Category Archives: IPO week in review

IPOs and Transactions: July 7 – 11

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Brainstorm Cell Therapeutics Inc. w/ BRL Law Group LLC, CytoMedix Inc. w/ Schiff Hardin LLP and Gramercy Property Trust Inc. w/ Morgan, Lewis & Bockius LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
INTERFACE SECURITY SYSTEMS HOLDINGS INC S-4 Akin Gump Strauss Hauer & Feld LLP
C1 FINANCIAL, INC. S-1 Alston & Bird LLP
HIGH SIERRA ENERGY L P S-4 Andrews Kurth LLP
LEGACY RESERVES LP LGCY S-3 Nasdaq Andrews Kurth LLP
VANTAGE ENERGY INC. S-1 Baker Botts L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Baker Botts L.L.P.
AAC HOLDINGS, INC. S-1 Bass, Berry & Sims PLC
ELITE BOOKS INC S-1 Bauman & Associates Law Firm
MODUSLINK GLOBAL SOLUTIONS INC MLNK S-3 Nasdaq Bingham McCutchen LLP
BRAINSTORM CELL THERAPEUTICS INC. BCLI S-1 OTC BRL Law Group LLC
LIVE FIT CORP. S-1 Brunson Chandler & Jones, PLLC
RING ENERGY, INC. REI S-1 NYSE Burleson LLP
YODLE INC S-1 Cooley LLP
OTONOMY, INC. S-1 Cooley LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Cooley LLP
ALCOA INC AA S-3 NYSE Cravath, Swaine & Moore LLP
C1 FINANCIAL, INC. S-1 Davis Polk & Wardwell LLP
GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND N-2 Dechert LLP
CHS INC CHSCO S-1 Nasdaq Dorsey & Whitney LLP
HARMONY MERGER CORP. S-1 Ellenoff Grossman & Schole LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Foley Hoag LLP
HARVEST NATURAL RESOURCES, INC. HNR S-3 NYSE Fulbright & Jaworski LLP
GLOBAL CLEAN ENERGY, INC. GCEI 10-12G OTC Global Clean Energy, Inc.
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Godfrey & Kahn, S.C.
REWALK ROBOTICS LTD. F-1 Goldfarb Seligman & Co.
HARMONY MERGER CORP. S-1 Graubard Miller
WESTMORELAND COAL CO WLB S-3 Nasdaq Holland & Hart LLP
GALENFEHA, INC. S-3 Karlen & Stolzar, LLP
FINJAN HOLDINGS, INC. FNJN S-3 Nasdaq Katten Muchin Rosenman LLP
GALENFEHA, INC. S-3 Kyle L. Tingle, CPA, LLC
YODLE INC S-1 Latham & Watkins LLP
RENTECH, INC. RTK S-3 Nasdaq Latham & Watkins LLP
ENERGY TRANSFER EQUITY, L.P. ETE S-4 NYSE Latham & Watkins LLP
FERRELLGAS L P S-4 McGuireWoods LLP
FERRELLGAS PARTNERS L P FGP S-4 NYSE McGuireWoods LLP
REWALK ROBOTICS LTD. F-1 Meitar Liquornik Geva Leshem Tal
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC North Bay Resources Inc.
REMARK MEDIA, INC. MARK S-1 Nasdaq Olshan Frome Wolosky LLP
OTONOMY, INC. S-1 Otonomy, Inc.
INCONTACT, INC. SAAS S-3 Nasdaq Parsons Behle & Latimer
GEVO, INC. GEVO S-3 Nasdaq Paul Hastings LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Reed Smith LLP
RENTECH, INC. RTK S-3 Nasdaq Rentech, Inc.
ANDES 1 INC. 10-12G Richard Chiang
ANDES 2 INC. 10-12G Richard Chiang
ANDES 3 INC. 10-12G Richard Chiang
TELETRONICS INTERNATIONAL, INC. 10-12G Saul Holdings Limited Partnership
CYTOMEDIX INC CMXI S-1 OTC Schiff Hardin LLP
AAC HOLDINGS, INC. S-1 Sidley Austin LLP
REWALK ROBOTICS LTD. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Spidi & Fisch, PC
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Stinson Leonard Street LLP
VANTAGE ENERGY INC. S-1 Vinson & Elkins L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Vinson & Elkins L.L.P.
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
PROVINCE HEALTHCARE CO S-4 White & Case LLP
REWALK ROBOTICS LTD. F-1 White & Case LLP
OTONOMY, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
AMERICAN CHURCH MORTGAGE CO ACMC S-11 OTC Winthrop & Weinstine, P.A.
YODLE INC S-1 Yodle, Inc.

