Category Archives: IPO week in review

IPOs and Transactions: February 23 – 27

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Sino Agro Food Inc. w/ Sichenzia Ross Friedman Ference LLP, Microphase Corp. w/ Lucosky Brookman LLP and Intelligent Resources Inc. w/ Szaferman, Lakind, Blumstein, & Blader PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


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Registrant Symbol Form Exchange Law firm / Advisor
TESORO VENTURES INC. ~ S-1 ~ American Corporate Register, Inc.
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Baker Botts L.L.P.
TALLGRASS ENERGY GP, LP ~ S-1 ~ Baker Botts L.L.P.
AQUA AMERICA INC WTR S-4 NYSE Ballard Spahr LLP
HEADSTART HOLDINGS, INC. ~ S-1 ~ Bauman & Associates Law Firm
WASHINGTONFIRST BANKSHARES, INC. WFBI S-3 Nasdaq Bracewell and Giuliani LLP
BARNES & NOBLE EDUCATION, INC. ~ S-1 ~ Cravath, Swaine & Moore LLP
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP ~ S-1 ~ Dearborn Capital Management, L.L.C.
CNL ENERGY TOTAL RETURN FUND ~ N-2 ~ Dechert LLP
LCNB CORP LCNB S-4 Nasdaq Dinsmore & Shohl LLP
ORGANOVO HOLDINGS, INC. ONVO S-3 NYSE DLA Piper LLP
ATLANTIC ALLIANCE PARTNERSHIP CORP. ~ S-1 ~ Ellenoff Grossman & Schole LLP
SCANWARE SOLUTIONS, INC. ~ S-1 ~ ETN Services LLC
MARIN SOFTWARE INC MRIN S-3 NYSE Fenwick & West LLP
WILLIAMS PARTNERS L.P. WPZ S-3 NYSE Gibson, Dunn & Crutcher LLP
ZAYO GROUP HOLDINGS, INC. ZAYO S-1 NYSE Gibson, Dunn & Crutcher LLP
CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq Goodwin Procter LLP
RAINDANCE TECHNOLOGIES INC ~ S-1 ~ Goodwin Procter LLP
PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE Greenberg Traurig, P.A.
KORNIT DIGITAL LTD. ~ F-1 Nasdaq Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
MORGAN WOODRUFF, INC. ~ S-1 ~ Harold P. Gewerter, Esq., Ltd.
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Latham & Watkins LLP
GUIDANCE SOFTWARE, INC. GUID S-3 Nasdaq Latham & Watkins LLP
JAREX SOLUTIONS CORP. ~ S-1 ~ Law Offices de Harold P. Gewerter, Esq., Ltd.
MICROPHASE CORP ~ 10-12G ~ Lucosky Brookman LLP
RAINDANCE TECHNOLOGIES INC ~ S-1 ~ McDermott Will & Emery LLP
BANK OF AMERICA CORP /DE/ BAC S-3 NYSE McGuireWoods LLP
CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
KORNIT DIGITAL LTD. ~ F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
NEXPOINT HOSPITALITY TRUST, INC. ~ S-11 ~ Morris, Manning & Martin, LLP
BANK OF AMERICA CORP /DE/ BAC S-3 NYSE Morrison & Foerster LLP
CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq Naschitz, Brandes, Amir & Co.
ATLANTIC ALLIANCE PARTNERSHIP CORP. ~ S-1 ~ Ogier
HARBINGER GROUP INC. HRG S-4 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
SPIRIT AIRLINES, INC. SAVE S-3 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Regency GP LLC
ZAYO GROUP HOLDINGS, INC. ZAYO S-1 NYSE Shearman & Sterling LLP
LCNB CORP LCNB S-4 Nasdaq Shumaker, Loop & Kendrick, LLP
CLEVELAND BIOLABS INC CBLI S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
SINO AGRO FOOD, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference, LLP
UNITED STATES CELLULAR CORP USM S-3 NYSE Sidley Austin LLP
NIELSEN HOLDINGS LTD ~ S-4 ~ Simpson Thacher & Bartlett LLP
KORNIT DIGITAL LTD. ~ F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
TENAX THERAPEUTICS, INC. TENX S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
A&Q AGGREGATED ALPHA STRATEGIES FUND LLC ~ N-2 ~ Stroock & Stroock & Lavan LLP
INTELLIGENT CLOUD RESOURCES INC. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
BROKE OUT INC. ~ S-1 ~ The Doney Law Firm
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP ~ S-1 ~ Vedder Price P.C.
