Category Archives: IPO week in review

IPOs and Transactions: April 7 – 11

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including SD Co. Inc. w/ Wong Fleming PC + Dickinson Wright PLLC, Liquid Holdings Group Inc. w/ Gibson, Dunn & Crutcher LLP + Sidley Austin LLP and Tungsten Corp w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
LAREDO GAS SERVICES, LLC S-4 Akin Gump Strauss Hauer & Feld LLP
ASHFORD INC 10-12B Andrews Kurth LLP
ATHLON ENERGY INC. S-1 NYSE Baker Botts L.L.P.
FORUM ACQUISITIONS I, INC. 10-12G BlackPool Acquisitions, LLC.
UPHOLSTERY INTERNATIONAL, INC. S-1 Business Filings Inc.
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC S-3 Cadwalader, Wickersham & Taft LLP
BURLINGTON STORES, INC. BURL S-1 NYSE Cahill Gordon & Reindel LLP
OPTIMIZERX CORP OPRX S-1 OTC Cane Clark, LLP
LSB INDUSTRIES INC LXU S-4 NYSE Conner & Winters, LLP
DANCE BIOPHARM, INC. S-1 Cooley LLP
MINERVA NEUROSCIENCES, INC. S-1 Cooley LLP
MOBILE IRON, INC. S-1 Cooley LLP
ZENDESK, INC. S-1 Cooley LLP
CYMABAY THERAPEUTICS, INC. CYMA S-1 Nasdaq Cooley LLP
THRESHOLD PHARMACEUTICALS INC THLD S-3 Nasdaq Cooley LLP
GASLOG PARTNERS LP F-1 Cravath, Swaine & Moore LLP
AGIOS PHARMACEUTICALS INC AGIO S-1 Nasdaq Davis Polk & Wardwell LLP
SD CO INC S-1 Dickinson Wright, PLLC
FOREFRONT INCOME TRUST N-2 Ellenoff Grossman & Schole LLP
HEMPAMERICANA, INC. S-1 ETN Services, LLC
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Faegre Baker Daniels LLP
MOBILE IRON, INC. S-1 Fenwick & West LLP
LIQUID HOLDINGS GROUP, INC. LIQD S-1 Nasdaq Gibson, Dunn & Crutcher LLP
ZENDESK, INC. S-1 Goodwin Procter LLP
CYMABAY THERAPEUTICS, INC. CYMA S-1 Nasdaq Goodwin Procter LLP
DCT INDUSTRIAL TRUST INC. DCT S-4 NYSE Goodwin Procter LLP
PARKERVISION INC PRKR S-3 Nasdaq Graubard Miller
STEVIA CORP STEV S-1 OTC Greenberg Traurig, LLP
TUNGSTEN CORP. TUNG S-1 OTC Greenberg Traurig, LLP.
GOODMAN NETWORKS INC S-1 Haynes and Boone, LLP
FLUSHING FINANCIAL CORP FFIC S-3 Nasdaq Hughes Hubbard & Reed LLP
XENITH BANKSHARES, INC. XBKS S-4 Nasdaq Hunton & Williams LLP
ANAVEX LIFE SCIENCES CORP. AVXL S-1 OTC K&L Gates LLP
CAN-FITE BIOPHARMA LTD. CANF F-1 NYSE Kantor & Co.
BURLINGTON STORES, INC. BURL S-1 NYSE Kirkland & Ellis LLP
GASLOG PARTNERS LP F-1 Latham & Watkins LLP
GOODMAN NETWORKS INC S-1 Latham & Watkins LLP
PARSLEY ENERGY, INC. S-1 Latham & Watkins LLP
PRINCIPAL MARITIME TANKERS CORP S-1 Latham & Watkins LLP
ATHLON ENERGY INC. S-1 NYSE Latham & Watkins LLP
MARTIN MIDSTREAM PARTNERS LP MMLP S-4 Nasdaq Locke Lord LLP
PATENT PROPERTIES, INC. PPRO S-3 OTC Loeb & Loeb LLP
DANCE BIOPHARM, INC. S-1 Lowenstein Sandler LLP
AROTECH CORP ARTX S-3 Nasdaq Lowenstein Sandler LLP
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
NORTH AMERICAN OIL & GAS CORP. NAMG S-1 OTC Matthew C. McMurdo, Esq.,
MOBILE IRON, INC. S-1 Mobile Iron, Inc.
MINERVA NEUROSCIENCES, INC. S-1 Morgan Lewis & Bockius LLP
MEI PHARMA, INC. MEIP S-3 Nasdaq Morgan, Lewis & Bockius LLP
AMERICAN BIO MEDICA CORP ABMC S-1 OTC Olshan Frome Wolosky LLP
IZEA, INC. IZEA S-1 OTC Olshan Frome Wolosky LLP
GABELLI MULTIMEDIA TRUST INC. XGGTX N-2 NYSE Paul Hastings LLP
PRINCIPAL MARITIME TANKERS CORP S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
RADIO ONE, INC. ROIA S-3 Nasdaq Radio One, Inc.
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM S-4 Nasdaq Shumaker, Loop & Kendrick, LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CAN-FITE BIOPHARMA LTD. CANF F-1 NYSE Sichenzia Ross Friedman Ference LLP
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC S-3 Sidley Austin LLP
LIQUID HOLDINGS GROUP, INC. LIQD S-1 Nasdaq Sidley Austin LLP
JUMEI INTERNATIONAL HOLDING LTD F-1 Simpson Thacher & Bartlett LLP
TESORO LOGISTICS LP TLLP S-4 NYSE Simpson Thacher & Bartlett LLP
DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC. N-2 Simpson Thacher & Bartlett LLP
JUMEI INTERNATIONAL HOLDING LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
JGWPT HOLDINGS INC. JGW S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Squire Sanders LLP
VOLITIONRX LTD VNRX S-1 OTC Stradling Yocca Carlson & Rauth, P.C.
TICC CAPITAL CORP. TICC N-2 Nasdaq Sutherland Asbill & Brennan LLP
PARSLEY ENERGY, INC. S-1 Vinson & Elkins L.L.P.
ANTERO RESOURCES CORP AR S-4 NYSE Vinson & Elkins L.L.P.
NEW SOURCE ENERGY PARTNERS L.P. NSLP S-3 NYSE Vinson & Elkins L.L.P.
CARRIAGE SERVICES INC CSV S-3 OTC Vinson & Elkins L.L.P.
DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC. N-2 Virtus Investment Partners, Inc.
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
XENITH BANKSHARES, INC. XBKS S-4 Nasdaq Williams Mullen
AGIOS PHARMACEUTICALS INC AGIO S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
SD CO INC S-1 Wong Fleming, P.C.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: March 31 – April 4

