Category Archives: IPO week in review

IPOs and Transactions: May 11 – 15

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Champions Oncology, Inc. w/ Epstein Becker & Green, PC, Fennec Pharmaceuticals Inc. w/ LaBarge Weinstein LLP and Rutan & Tucker LLP and Realbiz Media Group Inc. w/ Gracin & Marlow LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.
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Law firm / advisor Registrant Symbol Form Exchange
Alpine Auto Brokers, Inc. ALPINE AUTO BROKERS, INC. ~ S-1 ~
Andrews Kurth LLP NUSTAR ENERGY L.P. NS S-3 NYSE
Andrews Kurth LLP TESORO LOGISTICS LP TLLP S-4 NYSE
Cadwalader, Wickersham & Taft LLP COSI INC COSI S-1 Nasdaq
Cooley LLP AXOVANT SCIENCES LTD. ~ S-1 ~
Cooley LLP CATABASIS PHARMACEUTICALS INC ~ S-1 ~
Cooley LLP MINDBODY, INC. ~ S-1 ~
Cooley LLP BIOCEPT INC BIOC S-3 Nasdaq
Corindus Vascular Robotics, Inc. CORINDUS VASCULAR ROBOTICS, INC. CVRS S-1 ~
Davis Polk & Wardwell LLP BIOTIE THERAPIES CORP. ~ F-1 Nasdaq
Davis Polk & Wardwell LLP MARKIT LTD. MRKT F-1 Nasdaq
Dean Law Corp. AIM EXPLORATION INC. AEXE S-1 ~
Dechert LLP RAMIUS ARCHVIEW EVENT CREDIT FUND ~ N-2 ~
Epstein Becker & Green, P.C. CHAMPIONS ONCOLOGY, INC. CSBR S-1 ~
ETN Services, LLC VAPETEK INC. ~ S-1 ~
Fenimore, Kay, Harrison & Ford LLP FIRST FINANCIAL BANKSHARES INC FFIN S-4 Nasdaq
Fenwick & West LLP AMYRIS, INC. AMRS S-3 Nasdaq
Foley Hoag LLP APPLIED GENETIC TECHNOLOGIES CORP AGTC S-3 Nasdaq
Gabelli Securities Group, Inc. GABELLI SECURITIES GROUP, INC. ~ 10-12B ~
Gibson, Dunn & Crutcher LLP ADEPT TECHNOLOGY INC ADEP S-3 Nasdaq
Goodmans LLP COTT CORP /CN/ COT S-4 NYSE
Goodwin Procter LLP CORINDUS VASCULAR ROBOTICS, INC. CVRS S-1 ~
Goodwin Procter LLP NIVALIS THERAPEUTICS, INC. ~ S-1 ~
Goodwin Procter LLP CAMDEN NATIONAL CORP CAC S-4 Nasdaq
Goodwin Procter LLP OCERA THERAPEUTICS, INC. OCRX S-3 Nasdaq
Gracin & Marlow, LLP REALBIZ MEDIA GROUP, INC RBIZ S-1 ~
Graubard Miller E-COMPASS ACQUISITION CORP. ~ S-1 ~
Graubard Miller SINO MERCURY ACQUISITION CORP. SMACU S-4 Nasdaq
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co. DIGITAL POWER CORP DPW S-3 NYSE
Hogan Lovells US LLP LANDMARK APARTMENT TRUST, INC. ~ S-11 ~
Hogan Lovells US LLP FIVE PRIME THERAPEUTICS INC FPRX S-3 Nasdaq
Jenner & Block LLP MERGE HEALTHCARE INC MRGE S-4 Nasdaq
Jenner & Block LLP MERGE HEALTHCARE INC MRGE S-3 Nasdaq
King & Spalding LLP NIVALIS THERAPEUTICS, INC. ~ S-1 ~
Kirkland & Ellis LLP COTT CORP /CN/ COT S-4 NYSE
LaBarge Weinstein LLP FENNEC PHARMACEUTICALS INC. FENCF S-1 ~
Latham & Watkins LLP AXOVANT SCIENCES LTD. ~ S-1 ~
Latham & Watkins LLP EMPIRE PETROLEUM PARTNERS, LP ~ S-1 ~
Latham & Watkins LLP GLAUKOS CORP ~ S-1 ~
Latham & Watkins LLP NEW HOME CO INC. NWHM S-3 NYSE
Loeb & Loeb LLP E-COMPASS ACQUISITION CORP. ~ S-1 ~
Loeb & Loeb LLP GENERAL EMPLOYMENT ENTERPRISES INC JOB S-3 NYSE
Luse Gorman, PC CAMDEN NATIONAL CORP CAC S-4 Nasdaq
McDermott Will & Emery LLP CORINDUS VASCULAR ROBOTICS, INC. CVRS S-1 ~
McDermott Will & Emery LLP SINO MERCURY ACQUISITION CORP. SMACU S-4 Nasdaq
Mintz and Fraade, LLP, P.C. BMP HOLDINGS INC. ~ S-1 ~
Morgan, Lewis & Bockius LLP TUCSON ELECTRIC POWER CO ~ S-4 ~
Morgan, Lewis & Bockius LLP PLASMATECH BIOPHARMACEUTICALS INC PTBI S-3 Nasdaq
Morrison & Foerster LLP ARMADA HOFFLER PROPERTIES, INC. AHH S-3 NYSE
Norton Rose Fulbright US LLP FIRST FINANCIAL BANKSHARES INC FFIN S-4 Nasdaq
Norton Rose Fulbright US LLP PIONEER ENERGY SERVICES CORP PES S-3 NYSE
Norton Rose Fulbright US LLP TESORO LOGISTICS LP TLLP S-4 NYSE
Olshan Frome Wolosky LLP CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq
Paesano Akkashian, PC AMERICATOWNE INC. ~ S-1 ~
Parr Brown Gee & Loveless ULURU INC. ULUR S-1 ~
Reed Smith LLP GLAUKOS CORP ~ S-1 ~
Richardson & Patel, LLP SYSOREX GLOBAL HOLDINGS CORP. SYRX S-3 Nasdaq
Rutan & Tucker, LLP FENNEC PHARMACEUTICALS INC. FENCF S-1 ~
Sichenzia Ross Friedman Ference LLP CYBERGY HOLDINGS, INC. CYBG S-1 ~
Sichenzia Ross Friedman Ference LLP ORBITAL TRACKING CORP. TRKK S-1 OTC Markets
Sidley Austin LLP LANDMARK APARTMENT TRUST, INC. ~ S-11 ~
Sidley Austin LLP LOANCORE REALTY TRUST, INC. ~ S-11 ~
Simpson Thacher & Bartlett LLP POLYMER GROUP INC ~ S-4 ~
Skadden, Arps, Slate, Meagher & Flom LLP GUGGENHEIM ENERGY & INCOME FUND ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP LOANCORE REALTY TRUST, INC. ~ S-11 ~
Skadden, Arps, Slate, Meagher & Flom LLP MARKIT LTD. MRKT F-1 Nasdaq
SPX FLOW, Inc. SPX FLOW, INC. ~ 10-12B ~
Synergen Law Group, APC WORLD MEDIA & TECHNOLOGY CORP. WRMT S-1 OTC Markets
The Doney Law Firm MONDOVITA CORP. ~ S-1 ~
Vinson & Elkins L.L.P. EMPIRE PETROLEUM PARTNERS, LP ~ S-1 ~
Vinson & Elkins L.L.P. PENN VIRGINIA CORP PVA S-3 NYSE
Wachtell, Lipton, Rosen & Katz HILLTOP HOLDINGS INC. HTH S-4 NYSE
Williams Mullen HIGHLANDS BANKSHARES INC /VA/ HBKA S-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP CATABASIS PHARMACEUTICALS INC ~ S-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP BIOTIE THERAPIES CORP. ~ F-1 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. MINDBODY, INC. ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, PC VITAL THERAPIES INC VTL S-3 Nasdaq
Winthrop & Weinstine, P.A. SPEED COMMERCE, INC. SPDC S-3 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: May 4 – 8