TALLGRASS ENERGY GP, LP ~ S-1 ~ Vinson & Elkins L.L.P.
ATLANTIC ALLIANCE PARTNERSHIP CORP. ~ S-1 ~ Weil, Gotshal & Manges LLP
CYBERARK SOFTWARE LTD. CYBR F-1 Nasdaq White & Case LLP
KORNIT DIGITAL LTD. ~ F-1 Nasdaq White & Case LLP
ECHO GLOBAL LOGISTICS, INC. ECHO S-3 Nasdaq Winston & Strawn LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Have a great week.

IPOs and Transactions: February 16 – 20 ~ w/ LinkedIn invite

There were 30 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Rock Creek Pharmaceuticals Inc. w/ Foley & Lardner LLP, Macquarie Infrastructure Co Inc. w/ White & Case LLP and American Realty Capital NYC REIT II w/ Foley & Lardner LLP and Proskauer Rose LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
ALLSTATE LIFE INSURANCE CO ~ S-3 ~ Allstate Life Insurance Company
APPLIED MINERALS, INC. AMNL S-1 ~ Applied Minerals, Inc.
ARCADIA BIOSCIENCES, INC. ~ S-1 ~ Arcadia Biosciences, Inc.
BRILLIANT ACQUISITION,INC. ~ 10-12G ~ Brilliant Acquisition, Inc.
GAIA, INC. ~ 10-12B ~ Brownstein Hyatt Farber Schreck, LLP
ARCADIA BIOSCIENCES, INC. ~ S-1 ~ Cooley LLP
EASIC CORP ~ S-1 ~ Cooley LLP
MAJESCO ~ S-4 ~ Cover-All Technologies Inc.
ULTRA CLEAN HOLDINGS, INC. UCTT S-3 Nasdaq Davis Polk & Wardwell LLP
CRESCENT CAPITAL BDC, INC. ~ 10-12G ~ Dechert LLP
TRILOMA EIG GLOBAL ENERGY FUND, LLC ~ N-2 ~ Dechert LLP
TRILOMA EIG TRUST ~ N-2 ~ Dechert LLP
CONTEXT FUNDAMENTAL VALUE LONG/SHORT FUND ~ N-2 ~ Drinker Biddle & Reath, LLP
EASIC CORP ~ S-1 ~ eASIC Corporation
TRILOMA EIG GLOBAL ENERGY FUND, LLC ~ N-2 ~ EIG Global Energy Partners, LLC
TRILOMA EIG TRUST ~ N-2 ~ EIG Global Energy Partners, LLC
ROCK CREEK PHARMACEUTICALS, INC. RCPI S-3 Nasdaq Foley & Lardner LLP
SOLAREDGE TECHNOLOGIES INC ~ S-1 Nasdaq Gibson, Dunn & Crutcher LLP
PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC ~ S-1 ~ Goodwin Procter LLP
PRUCO LIFE VARIABLE CONTRACT REAL PROPERTY ACCOUNT ~ S-1 ~ Goodwin Procter LLP
COLLABRX, INC. CLRX S-1 Nasdaq Goodwin Procter LLP
JERNIGAN CAPITAL, INC. ~ S-11 ~ Greenberg Traurig, LLP
HERZFELD CARIBBEAN BASIN FUND INC CUBA N-2 Nasdaq Herzfeld Caribbean Basin Fund, Inc.