There were 63 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Research Solutions Inc. w/ Blank Rome LLP and Stubbs Alderton & Markiles LLP, United States Gasoline Fund LP w/ Reed Smith LLP and Gramercy Property Trust Inc. w/ Morgan, Lewis & Bockius LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / Advisor
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Akin Gump Strauss Hauer & Feld LLP
LDR HOLDING CORP LDRH S-1 Nasdaq Andrews Kurth LLP
BACTERIN INTERNATIONAL HOLDINGS, INC. BONE S-3 NYSE Bacterin International Holdings, Inc.
WEATHERFORD INTERNATIONAL LTD S-4 Baker & McKenzie LLP
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Baker Botts L.L.P
FIDELITY SOUTHERN CORP LION S-3 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C.
BNC BANCORP BNCN S-4 Nasdaq Barnes & Thornburg, LLP
RESEARCH SOLUTIONS, INC. RSSS S-1 OTC Blank Rome LLP
BLASTGARD INTERNATIONAL INC BLGA 10-12B OTC BlastGard International, Inc.
MAGNUM HUNTER RESOURCES CORP MHR S-1 NYSE Bracewell & Giuliani LLP
TRANS WORLD ENTERTAINMENT CORP TWMC S-1 Nasdaq Cahill Gordon & Reindel LLP
PBF LOGISTICS LP S-1 Cahill Gordon & Reindel LLP
ORBCOMM INC. ORBC S-3 Nasdaq Chadbourne & Parke LLP
AMERICAN GENE ENGINEER CORP S-1 Chiang Law Office, P.C.
HIGHER ONE HOLDINGS, INC. ONE S-3 NYSE Cleary Gottlieb Steen & Hamilton LLP
MATERIALISE NV F-1 Clifford Chance US LLP
LUMENA PHARMACEUTICALS, INC. S-1 Nasdaq Cooley LLP
ARCA BIOPHARMA, INC. ABIO S-3 Nasdaq Cooley LLP
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Cooley LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-1 OTC Covington & Burling LLP
ERICKSON HELICOPTERS INC S-4 Covington & Burling LLP
QUICKSILVER RESOURCES INC KWK S-4 NYSE Davis Polk & Wardwell LLP
ABENGOA YIELD PLC F-1 Davis Polk & Wardwell LLP
CHEETAH MOBILE INC. F-1 Davis Polk & Wardwell LLP
GARRISON CAPITAL INC. GARS N-2 Nasdaq Dechert LLP
TEKLA HEALTHCARE GROWTH & INCOME FUND N-2 Dechert LLP
GENEREX BIOTECHNOLOGY CORP GNBT S-1 OTC Eckert Seamans Cherin & Mellott, LLC
COEUR MINING, INC. CDE S-4 NYSE Gibson, Dunn & Crutcher LLP
ASSOCIATED BANC-CORP ASBC S-4 Nasdaq Godfrey & Kahn, S.C.
IMPRIVATA INC S-1 Goodwin Procter LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-1 OTC Hinckley, Allen & Snyder LLP
SOUTHWESTERN ELECTRIC POWER CO SWSEP S-3 Hunton & Williams LLP
K2 DESIGN & STRATEGY, INC. S-1 K2 Design & Strategy Inc.
GTT COMMUNICATIONS, INC. GTT S-3 NYSE Kelley Drye & Warren LLP
LDR HOLDING CORP LDRH S-1 Nasdaq Latham & Watkins LLP
LUMENA PHARMACEUTICALS, INC. S-1 Nasdaq Latham & Watkins LLP
ADVANCED DRAINAGE SYSTEMS, INC. S-1 Latham & Watkins LLP
ARES MANAGEMENT LP S-1 Latham & Watkins LLP
ARISTA NETWORKS, INC. S-1 Latham & Watkins LLP
NW18 HSN HOLDINGS PLC F-1 Latham & Watkins LLP
TRUECAR, INC. S-1 Latham & Watkins LLP
FAIRWIND ENERGY INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
TRUSTCO BANK CORP N Y TRST S-3 Nasdaq Lewis, Rice & Fingersh, L.C.
ABENGOA YIELD PLC F-1 Linklaters LLP
ECM ENERGY SERVICES INC S-1 Loeb & Loeb, LLP
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Lowenstein Sandler LLP
DOMINION GAS HOLDINGS, LLC S-4 McGuireWoods LLP
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
QUINTANA SHIPPING LTD. S-1 Morgan, Lewis & Bockius LLP
PARADIGM OIL & GAS, INC. PDGOD 10-12G OTC Paradigm Oil and Gas, Inc.
MATERIALISE NV F-1 Paul Hastings LLP
CRYSTAL SPRINGS OF ALABAMA HOLDINGS, LLC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
U.S. WELL SERVICES, LLC S-4 Porter Hedges LLP
AMERICAN REALTY CAPITAL CENTERS, INC. 10-12B Proskauer Rose LLP
ARES MANAGEMENT LP S-1 Proskauer Rose LLP
UNITED STATES 12 MONTH OIL FUND, LP USL S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 NYSE Reed Smith LLP
UNITED STATES GASOLINE FUND, LP UGA S-3 NYSE Reed Smith LLP
RXI PHARMACEUTICALS CORP RXII S-3 Nasdaq Ropes & Gray LLP
ECM ENERGY SERVICES INC S-1 Schiff Hardin LLP
TOSHOAN HOLDINGS, INC. S-1 Securities Compliance Group, Ltd.
500.COM LTD WBAI F-1 NYSE Shearman & Sterling LLP
TUNIU CORP F-1 Shearman & Sterling LLP
ENERGY XXI (BERMUDA) LTD EXXI S-4 Nasdaq Sidley Austin LLP
NW18 HSN HOLDINGS PLC F-1 Sidley Austin LLP
500.COM LTD WBAI F-1 NYSE Simpson Thacher & Bartlett
ARES MANAGEMENT LP S-1 Simpson Thacher & Bartlett LLP
CHEETAH MOBILE INC. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
TUNIU CORP F-1 Skadden, Arps, Slate, Meagher & Flom LLP
CENTERSTATE BANKS, INC. CSFL S-4 Nasdaq Smith Mackinnon, PA
FOUR OAKS FINCORP INC FOFN S-1 OTC Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
ADVANCED DRAINAGE SYSTEMS, INC. S-1 Squire Sanders (US) LLP
PBF LOGISTICS LP S-1 Stroock & Stroock & Lavan LLP
RESEARCH SOLUTIONS, INC. RSSS S-1 OTC Stubbs Alderton & Markiles, LLP
THL CREDIT, INC. TCRD N-2 Nasdaq Sutherland Asbill & Brennan LLP
ENERGY XXI (BERMUDA) LTD EXXI S-4 Nasdaq Vinson & Elkins L.L.P.
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Vinson & Elkins L.L.P.
QUINTANA SHIPPING LTD. S-1 Vinson & Elkins L.L.P.
PBF LOGISTICS LP S-1 Vinson & Elkins LLP
CENTERSTATE BANKS, INC. CSFL S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Weil, Gotshal & Manges LLP
AMC ENTERTAINMENT INC S-4 Weil, Gotshal & Manges LLP
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 NYSE Willkie Farr & Gallagher LLP
LTX-CREDENCE CORP LTXC S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
IMPRIVATA INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
ARISTA NETWORKS, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
TRUECAR, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
CHANTICLEER HOLDINGS, INC. HOTR S-3 Nasdaq Womble Carlyle Sandridge & Rice, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: March 24 – 28