There were 62 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Easterly Acquisition Corp. w/ Skadden, Arps, Slate, Meagher & Flom LLP and Weil, Gotshal & Manges LLP, XG Technologies Inc. w/ Robinson Brog Leinwand Greene Genovese & Gluck PC and Amarantus Bioscience Holdings Inc. w/ Sichenzia Ross Friedman Ference LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Alston & Bird LLP SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq
Barnes & Thornburg LLP HORIZON BANCORP /IN/ HBNC S-4 Nasdaq
Bevilacqua PLLC PEEKAY BOUTIQUES, INC. PKAY S-1 OTC
Bracewell & Giuliani LLP VERITEX HOLDINGS, INC. VBTX S-4 Nasdaq
Bradley Arant Boult Cummings LLP AVENUE FINANCIAL HOLDINGS, INC. AVNU S-1 Nasdaq
Cadwalader, Wickersham & Taft LLP SG COMMERCIAL MORTGAGE SECURITIES, LLC ~ S-3 ~
Cleary Gottlieb Steen & Hamilton LLP OVERSEAS SHIPHOLDING GROUP INC OSGB S-1 NYSE
Clifford Chance US LLP QUOTIENT LTD QTNTU S-3 Nasdaq
Code Navy CODE NAVY ~ 10-12G ~
Cooley LLP RIGEL PHARMACEUTICALS INC RIGL S-3 Nasdaq
Cravath, Swaine & Moore LLP BLUE CUBE SPINCO INC. ~ S-4 ~
Cravath, Swaine & Moore LLP EVOLENT HEALTH, INC. ~ S-1 ~
Cravath, Swaine & Moore LLP MYLAN N.V. MYL S-4 Nasdaq
Cravath, Swaine & Moore LLP OLIN CORP OLN S-4 NYSE
Davis Polk & Wardwell LLP ECPM HOLDINGS, LLC ~ S-1 ~
Davis Polk & Wardwell LLP EVOLENT HEALTH, INC. ~ S-1 ~
Derenthal & Dannhauser LLP ATEL 17, LLC ~ S-1 ~
ECPM Holdings, LLC ECPM HOLDINGS, LLC ~ S-1 ~
Ellenoff, Grossman & Schole LLP LOOKSMART GROUP, INC. ~ 10-12G ~
Fenwick & West LLP FITBIT INC ~ S-1 ~
Fenwick & West LLP CORIUM INTERNATIONAL, INC. CORI S-3 Nasdaq
Fox Rothschild LLP RADIANT LOGISTICS, INC RLGT S-3 NYSE
Gibbons P.C. SUMUFUND, INC. ~ N-2 ~
Godfrey & Kahn, S.C. WINTRUST FINANCIAL CORP WTFC S-4 Nasdaq
Goodwin Procter LLP FITBIT INC ~ S-1 ~
Grand Bankshares, Inc. SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq
Haynie, Rake, Repass & Klimko, PC VERITEX HOLDINGS, INC. VBTX S-4 Nasdaq
Herrick, Feinstein LLP LANDWIN REALTY TRUST, INC. ~ S-4 ~
Horwitz + Armstrong, LLP GLOBAL FUTURE CITY HOLDING INC. FTCY S-1 ~
Hunton & Williams LLP CITY OFFICE REIT, INC. CIO S-3 NYSE
Hunton & Williams LLP AG MORTGAGE INVESTMENT TRUST, INC. MITT S-3 NYSE
Kaye Scholer LLP GENCO SHIPPING & TRADING LTD GNKWF S-4 OTC
Kilpatrick Townsend & Stockton LLP HOWARD BANCORP INC HBMD S-4 Nasdaq
King & Spalding LLP ECPM HOLDINGS, LLC ~ S-1 ~
King & Spalding LLP WINGSTOP INC. ~ S-1 ~
Kirkland & Ellis LLP TERRAFORM GLOBAL, INC. ~ S-1 Nasdaq
Kramer Levin Naftalis & Frankel LLP GENCO SHIPPING & TRADING LTD GNKWF S-4 OTC
Latham & Watkins LLP WINGSTOP INC. ~ S-1 ~
Latham & Watkins LLP TERRAFORM GLOBAL, INC. ~ S-1 Nasdaq
Latham & Watkins LLP TERRAFORM POWER, INC. TERP S-1 Nasdaq
LeClairRyan, PC GWG LIFE, LLC ~ S-1 ~
Maslon LLP GWG LIFE, LLC ~ S-1 ~
Mayer Brown LLP ISLE OF CAPRI CASINOS INC ISLE S-4 Nasdaq
Milbank, Tweed, Hadley & McCloy LLP GENCO SHIPPING & TRADING LTD GNKWF S-4 OTC