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IPOs and Transactions: June 30 – July 3

There were 49 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Access Pharmaceuticals Inc. w / Bingham McCutchen LLP + Sichenzia Ross Friedman Ference LLP, Vuzix Corp. w/ Sichenzia Ross Friedman Ference LLP and RCS Capital Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
ASHFORD INC S-4 Andrews Kurth LLP
HOEGH LNG PARTNERS LP F-1 Baker Botts L.L.P.
QCR HOLDINGS INC QCRH S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Barnes & Thornburg LLP
ACCESS PHARMACEUTICALS INC ACCP S-1 OTC Bingham McCutchen LLP
OM ASSET MANAGEMENT LTD S-1 Bingham McCutchen LLP
COMMERCE UNION BANCSHARES, INC. S-4 Bone McAllester Norton PLLC
COMMERCE UNION BANCSHARES, INC. S-4 Butler Snow LLP
GENOCEA BIOSCIENCES, INC. S-1 Nasdaq Cooley LLP
T2 BIOSYSTEMS, INC. S-1 Cooley LLP
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Covington & Burling LLP
SYNCHRONY FINANCIAL S-1 Covington & Burling LLP
DIPLOMAT PHARMACY, INC. S-1 Cravath, Swaine & Moore LLP
HPEV, INC. WARM S-1 OTC David Lubin & Associates, PLLC
IDREAMSKY TECHNOLOGY LTD F-1 Nasdaq Davis Polk & Wardwell LLP
LOXO ONCOLOGY, INC. S-1 Davis Polk & Wardwell LLP
SYNCHRONY FINANCIAL S-1 Davis Polk & Wardwell LLP
VIAMET PHARMACEUTICALS HOLDINGS LLC S-1 Dechert LLP
DT ASIA INVESTMENTS LTD S-1 Ellenoff Grossman & Schole LLP
IMPERIAL RESOURCES, LLC S-1 Ellenoff Grossman & Schole LLP
LOXO ONCOLOGY, INC. S-1 Fenwick & West LLP
OM ASSET MANAGEMENT LTD S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
ZAYO GROUP HOLDINGS, INC. S-1 Gibson, Dunn & Crutcher LLP
ADVANCED CELL TECHNOLOGY, INC. S-3 OTC Goodwin Procter LLP
ESPERION THERAPEUTICS, INC. ESPR S-3 Nasdaq Goodwin Procter LLP
ESSEX PROPERTY TRUST INC ESS S-4 NYSE Goodwin Procter LLP
FOUNDATION HEALTHCARE, INC. FDNH S-1 OTC Goodwin Procter LLP
VIKING THERAPEUTICS, INC. S-1 Goodwin Procter LLP
DT ASIA INVESTMENTS LTD S-1 Graubard Miller
DIPLOMAT PHARMACY, INC. S-1 Honigman Miller Schwartz and Cohn LLP
AMERICAN RESIDENTIAL PROPERTIES, INC. ARPI S-3 NYSE Hunton & Williams LLP
CORDIA BANCORP INC BVA S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
IDREAMSKY TECHNOLOGY LTD F-1 Nasdaq Kirkland & Ellis International LLP
TWIST BEAUTY S.A R.L. & PARTNERS S.C.A. F-1 Kirkland & Ellis LLP
CORSAIR OPPORTUNITY FUND N-2 Kramer Levin Naftalis & Frankel LLP
MAINSOURCE FINANCIAL GROUP MSFG S-4 Nasdaq Krieg DeVault LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Krieg DeVault LLP
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Latham & Watkins LLP
T2 BIOSYSTEMS, INC. S-1 Latham & Watkins LLP
TWIST BEAUTY S.A R.L. & PARTNERS S.C.A. F-1 Latham & Watkins LLP
GWG LIFE, LLC S-1 Maslon Edelman Borman & Brand, LLP
REPROS THERAPEUTICS INC. RPRX S-3 Nasdaq Morgan, Lewis & Bockius LLP
ATRINSIC, INC. ATRNQ 10-12G OTC Morse, Zelnick, Rose & Lander, LLP
DT ASIA INVESTMENTS LTD S-1 Ogier
BENEFITFOCUS,INC. BNFT S-1 Nasdaq Orrick, Herrington & Sutcliffe LLP
VIKING THERAPEUTICS, INC. S-1 Paul Hastings LLP
PLY GEM INDUSTRIES INC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
UNILIFE CORP UNIS S-3 OTC Pepper Hamilton LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
IMPERIAL RESOURCES, LLC S-1 Reed Smith LLP
RENEWABLE ENERGY & POWER, INC. 10-12G Renewable Energy and Power, Inc.
GENOCEA BIOSCIENCES, INC. S-1 Nasdaq Ropes & Gray LLP
PC NEXTCO HOLDINGS, LLC S-4 Ropes & Gray LLP
LAGOON GROUP CORP. S-1 Scott D. Olson Esq.
AEMETIS, INC AMTXD S-3 Nasdaq Shearman & Sterling LLP
JOHN DEERE RECEIVABLES, INC. S-3 Shearman & Sterling LLP
ZAYO GROUP HOLDINGS, INC. S-1 Shearman & Sterling LLP
ACCESS PHARMACEUTICALS INC ACCP S-1 OTC Sichenzia Ross Friedman Ference LLP
EASTGATE ACQUISITIONS CORP ESAQ S-1 OTC Sichenzia Ross Friedman Ference LLP
VUZIX CORP S-1 OTC Sichenzia Ross Friedman Ference LLP
JOHN DEERE RECEIVABLES, INC. S-3 Sidley Austin LLP
GOOD TIMES RESTAURANTS INC GTIM S-3 Nasdaq Snell & Wilmer L.L.P.
GLYECO, INC. GLYE S-1 OTC Squire Patton Boggs (US) LLP
SUNOPTA INC. STKL S-3 Nasdaq Stoel Rives LLP
AT&T INC. T S-4 NYSE Sullivan & Cromwell LLP
YODLEE INC S-1 Sullivan & Cromwell LLP
HOEGH LNG PARTNERS LP F-1 Vinson & Elkins L.L.P.
OASIS PETROLEUM INC. OAS S-4 NYSE Vinson & Elkins L.L.P.
MAINSOURCE FINANCIAL GROUP MSFG S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
AT&T INC. T S-4 NYSE Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL S-1 Weil, Gotshal & Manges LLP
VIAMET PHARMACEUTICALS HOLDINGS LLC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
YODLEE INC S-1 Wilson Sonsini Goodrich & Rosati PC
BENEFITFOCUS,INC. BNFT S-1 Nasdaq Wyrick Robbins Yates & Ponton LLP

