHORE DISCOVERY FUND ~ N-2 ~
Bryan Cave LLP ATLANTIC CAPITAL BANCSHARES, INC. ~ S-4 ~
Buchalter Nemer PC HERITAGE COMMERCE CORP HTBK S-4 Nasdaq
Chapman and Cutler LLP RIVERNORTH MARKETPLACE LENDING CORP ~ N-2 ~
Clifford Chance US LLP TRIPLEPOINT VENTURE GROWTH BDC CORP. TPVG N-2 NYSE
Cooley LLP PRONAI THERAPEUTICS INC ~ S-1 ~
Cooley LLP RAPID7 INC ~ S-1 ~
Cooley LLP GTX INC /DE/ GTXI S-3 Nasdaq
Covington & Burling LLP PROSPER MARKETPLACE, INC ~ S-1 ~
Davis, Polk & Wardwell LLP PATHEON HOLDINGS COOPERATIEF U.A. ~ S-1 ~
Ellenoff Grossman & Schole LLP EFACTOR GROUP CORP. EFCT S-1 ~
Ellenoff Grossman & Schole LLP GLOBAL PARTNER ACQUISITION CORP. ~ S-1 ~
Feder Kaszovitz LLP INNOVATIVE FOOD HOLDINGS INC IVFH S-1 ~
Fenwick & West LLP PRONAI THERAPEUTICS INC ~ S-1 ~
Foley & Lardner LLP CURRENCYSHARES EURO TRUST FXE S-3 NYSE
Foley & Lardner LLP CURRENCYSHARES SWEDISH KRONA TRUST FXS S-1 NYSE
Foley & Lardner LLP CURRENCYSHARES JAPANESE YEN TRUST FXY S-3 NYSE
Freshfields Bruckhaus Deringer US LLP OM ASSET MANAGEMENT PLC OMAM S-1 NYSE
Golenbock Eiseman Assor Bell & Peskoe LLP AQUA METALS, INC. ~ S-1 ~
Goodwin Procter LLP PIERIS PHARMACEUTICALS, INC. PIRS S-1 ~
Greenberg Traurig, LLP AQUA METALS, INC. ~ S-1 ~
Greenberg Traurig, P.A. INTEC PHARMA LTD. ~ F-1 ~
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co. INTEC PHARMA LTD. ~ F-1 ~
Hogan Lovells US LLP LIGHTBRIDGE CORP LTBR S-3 Nasdaq
InCorp Services, Inc. ATERRA ENERGY CORPORATION, INC. ~ S-1 ~
Jones Day BABCOCK & WILCOX ENTERPRISES, INC. ~ S-1 ~
Jones Day CECO ENVIRONMENTAL CORP CECE S-4 Nasdaq
Kirkland & Ellis LLP ROYAL RESOURCES PARTNERS LP ~ S-1 ~
Latham & Watkins LLP BLUE BUFFALO PET PRODUCTS, INC. ~ S-1 ~
Latham & Watkins LLP BEBE STORES, INC. BEBE S-3 Nasdaq
Latham & Watkins LLP ONCOMED PHARMACEUTICALS INC OMED S-3 Nasdaq
Latham & Watkins LLP CYPRESS ENERGY PARTNERS, L.P. CELP S-3 NYSE
LeClairRyan, PC SYNALLOY CORP SYNL S-3 Nasdaq
Loeb & Loeb LLP BOXLIGHT CORP ~ S-1 ~
Loeb & Loeb LLP CERECOR INC. ~ S-1 ~
Loeb & Loeb LLP FUTURE EDUCATION GROUP INC. ~ S-1 ~
Lowenstein Sandler LLP CYTODYN INC CYDY S-1 ~
Lowenstein Sandler LLP MATINAS BIOPHARMA HOLDINGS, INC. MTNB S-1 ~
Lowenstein Sandler LLP INTEC PHARMA LTD. ~ F-1 ~
Luse Gorman, PC NEW BANCORP, INC. ~ S-1 ~
Manatt, Phelps & Phillips, LLP HERITAGE COMMERCE CORP HTBK S-4 Nasdaq