There were 60 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc. w/ Shearman & Sterling LLP + Robinson Brog Leinwand Greene Genovese & Gluck PC, Icahn Enterprises LP w/ Proskauer Rose LLP and Pzena Investment Management Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
RCS CAPITAL CORP RCAP S-4 NYSE Akerman LLP
DOMINION MIDSTREAM PARTNERS, LP S-1 Andrews Kurth LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Bodman PLC
RCS CAPITAL CORP RCAP S-4 NYSE Bracewell & Giuliani LLP
BIOMET INC S-1 Cleary Gottlieb Steen & Hamilton LLP
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC N-2 Clifford Chance US LLP
ARIOSA DIAGNOSTICS, INC. S-1 Cooley LLP
IRIDIUM COMMUNICATIONS INC. IRDMU S-3 Nasdaq Cooley LLP
SYNDAX PHARMACEUTICALS INC S-1 Cooley LLP
CYRUSONE INC. CONE S-3 Nasdaq Cravath, Swaine & Moore LLP
ARIOSA DIAGNOSTICS, INC. S-1 Davis Polk & Wardwell LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Debevoise & Plimpton LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Debevoise & Plimpton LLP
VOXELJET AG VJET F-1 NYSE Dechert LLP
TUBEMOGUL INC S-1 DLA Piper LLP (US)
TUBEMOGUL INC S-1 Fenwick & West LLP
ACTAVIS PLC S-4 NYSE Forest Laboratories, Inc.
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
ADT CORP ADT S-4 NYSE Gibson, Dunn & Crutcher LLP
BOX INC S-1 Goodwin Procter LLP
MAPI – PHARMA LTD F-1 Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
MAPI – PHARMA LTD F-1 Haynes and Boone, LLP
IBERIABANK CORP IBKC S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
ACTINIUM PHARMACEUTICALS, INC. ATNM S-3 OTC Hiscock & Barclay, LLP
SYNDAX PHARMACEUTICALS INC S-1 Hogan Lovells US LLP
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Hunton & Williams LLP
RCS CAPITAL CORP RCAP S-4 NYSE Investors Capital Holdings, Ltd.
AXIALL CORP/DE/ AXLL S-4 NYSE Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
AFS SENSUB CORP. S-3 Katten Muchin Rosenman LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Kaufman & Canoles, P.C.
NORDSTROM INC JWN S-4 NYSE Lane Powell PC
ACTAVIS PLC S-4 NYSE Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC S-4 Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Latham & Watkins LLP
SIRVA INC S-1 Latham & Watkins LLP
NEMAURA MEDICAL INC. S-1 Loeb & Loeb LLP
CAPITAL ONE AUTO RECEIVABLES LLC S-3 Mayer Brown LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq McCarter & English, LLP
MILLENIA HOPE INC MLHI 10-12G Millenia Hope, Inc.
CADUS CORP KDUS S-1 OTC Morrison Cohen LLP
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
NORDSTROM INC JWN S-4 NYSE Nordstrom, Inc.
FORWARD INDUSTRIES INC FORD S-1 Nasdaq Olshan Frome Wolosky LLP
VOXELJET AG VJET F-1 NYSE Paul Hastings LLP
HOUGHTON MIFFLIN HARCOURT CO HMHC S-1 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
INUVO, INC. INUV S-3 NYSE Pearlman Schneider LLP
SOLITARIO EXPLORATION & ROYALTY CORP. XPL S-3 NYSE Polsinelli PC
ICAHN ENTERPRISES L.P. IEP S-4 Nasdaq Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-4 NYSE Proskauer Rose LLP
CBD ENERGY LTD YBD F-1 Reed Smith LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CARTER WILLIAM CO S-4 Ropes & Gray LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Ropes & Gray LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Ropes & Gray LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Ropes & Gray LLP
REALCO INTERNATIONAL, INC S-1 Securities Compliance Group, Ltd.
500.COM LTD WBAI F-1 NYSE Shearman & Sterling LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Shearman & Sterling LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Shearman & Sterling LLP
GEOSPATIAL CORP GSPH S-1 OTC Sherrard, German & Kelly, P.C.
RR DONNELLEY & SONS CO RRD S-3 Nasdaq Sidley Austin LLP
500.COM LTD WBAI F-1 NYSE Simpson Thacher & Bartlett
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Simpson Thacher & Bartlett LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Simpson Thacher & Bartlett LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Simpson Thacher & Bartlett LLP
PZENA INVESTMENT MANAGEMENT, INC. PZN S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TRIANGLE PETROLEUM CORP TPLM S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SPECTRUM PHARMACEUTICALS INC SPPI S-3 Nasdaq Stradling Yocca Carlson & Rauth
SOLAR CAPITAL LTD. SLRC N-2 Nasdaq Sutherland Asbill & Brennan LLP
SOLAR SENIOR CAPITAL LTD. SUNS N-2 Nasdaq Sutherland Asbill & Brennan LLP
SYNDAX PHARMACEUTICALS INC S-1 Syndax Pharmaceuticals, Inc.
PERNIX GROUP, INC. PRXG S-1 OTC Thompson Coburn LLP
CACHE INC CACH S-3 Nasdaq Thompson Hine LLP
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
DOMINION MIDSTREAM PARTNERS, LP S-1 Vinson & Elkins L.L.P.
ACTAVIS PLC S-4 NYSE Wachtell, Lipton, Rosen & Katz
PELICAN LANDING GOLF RESORT VENTURES INC S-4 WCI Communities, Inc.
SIRVA INC S-1 Weil, Gotshal & Manges LLP
CARTER WILLIAM CO S-4 William Carter Company
DURATA THERAPEUTICS, INC. DRTX S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
BOX INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
MAPI – PHARMA LTD F-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: March 17 – 21

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Genspera Inc. w/ Ellenoff Grossman & Schole LLP and Silvestre Law Group PC, Pioneer Power Solutions Inc. w/ Haynes and Boone LLP and Signal Genetics LLC w/ Blank Rome LLP and Reed Smith LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

CLICK HERE

Registrant Symbol Form Exchange Law firm / advisor
KITE REALTY GROUP TRUST KRG S-4 NYSE Alston & Bird LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-3 Nasdaq Alston & Bird LLP
GALECTIN THERAPEUTICS INC GALT S-3 Nasdaq Arnall Golden Gregory LLP
AUSCRETE CORP 10-12B Auscrete Corporation
CORNERSTONE PROGRESSIVE RETURN FUND CFP N-2 NYSE Blank Rome LLP
SIGNAL GENETICS LLC S-1 Nasdaq Blank Rome LLP
TOP SHIPS INC. TOPS F-1 Nasdaq Blank Rome LLP
GULFSLOPE ENERGY, INC. GSPE S-1 OTC Brewer & Pritchard, P.C.
ENTEGRA FINANCIAL CORP. S-1 Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.
CHESAPEAKE OILFIELD OPERATING LLC 10-12B Chesapeake Oilfield Services
KONARED CORP KRED S-1 OTC Clark Wilson LLP
ALDER BIO-PHARMACEUTICALS INC S-1 Cooley LLP
GLOBEIMMUNE INC GBIM S-1 Cooley LLP
PRESBIA PLC S-1 Covington & Burling LLP
COMCAST CORP CMCSA S-4 Nasdaq Davis Polk & Wardwell LLP
MURPHY USA INC. MUSA S-4 NYSE Davis Polk & Wardwell LLP
SPROUTS FARMERS MARKET, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Dover Dixon Horne PLLC
GENSPERA INC GNSZ S-1 OTC Ellenoff Grossman & Schole LLP
LABSTYLE INNOVATIONS CORP. DRIO S-1 OTC Ellenoff Grossman & Schole LLP
VEEVA SYSTEMS INC VEEV S-1 NYSE Fenwick & West LLP
MOMENTOUS ENTERTAINMENT GROUP INC S-1 Frank J. Hariton, Attorney-at-Law
MELA SCIENCES, INC. /NY MELA S-3 Nasdaq Golenbock Eiseman Assor Bell & Peskoe LLP
FOUNDATION MEDICINE, INC. FMI S-1 Nasdaq Goodwin Procter LLP
VEEVA SYSTEMS INC VEEV S-1 NYSE Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
US-NOBEL PRIMARY EDUCATION DEVELOPMENT INT’L, INC. S-1 Harold P. Gewerter, Esq.
TOMPKINS FINANCIAL CORP TMP S-3 NYSE Harris Beach PLLC
PIONEER POWER SOLUTIONS, INC. PPSI S-3 Nasdaq Haynes and Boone, LLP
KITE REALTY GROUP TRUST KRG S-4 NYSE Hogan Lovells US LLP
SUNSHINE HEART, INC. SSH S-3 Nasdaq Honigman Miller Schwartz and Cohn LLP
FRAGMENTED INDUSTRY EXCHANGE INC S-1 Indeglia & Carney
NEUBERGER BERMAN MULTI-MANAGER INCOME FUND INC. N-2 K&L Gates LLP
ZBB ENERGY CORP ZBB S-3 NYSE K&L Gates LLP
ACCUSHARES COMMODITIES TRUST I S-1 Katten Muchin Rosenman LLP
RAND LOGISTICS, INC. RLOG S-3 Nasdaq Katten Muchin Rosenman LLP
ENTEGRA FINANCIAL CORP. S-1 Kilpatrick Townsend & Stockton LLP
HOMETRUST BANCSHARES, INC. HTBI S-4 Nasdaq Kilpatrick Townsend & Stockton, LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
AGILE THERAPEUTICS INC S-1 Latham & Watkins LLP
CORCEPT THERAPEUTICS INC CORT S-3 Nasdaq Latham & Watkins LLP
RELYPSA INC RLYP S-1 Nasdaq Latham & Watkins LLP
ATHERONOVA INC. AHRO S-1 OTC Loeb & Loeb LLP
BEL FUSE INC /NJ BELFA S-3 Nasdaq Lowenstein Sandler LLP
GLOBEIMMUNE INC GBIM S-1 Lowenstein Sandler LLP
PRESBIA PLC S-1 Lowenstein Sandler LLP
WIX.COM LTD. WIX F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
NABORS INDUSTRIES INC S-4 Milbank, Tweed, Hadley & McCloy LLP
AGILE THERAPEUTICS INC S-1 Morgan, Lewis & Bockius LLP
SPROUTS FARMERS MARKET, INC. S-1 Nasdaq Morgan, Lewis & Bockius LLP
ARCH THERAPEUTICS, INC. ARTH S-1 OTC Morrison & Foerster LLP
WIX.COM LTD. WIX F-1 Nasdaq Naschitz, Brandes & Co., Advocates
58.COM INC. WUBA F-1 NYSE O’Melveny & Myers LLP
COMCAST CORP CMCSA S-4 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
KINDRED BIOSCIENCES, INC. KIN S-1 Nasdaq Proskauer Rose LLP
SIGNAL GENETICS LLC S-1 Nasdaq Reed Smith LLP
FOUNDATION MEDICINE, INC. FMI S-1 Nasdaq Ropes & Gray LLP
RELYPSA INC RLYP S-1 Nasdaq Ropes & Gray LLP
NORDIC AMERICAN OFFSHORE LTD. F-1 Seward & Kissel LLP
TOP SHIPS INC. TOPS F-1 Nasdaq Seward & Kissel LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Shumaker, Loop & Kendrick, LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC Sichenzia Ross Friedman Ference LLP
HOMETRUST BANCSHARES, INC. HTBI S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
GENSPERA INC GNSZ S-1 OTC Silvestre Law Group, P.C.
NORDIC AMERICAN OFFSHORE LTD. F-1 Simpson Thacher & Bartlett LLP
58.COM INC. WUBA F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TCP CAPITAL CORP. TCPC N-2 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ATHERONOVA INC. AHRO S-1 OTC Stradling Yocca Carlson & Rauth, P.C.
ATHERONOVA INC. AHRO S-1 OTC Stubbs Alderton & Markiles, LLP
ARTISAN PARTNERS ASSET MANAGEMENT INC. APAM S-1 NYSE Sullivan & Cromwell LLP
CHRYSLER GROUP LLC S-4 Sullivan & Cromwell LLP
DELIAS, INC. DLIA S-3 Nasdaq Troutman Sanders LLP
KINDRED BIOSCIENCES, INC. KIN S-1 Nasdaq TroyGould PC
ENDEAVOUR INTERNATIONAL CORP END S-3 NYSE Vinson & Elkins L.L.P.
GASTAR EXPLORATION INC. GST.PRA S-4 Vinson & Elkins L.L.P.
WIX.COM LTD. WIX F-1 Nasdaq White & Case LLP
F&M BANK CORP FMBM S-1 OTC Williams Mullen
NOVATEL WIRELESS INC NVTL S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.
ALDER BIOPHARMACEUTICALS INC S-1 Wilson Sonsini Goodrich & Rosati, PC
WIX.COM LTD. WIX F-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