O’Melveny & Myers LLP MALIBU BOATS, INC. MBUU S-3 Nasdaq
Ober, Kaler, Grimes & Shriver, PC HOWARD BANCORP INC HBMD S-4 Nasdaq
Patapsco Bancorp, Inc. HOWARD BANCORP INC HBMD S-4 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP CDK GLOBAL, INC. CDK S-4 Nasdaq
Reed Smith LLP SEMLER SCIENTIFIC, INC. SMLR S-1 Nasdaq
Robinson Brog Leinwand Greene Genovese & Gluck P.C. NXT-ID, INC. NXTD S-3 Nasdaq
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY, INC. XGTI S-1 Nasdaq
Ropes & Gray LLP GENOCEA BIOSCIENCES, INC. GNCA S-3 Nasdaq
Shearman & Sterling LLP BLUE CUBE SPINCO INC. ~ S-4 ~
Shearman & Sterling LLP CERES, INC. CERE S-3 Nasdaq
Shearman & Sterling LLP OLIN CORP OLN S-4 NYSE
Sichenzia Ross Friedman Ference LLP LOOKSMART GROUP, INC. ~ 10-12G ~
Sichenzia Ross Friedman Ference LLP AMARANTUS BIOSCIENCE HOLDINGS, INC. AMBS S-3 Nasdaq
Sichenzia Ross Friedman Ference LLP PEGASI ENERGY RESOURCES CORPORATION. PGSI S-1 ~
Sidley Austin LLP WINTRUST FINANCIAL CORP WTFC S-4 Nasdaq
Sidley Austin LLP ZAZA ENERGY CORP ZAZA S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP EASTERLY ACQUISITION CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP ANCHOR BANCORP WISCONSIN INC ABCW S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP BUILDERS FIRSTSOURCE, INC. BLDR S-3 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP ENDURANCE SPECIALTY HOLDINGS LTD ENH S-4 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP J.G. WENTWORTH CO JGW S-4 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP OVERSEAS SHIPHOLDING GROUP INC OSGB S-1 NYSE
Skadden, Arps, Slate, Meagher & Flom LLP TERRAFORM POWER, INC. TERP S-1 Nasdaq
Smith Mackinnon, PA SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq
Stinson Leonard Street LLP TWIN CITIES POWER HOLDINGS, LLC ~ S-1 ~
Sutherland Asbill & Brennan LLP HARRIS & HARRIS GROUP INC /NY/ TINY N-2 Nasdaq
Szaferman, Lakind, Blumstein & Blader, PC BANG HOLDINGS CORP. ~ S-1 ~
Taft Stettinius & Hollister LLP GLOBALSTAR, INC. GSAT S-3 NYSE
The Doney Law Firm OPTIMIZERX CORP OPRX S-1 ~
Thompson Hine LLP USCA ALL TERRAIN FUND ~ N-2 ~
U.S. Bancorp Fund Services, LLC USCA ALL TERRAIN FUND ~ N-2 ~
Uvic Inc. UVIC INC. ~ S-1 ~
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-3 NYSE
Weil, Gotshal & Manges LLP EASTERLY ACQUISITION CORP. ~ S-1 ~
Weil, Gotshal & Manges LLP PAPA MURPHY’S HOLDINGS, INC. FRSH S-3 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP ARGOS THERAPEUTICS INC ARGS S-3 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP AVEO PHARMACEUTICALS INC AVEO S-3 Nasdaq
Wilmer Cutler Pickering Hale and Dorr LLP EPIZYME, INC. EPZM S-3 Nasdaq
Wilson Sonsini Goodrich & Rosati PC CAPNIA, INC. CAPN S-1 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. AEHR TEST SYSTEMS AEHR S-3 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: April 27 – May 1 / plus Virtual Data Room video