CELLECTIS S.A. ~ F-1 ~ Jones Day
PHILADELPHIA ENERGY SOLUTIONS INC. ~ S-1 ~ Latham & Watkins LLP
CELLECTIS S.A. ~ F-1 ~ Latham & Watkins LLP
STAMPS.COM INC STMP S-3 Nasdaq Manatt, Phelps & Phillips, LLP
LAWSON PRODUCTS INC/NEW/DE/ LAWS S-3 Nasdaq McDermott Will & Emery LLP
PIERIS PHARMACEUTICALS, INC. PIRS S-1 OTC Markets Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
JERNIGAN CAPITAL, INC. ~ S-11 ~ Morrison & Foerster LLP
GLOBAL TECHNOLOGIES CORP ~ S-1 ~ Office of Richard Rubin
SOLAREDGE TECHNOLOGIES INC ~ S-1 Nasdaq O’Melveny & Myers LLP
OPULENT ACQUISITION, INC. ~ 10-12G ~ Opulent Acquisition, Inc.
ARCADIA BIOSCIENCES, INC. ~ S-1 ~ Orrick, Herrington & Sutcliffe LLP
MAJESCO ~ S-4 ~ Pepper Hamilton LLP
HERZFELD CARIBBEAN BASIN FUND INC CUBA N-2 Nasdaq Pepper Hamilton LLP
EASIC CORP ~ S-1 ~ Pillsbury Winthrop Shaw Pittman LLP
AMERICAN REALTY CAPITAL NEW YORK CITY REIT II, INC. ~ S-11 ~ Proskauer Rose LLP
AMERICAN REALTY CAPITAL NEW YORK CITY REIT II, INC. ~ S-11 ~ RCS Capital
CATALENT, INC. CTLT S-1 NYSE Shearman & Sterling L.L.P.
COLLABRX, INC. CLRX S-1 Nasdaq Sichenzia Ross Friedman Ference LLP
DAIMLER TRUST LEASING LLC ~ S-3 ~ Sidley Austin LLP
MAJESCO ~ S-4 ~ Sills Cummis & Gross P.C.
CATALENT, INC. CTLT S-1 NYSE Simpson Thacher & Bartlett LLP
SOLAREDGE TECHNOLOGIES INC ~ S-1 Nasdaq SolarEdge Technologies, Inc.
STAMPS.COM INC STMP S-3 Nasdaq Stamps.com Inc.
GLOBAL TECHNOLOGIES CORP ~ S-1 ~ Thomas J. Craft, Jr., Esq.
TRILOMA EIG GLOBAL ENERGY FUND, LLC ~ N-2 ~ Triloma Financial Group, LLC
TRILOMA EIG TRUST ~ N-2 ~ Triloma Financial Group, LLC
PHILADELPHIA ENERGY SOLUTIONS INC. ~ S-1 ~ Vinson & Elkins L.L.P.
MACQUARIE INFRASTRUCTURE CO LLC MIC S-4 NYSE White & Case LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: February 9 – 13 / plus S-1 workflow whitepaper

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XCEL Brands w/ Blank Rome LLP and Morgan, Lewis & Bockius LLP, Urigen Pharmaceuticals Inc. w/ Loeb & Loeb LLP and Soul & Vibe Interactive Inc. w/ Sichenzia Ross Friedman Ference LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
RENASANT CORP RNST S-4 Nasdaq Alston & Bird LLP
APPLICABLE ENTERPRISES INC. ~ S-1 ~ Applicable Enterprises Inc.
CHESAPEAKE UTILITIES CORP CPK S-4 NYSE Baker & Hostetler LLP
EQT GP HOLDINGS, LP ~ S-1 ~ Baker Botts L.L.P.
KLOX TECHNOLOGIES, INC. ~ F-1 Nasdaq BCF LLP
XCEL BRANDS, INC. XELB S-1 OTC Markets Blank Rome LLP
MANITEX INTERNATIONAL, INC. MNTX S-3 Nasdaq Bryan Cave LLP
OPTILEAF, INC. ~ S-1 ~ Byrd & Byrd, PL
UBS COMMERCIAL MORTGAGE SECURITIZATION CORP. ~ S-3 ~ Cadwalader, Wickersham & Taft LLP
HEYU LEISURE HOLIDAYS CORP ~ S-1 ~ Cassidy & Associates
PROTEA BIOSCIENCES GROUP, INC. PRGB S-1 OTC Markets CKR Law LLP
NATIONAL STORAGE AFFILIATES TRUST ~ S-11 ~ Clifford Chance US LLP
VIEWRAY INC ~ S-1 ~ Cooley LLP
KLOX TECHNOLOGIES, INC. ~ F-1 Nasdaq Cooley LLP
VALERITAS INC ~ S-1 Nasdaq Cooley LLP
LUNA INNOVATIONS INC LUNA S-4 Nasdaq Cooley LLP
BOOT BARN HOLDINGS, INC. BOOT S-1 NYSE Cravath, Swaine & Moore LLP
PGI SPECIALTY MATERIALS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
Q2 HOLDINGS, INC. QTWO S-1 NYSE DLA Piper LLP
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Faegre Baker Daniels LLP
DIGI OUTDOOR MEDIA INC. ~ S-1 ~ Fifth Avenue Law Group, PLLC
HEALTH INSURANCE INNOVATIONS, INC. HIIQ S-3 Nasdaq Foley & Lardner LLP
ENDONOVO THERAPEUTICS, INC. ENDV S-1 ~ Frank J. Hariton, Esq.