x

IPOs and Transactions: March 10 – 14

There were 62 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Accelerate Diagnostics Inc. w/ Snell & Wilmer LLP, Alcentra Capital Corp. w/ Proskauer Rose LLP + Sutherland Asbill & Brennan LLP and First Financial Bancorp w/ Patton Boggs LLP + Squire Sanders LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

CLICK HERE

Registrant Symbol Form Exchange Law firm / Advisor
DIAMONDBACK ENERGY, INC. FANG S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Alston & Bird LLP
ADAMAS VENTURES INC. S-1 American Corporate Register, Inc.
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq Arnold & Porter LLP
GLADSTONE LAND CORP LAND S-3 Nasdaq Bass, Berry & Sims PLC
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA N-2 NYSE BlackRock Advisors, LLC
BLACKROCK LTD DURATION INCOME TRUST BLW N-2 NYSE BlackRock Advisors, LLC
ZAIS FINANCIAL CORP. ZFC S-3 NYSE Clifford Chance US LLP
TABLEAU SOFTWARE INC DATA S-1 NYSE Cooley LLP
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq Cooley LLP
LOMBARD MEDICAL, INC. F-1 Nasdaq Covington & Burling LLP
SYNCHRONY FINANCIAL S-1 Covington & Burling LLP
CREATIVE VISION ALLIANCE CORP S-1 Creative Vision Alliance Corp,
ING U.S., INC. VOYA S-1 NYSE Davis Polk & Wardwell LLP
SYNCHRONY FINANCIAL S-1 Davis Polk & Wardwell LLP
VIRTU FINANCIAL, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
GLOBAL MARINE TRANSPORT CAPITAL LTD. N-2 Dechert LLP
TIAA REAL ESTATE ACCOUNT S-1 Dechert LLP
EXELIS MSCO INC. 10-12B Exelis MSCO Inc.
TABLEAU SOFTWARE INC DATA S-1 NYSE Fenwick & West LLP
JLG INDUSTRIES INC S-4 Foley & Lardner LLP
PAYCOM SOFTWARE, INC. S-1 Gibson, Dunn & Crutcher LLP
TRINSEO S.A. S-1 Gibson, Dunn & Crutcher LLP
GLADSTONE LAND CORP LAND S-3 Nasdaq Gladstone Administration, LLC
ELBIT IMAGING LTD EMITF F-1 Nasdaq Goldfarb Seligman & Co.
PAYCOM SOFTWARE, INC. S-1 Haynes & Boone, LLP
VIEWPOINT FINANCIAL GROUP INC. VPFG S-4 Nasdaq Hunton & Williams LLP
ADAMAS VENTURES INC. S-1 Jill Arlene Robbins, P.A.
ATHERSYS, INC / NEW ATHX S-3 Nasdaq Jones Day
CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND N-2 K&L Gates LLP
FUELSTREAM INC FLST S-1 OTC Kenneth I. Denos, P.C.
MELROSE BANCORP, INC. S-1 Kilpatrick Townsend & Stockton LLP
SUNSHINE BANCORP, INC. S-1 Kilpatrick Townsend & Stockton LLP
HEINZ H J CO HNZPP S-4 Kirkland & Ellis LLP
PAYCOM SOFTWARE, INC. S-1 Kirkland & Ellis LLP
PHIBRO ANIMAL HEALTH CORP S-1 Kirkland & Ellis LLP
ZOE’S KITCHEN, INC. S-1 Kirkland & Ellis LLP
YORKE CAPITAL CORP N-2 Kirton McConkie, P.C.
ELBIT IMAGING LTD EMITF F-1 Nasdaq Kramer Levin Naftalis & Frankel LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Latham & Watkins LLP
K2M GROUP HOLDINGS, INC. S-1 Latham & Watkins LLP
LOMBARD MEDICAL, INC. F-1 Nasdaq Latham & Watkins LLP
PAPA MURPHY’S HOLDINGS, INC. S-1 Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-3 NYSE Latham & Watkins LLP
ZOE’S KITCHEN, INC. S-1 Latham & Watkins LLP
GOLDMERX, INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
ATLAS RESOURCES LLC S-4 Ledgewood Law
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Lowenstein Sandler LLP
BLUE HILLS BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
MELROSE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
MERIDIAN BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
PILGRIM BANCSHARES, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
SUNSHINE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
HALCON RESOURCES CORP HK S-4 OTC Mayer Brown LLP
SONIC FOUNDRY INC SOFO S-3 Nasdaq McBreen & Kopko
CHINA RECYCLING ENERGY CORP CREG S-3 Nasdaq McKenna Long & Aldridge LLP
DIXIE GROUP INC DXYN S-3 Nasdaq Miller & Martin PLLC
LONGBAU GROUP INC S-1 Nail Law Group
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Ober, Kaler, Grimes & Shriver
LEJU HOLDINGS LTD F-1 O’Melveny & Myers LLP
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Patton Boggs LLP
POLIWOGG REGENERATIVE MEDICINE FUND, INC. N-2 Paul Hastings LLP
VIRTU FINANCIAL, INC. S-1 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
THOMPSON CREEK METALS CO INC. TC S-3 NYSE Perkins Coie LLP
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Prince George’s Federal Savings Bank
ALCENTRA CAPITAL CORP N-2 Nasdaq Proskauer Rose LLP
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA, INC. S-11 Proskauer Rose LLP
RED LOBSTER SEAFOOD CO. 10-12B Red Lobster Seafood Co.
UNITED STATES NATURAL GAS FUND, LP UNG S-3 NYSE Reed Smith LLP
CERULEAN PHARMA INC. S-1 Ropes & Gray LLP
TRINSEO S.A. S-1 Ropes & Gray LLP
WEIBO CORP F-1 Shearman & Sterling LLP
PRUDENTIAL JENNISON MLP INCOME FUND, INC. N-2 Sidley Austin LLP
MERIDIAN BANCORP, INC. S-1 Silver, Freedman, Taff & Tiernan LLP
VIEWPOINT FINANCIAL GROUP INC. VPFG S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Simpson Thacher & Bartlett LLP
K2M GROUP HOLDINGS, INC. S-1 Simpson Thacher & Bartlett LLP
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BLACKROCK LTD DURATION INCOME TRUST BLW N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
LEJU HOLDINGS LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
WEIBO CORP F-1 Skadden, Arps, Slate, Meagher & Flom LLP
ACCELERATE DIAGNOSTICS, INC AXDX S-3 Nasdaq Snell & Wilmer L.L.P.
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Squire Sanders LLP
ING U.S., INC. VOYA S-1 NYSE Sullivan & Cromwell LLP
PHIBRO ANIMAL HEALTH CORP S-1 Sullivan & Cromwell LLP
ALCENTRA CAPITAL CORP N-2 Nasdaq Sutherland Asbill & Brennan LLP
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 Sutherland Asbill & Brennan LLP
STREAM FLOW MEDIA, INC. S-1 Taurus Financial Partners, LLC
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq TriVascular Technologies, Inc.
PAPA MURPHY’S HOLDINGS, INC. S-1 Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL S-1 Weil, Gotshal & Manges LLP
CERULEAN PHARMA INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP
GUILFORD MILLS INC GFDM S-4 Winston & Strawn LLP
NWQ INVESTMENT MANAGEMENT COMPANY, LLC S-4 Winston & Strawn LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Last week’s IPOs and Transactions