Matheau J. W. Stout, Esq. MYSIZE INC. ~ 10-12G ~
McGee Law Firm LLC KIBUSH CAPITAL CORP ~ 10-12G ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. DIPEXIUM PHARMACEUTICALS, INC. DPRX S-3 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. PIERIS PHARMACEUTICALS, INC. PIRS S-1 ~
Morgan, Lewis & Bockius LLP CERECOR INC. ~ S-1 ~
Morgan, Lewis & Bockius LLP OM ASSET MANAGEMENT PLC OMAM S-1 NYSE
Olshan Frome Wolosky LLP EFACTOR GROUP CORP. EFCT S-1 ~
Orrick, Herrington & Sutcliffe LLP RAPID7 INC ~ S-1 ~
Orrick, Herrington & Sutcliffe LLP CENTRAL GARDEN & PET CO CENT S-3 Nasdaq
Paesano Akkashian, P.C. MAKKANOTTI GROUP CORP. ~ S-1 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP VERSO CORP VRS S-3 NYSE
Pearl Cohen Zedek Latzer Baratz INTEC PHARMA LTD. ~ F-1 ~
Sichenzia Ross Friedman Ference LLP MABVAX THERAPEUTICS HOLDINGS, INC. MBVX S-1 ~
Sichenzia Ross Friedman Ference LLP BOXLIGHT CORP ~ S-1 ~
Sidley Austin LLP UCP, INC. UCP S-3 NYSE
Simpson Thacher & Bartlett LLP BLUE BUFFALO PET PRODUCTS, INC. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP GLOBAL PARTNER ACQUISITION CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP PATHEON HOLDINGS COOPERATIEF U.A. ~ S-1 ~
Snell & Wilmer L.L.P. NET ELEMENT, INC. NETE S-3 Nasdaq
Squire Patton Boggs (US) LLP CECO ENVIRONMENTAL CORP CECE S-4 Nasdaq
Sutherland Asbill & Brennan LLP NEWTEK BUSINESS SERVICES CORP. NEWT N-2 Nasdaq
Szaferman, Lakind, Blumstein & Blader, PC MAGNOLIA LANE INCOME FUND MIFC S-1 ~
Thompson & Knight LLP WARREN RESOURCES INC WRES S-4 Nasdaq
Vinson & Elkins L.L.P. BREITBURN ENERGY PARTNERS LP BBEP S-3 Nasdaq
Vinson & Elkins L.L.P. ARC LOGISTICS PARTNERS LP ARCX S-3 NYSE
Wilson Sonsini Goodrich & Rosati, P.C. INFINERA CORP INFN S-4 Nasdaq
Womble Carlyle Sandridge & Rice, LLP ATLANTIC CAPITAL BANCSHARES, INC. ~ S-4 ~
Wyatt, Tarrant & Combs, LLP PINNACLE FINANCIAL PARTNERS INC PNFP S-4 Nasdaq

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Have a great week.

IPOs and Transactions: June 1 – 5 / plus M&A whitepaper

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Biorestorative Therapies Inc. w/ Certilman Balin Adler & Hyman LLP and Gusrae Kaplan Nusbaum PLLC, Eyegate Pharmaceuticals Inc. w/ Burns & Levinson LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. and Pershing Gold Corp. w/ Davis Graham & Stubbs LLP.