FRESH PROMISE FOODS, INC. FPFID S-1 ~ Fresh Promise Foods, Inc.
NEW FUEL SYSTEMS INC. ~ F-1 ~ Gary R. Henrie, Attorney at Law
KLOX TECHNOLOGIES, INC. ~ F-1 Nasdaq Goodwin Procter LLP
VIGGLE INC. VGGL S-3 Nasdaq Greenberg Traurig, LLP
FORTUNESWELL CORP ~ S-1 ~ Harold Gewerter, Esq., Ltd.
CALLON PETROLEUM CO CPE S-3 NYSE Haynes and Boone, LLP
PAZOO, INC. PZOO S-1 ~ Heimerl Law Firm
RENASANT CORP RNST S-4 Nasdaq Heritage Financial Group, Inc.
JOYMAIN INTERNATIONAL DEVELOPMENT GROUP INC. JIDG S-1 OTC Markets Hunter Taubman Weiss LLP
EASTSIDE DISTILLING, INC. ESDI S-1 ~ Indeglia & Carney, LLP.
CROW POINT GLOBAL DIVIDEND PLUS FUND ~ N-2 ~ James B. Craver & Associates, P.C.
EMERGENT HEALTH CORP. EMGE S-1 ~ Jeffrey G. Klein, Attorney At Law
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
GO EZ CORP GEZC S-1 ~ LAR Law Group P.C.
NATIONAL STORAGE AFFILIATES TRUST ~ S-11 ~ Latham & Watkins LLP
VIEWRAY INC ~ S-1 ~ Latham & Watkins LLP
VALERITAS INC ~ S-1 Nasdaq Latham & Watkins LLP
URIGEN PHARMACEUTICALS, INC. ~ S-1 ~ Loeb & Loeb LLP
KIBUSH CAPITAL CORP ~ 10-12G ~ McGee Law Firm, LLC
BOOT BARN HOLDINGS, INC. BOOT S-1 NYSE Morgan Lewis & Bockius LLP
XCEL BRANDS, INC. XELB S-1 OTC Markets Morgan, Lewis & Bockius LLP
NANOVIBRONIX, INC. ~ 10-12G ~ NanoVibronix, Inc.
ECLIPSE RESOURCES CORP ECR S-1 NYSE Norton Rose Fulbright US LLP
ROSE ROCK INC. ~ S-1 ~ Novi & Wilkin Attorneys at Law
REMARK MEDIA, INC. MARK S-3 Nasdaq Olshan Frome Wolosky LLP
KLOX TECHNOLOGIES, INC. ~ F-1 Nasdaq Osler, Hoskin & Harcourt LLP
RENASANT CORP RNST S-4 Nasdaq Phelps Dunbar LLP
TEUCRIUM COMMODITY TRUST WEAT S-1 NYSE Reed Smith LLP
PARAMOUNT SUPPLY INC ~ S-1 ~ Rule144 Solution.com
CAPITAL ART, INC. ~ 10-12G ~ Sichenzia Ross Friedman Ference LLP
VUZIX CORP VUZI S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
SOUL & VIBE INTERACTIVE INC. SOUL S-1 OTC Markets Sichenzia Ross Friedman Ference LLP
VERMILLION, INC. VRML S-3 Nasdaq Sidley Austin LLP
PGI SPECIALTY MATERIALS, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
SUN PACIFIC POWER CORP ~ 10-12G ~ Sun Pacific Power Corp.