There were 48 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cyalume Technologies Holdings Inc. w/ Greenberg Traurig, LLP, Powerstorm Holdings Inc. w/ Szaferman, Lakind, Blumstein & Blader, PC and Carolina Bank Holdings Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.


Confidential and uncomplicated for M&A. Click here.

Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP EAGLE BULK SHIPPING INC. EGLE S-3 Nasdaq
Akin Gump Strauss Hauer & Feld LLP TRANSATLANTIC PETROLEUM LTD. TAT S-3 NYSE
Arent Fox LLP CION INVESTMENT CORP N-2 ~
Befumo & Schaeffer, PLLC T-BAMM S-1 ~
Chapman and Cutler LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND N-2 ~
Choate, Hall & Stewart LLP AGENUS INC AGEN S-3 Nasdaq
Cleary Gottlieb Steen & Hamilton LLP ADEPTUS HEALTH INC. ADPT S-1 NYSE
Clifford Chance US LLP QUOTIENT LTD QTNTU S-3 Nasdaq
Cooley LLP FLEXION THERAPEUTICS INC FLXN S-3 Nasdaq
Cooley LLP MINERVA NEUROSCIENCES, INC. NERV S-1 Nasdaq
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Covington & Burling LLP AFFIMED N.V. AFMD F-1 Nasdaq
Davis Polk & Wardwell LLP AFFIMED N.V. AFMD F-1 Nasdaq
Dechert LLP CION INVESTMENT CORP N-2 ~
Dechert LLP GRIFFON CORP GFF S-4 NYSE
Dechert LLP GRIFFON CORP GFF S-3 NYSE
DLA Piper LLP PACIFIC DATAVISION, INC. PDVW S-1 Nasdaq
Duane Morris LLP DONEGAL GROUP INC DGICA S-3 Nasdaq
Fried, Frank, Harris, Shriver & Jacobson LLP ALION SCIENCE & TECHNOLOGY CORP S-1 ~
Fried, Frank, Harris, Shriver & Jacobson LLP REIS, INC. REIS S-3 Nasdaq
Gibson, Dunn & Crutcher LLP PACIFIC DATAVISION, INC. PDVW S-1 Nasdaq
Greenberg Traurig, LLP CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 ~
Greenberg Traurig, LLP MOBIVITY HOLDINGS CORP. MFON S-1 ~
Holland & Hart LLP SM ENERGY CO SM S-4 NYSE
IMC Holdings, Inc. IMC HOLDINGS, INC. 10-12G ~
InCorp Services Inc. CONVERSATION INSTITUTE, INC. S-1 ~
K MacInnes Law Group ABATTIS BIOCEUTICALS CORP ATTBF F-1 ~
K&L Gates LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND N-2 ~
Kaye Scholer LLP FIVE OAKS INVESTMENT CORP. OAKSPRA S-3 NYSE
Latham & Watkins LLP ALION SCIENCE & TECHNOLOGY CORP S-1 ~
Latham & Watkins LLP MCBC HOLDINGS, INC. S-1 ~
Latham & Watkins LLP INC RESEARCH HOLDINGS, INC. INCR S-1 Nasdaq
Ledgewood, P.C. ATLAS RESOURCES LLC S-3 ~
Libertas Law Group, Inc. CHANTICLEER HOLDINGS, INC. HOTR S-3 Nasdaq
Matheau J. W. Stout, Esq. MYSIZE INC. 10-12B ~
Morrison & Foerster LLP WHITESTONE REIT WSR S-3 NYSE
Morrison & Foerster LLP FARMLAND PARTNERS INC. FPI S-3 NYSE
Morse, Zelnick, Rose & lander, LLP MANHATTAN BRIDGE CAPITAL, INC LOAN S-3 Nasdaq
Nelson Mullins Riley & Scarborough LLP SHEPHERD’S FINANCE, LLC S-1 ~
Olshan Frome Wolosky LLP DIGIRAD CORP DRAD S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP HEXION INC. S-4 ~
Proskauer Rose LLP MCBC HOLDINGS, INC. S-1 ~
Richardson & Patel, LLP UNI-PIXEL UNXL S-3 Nasdaq
Ropes & Gray LLP VOYA PRIME RATE TRUST PPR N-2 NYSE
Simpson Thacher & Bartlett LLP ADEPTUS HEALTH INC. ADPT S-1 NYSE
Sonfield & Sonfield GREEN TECHNOLOGY SOLUTIONS, INC. GTSO S-1 ~
Strasburger & Price, LLP SAEXPLORATION HOLDINGS, INC. SAEX S-4 Nasdaq
Stroock & Stroock & Lavan LLP CEDAR REALTY TRUST, INC. CDR S-3 NYSE
Sullivan & Cromwell LLP CIM COMMERCIAL TRUST CORP CMCT S-11 Nasdaq
Sutherland Asbill & Brennan LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 NYSE
Szaferman, Lakind, Blumstein & Blader, PC POWERSTORM HOLDINGS, INC. PSTO S-1 ~
Thompson & Knight LLP REX ENERGY CORP REXX S-4 Nasdaq
Voya Insurance and Annuity Company VOYA INSURANCE & ANNUITY CO S-3 ~
Voya Insurance and Annuity Company VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 ~
Weil, Gotshal & Manges LLP CLOYES GEAR & PRODUCTS INC S-4 ~
Wyrick Robbins Yates & Ponton LLP CAROLINA BANK HOLDINGS INC CLBH S-1 Nasdaq
Wyrick Robbins Yates & Ponton LLP INC RESEARCH HOLDINGS, INC. INCR S-1 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: April 20 – 24 / plus video: M&A expert panel