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IPOs and Transactions: June 23 – June 27

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including CEF Equipment Holding LLC w/ Mayer Brown LLP, Spirit International Inc. w/ Law Office of Harold P. Gewerter and Terrapin 3 Acquisition Corp w/ Skadden, Arps, Slate, Meagher & Flom LLP + Ellenoff Grossman & Schole LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

LAW-email_Vannoince

Registrant Symbol Form Type Exchange Law firm / Advisor
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Allen & Overy LLP
FIRST CASH FINANCIAL SERVICES INC FCFS S-4 Nasdaq Alston & Bird LLP
TRANSOCEAN PARTNERS LLC S-1 Baker Botts L.L.P.
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Baker Botts L.L.P.
SILVERCREST ASSET MANAGEMENT GROUP INC. SAMG S-3 Nasdaq Bingham McCutchen LLP
GREEN BANCORP, INC. S-1 Bracewell & Giuliani LLP
TOWNSQUARE MEDIA, LLC S-1 Cahill Gordon & Reindel LLP
VWR CORP S-1 Cahill Gordon & Reindel LLP
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Cahill Gordon & Reindel LLP
TPG SPECIALTY LENDING, INC. TSLX N-2 NYSE Cleary Gottlieb Steen & Hamilton LLP
TRIPLEPOINT VENTURE GROWTH BDC CORP. TPVG N-2 NYSE Clifford Chance US LLP
IMMUNE DESIGN CORP. S-1 Cooley LLP
INTERSECT ENT, INC. S-1 Cooley LLP
VIDARA THERAPEUTICS INTERNATIONAL LTD S-4 Cooley LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Cooley LLP
AFFIMED THERAPEUTICS B.V. F-1 Covington & Burling LLP
ONEBEACON U.S. HOLDINGS, INC. S-3 Cravath, Swaine & Moore LLP
AFFIMED THERAPEUTICS B.V. F-1 Davis Polk & Wardwell LLP
UNIVAR INC. S-1 Debevoise & Plimpton LLP
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Debevoise & Plimpton LLP
CORVUS GOLD INC. S-1 Dorsey & Whitney LLP
LAMAR ADVERTISING REIT CO S-4 Edwards Wildman Palmer LLP
SEVCON, INC. SEV S-1 Nasdaq Edwards Wildman Palmer LLP
TERRAPIN 3 ACQUISITION CORP S-1 Ellenoff Grossman & Schole LLP
ZOSANO PHARMA CORP S-1 Foley Hoag LLP
LA JOLLA PHARMACEUTICAL CO LJPCD S-3 Nasdaq Gibson, Dunn & Crutcher LLP
ULTRAGENYX PHARMACEUTICAL INC. RARE S-1 Nasdaq Gibson, Dunn & Crutcher LLP
CYBER-ARK SOFTWARE LTD. F-1 Goodwin Procter LLP
LAMAR ADVERTISING REIT CO S-4 Goodwin Procter LLP
REVO BIOLOGICS, INC. GTCB S-1 Nasdaq Goodwin Procter LLP
MACROCURE LTD. F-1 Nasdaq Gornitzky & Co.
CUR MEDIA, INC. DUSR S-1 OTC Gottbetter & Partners, LLP
CNH CAPITAL RECEIVABLES LLC S-3 Greenberg Traurig, LLP
TOBIRA THERAPEUTICS, INC. S-1 Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-4 Nasdaq Hinckley, Allen & Snyder LLP
IMMUNE DESIGN CORP. S-1 Hogan Lovells US LLP