LUNA INNOVATIONS INC LUNA S-4 Nasdaq Tarter Krinsky & Drogin LLP
EQT GP HOLDINGS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
CHESAPEAKE UTILITIES CORP CPK S-4 NYSE Vorys, Sater, Seymour and Pease LLP
Q2 HOLDINGS, INC. QTWO S-1 NYSE Wilson Sonsini Goodrich & Rosati, PC
IBERIABANK CORP IBKC S-4 Nasdaq Womble Carlyle Sandridge & Rice LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: February 2 – 6

There were 49 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Interleukin Genetics Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, American Caresource Holdings Inc. w/ Baker, Donelson, Bearman, Caldwell & Berkowitz PC and Reed Smith LLP and Bioscrip Inc. w/ Dechert LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
PACIFIC ETHANOL, INC. PEIX S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
RESOURCE REAL ESTATE INNOVATION OFFICE REIT, INC. ~ S-11 ~ Alston & Bird LLP
JONES ENERGY HOLDINGS, LLC ~ S-4 ~ Baker Botts L.L.P.
AMERICAN CARESOURCE HOLDINGS, INC. ANCI S-1 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
GRIFFIN CAPITAL ESSENTIAL ASSET REIT, INC. ~ S-4 ~ Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
RECRO PHARMA, INC. REPH S-1 Nasdaq Ballard Spahr LLP
WASHINGTONFIRST BANKSHARES, INC. WFBI S-3 Nasdaq Bracewell and Giuliani LLP
CALIFORNIA CARBON INDUSTRY, INC. ~ S-1 ~ Brunson Chandler & Jones, PLLC
SEACHANGE INTERNATIONAL INC SEAC S-3 Nasdaq Choate, Hall & Stewart LLP
COLUMBIA PIPELINE GROUP, INC. ~ 10-12B ~ Columbia Pipeline Group, Inc.
STEADYMED LTD. ~ S-1 ~ Cooley LLP
XOMA CORP XOMA S-3 Nasdaq Cooley LLP
BIOSCRIP, INC. BIOS S-4 Nasdaq Dechert LLP
HORIZON TECHNOLOGY FINANCE CORP HRZN N-2 Nasdaq Dechert LLP
PETRO RIVER OIL CORP. PTRC S-1 OTC Markets Disclosure Law Group, LLP
GRIFFIN CAPITAL ESSENTIAL ASSET REIT, INC. ~ S-4 ~ DLA Piper LLP
POZEN INC /NC POZN S-3 Nasdaq DLA Piper LLP
HEARTLAND FINANCIAL USA INC HTLF S-4 Nasdaq Dorsey & Whitney LLP
ENERGIZER SPINCO, INC. ~ 10-12B ~ Energizer SpinCo, Inc.
FLEXFRIDGE, INC. ~ 10-12G ~ FlexFridge, Inc.
HENNESSY ADVISORS INC HNNA S-3 Nasdaq Foley & Lardner LLP
TRUE 2 BEAUTY INC. TRTB S-1 ~ Frederick M. Lehrer Attorney and Counselor at Law
PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 NYSE Greenberg Traurig, P.A.
MAXPOINT INTERACTIVE, INC. ~ S-1 ~ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
SOFT LANDING LABS, LTD. SLNZ S-1 ~ Hamilton & Associates Law Group, P.A.
HJR CAPITAL ~ S-1 ~ Harold Gewerter, Esq., Ltd.
QUALITYTECH, LP ~ S-4 ~ Hogan Lovells US LLP
ONE HORIZON GROUP, INC. OHGI S-1 Nasdaq Hunter Taubman Weiss LLP
COSTO INC. ~ S-1 ~ InCorp Services, Inc.