There were 52 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Energous Corp. w/ K&L Gates LLP, Electrum Special Acquisitions Corp w/ Ellenoff Grossman & Schole LLP and Greenberg Traurig, LLP and China Automotive Systems Inc. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP MEMORIAL PRODUCTION PARTNERS LP MEMP S-4 Nasdaq
Baker Botts L.L.P. GPM PETROLEUM LP ~ S-1 ~
Burns & Levinson LLP HARVARD BIOSCIENCE INC HBIO S-3 Nasdaq
Care Capital Properties, Inc. CARE CAPITAL PROPERTIES, INC. ~ 10-12B ~
Covington & Burling LLP WSFS FINANCIAL CORP WSFS S-4 Nasdaq
Cyberonics, Inc. SAND HOLDCO PLC ~ S-4 ~
Davis Polk & Wardwell LLP FOGO DE CHAO, INC. ~ S-1 ~
Davis Polk & Wardwell LLP AURIS MEDICAL HOLDING AG EARS F-1 Nasdaq
Dechert LLP PRIVATE ADVISORS ALTERNATIVE STRATEGIES FUND ~ N-2 ~
Dechert LLP PRIVATE ADVISORS ALTERNATIVE STRATEGIES MASTER FUND ~ N-2 ~
Dorsey & Whitney LLP PEOPLE’S UTAH BANCORP ~ S-1 ~
Dorsey & Whitney LLP TRI-STATE GENERATION & TRANSMISSION ASSOCIATION, INC. ~ S-4 ~
Dorsey & Whitney LLP PERSEON CORP PRSN S-1 Nasdaq
Ellenoff Grossman & Schole LLP ELECTRUM SPECIAL ACQUISITION CORP ~ S-1 ~
Fifth Avenue Law Group, PLLC VISUALANT INC VSUL S-1 ~
Fox Rothschild LLP BIO KEY INTERNATIONAL INC BKYI S-1 ~
Goodwin Procter LLP AXA EQUITABLE LIFE INSURANCE CO ~ S-3 ~
Goodwin Procter LLP AXA EQUITABLE LIFE INSURANCE CO ~ S-3 ~
Gracin & Marlow, LLP XRPRO SCIENCES, INC. ~ S-1 ~
Graubard Miller PAVMED INC. ~ S-1 ~
Greenberg Traurig LLP STELLAR BIOTECHNOLOGIES, INC. ~ S-3 ~
Greenberg Traurig, LLP ELECTRUM SPECIAL ACQUISITION CORP ~ S-1 ~
Greenberg Traurig, LLP PAVMED INC. ~ S-1 ~
Greenberg Traurig, LLP RMG NETWORKS HOLDING CORP RMGN S-3 Nasdaq
Greenberg Traurig, P.A. SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Haneberg, PLC WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLRP S-3 Nasdaq
Hartford Life Insurance Company UNION SECURITY INSURANCE CO ~ S-1 ~
Hartford Life Insurance Company UNION SECURITY LIFE INSURANCE CO OF NEW YORK ~ S-1 ~
Haynes and Boone, LLP EXCO RESOURCES INC XCO S-3 NYSE
Hogan Lovells US LLP WESTERN ALLIANCE BANCORPORATION WAL S-4 NYSE
Jill Arlene Robbins P.A. PACIFICORP HOLDINGS LTD. ~ S-1 ~
Jones Day GUIDED THERAPEUTICS INC GTHP S-1 OTC
K&L Gates LLP HECLA MINING CO/DE/ HL S-4 NYSE
K&L Gates LLP ENERGOUS CORP WATT S-3 Nasdaq
Kramer Levin Naftalis & Frankel LLP ARDEN SAGE MULTI-STRATEGY FUND, L.L.C. ~ N-2 ~
Kramer Levin Naftalis & Frankel LLP ARDEN SAGE MULTI-STRATEGY INSTITUTIONAL FUND, L.L.C. ~ N-2 ~
Latham & Watkins LLP FOGO DE CHAO, INC. ~ S-1 ~
Latham & Watkins LLP SAND HOLDCO PLC ~ S-4 ~
Latham & Watkins LLP AURIS MEDICAL HOLDING AG EARS F-1 Nasdaq
Law Office of Andrew Coldicutt APPOINTMED, INC. ~ S-1 ~
Loev Law Firm, PC VERTEX ENERGY INC. VTNR S-3 Nasdaq
LookSmart Group, Inc. LOOKSMART LTD LOOK 10-12G Nasdaq
Lowenstein Sandler LLP VISUALANT INC VSUL S-1 ~
Mayer Brown LLP HUNTINGTON FUNDING, LLC ~ S-3 ~
McDermott Will & Emery LLP PERSEON CORP PRSN S-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ALDEYRA THERAPEUTICS, INC. ALDX S-1 Nasdaq
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEPHROGENEX, INC. NRX S-1 Nasdaq
Morrison & Foerster LLP B. RILEY FINANCIAL, INC. RILY S-3 OTC
Park Avenue Group OWC PHARMACEUTICAL RESEARCH CORP. OWCP S-1 ~
Parker Poe Adams & Bernstein LLP ATLANTA MOTOR SPEEDWAY INC ~ S-4 ~
Perkins Coie LLP OVERSTOCK.COM, INC OSTK S-3 Nasdaq
Pillsbury Winthrop Shaw Pittman LLP WESTERN ALLIANCE BANCORPORATION WAL S-4 NYSE
Randall | Danskin, P.S. HECLA MINING CO/DE/ HL S-4 NYSE
Reed Smith LLP NEPHROGENEX, INC. NRX S-1 Nasdaq
Robinson Brog Leinwand Greene Genovese & Gluck P.C. NXT-ID, INC. NXTD S-3 Nasdaq
Ropes & Gray LLP VOYA PRIME RATE TRUST PPR N-2 NYSE
Silver, Freedman, Taff & Tiernan LLP WSFS FINANCIAL CORP WSFS S-4 Nasdaq
Sorin S.P.A. SAND HOLDCO PLC ~ S-4 ~
Square 1 Financial, Inc. PACWEST BANCORP PACW S-4 Nasdaq
Stoel Rives LLP PEOPLE’S UTAH BANCORP ~ S-1 ~
Stoll Keenon Ogden PLLC KENTUCKY BANCSHARES INC /KY/ KTYB S-4 ~
Sullivan & Cromwell LLP SAND HOLDCO PLC ~ S-4 ~
Sullivan & Cromwell LLP PACWEST BANCORP PACW S-4 Nasdaq
Sutherland Asbill & Brennan LLP HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC N-2 NYSE
The Law Offices of Thomas C. Cook, Ltd. IPOWORLD IPOW S-1 ~
Thomas J. Craft, Jr., Esq. OWC PHARMACEUTICAL RESEARCH CORP. OWCP S-1 ~
Vinson & Elkins L.L.P. GPM PETROLEUM LP ~ S-1 ~
Vinson & Elkins L.L.P. SUNCOKE ENERGY PARTNERS, L.P. SXCP S-3 NYSE
Voya Retirement Insurance and Annuity Company VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~
Wachtell, Lipton, Rosen & Katz PACWEST BANCORP PACW S-4 Nasdaq
Winston & Strawn LLP CHINA AUTOMOTIVE SYSTEMS INC CAAS S-3 Nasdaq
Wyatt, Tarrant & Combs, LLP KENTUCKY BANCSHARES INC /KY/ KTYB S-4 ~

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IPOs and Transactions: April 13 – 17 / plus video: M&A expert panel answer 12 questions