We appreciate that they selected to work with us and deem Vintage as the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP GREEN BRICK PARTNERS, INC. GRBK S-3 Nasdaq
Andrews Kurth LLP CSI COMPRESSCO LP CCLP S-4 Nasdaq
Andrews Kurth LLP VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Baker Botts L.L.P. MRC ENERGY CO ~ S-4 ~
Baker Botts L.L.P. WESTMORELAND RESOURCE PARTNERS, LP WMLP S-1 NYSE
Bass, Berry & Sims PLC PINNACLE FINANCIAL PARTNERS INC PNFP S-4 Nasdaq
BRL Law Group LLC BRAINSTORM CELL THERAPEUTICS INC. BCLI S-3 Nasdaq
Bryan Cave LLP SUNEDISON SEMICONDUCTOR LTD SEMI S-3 Nasdaq
Burns & Levinson LLP EYEGATE PHARMACEUTICALS INC EYEG S-1 OTC Markets
Butler Snow LLP PINNACLE FINANCIAL PARTNERS INC PNFP S-4 Nasdaq
Cadwalader, Wickersham & Taft LLP BARCLAYS COMMERCIAL MORTGAGE SECURITIES LLC ~ S-3 ~
Carter Ledyard & Milburn LLP RADA ELECTRONIC INDUSTRIES LTD RADA F-1 Nasdaq
Certilman Balin Adler & Hyman, LLP BIORESTORATIVE THERAPIES, INC. BRTX S-1 ~
Davis Graham & Stubbs LLP PERSHING GOLD CORP. PGLC S-1 Nasdaq
Davis Polk & Wardwell LLP NATERA, INC. ~ S-1 ~
Davis Polk & Wardwell LLP AMERICAN SHARED HOSPITAL SERVICES AMS S-3 NYSE
Dechert LLP PRINCIPAL REAL ESTATE INCOME OPPORTUNITY FUND ~ N-2 ~
Dechert LLP RAMIUS ARCHVIEW EVENT CREDIT FEEDER FUND ~ N-2 ~
DLA Piper LLP TUBEMOGUL INC TUBE S-1 Nasdaq
Dykema Gossett PLLC ROCKWELL MEDICAL, INC. RMTI S-3 Nasdaq
Fenwick & West LLP TUBEMOGUL INC TUBE S-1 Nasdaq
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP NATERA, INC. ~ S-1 ~
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP TOBIRA THERAPEUTICS, INC. TBRA S-3 Nasdaq
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP TOBIRA THERAPEUTICS, INC. TBRA S-3 Nasdaq
Gusrae Kaplan Nusbaum PLLC BIORESTORATIVE THERAPIES, INC. BRTX S-1 ~
Haynes and Boone, LLP APPLIED OPTOELECTRONICS, INC. AAOI S-3 Nasdaq
Hogan Lovells US LLP ORBITAL SCIENCES CORP /DE/ ~ S-4 ~
Hogan Lovells US LLP CIENA CORP CIEN S-4 NYSE
Hogan Lovells US LLP MCEWEN MINING INC. MUX S-3 NYSE
Holland & Hart LLP WESTMORELAND RESOURCE PARTNERS, LP WMLP S-1 NYSE
Kirkland & Ellis LLP CARETRUST REIT, INC. CTRE S-3 Nasdaq
Latham & Watkins LLP NOBLE ENERGY INC NBL S-4 NYSE
McDermott Will & Emery LLP PATRICK INDUSTRIES INC PATK S-3 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. EYEGATE PHARMACEUTICALS INC EYEG S-1 OTC Markets
Morrison & Foerster LLP HMS INCOME FUND, INC. ~ N-2 ~
Morrison & Foerster LLP INCAPITAL TRUST PRODUCTS LLC ~ S-3 ~
Nason, Yeager, Gerson, White & Lioce, P.A. VAPOR CORP. VPCO S-1 Nasdaq
Novi & Wilkin Attorneys at Law SKY PASS CORP ~ S-1 ~
Paul Hastings LLP VANGUARD NATURAL RESOURCES, LLC VNR S-4 Nasdaq
Porter Hedges LLP PAR PETROLEUM CORP/CO PARR S-3 NYSE
Proskauer Rose LLP RCS CAPITAL CORP RCAP S-3 NYSE
Reed Smith LLP RADA ELECTRONIC INDUSTRIES LTD RADA F-1 Nasdaq
Ropes & Gray LLP SUNGARD ~ S-1 ~
S. Friedman & Co., Advocates RADA ELECTRONIC INDUSTRIES LTD RADA F-1 Nasdaq