NEW LASER CORP ~ S-4 ~ Jones Day
METLIFE INSURANCE CO USA ~ S-3 ~ K&L Gates LLP
ROID GROUP, INC. ~ S-1 ~ Law Office of Andrew Coldicutt
INTERLEUKIN GENETICS INC ILIU S-1 ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
XBIOTECH INC. ~ S-1 ~ Morrison & Foerster LLP
INDIA GLOBALIZATION CAPITAL, INC. IGC S-3 NYSE Olshan Frome Wolosky LLP
MARCUS & MILLICHAP, INC. MMI S-3 NYSE Orrick, Herrington & Sutcliffe LLP
TRANSGENOMIC INC TBIO S-3 Nasdaq Paul Hastings LLP
KAYNE ANDERSON MLP INVESTMENT CO KYN N-2 NYSE Paul Hastings LLP
HELIUS MEDICAL TECHNOLOGIES, INC. ~ 10-12G ~ Proskauer Rose LLP
XBIOTECH INC. ~ S-1 ~ Quarles & Brady LLP
AMERICAN CARESOURCE HOLDINGS, INC. ANCI S-1 Nasdaq Reed Smith LLP
ANDES 6 INC. ~ 10-12G ~ Richard Chiang
SPINDLE, INC. SPDL S-1 ~ Richardson & Patel, LLP
GRIFFIN CAPITAL ESSENTIAL ASSET REIT, INC. ~ S-4 ~ Rogers & Hardin LLP
LABOR SMART, INC. LTNC S-1 ~ Sichenzia Ross Friedman Ference LLP
NANO-TEXTILE LTD. ~ F-1 ~ SRK Kronengold Law Offices
XBIOTECH INC. ~ S-1 ~ Stikeman Elliott LLP
PALATIN TECHNOLOGIES INC PTN S-3 NYSE Thompson Hine LLP
BIOTIME INC BTX S-3 NYSE Thompson, Welch, Soroko & Gilbert LLP
STEADYMED LTD. ~ S-1 ~ Torys LLP
VG LIFE SCIENCES INC. VGLS S-1 ~ Trombly Business Law, PC
PACIFIC ETHANOL, INC. PEIX S-4 Nasdaq Troutman Sanders LLP
POVERTY DIGNIFIED, INC. ~ S-1 ~ Trowbridge Taylor Sidoti LLP
PANGAEA LOGISTICS SOLUTIONS LTD. PANL S-1 Nasdaq Willkie Farr & Gallagher LLP
MAXPOINT INTERACTIVE, INC. ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: January 26 – 30

There were 25 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including BrainStorm Cell Therapeutics Inc. w/ BRL Law Group LLC and RCS capital Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
FIRST HORIZON NATIONAL CORP FHN S-4 NYSE Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
BANC OF AMERICA MERRILL LYNCH COMMERCIAL MORTGAGE INC. ~ S-3 ~ Bank of America, National Association
EV CHARGING USA, INC EVUS S-1 ~ Barry J. Miller, Esq.
ATLANTICA SEAFOODS COMPANY, INC. ~ S-1 ~ Bart and Associates LLC
BARREL ENERGY INC. ~ S-1 ~ Bauman & Associates Law Firm
BRAINSTORM CELL THERAPEUTICS INC. BCLI S-3 Nasdaq BRL Law Group LLC
VOLTARI CORP ~ S-1 ~ Brown Rudnick LLP
BANC OF AMERICA MERRILL LYNCH COMMERCIAL MORTGAGE INC. ~ S-3 ~ Cadwalader, Wickersham & Taft LLP
SABRE CORP SABR S-1 Nasdaq Cleary Gottlieb Steen & Hamilton LLP
ATARA BIOTHERAPEUTICS, INC. ATRA S-1 Nasdaq Cooley LLP
ATARA BIOTHERAPEUTICS, INC. ATRA S-1 Nasdaq Davis Polk & Wardwell LLP
EXQUISITE ACQUISITION, INC. ~ S-1 ~ Exquisite Acquisition, Inc.