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ampliphi Biosciences Corp. w/ Morrison & Foerster LLP, GP Investments Acquisitions Corp. w/ Davis Polk & Wardwell LLP, Maples and Calder and Skadden, Arps, Slate, Meagher & Flom LLP and Cornerstone Bancshares Inc. w/ Butler Snow LLP and Miller & Martin PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Akin Gump Strauss Hauer & Feld LLP MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-4 Nasdaq
Alston & Bird LLP ADVAXIS, INC. ADXS S-3 Nasdaq
Bacterin International Holdings, Inc. BACTERIN INTERNATIONAL HOLDINGS, INC. BONE S-1 NYSE
Bart and Associates LLC ZIWIRA, INC. ~ S-1 ~
Bradley Arant Boult Cummings LLP SERVISFIRST BANCSHARES, INC. SFBS S-3 Nasdaq
Bryan Cave LLP OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE
Butler Snow LLP CORNERSTONE BANCSHARES INC CSBQ S-4 ~
Cleary Gottlieb Steen & Hamilton LLP TPG SPECIALTY LENDING, INC. TSLX N-2 NYSE
Cooley LLP FANTEX, INC. ~ S-1 ~
Cooley LLP KURA ONCOLOGY, INC. ~ S-1 ~
Davis Polk & Wardwell LLP BBVA COMPASS BANCSHARES, INC ~ S-3 ~
Davis Polk & Wardwell LLP FLAGSHIP CREDIT CORP. ~ S-1 ~
Davis Polk & Wardwell LLP GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Davis Polk & Wardwell LLP LIGHTBEAM ELECTRIC CO ~ S-1 ~
Davis Polk & Wardwell LLP GALAPAGOS NV GLPYY F-1 Nasdaq
Dechert LLP AUDAX CREDIT BDC INC. ~ 10-12G ~
Faegre Baker Daniels LLP ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq
Gibson, Dunn & Crutcher LLP RXI PHARMACEUTICALS CORP RXII S-1 Nasdaq
Gibson, Dunn & Crutcher LLP TRI POINTE HOMES, INC. TPH S-4 NYSE
Giordano, Halleran & Ciesla, P.C. OCEANFIRST FINANCIAL CORP OCFC S-4 Nasdaq
Global Gard, Inc. GLOBAL GARD, INC. ~ S-1 ~
Goodwin Procter LLP GALAPAGOS NV GLPYY F-1 Nasdaq
Grushko & Mittman, P.C. RUTHIGEN, INC. RTGN S-4 Nasdaq
Haynes and Boone, LLP RUTHIGEN, INC. RTGN S-4 Nasdaq
Kirkland & Ellis LLP IHEART
COMMUNICATIONS, INC.
~ S-4 ~
Kirkland & Ellis LLP NRG YIELD RPV HOLDING LLC ~ S-4 ~
Kirkland & Ellis LLP WORLD OMNI AUTO LEASING LLC ~ S-3 ~
Kirkland & Ellis LLP FRESHPET, INC. FRPT S-1 Nasdaq
Lamson, Dugan & Murray, LLP LINCOLN BENEFIT LIFE CO ~ S-1 ~
Latham & Watkins LLP BAOZUN INC. ~ F-1 ~
Latham & Watkins LLP FANTEX, INC. ~ S-1 ~
Latham & Watkins LLP INVUITY, INC. ~ S-1 ~
Latham & Watkins LLP FRESHPET, INC. FRPT S-1 Nasdaq
Latham & Watkins LLP PFENEX INC. PFNX S-1 NYSE
Loev Law Firm, PC VERTEX ENERGY INC. VTNR S-3 Nasdaq
Lowenstein Sandler LLP AETHLON MEDICAL INC AEMDD S-1 ~
Lowenstein Sandler LLP LAKELAND BANCORP INC LBAI S-3 Nasdaq
Maples and Calder GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Mayer Brown LLP WORLD OMNI AUTO LEASING LLC ~ S-3 ~
Miller & Martin PLLC CORNERSTONE BANCSHARES INC CSBQ S-4 ~
Mintz & Fraade PC PLH PRODUCTS, INC. ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ONE GROUP HOSPITALITY, INC. STKS S-3 ~
Morgan, Lewis & Bockius LLP LIGHTBEAM ELECTRIC CO ~ S-1 ~
Morrison & Foerster LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 ~
Nason, Yeager, Gerson, White & Lioce, P.A. VAPOR CORP. VPCO S-3 Nasdaq
NautaDutilh BVBA GALAPAGOS NV GLPYY F-1 Nasdaq
Parsons Behle & Latimer GRAND PERFECTA, INC. ~ 10-12G ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP SHOPIFY INC. ~ F-1 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME ADVISORY FUND, LLC ~ N-2 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME INSTITUTIONAL FUND, LLC ~ N-2 ~
Perkins Coie LLP FINTAN ALTERNATIVE FIXED INCOME MASTER FUND, LLC ~ N-2 ~
Proskauer Rose LLP HELIUS MEDICAL TECHNOLOGIES, INC. ~ 10-12G ~
Raines Feldman LLP AETHLON MEDICAL INC AEMDD S-1 ~
Richardson & Patel, LLP VBI VACCINES INC. VBIV S-3 Nasdaq
Ruskin Moscou Faltischek, P.C. BOVIE MEDICAL CORP BVX S-3 NYSE
Sherman & Howard L.L.C. GCI INC ~ S-4 ~
Simpson Thacher & Bartlett LLP BAOZUN INC. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP FLAGSHIP CREDIT CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP GP INVESTMENTS ACQUISITION CORP. ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP SHOPIFY INC. ~ F-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP MOELIS & CO MC S-3 NYSE
Southern ITS International, Inc. SOUTHERN ITS INTERNATIONAL, INC. SITS 10-12G ~
The Law Office of Timothy S. Orr, PLLC MY CLOUDZ, INC. ~ S-1 ~
Vinson & Elkins L.L.P. MARTIN MIDSTREAM FINANCE CORP. ~ S-3 ~
Vinson & Elkins LLP TARGA RESOURCES PARTNERS LP NGLS S-3 NYSE
Waller Lansden Dortch & Davis, LLP CAPSTONE TURBINE CORP CPST S-3 Nasdaq
Willkie Farr & Gallagher LLP GABELLI UTILITY TRUST GUTPRA N-2 NYSE
Wilmer Cutler Pickering Hale and Dorr LLP CURIS INC CRIS S-3 Nasdaq
Wilson Sonsini Goodrich & Rosati PC PFENEX INC. PFNX S-1 NYSE
Wilson Sonsini Goodrich & Rosati, P.C. INVUITY, INC. ~ S-1 ~
Windels Marx Lane & Mittendorf, LLP OCEANFIRST FINANCIAL CORP OCFC S-4 Nasdaq

 Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: April 6 – 10 / plus M&A webinar invitation