Schiff Hardin LLP POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-3 Nasdaq
Schiff Hardin LLP VAPOR CORP. VPCO S-1 Nasdaq
Securities Compliance Group, Ltd. GUSHEN, INC ~ S-1 ~
Securities Compliance Group, Ltd. NORCOR TECHNOLOGIES CORP ~ S-1 ~
Simpson Thacher & Bartlett LLP SUNGARD ~ S-1 ~
Simpson Thacher & Bartlett LLP K2M GROUP HOLDINGS, INC. KTWO S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP NOBLE ENERGY INC NBL S-4 NYSE
Szaferman, Lakind, Blumstein & Blader, P.C. DS HEALTHCARE GROUP, INC. DSKX S-3 Nasdaq
The Doney Law Firm TEXTMUNICATION HOLDINGS, INC. TXHD S-1 ~
Vinson & Elkins L.L.P. CARDTRONICS INC CATM S-4 Nasdaq
Vinson & Elkins L.L.P. HOLLY ENERGY PARTNERS LP HEP S-3 NYSE
White & Case LLP ILLINOVA CORP ~ S-4 ~
Wilson Sonsini Goodrich & Rosati P.C. CIENA CORP CIEN S-4 NYSE
Yigal Arnon & Co. RADA ELECTRONIC INDUSTRIES LTD RADA F-1 Nasdaq
Zouvas Law Group, P.C. MIX 1 LIFE, INC. MIXX S-1 Nasdaq

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: May 26 – 29 (USA holiday week)

There were 36 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Capitala Finance Corp. w/ Sutherland Asbill & Brennan LLP and Sole Elite Group LTD w/ Ellenoff Grossman & Schole LLP and Schiff Hardin LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Alston & Bird, LLP CONSUMER PORTFOLIO SERVICES INC CPSS S-3 Nasdaq
Andrews Kurth LLP ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 Nasdaq
Arnold & Porter LLP TRIVASCULAR TECHNOLOGIES, INC. TRIV S-3 Nasdaq
Chapman and Cutler LLP RIVERNORTH MULTI-STRATEGY ARBITRAGE FUND, INC. ~ N-2 ~
Cleary Gottlieb Steen & Hamilton LLP VERISIGN INC/CA VRSN S-4 Nasdaq
Cooley LLP VICAL INC VICL S-3 Nasdaq
Davis Polk & Wardwell LLP DPL INC ~ S-4 ~
Davis Polk & Wardwell LLP MICROCHIP TECHNOLOGY INC MCHP S-4 Nasdaq
Dentons US LLP ASTERIAS BIOTHERAPEUTICS, INC. AST S-3 NYSE
DLA Piper LLP EQUITY RESIDENTIAL EQR S-3 NYSE
Ellenoff Grossman & Schole LLP SOLE ELITE GROUP LTD ~ F-1 ~
Fox Rothschild LLP BLUE CALYPSO, INC. BCYP S-1 ~
Frost Brown Todd LLC ALMOST FAMILY INC AFAM S-3 Nasdaq
Goodwin Procter LLP CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Hunter Taubman EWELLNESS HEALTHCARE CORP ~ S-1 ~
Kramer Levin Naftalis & Frankel LLP GENCO SHIPPING & TRADING LTD GNKWF S-3 OTC Markets
Latham & Watkins LLP TELADOC, INC. ~ S-1 ~
Latham & Watkins LLP SERES THERAPEUTICS, INC. ~ S-1 Nasdaq
Manatt, Phelps & Phillips, LLP IMPAC MORTGAGE HOLDINGS INC IMH S-3 NYSE
McDermott Will & Emery LLP BLUE CALYPSO, INC. BCYP S-1 ~
McDowell Odom LLP SLEEPAID HOLDING CO. ~ 10-12G ~
Meitar Liquornik Geva Leshem Tal CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. CATASYS, INC. CATS S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTRA-CELLULAR THERAPIES, INC. ITCI S-3 Nasdaq
Morrison & Foerster LLP INDEPENDENCE REALTY TRUST, INC IRT S-4 NYSE
Morse, Barnes-Brown & Pendleton, PC ZOOM TELEPHONICS, INC. ZMTP S-1 ~
MUFG Union Bank, N.A. VENTURE LENDING & LEASING VIII, INC. ~ 10-12G ~