TOWNSQUARE MEDIA, LLC S-1 Kirkland & Ellis LLP
VWR CORP S-1 Kirkland & Ellis LLP
EL POLLO LOCO HOLDINGS, INC. S-1 Latham & Watkins LLP
INTERSECT ENT, INC. S-1 Latham & Watkins LLP
LANTHEUS HOLDINGS, INC. S-1 Latham & Watkins LLP
TOBIRA THERAPEUTICS, INC. S-1 Latham & Watkins LLP
UNIVAR INC. S-1 Latham & Watkins LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Latham & Watkins LLP
REVO BIOLOGICS, INC. GTCB S-1 Nasdaq Latham & Watkins LLP
ULTRAGENYX PHARMACEUTICAL INC. RARE S-1 Nasdaq Latham & Watkins LLP
SPIRIT INTERNATIONAL, INC. S-1 Law Office of Harold P. Gewerter, Esq., Ltd.
FLASTER CORP. S-1 Law Offices of Jonathan D. Strum
ZOSANO PHARMA CORP S-1 Lowenstein Sandler LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-4 Nasdaq Luse Gorman Pomerenk & Schick P.C.
CEF EQUIPMENT HOLDING LLC S-3 Mayer Brown LLP
VIDARA THERAPEUTICS INTERNATIONAL LTD S-4 Mayer Brown LLP
CYBER-ARK SOFTWARE LTD. F-1 Meitar Liquornik Geva Leshem Tal
MACROCURE LTD. F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
WOODSIDE HOMES, INC. S-1 Milbank, Tweed, Hadley & McCloy LLP
MALIBU BOATS, INC. S-1 Nasdaq Morrison & Foerster LLP
CYBER-ARK SOFTWARE LTD. F-1 Naschitz, Brandes, Amir & Co.
MIND SOLUTIONS INC. VOISD S-1 OTC Norman T. Reynolds Law Firm, P.C.
MALIBU BOATS, INC. S-1 Nasdaq O’Melveny & Myers LLP
TIXFI INC. S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
QEP FIELD SERVICES CO 10-12B QEP Field Services Company
MARATHON PATENT GROUP, INC. MARA S-1 OTC Sichenzia Ross Friedman Ference LLP
WOODSIDE HOMES, INC. S-1 Simpson Thacher & Bartlett LLP
EL POLLO LOCO HOLDINGS, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
GREEN BANCORP, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
TERRAPIN 3 ACQUISITION CORP S-1 Skadden, Arps, Slate, Meagher & Flom LLP
MACROCURE LTD. F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
NEW MOUNTAIN FINANCE CORP NMFC N-2 NYSE Sutherland Asbill & Brennan LLP
MONEYGRAM PAYMENT SYSTEMS INC S-3 Vinson & Elkins L.L.P.
TRANSOCEAN PARTNERS LLC S-1 Vinson & Elkins L.L.P.
VORNADO SPINCO 10-12B Vornado SpinCo
LANTHEUS HOLDINGS, INC. S-1 Weil, Gotshal & Manges LLP
ADAMIS PHARMACEUTICALS CORP ADMP S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin, Law Corp.
CYBER-ARK SOFTWARE LTD. F-1 White & Case LLP
MACROCURE LTD. F-1 Nasdaq White & Case LLP
ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE FUND N-2 Willkie Farr & Gallagher LLP
SPEED COMMERCE, INC. SPDC S-3 Nasdaq Winthrop & Weinstine, P.A.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: June 16 – June 20