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Labstyle Innovations Group Inc. w/ Ellenoff Grossman & Schole LLP, Lion Biotechnologies Inc. w/ TroyGould PC and Synthetic Biologics Inc. w/ Gracin & Marlow LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Exchange
Brinen & Associates, LLC 1PM INDUSTRIES TREND S-1 ~
Cooley LLP IMMUNE DESIGN CORP. IMDZ S-1 Nasdaq
Cooley LLP NEOPHOTONICS CORP NPTN S-1 NYSE
Cooley LLP SCYNEXIS INC SCYX S-1 Nasdaq
Cravath, Swaine & Moore LLP H.J. HEINZ HOLDING CORP ~ S-4 ~
Davis Polk & Wardwell LLP ATYR PHARMA INC ~ S-1 ~
Debevoise & Plimpton LLP TRIBUNE MEDIA CO TRBAB S-1 NYSE
Dentons US LLP INNOCOLL AG INNL F-1 Nasdaq
DLA Piper LLP SCYNEXIS INC SCYX S-1 Nasdaq
DLA Piper LLP SELECTICA INC SLTC S-3 Nasdaq
DLA Piper LLP TRUVEN HOLDING CORP. ~ S-4 ~
Ellenoff Grossman & Schole LLP AVONDALE ACQUISITION CORP. ~ S-1 ~
Ellenoff Grossman & Schole LLP CLEVELAND BIOLABS INC CBLI S-1 Nasdaq
Ellenoff Grossman & Schole LLP LABSTYLE INNOVATIONS CORP. DRIO S-1 ~
Fenwick & West LLP BIOPHARMX CORP BPMX S-1 OTC Markets
Fusion Tele-communications International, Inc. FUSION TELE-COMMUNICATIONS INTERNATIONAL INC FSNN S-3 Nasdaq
Goodwin Procter LLP AMARIN CORP PLC\UK AMRN S-3 Nasdaq
Goodwin Procter LLP ATYR PHARMA INC ~ S-1 ~
Goodwin Procter LLP INNOCOLL AG INNL F-1 Nasdaq
Goodwin Procter LLP SAGE THERAPEUTICS, INC. SAGE S-1 Nasdaq
Gracin & Marlow, LLP SYNTHETIC BIOLOGICS, INC. SYN S-3 NYSE
Greenberg Traurig, LLP AVONDALE ACQUISITION CORP. ~ S-1 ~
Hogan Lovells US LLP IMMUNE DESIGN CORP. IMDZ S-1 Nasdaq
Johnson and Colmar FENIX PARTS, INC. ~ S-1 Nasdaq
Jones Day ALCOA INC. AA S-4 NYSE
K&L Gates LLP BIOPHARMX CORP BPMX S-1 OTC Markets
Kush Bottles, Inc. KUSH BOTTLES, INC. ~ 10-12G ~
Latham & Watkins LLP ACHAOGEN INC AKAO S-3 Nasdaq
Latham & Watkins LLP BALLY TECHNOLOGIES, INC. ~ S-4 ~
Latham & Watkins LLP BOJANGLES’, INC. ~ S-1 ~
Latham & Watkins LLP PGA HOLDINGS, INC. ~ S-1 ~
Law Office of Benjamin D. Harvey MYECHECK, INC. ~ 10-12G ~
Ledgewood, P.C. ATLAS RESOURCE PARTNERS, L.P. ARP S-3 NYSE
Ledgewood, P.C. ATLAS RESOURCES LLC ~ S-4 ~
Libertas Law Group, Inc. BARFRESH FOOD GROUP INC. BRFH S-1 ~
Loeb & Loeb LLP DELMAR PHARMACEUTICALS, INC. DMPI S-1 ~
Loeb & Loeb LLP METASTAT, INC. MTST S-1 ~
Lucosky Brookman LLP MYECHECK, INC. ~ 10-12G ~
Manatt, Phelps & Phillips, LLP MEDBOX, INC. ~ S-1 ~
Mayer Brown LLP ADAPTIMMUNE THERAPEUTICS PLC ~ F-1 ~
Mayer Brown LLP FENIX PARTS, INC. ~ S-1 Nasdaq
McGuireWoods LLP EXONE CO XONE S-3 Nasdaq
Paul Hastings LLP GAMCO INVESTORS, INC. ET AL GBL S-3 NYSE
Pepper Hamilton LLP BOJANGLES’, INC. ~ S-1 ~
Pryor Cashman LLP INTERCLOUD SYSTEMS, INC. ICLD S-3 Nasdaq
Ropes & Gray LLP SAGE THERAPEUTICS, INC. SAGE S-1 Nasdaq
Scott Olson Attorney LOCAL CORP LOCM S-3 Nasdaq
Scott P. Doney, Esq. OXFORD CITY FOOTBALL CLUB, INC. OXFC S-1 ~
Securities Compliance Group, Ltd. STRONG SOLUTIONS INC. ~ S-1 ~
Shearman & Sterling LLP TRIBUNE MEDIA CO TRBAB S-1 NYSE
Sichenzia Ross Friedman Ference LLP CLEVELAND BIOLABS INC CBLI S-1 Nasdaq
Sichenzia Ross Friedman Ference LLP DELMAR PHARMACEUTICALS, INC. DMPI S-1 ~
Sidley Austin LLP ENTERGY NEW ORLEANS INC EYNOP S-3 ~
Simpson Thacher & Bartlett LLP PGA HOLDINGS, INC. ~ S-1 ~
Sullivan & Cromwell LLP H.J. HEINZ HOLDING CORP ~ S-4 ~
Sutherland Asbill & Brennan LLP NATIONAL WESTERN LIFE GROUP, INC. ~ S-4 ~
The Law Office of Conrad C. Lysiak, P.S. SEEN ON SCREEN TV INC. SONT S-1 ~
The Movie Studio, Inc. MOVIE STUDIO, INC. MVES 10-12G ~
TroyGould PC LION BIOTECHNOLOGIES, INC. LBIO S-3 Nasdaq
Wachtell, Lipton, Rosen & Katz ALCOA INC. AA S-4 NYSE
Wilmer Cutler Pickering Hale and Dorr LLP ADAPTIMMUNE THERAPEUTICS PLC ~ F-1 ~
Wyrick Robbins Yates & Ponton LLP CORMEDIX INC. CRMD S-3 NYSE

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: March 30 – April 3 / plus M&A technology whitepaper

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Community Bank Systems Inc. w/ Bond, Schoeneck & King, PLLC and Luse Gorman, PC, Acadia Realty Trust w/ Goodwin Procter LLP and  Enerpulse Technologies Inc. w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Download the new Mergermarket M&A technology whitepaper here.