Naschitz, Brandes, Amir & Co. CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
O’Melveny & Myers LLP SPORTSMAN’S WAREHOUSE HOLDINGS, INC. SPWH S-3 Nasdaq
Parsons /Burnett /Bjordahl /Hume, LLP DD’S DELUXE ROD HOLDER, INC. ~ S-1 ~
Pepper Hamilton LLP INDEPENDENCE REALTY TRUST, INC IRT S-4 NYSE
Perkins Coie LLP INFOSONICS CORP IFON S-3 Nasdaq
Qian & Company REIGN SAPPHIRE CORP ~ S-1 ~
Ropes & Gray LLP SERES THERAPEUTICS, INC. ~ S-1 Nasdaq
Ropes & Gray LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP. BNKL S-1 OTC Markets
Schiff Hardin LLP SOLE ELITE GROUP LTD ~ F-1 ~
Sichenzia Ross Friedman Ference LLP TOWERSTREAM CORP TWER S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP TCP CAPITAL CORP. TCPC N-2 Nasdaq
Stroock & Stroock & Lavan LLP A&Q MULTI-STRATEGY FUND ~ N-2 ~
Sullivan & Cromwell LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Sutherland Asbill & Brennan LLP CAPITALA FINANCE CORP. CPTA N-2 Nasdaq
Vinson & Elkins L.L.P. ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 Nasdaq
Wachtell, Lipton, Rosen & Katz ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Weil, Gotshal & Manges LLP TELADOC, INC. ~ S-1 ~
White & Case LLP CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq
Wilson & Oskam, LLP ZONZIA MEDIA, INC. ZONX S-1 ~
Wilson Sonsini Goodrich & Rosati PC MICROCHIP TECHNOLOGY INC MCHP S-4 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: May 18 – 22

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Antriabio Inc. w/ Dorsey & Whitney LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP TRANSATLANTIC PETROLEUM LTD. TAT S-3 NYSE
Allen & Overy LLP CELYAD S.A. ~ F-1 ~
Alston & Bird LLP FS INVESTMENT CORP IV ~ N-2 ~
Andrews Kurth LLP GREEN PLAINS PARTNERS LP ~ S-1 ~
Andrews Kurth LLP SANCHEZ PRODUCTION PARTNERS LP SPP S-3 NYSE
Cahill Gordon & Reindel LLP VWR CORP VWR S-1 Nasdaq
Cleary Gottlieb Steen & Hamilton LLP BICAPITAL CORP ~ F-1 ~
Cleary Gottlieb Steen & Hamilton LLP CELYAD S.A. ~ F-1 ~
Cooley LLP ADAMAS PHARMACEUTICALS INC ADMS S-3 Nasdaq
Cooley LLP ALARM.COM HOLDINGS, INC. ~ S-1 ~
Cooley LLP CELYAD S.A. ~ F-1 ~
Cooley LLP INTERSECT ENT, INC. XENT S-1 Nasdaq
Cravath, Swaine & Moore LLP GENER8 MARITIME, INC. ~ S-1 ~
Davis Graham & Stubbs LLP US ENERGY CORP USEG S-3 Nasdaq
Davis Polk & Wardwell LLP CONFORMIS INC ~ S-1 ~
Davis Polk & Wardwell LLP NEVRO CORP NVRO S-1 NYSE
Davis Polk & Wardwell LLP XACTLY CORP ~ S-1 ~
Dechert LLP FS INVESTMENT CORP IV ~ N-2 ~
DLA Piper LLP CLEAN DIESEL TECHNOLOGIES INC CDTI S-3 Nasdaq
Dorsey & Whitney LLP ANTRIABIO, INC. ANTB S-1 ~
Duane Morris LLP INOVIO PHARMACEUTICALS, INC. INO S-3 Nasdaq
Fenimore, Kay, Harrison & Ford, LLP FIRST NBC BANK HOLDING CO FNBC S-4 Nasdaq
Fenwick & West LLP AMYRIS, INC. AMRS S-3 Nasdaq
Fisher Securities Inc. FISHER SECURITIES INC ~ S-1 ~
Foley & Lardner LLP WHITING OIL & GAS CORP ~ S-4 ~
Gemini Compliance Services, LLC MULTI-STRATEGY ALTERNATIVE INCOME FUND ~ N-2 ~
Goodwin Procter LLP ALARM.COM HOLDINGS, INC. ~ S-1 ~