There were 67 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Armada Water Assets Inc. w/ Loeb & Loeb LLP and Fox Rothschild LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

LAW-email_Vannoince

Registrant Symbol Form Exchange Law firm / Advisor
CATCHMARK TIMBER TRUST, INC. CTT S-3 NYSE Alston & Bird LLP
JONES LANG LASALLE INCOME PROPERTY TRUST, INC. S-11 Alston & Bird LLP
SOUTHSIDE BANCSHARES INC SBSI S-4 Nasdaq Alston & Bird, LLP
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Andrews Kurth LLP
FIRST POTOMAC REALTY TRUST FPO S-3 NYSE Arnold & Porter LLP
ATHLON ENERGY INC. S-1 NYSE Baker Botts L.L.P.
PARKER DRILLING CO /DE/ PKD S-4 NYSE Baker Botts L.L.P.
SHELL MIDSTREAM PARTNERS, L.P. S-1 Baker Botts L.L.P.
VTTI ENERGY PARTNERS LP F-1 Baker Botts L.L.P.
STONEMOR PARTNERS LP STON S-3 NYSE Blank Rome LLP
IRONSHORE INC. S-1 Cahill Gordon & Reindel LLP
OAXACA RESOURCES CORP S-1 Cane Clark LLP
ATARA BIOTHERAPEUTICS, INC. S-1 Cooley LLP
ATD CORP S-1 Cravath, Swaine & Moore LLP
ATARA BIOTHERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
VALLEY NATIONAL BANCORP VLY S-4 Nasdaq Day Pitney LLP
EFLO ENERGY, INC. EFLO S-1 OTC Denton US, LLP
INNOCOLL GMBH F-1 Dentons US LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
INVENTURE FOODS, INC. SNAK S-3 Nasdaq DLA Piper LLP
TRUPANION INC. S-1 DLA Piper LLP
CHS INC CHSCO S-3 Nasdaq Dorsey & Whitney LLP
CARMIKE CINEMAS INC CKEC S-4 Nasdaq Eaton & Van Winkle LLP
MARIN SOFTWARE INC MRIN S-3 NYSE Fenwick & West LLP
TRUPANION INC. S-1 Fenwick & West LLP
ARMADA WATER ASSETS INC S-1 Fox Rothschild LLP
EROS INTERNATIONAL PLC EOITF F-1 NYSE Gibson, Dunn & Crutcher LLP
MITU RESOURCES INC. S-1 Glenn & Glenn
INNOCOLL GMBH F-1 Goodwin Procter LLP
SAGE THERAPEUTICS, INC. S-1 Goodwin Procter LLP
VALLEY NATIONAL BANCORP VLY S-4 Nasdaq Gunster, Yoakley & Stewart, P.A.
C WOLTERS CONSULTANTS INC S-1 Harold P. Gewerter, Esq.
EFLO ENERGY, INC. EFLO S-1 OTC Hart & Hart, LLC
SOUTHSIDE BANCSHARES INC SBSI S-4 Nasdaq Haynes and Boone, LLP
IRONSHORE INC. S-1 Hogan Lovells US LLP
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
DCP MIDSTREAM PARTNERS, LP DPM S-3 NYSE Holland & Hart LLP
KNOLOGY BROADBAND INC S-4 Honigman Miller Schwartz and Cohn LLP
DISTANT VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
FALL VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
PRETTY VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SEA VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SPRING VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SUMMER VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SURPRISE VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
WINTER VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
IRADIMED CORP S-1 Nasdaq K&L Gates LLP
FORD CREDIT AUTO LEASE TWO LLC S-3 Katten Muchin Rosenman LLP
CARMIKE CINEMAS INC CKEC S-4 Nasdaq King & Spalding LLP
NRG YIELD, INC. NYLD S-1 NYSE Kirkland & Ellis LLP
VINCE HOLDING CORP. VNCE S-1 NYSE Kirkland & Ellis LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Kramer Levin Naftalis & Frankel LLP