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Rick’s Cabaret International Inc. w/ Axelrod, Smith & Kirshbaum PC, Jrsis Health Care Corp. w/ William D. O’Neal ESQ. and Infinity Core Alternative Fund w/ Drinker Biddle & Reath LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Type Exchange Law firm / Advisor
CARROLS CORP S-3 Akerman LLP
AVISTA CORP AVA S-4 NYSE Alaska Energy and Resources Company
RECURSOS QUELIZ, INC. S-1 American Corporate Enterprises
RICKS CABARET INTERNATIONAL INC RICK S-3 Nasdaq Axelrod, Smith & Kirshbaum, P.C.
GRIFFIN CAPITAL ESSENTIAL ASSET REIT II, INC. S-11 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
WEST BANCORPORATION INC WTBA S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
VIRTUAL SOURCING, INC. S-1 Bart and Associates LLC
RECURSOS QUELIZ, INC. S-1 Booth Udall Fuller
BROOKFIELD MLP & ENERGY INFRASTRUCTURE INCOME FUND INC. N-2 Brookfield Investment Management Inc.
NUTRANOMICS, INC. NNRX S-1 OTC Brunson Chandler & Jones, PLLC
LVB ACQUISITION, INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
QUOTIENT LTD S-1 Nasdaq Clifford Chance US LLP
CONTINENTAL RAIL CORP S-1 Continental Rail Corp.
ADAMAS PHARMACEUTICALS INC S-1 Cooley LLP
CRITEO S.A. CRTO F-1 Nasdaq Cooley LLP
REGULUS THERAPEUTICS INC. RGLS S-3 Nasdaq Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Cravath, Swaine & Moore LLP
ADAMAS PHARMACEUTICALS INC S-1 Davis Polk & Wardwell LLP
IKANG HEALTHCARE GROUP, INC. F-1 Davis Polk & Wardwell LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-1 Nasdaq Davis Polk & Wardwell LLP
APPLIED OPTOELECTRONICS, INC. AAOI S-1 Nasdaq DLA Piper LLP
INFINITY CORE ALTERNATIVE FUND N-2 Drinker Biddle & Reath LLP
CORIUM INTERNATIONAL, INC. S-1 Fenwick & West LLP
INTERLINE BRANDS, INC./DE S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
QUOTIENT LTD S-1 Nasdaq Gibson, Dunn & Crutcher LLP
GLOBAL HEALTH TECHNOLOGIES INC S-1 Global Health Technologies Inc.
FIVE9, INC. S-1 Goodwin Procter LLP
OPOWER, INC. S-1 Goodwin Procter LLP
PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC S-1 Goodwin Procter LLP
PRUCO LIFE VARIABLE CONTRACT REAL PROPERTY ACCOUNT S-1 Goodwin Procter LLP
ALIMERA SCIENCES INC ALIM S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
PERLOWIN DEVELOPMENT CORP. S-1 Harold Gewerter, Esq.
PURPLEREAL.COM CORP. S-1 Harrison Law, P.A.
SM ENERGY CO SM S-4 NYSE Holland & Hart LLP
FIVE9, INC. S-1 Jones Day
CRITEO S.A. CRTO F-1 Nasdaq Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
KEYSIGHT TECHNOLOGIES, INC. 10-12B Keysight Technologies, Inc.
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-1 Nasdaq Kirkland & Ellis LLP
CORIUM INTERNATIONAL, INC. S-1 Latham & Watkins LLP
CRITEO S.A. CRTO F-1 Nasdaq Latham & Watkins LLP
SPORTSMAN’S WAREHOUSE HOLDINGS, INC. S-1 Nasdaq Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
EYE ON MEDIA NETWORK, INC. S-1 Law Office of Clifford J. Hunt, P.A.
PARAMOUNT GOLD & SILVER CORP. PZG S-3 NYSE LeClairRyan, PC
DARA BIOSCIENCES, INC. DARA S-3 Nasdaq Lowenstein Sandler LLP
CENTER BANCORP INC CNBC S-4 Nasdaq Lowenstein Sandler LLP
MERRIMACK PHARMACEUTICALS INC MACK S-3 Nasdaq Merrimack Pharmaceuticals, Inc.
DORIAN LPG LTD. F-1 Morgan, Lewis & Bockius LLP
AVISTA CORP AVA S-4 NYSE Morrison & Foerster LLP
SPORTSMAN’S WAREHOUSE HOLDINGS, INC. S-1 Nasdaq O’Melveny & Myers LLP
BROOKFIELD MLP & ENERGY INFRASTRUCTURE INCOME FUND INC. N-2 Paul Hastings LLP
HARBINGER GROUP INC. HRG S-4 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
SIMMONS FIRST NATIONAL CORP SFNC S-3 Nasdaq Quattlebaum, Grooms, Tull & Burrow PLLC
DORIAN LPG LTD. F-1 Seward & Kissel LLP
SERVICE CORPORATION INTERNATIONAL SCI S-4 NYSE Shearman & Sterling LLP
IKANG HEALTHCARE GROUP, INC. F-1 Simpson Thacher & Bartlett LLP
LVB ACQUISITION, INC. S-1 Simpson Thacher & Bartlett LLP
CARLYLE GROUP L.P. CG S-3 Nasdaq Simpson Thacher & Bartlett LLP
MOELIS & CO S-1 Skadden, Arps, Slate, Meagher & Flom LLP
CARLYLE GROUP L.P. CG S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Spidi & Fisch, PC
MOELIS & CO S-1 Sullivan & Cromwell LLP
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 Sutherland Asbill & Brennan LLP
TRIUMPH VENTURES CORP S-1 Thomas J. Craft, Jr., Esq.
RESOLUTE FOREST PRODUCTS INC. RFP S-4 NYSE Troutman Sanders LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Wachtell, Lipton, Rosen & Katz
ACADIA HEALTHCARE COMPANY, INC. ACHC S-4 Nasdaq Waller Lansden Dortch & Davis, LLP
JRSIS HEALTH CARE CORP S-1 William D. O’Neal, Esq.
INDOOR HARVEST CORP S-1 Williams Securities Law Firm, P.A.,
ACHILLION PHARMACEUTICALS INC ACHN S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CASELLA WASTE SYSTEMS INC CWST S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MERRIMACK PHARMACEUTICALS INC MACK S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OPOWER, INC. S-1 Wilson Sonsini Goodrich & Rosati, PC
APPLIED OPTOELECTRONICS, INC. AAOI S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
CENTER BANCORP INC CNBC S-4 Nasdaq Windels Marx Lane & Mittendorf LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Last week’s IPOs and Transactions