SUMMIT CORP PLC ~ F-1 Nasdaq Goodwin Procter LLP
AINA LE’A INC. ~ S-1 ~ Greenberg Traurig, LLP
S&W SEED CO SANWZ S-3 Nasdaq Holland & Knight LLP
WAFERGEN BIO-SYSTEMS, INC. WGBS S-3 Nasdaq K&L Gates LLP
EVANS BREWING CO INC. ~ S-4 ~ Kirton | McConkie
GVURA CORP. ~ S-1 ~ Law Offices of Joseph L. Pittera
OPEXA THERAPEUTICS, INC. OPXA S-1 Nasdaq Loeb & Loeb LLP
CREATIVE REALITIES, INC. CREX S-1 ~ Maslon Edelman Borman & Brand, LLP
WINTON DIVERSIFIED OPPORTUNITIES FUND ~ N-2 ~ Morgan, Lewis & Bockius LLP
INDIA GLOBALIZATION CAPITAL, INC. IGC S-3 NYSE Olshan Frome Wolosky LLP
VISION SCIENCES INC /DE/ VSCI S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
OPEXA THERAPEUTICS, INC. OPXA S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
SABRE CORP SABR S-1 Nasdaq Ropes & Gray LLP
VISION SCIENCES INC /DE/ VSCI S-4 Nasdaq Royer Cooper Cohen Braunfeld LLC
SEPARATION DEGREES – ONE, INC. ~ S-1 ~ SD Mitchell & Associates, PLC
GOOD TIMES RESTAURANTS INC GTIM S-3 Nasdaq Snell & Wilmer L.L.P.
METASOLUTIONS, INC. ~ S-1 ~ The Krueger Group, LLP
SUMMIT CORP PLC ~ F-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
FIRST HORIZON NATIONAL CORP FHN S-4 NYSE Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: January 20 – 23 (shortened holiday week)

There were 17 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axxess Pharma Inc. w/ Szaferman, Lakind, Blumstein, & Blader PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
LUMIOX, INC. ~ S-1 ~ Chiang Law Office
MERCER INTERNATIONAL INC. MERC S-4 Nasdaq Davis Wright Tremaine LLP
SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE Debevoise & Plimpton LLP
GREAT BASIN SCIENTIFIC, INC. GBSN S-1 Nasdaq Dorsey & Whitney, LLP
FLEXFRIDGE, INC. ~ 10-12B ~ FlexFridge, Inc.
TANKSHIPS INVESTMENT HOLDINGS INC. ~ F-1 ~ Fried, Frank, Harris, Shriver & Jacobson LLP
ACAP STRATEGIC FUND ~ N-2 ~ Kramer Levin Naftalis & Frankel LLP
FANTEX, INC. ~ S-1 ~ Latham & Watkins LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq Latham & Watkins LLP
K2M GROUP HOLDINGS, INC. KTWO S-1 Nasdaq Latham & Watkins LLP
PLANDAI BIOTECHNOLOGY, INC. PLPL S-3 ~ Mailander Law Office, Inc.
MOBILEYE N.V. MBLY F-1 NYSE Morrison & Foerster LLP
FLEXSHOPPER, INC. FPAY S-1 ~ Morse & Morse, PLLC
MERCER INTERNATIONAL INC. MERC S-4 Nasdaq Sangra Moller LLP
GREAT BASIN SCIENTIFIC, INC. GBSN S-1 Nasdaq Schiff Hardin LLP
TANKSHIPS INVESTMENT HOLDINGS INC. ~ F-1 ~ Seward & Kissel LLP
K2M GROUP HOLDINGS, INC. KTWO S-1 Nasdaq Simpson Thacher & Bartlett LLP
SERVICEMASTER GLOBAL HOLDINGS INC SERV S-1 NYSE Simpson Thacher & Bartlett LLP
MOBILEYE N.V. MBLY F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
AXXESS PHARMA INC. AXXE S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
REMOVE-BY-YOU, INC. ~ S-1 ~ The Krueger Group, LLP
SABINE OIL & GAS CORP ~ S-4 ~ Vinson & Elkins L.L.P.
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 Nasdaq Weil, Gotshal & Manges LLP
PFSWEB INC PFSW S-3 Nasdaq Wolff & Samson PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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IPOs and Transactions: January 12 – 16

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Signal Genetics Inc. w/ Blank Rome LLP and Reed Smith LLP, Cullen Agriculture Holdings Corp. w/ Graubard Miller and Ellenoff Grossman & Schole LLP and Sucampo Pharmaceuticals Inc. w/ Manatt, Phelps & Phillips, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value for 2015.

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Registrant Symbol Form Exchange Law firm / Advisor
SANCHEZ ENERGY CORP SN S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
JOURNAL MEDIA GROUP, INC. ~ S-4 ~ Baker & Hostetler LLP
CARRIZO OIL & GAS INC CRZO S-4 Nasdaq Baker Botts L.L.P.