ATHLON ENERGY INC. S-1 NYSE Latham & Watkins LLP
CONTINENTAL RESOURCES, INC CLR S-4 NYSE Latham & Watkins LLP
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Latham & Watkins LLP
NRG YIELD, INC. NYLD S-1 NYSE Latham & Watkins LLP
SMART & FINAL STORES, INC. S-1 Latham & Watkins LLP
VTTI ENERGY PARTNERS LP F-1 Latham & Watkins LLP
ENZYME
BIOSYSTEMS
ENZBE S-1 OTC Law Offices of Thomas C. Cook, Ltd.
ARMADA WATER ASSETS INC S-1 Loeb & Loeb, LLP
CENTER BANCORP INC CNBC S-3 Nasdaq Lowenstein Sandler LLP
FNB CORP/FL/ FNB S-4 NYSE Luse Gorman Pomerenk & Schick, P.C.
MOBILEYE N.V. F-1 Mobileye N.V.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Morgan Law.co
MOBILEYE N.V. F-1 Morrison & Foerster LLP
PLYMOUTH INDUSTRIAL REIT INC. S-11 Morrison & Foerster LLP
NATIONWIDE LIFE INS CO S-1 Nationwide Life Insurance Company
EROS INTERNATIONAL PLC EOITF F-1 NYSE O’Melveny & Myers LLP
PLYMOUTH INDUSTRIAL REIT INC. S-11 Patton Boggs (US) LLP
IRADIMED CORP S-1 Nasdaq Procopio, Cory, Hargreaves & Savitch LLP
SMART & FINAL STORES, INC. S-1 Proskauer Rose LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq Pryor Cashman LLP
FNB CORP/FL/ FNB S-4 NYSE Reed Smith LLP
ATD CORP S-1 Ropes & Gray LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Ropes & Gray LLP
OCULAR THERAPEUTIX, INC S-1 Ropes & Gray LLP
SAGE THERAPEUTICS, INC. S-1 Ropes & Gray LLP
CALPIAN, INC. CLPI S-1 OTC Sichenzia Ross Friedman Ference LLP
GENIUS BRANDS INTERNATIONAL, INC. GNUS S-1 OTC Sichenzia Ross Friedman Ference LLP
PROSHARES TRUST II CROC S-3 NYSE Sidley Austin LLP
BRYN MAWR BANK CORP BMTC S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
FOX FACTORY HOLDING CORP S-1 Nasdaq Simpson Thacher & Bartlett LLP
VINCE HOLDING CORP. VNCE S-1 NYSE Simpson Thacher & Bartlett LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
MOBILEYE N.V. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
NEW SENIOR INVESTMENT GROUP INC. 10-12B Skadden, Arps, Slate, Meagher & Flom LLP
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. VRX S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FOX FACTORY HOLDING CORP S-1 Nasdaq Squire Patton Boggs (US) LLP
FUSION TELECOMMUNICATIONS INTERNATIONAL INC FSNND S-3 Nasdaq Steven I. Weinberger, P.A.
BRYN MAWR BANK CORP BMTC S-4 Nasdaq Stradley Ronon Stevens & Young, LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Sullivan & Cromwell LLP
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. VRX S-4 NYSE Sullivan & Cromwell LLP
NUZEE, INC. NUZE S-1 OTC Synergen Law Group, APC
GLOBALSTAR, INC. GSAT S-3 NYSE Taft Stettinius & Hollister LLP
SHELL MIDSTREAM PARTNERS, L.P. S-1 Vinson & Elkins L.L.P.
RAYONIER ADVANCED MATERIALS INC. S-3 Wachtell, Lipton, Rosen & Katz
RICEBRAN TECHNOLOGIES RIBT S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin Law Corp.
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OCULAR THERAPEUTIX, INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
CENTER BANCORP INC CNBC S-3 Nasdaq Windels Marx Lane & Mittendorf LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: June 9 – June 13