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Right Lane Acquisition I w/ Harold Gewerter Esq., Staar Surgical Co. w/ Homeier & Law, P.C. and American Reality Capital NYC REIT Inc. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

CLICK HERE

Registrant Symbol Form Exchange Law firm / Advisor
AUTOBYTEL INC ABTL S-3 Nasdaq Allen Matkins Leck Gamble Mallory & Natsis LLP
RADIUS HEALTH, INC. RDUS S-1 Bingham McCutchen LLP
PROSPECT GLOBAL RESOURCES INC. PGRX S-1 Nasdaq Brownstein Hyatt Farber Schreck, LLP
CAROLINA FINANCIAL CORP CARO 10-12G OTC Carolina Financial Corp.
ETRE REIT, LLC S-11 Nasdaq Clifford Chance US LLP
EVERYDAY HEALTH, INC. S-1 Cooley LLP
RINGCENTRAL INC RNG S-1 NYSE Cooley LLP
SCYNEXIS INC S-1 Cooley LLP
MERECOT CORP. S-1 David Lubin & Associates, PLLC
VIEW SYSTEMS INC VSYM S-1 OTC Diane D. Dalmy  Atty.
ISC8 INC. /DE ISCI S-1 OTC Disclosure Law Group
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD CETV S-3 Nasdaq DLA Piper LLP
SCYNEXIS INC S-1 DLA Piper LLP
SELECTICA INC SLTC S-3 Nasdaq DLA Piper LLP
BANCORPSOUTH INC BXS S-4 NYSE Fenimore, Kay, Harrison & Ford, LLP
SDMS, INC S-1 Frank J. Hariton, Esq.
RIGHT LANE ACQUISITION I, INC. S-1 Harold Gewerter, Esq.
STAAR SURGICAL CO STAA S-3 Nasdaq Homeier & Law, P.C.
NORTHSTAR REALTY FINANCE CORP. NRFPRC S-4 NYSE Hunton & Williams LLP
ZUBRA INC. S-1 Jonathan D. Strum
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-3 Nasdaq Kaufman & Canoles, P.C.
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-3 Nasdaq Kaufman & Canoles, P.C.
CINEDIGM CORP. CIDM S-3 Nasdaq Kelley Drye & Warren LLP
GRUBHUB INC. S-1 Kirkland & Ellis LLP
EVERYDAY HEALTH, INC. S-1 Latham & Watkins LLP
IGNYTA, INC. RXDX S-1 Nasdaq Latham & Watkins LLP
RADIUS HEALTH, INC. RDUS S-1 Latham & Watkins LLP
SGWONE, INC. S-1 Law Office of Andrew Coldicutt
NOW INC. 10-12B Locke Lord LLP
PROVIDENT FINANCIAL SERVICES INC PFS S-4 NYSE Luse Gorman Pomerenk & Schick, P.C.
ION GEOPHYSICAL CORP IO S-4 NYSE Mayer Brown LLP
IGNYTA, INC. RXDX S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
UNITED DEVELOPMENT FUNDING INCOME FUND V S-11 Morris, Manning & Martin, LLP
BANK OF MONTREAL /CAN/ BMO S-1 NYSE Morrison & Foerster LLP
ETRE REIT, LLC S-11 Nasdaq Morrison & Foerster LLP
NEW JERSEY MINING CO NJMC 10-12G OTC New Jersey Mining Company
TARENA INTERNATIONAL, INC. F-1 O’Melveny & Myers LLP
AMERICAN REALTY CAPITAL NEW YORK CITY REIT, INC. S-11 Proskauer Rose LLP
UNITED DEVELOPMENT FUNDING INCOME FUND V S-11 Proskauer Rose LLP
SPINDLE, INC. SPDL 10-12G OTC Richardson & Patel, LLP
NXT-ID, INC. NXTD S-1 OTC Robinson Brog Leinwand Green Genovese & Gluck P.C.
SCYNEXIS INC S-1 SCYNEXIS, Inc.
KKR & CO. L.P. KKR S-3 NYSE Simpson Thacher & Bartlett LLP
GRUBHUB INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
TARENA INTERNATIONAL, INC. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
O’CONNOR FUND OF FUNDS: ALTERNATIVE FIXED-INCOME STRATEGIES LLC N-2 Stroock & Stroock & Lavan LLP
O’CONNOR FUND OF FUNDS: LONG/SHORT STRATEGIES LLC N-2 Stroock & Stroock & Lavan LLP
NORTHSTAR REALTY FINANCE CORP. NRFPRC S-4 NYSE Sullivan & Cromwell LLP
USA SYNTHETIC FUEL CORP USFC S-3 OTC Taft Stettinius & Hollister LLP
SUNCOKE ENERGY PARTNERS, L.P. SXCP S-3 NYSE Vinson & Elkins L.L.P.
SUNOCO LOGISTICS PARTNERS L.P. SXL S-3 NYSE Vinson & Elkins L.L.P.
BANCORPSOUTH INC BXS S-4 NYSE Waller Lansden Dortch & Davis, LLP
CESCA THERAPEUTICS INC. KOOL S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin
NII HOLDINGS INC NIHD S-4 Nasdaq Williams Mullen
IDENIX PHARMACEUTICALS INC IDIX S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
INFINITY PHARMACEUTICALS, INC. INFI S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
RINGCENTRAL INC RNG S-1 NYSE Wilson Sonsini Goodrich & Rosati, P.C.
PROVIDENT FINANCIAL SERVICES INC PFS S-4 NYSE Windels Marx Lane & Mittendorf, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Last week’s IPOs and Transactions