FRANKLIN FINANCIAL NETWORK INC. FRFN S-1 ~ Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
MRI INTERVENTIONS, INC. MRIC S-1 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
HORIZON BANCORP /IN/ HBNC S-3 Nasdaq Barnes & Thornburg LLP
STONEGATE MORTGAGE CORP SGM S-3 NYSE Barnes & Thornburg LLP
SIGNAL GENETICS, INC. SGNL S-1 Nasdaq Blank Rome LLP
CACHET FINANCIAL SOLUTIONS, INC. CAFN S-1 OTC Briggs and Morgan, P.A.
REVENUE.COM CORP ~ S-1 ~ Clark Wilson LLP
LIBERTY STAR URANIUM & METALS CORP. LBSR S-1 ~ Clark Wilson LLP
PARATEK PHARMACEUTICALS, INC. PRTK S-3 Nasdaq Cooley LLP
CORPORATE CAPITAL TRUST, INC. ~ N-2 ~ Dechert LLP
R M DIVERSIFIED, INC. ~ S-1 ~ Dennis Brovarone, Esq.
IMAGEWARE SYSTEMS INC IWSY S-3 ~ Disclosure Law Group, LLP
INTERNATIONAL STEM CELL CORP ISCO S-1 ~ DLA Piper LLP
CULLEN AGRICULTURAL HOLDING CORP CAGZ S-4 OTC Ellenoff Grossman & Schole LLP
JOURNAL MEDIA GROUP, INC. ~ S-4 ~ Foley & Lardner LLP
CURRENCYSHARES AUSTRALIAN DOLLAR TRUST FXA S-3 NYSE Foley & Lardner LLP
BELLEROPHON THERAPEUTICS LLC ~ S-1 ~ Goodwin Procter LLP
MARINA BIOTECH, INC. MRNA S-1 ~ Goodwin Procter LLP
ZAFGEN, INC. ZFGN S-1 Nasdaq Goodwin Procter LLP
CULLEN AGRICULTURAL HOLDING CORP CAGZ S-4 OTC Graubard Miller
INVIVO THERAPEUTICS HOLDINGS CORP. NVIV S-3 ~ Greenberg Traurig, LLP
ACAR LEASING LTD. ~ S-3 ~ Katten Muchin Rosenman LLP
CHANTICLEER HOLDINGS, INC. HOTR S-1 Nasdaq Libertas Law Group, Inc.
NEW MEDIA INSIGHT GROUP, INC. NMED S-1 ~ Macdonald Tuskey
SUCAMPO PHARMACEUTICALS, INC. SCMP S-3 Nasdaq Manatt, Phelps & Phillips, LLP
DIGIRAD CORP DRAD S-3 Nasdaq Olshan Frome Wolosky LLP
MARINA BIOTECH, INC. MRNA S-1 ~ Pryor Cashman LLP
SIGNAL GENETICS, INC. SGNL S-1 Nasdaq Reed Smith LLP
ADCARE HEALTH SYSTEMS, INC ADK S-3 NYSE Rogers & Hardin LLP
MICHAELS COMPANIES, INC. MIK S-1 Nasdaq Ropes & Gray LLP
ZAFGEN, INC. ZFGN S-1 Nasdaq Ropes & Gray LLP
FRANKLIN FINANCIAL NETWORK INC. FRFN S-1 ~ Sidley Austin LLP
MICHAELS COMPANIES, INC. MIK S-1 Nasdaq Simpson Thacher & Bartlett LLP
STONEGATE MORTGAGE CORP SGM S-3 NYSE Sullivan & Cromwell LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
KINDRED BIOSCIENCES, INC. KIN S-3 Nasdaq TroyGould PC
SPECTRA ENERGY PARTNERS, LP SEP S-3 NYSE Vinson & Elkins L.L.P.
CANWEALTH MINERALS CORP ~ S-1 ~ Westerman Ball Ederer Miller Zucker & Sharfstein, LLP
BELLEROPHON THERAPEUTICS LLC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
BARRACUDA NETWORKS INC CUDA S-3 NYSE Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.