Goodwin Procter LLP CELYAD S.A. ~ F-1 ~
Hateley & Hampton HUBILU VENTURE CORP ~ S-1 ~
Haynes and Boone, LLP BIOSIG TECHNOLOGIES, INC. BSGM S-1 ~
Katten Muchin Rosenman LLP ACCUSHARES COMMODITIES TRUST I ~ S-1 ~
Kirkland & Ellis LLP VWR CORP VWR S-1 Nasdaq
Kramer Levin Naftalis & Frankel LLP GENER8 MARITIME, INC. ~ S-1 ~
Kutak Rock LLP BANK OF THE OZARKS INC OZRK S-4 Nasdaq
Kutak Rock LLP STORE CAPITAL CORP STOR S-11 NYSE
Latham & Watkins LLP DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq
Latham & Watkins LLP GREEN PLAINS PARTNERS LP ~ S-1 ~
Latham & Watkins LLP INTERSECT ENT, INC. XENT S-1 Nasdaq
Latham & Watkins LLP NEVRO CORP NVRO S-1 NYSE
Latham & Watkins LLP STORE CAPITAL CORP STOR S-11 NYSE
Locke Lord LLP AMERICAN ELECTRIC TECHNOLOGIES INC AETI S-3 Nasdaq
Locke Lord LLP AMTRUST FINANCIAL SERVICES, INC. AFSI S-4 NYSE
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. BG MEDICINE, INC. BGMD S-3 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. OXIGENE INC OXGN S-3 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. TARGACEPT INC TRGT S-4 Nasdaq
Morrison & Foerster LLP TARGACEPT INC TRGT S-4 Nasdaq
Orrick, Herrington & Sutcliffe LLP LEVI STRAUSS & CO ~ S-4 ~
Pepper Hamilton LLP STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq
Perkins Coie LLP CONFORMIS INC ~ S-1 ~
Pillsbury Winthrop Shaw Pittman LLP VERACYTE, INC. VCYT S-3 Nasdaq
Ropes & Gray LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Ropes & Gray LLP OCULAR THERAPEUTIX, INC OCUL S-1 Nasdaq
Shearman & Sterling LLP CATALENT, INC. CTLT S-1 NYSE
Sidley Austin LLP KNOWLES CORP KN S-4 NYSE
Simpson Thacher & Bartlett LLP BICAPITAL CORP ~ F-1 ~
Simpson Thacher & Bartlett LLP CATALENT, INC. CTLT S-1 NYSE
Steven James Davis, PC RICH PHARMACEUTICALS, INC. RCHA S-1 OTC Markets
Stevens & Lee AMTRUST FINANCIAL SERVICES, INC. AFSI S-4 NYSE
Stradling Yocca Carlson & Rauth, P.C. APPFOLIO INC S-1 Nasdaq
Sullivan & Cromwell LLP ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Synergy Law Group, LLC SADIYA TRANSPORT, INC. ~ S-1 ~
Thomas J. Craft, Jr., Esq. E-QURE CORP. ~ S-1 ~
Thompson Hine LLP MULTI-STRATEGY ALTERNATIVE INCOME FUND ~ N-2 ~
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-3 NYSE
Vinson & Elkins L.L.P. WESTERN REFINING PIPELINE, LLC ~ S-4 ~
Vinson & Elkins L.L.P. WESTERN REFINING PIPELINE, LLC ~ S-3 ~
Wachtell, Lipton, Rosen & Katz ALEXION PHARMACEUTICALS INC ALXN S-4 Nasdaq
Weil, Gotshal & Manges LLP DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP CONFORMIS INC ~ S-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP OCULAR THERAPEUTIX, INC OCUL S-1 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. APPFOLIO INC ~ S-1 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. KNOWLES CORP KN S-4 NYSE
Wilson Sonsini Goodrich & Rosati, P.C. XACTLY CORP ~ S-1 ~
Wyrick Robbins Yates & Ponton LLP BANK OF THE OZARKS INC OZRK S-4 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.