There were 31 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Advaxis Inc. w/ Reed Smith LLP and Protalex Inc. w/ Morse, Zelnick, Rose & Lander, LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / Advisor
NGL ENERGY PARTNERS LP NGL S-3 NYSE Andrews Kurth LLP
MADISON & 51ST, INC. 10-12G BlackPool Acquisitions, LLC.
ANPATH GROUP, INC. APGRD 10-12G OTC Burningham & Burningham
ROMULUS CORP. S-1 Cane Clark LLP
TPG SPECIALTY LENDING, INC. N-2 Cleary Gottlieb Steen & Hamilton LLP
2U, INC. S-1 Cooley LLP
CARDICA INC CRDC S-1 Nasdaq Cooley LLP
VERSARTIS, INC. S-1 Cooley LLP
WSFS FINANCIAL CORP WSFS S-4 Nasdaq Covington & Burling LLP
KANGE CORP S-1 David Lubin & Associates, PLLC
VERSARTIS, INC. S-1 Davis Polk & Wardwell LLP
KING DIGITAL ENTERTAINMENT PLC F-1 Fenwick & West LLP
FIRST INTERSTATE BANCSYSTEM INC FIBK S-4 Nasdaq Fredrikson & Byron, P.A.
TPG SPECIALTY LENDING, INC. N-2 Fried, Frank, Harris, Shriver & Jacobson LLP
WSFS FINANCIAL CORP WSFS S-4 Nasdaq Gerrish McCreary Smith, PC
2U, INC. S-1 Goodwin Procter LLP
BORDERFREE, INC. S-1 Goodwin Procter LLP
FIRST INTERSTATE BANCSYSTEM INC FIBK S-4 Nasdaq Holland & Hart LLP
TEL-APPLIED HOLDINGS B.V. S-4 Jones Day
ENDOWMENT PMF MASTER FUND, L.P. N-2 K & L Gates LLP
PMF FUND, L.P. N-2 K & L Gates LLP
PMF TEI FUND, L.P. N-2 K & L Gates LLP
NORD ANGLIA EDUCATION, INC. F-1 Latham & Watkins LLP
LION PRINT CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
ATLAS PIPELINE PARTNERS LP APL S-3 NYSE Ledgewood
NORD ANGLIA EDUCATION, INC. F-1 Milbank, Tweed, Hadley & McCloy LLP
PROTALEX INC PRTX S-1 OTC Morse, Zelnick, Rose & Lander, LLP
SOUTHERN FIRST BANCSHARES INC SFST S-3 Nasdaq Nelson Mullins Riley & Scarborough LLP
A10 NETWORKS, INC. S-1 Pillsbury Winthrop Shaw Pittman LLP
ADVAXIS, INC. ADXSD S-3 Nasdaq Reed Smith LLP
CARDICA INC CRDC S-1 Nasdaq Ropes & Gray LLP
LUCKYCOM INC S-1 Scott Doney, Esq.
ARAMARK CORP S-1 Simpson Thacher & Bartlett LLP
QUINTILES TRANSNATIONAL HOLDINGS INC. Q S-1 NYSE Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, LLP
O’CONNOR FUND OF FUNDS: EVENT LLC N-2 Stroock & Stroock & Lavan LLP
CAR CHARGING GROUP, INC. CCGI S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
DANIELS CORPORATE ADVISORY COMPANY, INC. DCAC S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
MARKWEST ENERGY PARTNERS L P MWE S-3 NYSE Vinson & Elkins L.L.P.
TEL-APPLIED HOLDINGS B.V. S-4 Weil, Gotshal & Manges LLP
QUINTILES TRANSNATIONAL HOLDINGS INC. Q S-1 NYSE White & Case LLP
BORDERFREE, INC. S-1 Wilson Sonsini Goodrich & Rosati  PC
A10 NETWORKS, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
KING DIGITAL ENTERTAINMENT PLC F-1 Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Last week’s IPOs and Transactions

There were 89 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including RCS Capital Corp w/ Cahill Gordon & Reindel LLP plus Proskauer Rose LLP, Enzymotec LTD w/ Skadden, Arps, Slate, Meagher & Flom LLP  plus White & Case LLP and Enerjex Resources Inc w/ Reicker, Pfau, Pyle & McRoy LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable. Click here to review the week’s underwriters.

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Registrant Symbol Form Type Exchange Law firm / Advisor
FRANKLIN FINANCIAL NETWORK INC. FRFN S-4 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
PRESTON CORP. S-1 Barnett & Linn
21ST CENTURY ONCOLOGY HOLDINGS, INC. S-1 Cahill Gordon & Reindel LLP
RCS CAPITAL CORP RCAP S-1 NYSE Cahill Gordon & Reindel LLP
IIM GLOBAL CORP S-1 Cassidy & Associates
NEW MEDIA INVESTMENT GROUP INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
AEROHIVE NETWORKS, INC S-1 Cooley LLP
CASTLIGHT HEALTH, INC. S-1 Cooley LLP
RIMINI STREET, INC. S-1 Covington & Burling LLP
FRANKLIN FINANCIAL NETWORK INC. FRFN S-4 OTC Daniel W. Small & Company
ARDMORE SHIPPING CORP ASC F-1 NYSE Davis Polk & Wardwell LLP
PQ HOLDINGS INC. S-1 Debevoise & Plimpton LLP
XPEDX HOLDING CO S-1 Debevoise & Plimpton LLP
AMBER ROAD, INC. S-1 Dentons US LLP
Q2 HOLDINGS, INC. S-1 DLA Piper LLP
CHS INC CHSCO S-1 Nasdaq Dorsey & Whitney LLP
US FUEL CORP USFF 10-12G Drinkwater & Goldstein LLP
INSTITUTIONAL FINANCIAL MARKETS, INC. IFMI S-3 NYSE Duane Morris LLP
COPYTELE INC COPY S-3 OTC Ellenoff Grossman & Schole LLP
NEW HORIZON EQUITY GROUP, INC. S-1 Ertz Law Group
ENERJEX RESOURCES, INC. ENRJ S-1 OTC Faegre Baker Daniels
ENCISION INC ECIA S-1 OTC Faegre Baker Daniels LLP
BANCORPSOUTH INC BXS S-4 NYSE Fenimore, Kay, Harrison & Ford, LLP
CASTLIGHT HEALTH, INC. S-1 Fenwick & West LLP
DNA PRECIOUS METALS INC. DNAP S-1 OTC Frederick M. Lehrer, Esq.
AMBER ROAD, INC. S-1 Goodwin Procter LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
ENZYMOTEC LTD. ENZY F-1 Nasdaq Gornitzky & Co.
MEDIWOUND LTD. F-1 Nasdaq Gornitzky & Co.
TECNOGLASS INC. TGLS S-3 Nasdaq Graubard Miller
ORCHID ISLAND CAPITAL, INC. ORC S-11 NYSE Graubard Miller
MARY FEED & SUPPLIES, INC. S-1 Hamilton & Associates Law Group, P.A.
ADVANCED CANNABIS SOLUTIONS, INC. CANN S-1 OTC Hart & Hart, LLC
GALLAGHER ARTHUR J & CO AJG S-4 NYSE Harter Secrest & Emery LLP
HEALTH INSURANCE INNOVATIONS, INC. HIIQ S-3 Nasdaq Health Insurance Innovations, Inc.
ALION SCIENCE & TECHNOLOGY CORP S-1 Holland & Knight LLP
HIGHWOODS PROPERTIES INC HIW S-3 NYSE Hunton & Williams LLP
ORCHID ISLAND CAPITAL, INC. ORC S-11 NYSE Hunton & Williams LLP
GREENKRAFT, INC. SGBLD S-1 OTC Indeglia & Carney, LLP
MINDPIX CORP 10-12G Jonathan D. Leinwand, P.A.
MIDWEST HOLDING INC. S-4 Jones & Keller, P.C.
TIMKENSTEEL CORP 10-12B Jones Day
POWER SOLUTIONS INTERNATIONAL, INC. PSIX S-3 Nasdaq Katten Muchin Rosenman LLP
21ST CENTURY ONCOLOGY HOLDINGS, INC. S-1 Kirkland & Ellis LLP
XPEDX HOLDING CO S-1 Kirkland & Ellis LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Krieg DeVault LLP
AKEBIA THERAPEUTICS, INC. S-1 Latham & Watkins LLP
LA QUINTA HOLDINGS INC. S-1 Latham & Watkins LLP
PQ HOLDINGS INC. S-1 Latham & Watkins LLP
STALWART TANKERS INC. F-1 Latham & Watkins LLP
AMERICAN XANTHAN CORP S-1 Law Office of Conrad C. Lysiak, P.S.
LIVEDEAL INC LIVE S-3 Nasdaq Loeb & Loeb LLP
SUPERTEL HOSPITALITY INC SPPR S-11 Nasdaq McGrath North Mullin & Kratz, PC LLO
ENZYMOTEC LTD. ENZY F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
MEDIWOUND LTD. F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
CHYRONHEGO CORP CHYR S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
O’CONNOR EQUUS N-2 Morgan, Lewis & Bockius LLP
CELSION CORP CLSN S-3 Nasdaq O’Melveny & Myers LLP
NANOFLEX POWER CORP OPVS S-1 OTC Ofsink, LLC
EVOLUTION PETROLEUM CORP EPM S-3 NYSE Porter Hedges LLP
RCS CAPITAL CORP RCAP S-1 NYSE Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-1 NYSE RCS Capital
ENERJEX RESOURCES, INC. ENRJ S-1 OTC Reicker, Pfau, Pyle & McRoy LLP
DANDRIT BIOTECH USA, INC. S-1 Richardson & Patel, LLP
RIMINI STREET, INC. S-1 Rimini Street, Inc.
AKEBIA THERAPEUTICS, INC. S-1 Ropes & Gray LLP
ARDMORE SHIPPING CORP ASC F-1 NYSE Seward & Kissel LLP
STALWART TANKERS INC. F-1 Sidley Austin LLP
CHS INC CHSCO S-1 Nasdaq Sidley Austin LLP
LA QUINTA HOLDINGS INC. S-1 Simpson Thacher & Bartlett LLP
ENZYMOTEC LTD. ENZY F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
MEDIWOUND LTD. F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
HUNTSMAN INTERNATIONAL LLC S-4 Stoel Rives LLP
BMO LLOYD GEORGE FRONTIER MARKETS EQUITY FUND N-2 Stradley Ronon Stevens & Young, LLP
MAGNEGAS CORP MNGA S-3 Nasdaq Szaferman, Lakind, Blumstein & Blader, P.C.
HEALTH REVENUE ASSURANCE HOLDINGS, INC. HRAA S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
AKEBIA THERAPEUTICS, INC. S-1 Thompson Hine LLP
DANDRIT BIOTECH USA, INC. S-1 Troutman Sanders LLP
BANCORPSOUTH INC BXS S-4 NYSE Waller Lansden Dortch & Davis, LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Warner Norcross & Judd LLP
ELIZABETH ARDEN INC RDEN S-4 Nasdaq Weil, Gotshal & Manges LLP
ENZYMOTEC LTD. ENZY F-1 Nasdaq White & Case LLP
MEDIWOUND LTD. F-1 Nasdaq White & Case LLP
E-WORLD USA HOLDING,INC S-1 Williams Securities Law Firm, P.A.
BOTTOMLINE TECHNOLOGIES INC /DE/ EPAY S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
Q2 HOLDINGS, INC. S-1 Wilson Sonsini Goodrich & Rosati PC
AEROHIVE NETWORKS, INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
RIMINI STREET, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
WIND POWER HOLDINGS INC 10-12B Wind Power Holdings, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Last week’s IPOs and Transactions