Law firm / Advisor Registrant Symbol Form Exchange
Allstate Life Insurance Company of New York ALLSTATE LIFE INSURANCE CO OF NEW YORK ~ S-1 ~
Andrews Kurth LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
ASB Hawaii, Inc. ASB HAWAII, INC. ~ 10-12B ~
Asia Bancshares, Inc. CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC COMMUNITY HEALTHCARE TRUST INC ~ S-11 ~
Bart and Associates LLC SCOR INTERNATIONAL FOODS, INC. ~ S-1 ~
Bond, Schoeneck & King, PLLC COMMUNITY BANK SYSTEM, INC. CBU S-4 NYSE
Cadwalader, Wickersham & Taft LLP CADIZ INC CDZI S-3 Nasdaq
Chadbourne & Parke LLP ORBCOMM INC. ORBC S-3 Nasdaq
Cooley LLP AQUINOX PHARMACEUTICALS, INC AQXP S-3 Nasdaq
Cooley LLP CELLADON CORP CLDN S-3 Nasdaq
Cooley LLP HEALTHEQUITY INC HQY S-1 Nasdaq
Cooley LLP MULTIVIR INC. ~ S-1 ~
Cooley LLP NOVABAY PHARMACEUTICALS, INC. NBY S-3 NYSE
Cooley LLP TREVENA INC TRVN S-3 Nasdaq
Davis Polk & Wardwell LLP HEMISPHERE MEDIA GROUP, INC. HMTV S-3 Nasdaq
Davis Polk & Wardwell LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
Diamondhead Casino Corporation DIAMONDHEAD CASINO CORP ~ 10-12G ~
Ellenoff Grossman & Schole LLP FONA, INC. FNAM S-4 ~
Ellenoff Grossman & Schole LLP INNOVATION ECONOMY CORP ~ S-1 ~
Faegre Baker Daniels LLP COLUCID PHARMACEUTICALS, INC. ~ S-1 Nasdaq
Faegre Baker Daniels LLP EVINE LIVE INC. EVLV S-3 Nasdaq
Fenwick & West LLP AMYRIS, INC. AMRS S-3 Nasdaq
Godfrey & Kahn, S.C. DIVIDEND & INCOME FUND DNI N-2 NYSE
Goodwin Procter LLP ACADIA REALTY TRUST AKR S-3 NYSE
Goodwin Procter LLP ANTERIOS INC ~ S-1 Nasdaq
Goodwin Procter LLP GELESIS INC ~ S-1 ~
Greenberg Traurig, LLP ENERPULSE TECHNOLOGIES, INC. ENPT S-1 OTC Markets
Greenberg Traurig, P.A. INTEGRITY APPLICATIONS, INC. IGAP S-1 ~
Harold P. Gewerter, Esq. Ltd. HELP WORLDWIDE INC. ~ S-1 ~
Harter Secrest & Emery LLP GALLAGHER ARTHUR J & CO AJG S-4 NYSE
Hunter Taubman Weiss LLP INNOVATION ECONOMY CORP ~ S-1 ~
Jones Day HORIZON GLOBAL CORP ~ S-1 ~
Lamb & Barnosky, LLP CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Latham & Watkins LLP CNX COAL RESOURCES LP ~ S-1 ~
Latham & Watkins LLP COLLEGIUM PHARMACEUTICAL, INC ~ S-1 Nasdaq
Latham & Watkins LLP COLUCID PHARMACEUTICALS, INC. ~ S-1 Nasdaq
Latham & Watkins LLP HOST HOTELS & RESORTS L.P. ~ S-3 ~
Latham & Watkins LLP MILACRON HOLDINGS CORP. ~ S-1 ~
Latham & Watkins LLP SMART & FINAL STORES, INC. SFS S-1 NYSE
Latham & Watkins LLP TRANSUNION ~ S-1 ~
Locke Lord LLP GELESIS INC ~ S-1 ~
Luse Gorman, PC COMMUNITY BANK SYSTEM, INC. CBU S-4 NYSE
McCarthy Tétrault LLP DAVIDSTEA INC. ~ F-1 ~
Meitar Liquornik Geva Leshem Tal FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Morgan, Lewis & Bockius LLP ANTERIOS INC ~ S-1 Nasdaq
Morris, Manning & Martin, LLP PARKVIEW CAPITAL CREDIT, INC. ~ 10-12G ~
Morrison & Foerster LLP COMMUNITY HEALTHCARE TRUST INC ~ S-11 ~
Osler, Hoskin & Harcourt LLP DAVIDSTEA INC. ~ F-1 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP CAESARS ACQUISITION CO CACQ S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP HEMISPHERE MEDIA GROUP, INC. HMTV S-3 Nasdaq
Paul, Weiss, Rifkind, Wharton & Garrison LLP JAZZ CASINO COMPANY, LLC ~ S-4 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP MITEL NETWORKS CORP MITL S-4 Nasdaq
Pepper Hamilton LLP COLLEGIUM PHARMACEUTICAL, INC ~ S-1 Nasdaq
Proskauer Rose LLP SMART & FINAL STORES, INC. SFS S-1 NYSE
QVC, Inc. QVC INC ~ 10-12G ~
Ropes & Gray LLP AKEBIA THERAPEUTICS, INC. AKBA S-3 Nasdaq
Ropes & Gray LLP DAVIDSTEA INC. ~ F-1 ~
Scudder Law Firm, P.C., L.L.O. CELADON GROUP INC CGI S-3 NYSE
SeaSpine Holdings Corporation SEASPINE HOLDINGS CORP ~ 10-12B ~
Sichenzia Ross Friedman Ference LLP CHROMADEX CORP. CDXC S-3 ~
Sidley Austin LLP CONNS INC CONN S-4 Nasdaq
Simpson Thacher & Bartlett LLP DAVIDSTEA INC. ~ F-1 ~
Simpson Thacher & Bartlett LLP TRANSUNION ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Skadden, Arps, Slate, Meagher & Flom LLP J.G. WENTWORTH CO JGW S-3 NYSE
Squire Patton Boggs (US) LLP FOX FACTORY HOLDING CORP FOXF S-3 Nasdaq
Sutherland Asbill & Brennan LLP MAIN STREET CAPITAL CORP MAIN N-2 NYSE
Vinson & Elkins L.L.P. CNX COAL RESOURCES LP ~ S-1 ~
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-4 NYSE
Wachtell, Lipton, Rosen & Katz CATHAY GENERAL BANCORP CATY S-4 Nasdaq
Wachtell, Lipton, Rosen & Katz SERITAGE GROWTH PROPERTIES ~ S-11 ~
Weil, Gotshal & Manges LLP MILACRON HOLDINGS CORP. ~ S-1 ~
White & Case LLP FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq
Willkie Farr & Gallagher NEW IRELAND FUND INC IRL N-2 NYSE
Willkie Farr & Gallagher LLP HEALTHEQUITY INC HQY S-1 Nasdaq
Willkie Farr & Gallagher LLP TSC/RICHARD BERNSTEIN GLOBAL THEMATIC MICRO-CAP FUND, INC. ~ N-2 ~
Wilson Sonsini Goodrich & Rosati PC CAPNIA, INC. CAPN S-4 Nasdaq
Wilson Sonsini Goodrich & Rosati, P.C. MULTIVIR INC. ~ S-1 ~
Yingke Israel – Eyal Khayat, Zolty, Neiger & Co. FOAMIX PHARMACEUTICALS LTD. FOMX F-1 Nasdaq

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.