There were 63 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including EON Communications Corp w/ Baker, Donelson, Bearman, Caldwell & Berkowitz PC, Celator Pharmaceuticals Inc. w/ Duane Morris LLP and Tecogen Inc. w/ Lowenstein Sandler LLP and Sullivan & Worcester LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable. Click here to review the week’s underwriters.

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Registrant Symbol Form Exchange Law firms / advisors
1847 HOLDINGS LLC S-1 1847 Holdings LLC
STEMLINE THERAPEUTICS INC STML S-3 Nasdaq Alston & Bird LLP
SUNSHINE BIOPHARMA, INC SBFM S-4 OTC Andrew I. Telsey, P.C.
EON COMMUNICATIONS CORP EONC S-3 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
EON COMMUNICATIONS CORP EONC S-4 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
AMERICAN BREWING COMPANY, INC. S-1 Bart and Associates LLC
SUREPURE, INC. SURP S-1 OTC Barton LLP
NUVEEN ENHANCED MUNICIPAL VALUE FUND NEV N-2 NYSE Bingham McCutchen LLP
REAL GOODS SOLAR, INC. RSOL S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
RX SAFES, INC. S-1 Cane Clark LLP
FIREEYE, INC. FEYE S-1 Nasdaq Cooley LLP
IRIDIUM COMMUNICATIONS INC. IRDMU S-3 Nasdaq Cooley LLP
CELATOR PHARMACEUTICALS INC CPXX S-3 Nasdaq Duane Morris LLP
DIPEXIUM PHARMACEUTICALS, LLC S-1 Ellenoff Grossman & Schole LLP
GALMED PHARMACEUTICALS LTD. F-1 Ellenoff Grossman & Schole LLP
EON COMMUNICATIONS CORP EONC S-4 Nasdaq Ellenoff Grossman & Schole LLP
COPYTELE INC COPY S-3 OTC Ellenoff Grossman & Schole LLP
VISUAL ACUMEN, INC. S-1 Everett & Everett, PLLC
WORLDS INC WDDD S-1 OTC Feder Kaszovitz LLP
FIREEYE, INC. FEYE S-1 Nasdaq FireEye, Inc.
RUBICON PROJECT, INC. S-1 Gibson, Dunn & Crutcher LLP
GALMED PHARMACEUTICALS LTD. F-1 Greenberg Traurig, P.A.
NANO VIBRONIX, INC. S-1 Haynes and Boone, LLP
INTREXON CORP XON S-4 NYSE Intrexon Corporation
DIAMOND S SHIPPING GROUP, INC. S-1 Jones Day
INTREXON CORP XON S-4 NYSE Jones Day
ARADIGM CORP ARDM S-1 OTC King & Spalding
NEXTIER SOLUTIONS CORP S-4 Kirkland & Ellis LLP
YRC WORLDWIDE INC. YRCW S-3 Nasdaq Kirkland & Ellis LLP
ANTERO RESOURCES MIDSTREAM LLC S-1 Latham & Watkins LLP
MODERN HOLDINGS INC S-1 LeClairRyan, PC
MARTIN MIDSTREAM PARTNERS LP MMLP S-3 Nasdaq Locke Lord LLP
NANO VIBRONIX, INC. S-1 Loeb & Loeb LLP
TECOGEN INC. TGEN S-1 Lowenstein Sandler LLP
HAVE GUN WILL TRAVEL ENTERTAINMENT, INC. S-1 Matthew C. McMurdo, Esq.
XUN ENERGY, INC. XNRG S-1 OTC Matthew C. McMurdo, Esq.
NOVA LIFESTYLE, INC. NVFY S-3 Nasdaq McKenna Long & Aldridge LLP
DIPEXIUM PHARMACEUTICALS, LLC S-1 Mintz Levin Cohn Ferris Glovsky and Popeo, P.C.
SCIQUEST INC SQI S-3 Nasdaq Morris, Manning & Martin, LLP
PAIN THERAPEUTICS INC PTIE S-3 Nasdaq Morrison & Foerster LLP
NEXTIER SOLUTIONS CORP S-4 NewPage Holdings Inc.
NORTHSTAR ASSET MANAGEMENT GROUP INC. 10-12B NorthStar Asset Management Group Inc.
NEXTIER SOLUTIONS CORP S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
YOU ON DEMAND HOLDINGS, INC. YOD S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
HEADWATERS INC HW S-4 NYSE Pillsbury Winthrop Shaw Pittman LLP
ARTESANIAS CORP. S-1 Randall V. Brumbaugh, Esq.
ARROWHEAD RESEARCH CORP ARWR S-3 Nasdaq Ropes & Gray LLP
RUBICON PROJECT, INC. S-1 Rubicon Project, Inc.
DIAMOND S SHIPPING GROUP, INC. S-1 Shearman & Sterling LLP
SPHERIX INC SPEX S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
NEXTIER SOLUTIONS CORP S-4 Sullivan & Cromwell LLP
TECOGEN INC. TGEN S-1 Sullivan & Worcester LLP
BIO BLAST PHARMA LTD. F-1 Troutman Sanders LLP
INTREXON CORP XON S-4 NYSE Troutman Sanders LLP
GALMED PHARMACEUTICALS LTD. F-1 Tulchinsky Stern Marciano Cohen Levitski & Co., Law Offices
ANTERO RESOURCES MIDSTREAM LLC S-1 Vinson & Elkins L.L.P.
GASTAR EXPLORATION INC. GST.PRA S-3 Vinson & Elkins L.L.P.
USA COMPRESSION PARTNERS, LP USAC S-3 NYSE Vinson & Elkins L.L.P.
RUBICON PROJECT, INC. S-1 Wilson Sonsini Goodrich & Rosati P.C.
FIREEYE, INC. FEYE S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
GALMED PHARMACEUTICALS LTD. F-1 Yigal Arnon & Co.
BIO BLAST PHARMA LTD. F-1 Yigal Arnon & Co.
BIO BLAST PHARMA LTD. F-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great day.