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Hallmark Financial Services Inc. w/ McGuire, Craddock & Strother PC, Grilled Cheese Truck Inc. w/ Ellenoff Grossman & Schole LLP and Innerworkings Inc. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

LAW-email_Vannoince

Registrant Symbol Form Exchange Law firm / Advisor
SANCHEZ ENERGY CORP SN S-4 OTC Akin Gump Strauss Hauer & Feld LLP
INDEPENDENT BANK GROUP, INC. IBTX S-3 Nasdaq Andrews Kurth LLP
DEALER SERVICES HOLDINGS LLC 10-12B Automatic Data Processing, Inc.
SOTHERLY HOTELS INC. SOHO S-3 Nasdaq Baker & McKenzie LLP
PENN NATIONAL GAMING INC PENN S-4 Nasdaq Ballard Spahr, LLP
BEAZER HOMES USA INC BZU S-3, S-4 NYSE Beazer Homes USA, Inc.
CROSS SHORE DISCOVERY FUND N-2 Bernstein Shur
MAGNUM HUNTER RESOURCES CORP MHR S-1 NYSE Bracewell & Giuliani LLP
AMERICAN GENE ENGINEER CORP 10-12G Chiang Law office, P.C.
CAREY WATERMARK INVESTORS 2 INC S-11 Clifford Chance US LLP
HEALTHEQUITY INC S-1 Nasdaq Cooley LLP
RECEPTOS, INC. RCPT S-3 Nasdaq Cooley LLP
XOMA CORP XOMA S-3 Nasdaq Cooley LLP
CROWN CASTLE REIT INC. S-4 Cravath, Swaine & Moore LLP
AVOLON HOLDINGS LTD F-1 Davis Polk & Wardwell LLP
GODADDY INC. S-1 Davis Polk & Wardwell LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Davis Polk & Wardwell LLP
URANERZ ENERGY CORP. URZ S-3 NYSE Dorsey & Whitney LLP
GRILLED CHEESE TRUCK, INC. S-1 Ellenoff Grossman & Schole LLP
ENDURANCE SPECIALTY HOLDINGS LTD ENH S-4 NYSE Endurance Specialty Holdings Ltd.
ESH HOSPITALITY, INC. S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
ONE GAS, INC. OGS S-4 NYSE GableGotwals
ECHO AUTOMOTIVE, INC. ECAU S-1 OTC Greenberg Traurig, LLP.
INDEPENDENT BANK GROUP, INC. IBTX S-3 Nasdaq Haynie Rake Repass & Lowry, P.C.
LIQTECH INTERNATIONAL INC LIQT S-3 NYSE K&L Gates LLP
CB FINANCIAL SERVICES, INC. S-4 Kilpatrick Townsend & Stockton LLP
CLEAR CHANNEL COMMUNICATIONS INC S-4 Kirkland & Ellis LLP
ORION ENGINEERED CARBONS S.A R.L. F-1 Latham & Watkins LLP
GNS GROUP INC GNSG S-1 OTC Law Office of Conrad C. Lysiak, P.S.
CAPNIA, INC. S-1 Loeb & Loeb LLP
NEOSTEM, INC. NBS S-3 Nasdaq Lowenstein Sandler LLP
PATHFINDER BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
CB FINANCIAL SERVICES, INC. S-4 Luse, Gorman, Pomerenk & Schick, P.C.
ENERTOPIA CORP. ENRT S-1 OTC Macdonald Tuskey
MAGNUM HUNTER RESOURCES CORP MHR S-1 NYSE Magnum Hunter Resources Corp.
MASSROOTS, INC. S-1 MassRoots, Inc.
HALLMARK FINANCIAL SERVICES INC HALL S-3 Nasdaq McGuire, Craddock & Strother, P.C.
PALMETTO BANCSHARES INC PLMT S-3 Nasdaq Nelson Mullins Riley & Scarborough LLP
GAMING & LEISURE PROPERTIES, INC. GLPI S-4 Nasdaq Pepper Hamilton LLP
PETRONE WORLDWIDE, INC. PFWI 10-12G OTC Petrone Worldwide, Inc.
RECEPTOS, INC. RCPT S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA II, INC. S-11 Proskauer Rose LLP
ADCARE HEALTH SYSTEMS, INC ADK S-3 NYSE Rogers & Hardin LLP
BLACKSTONE ALTERNATIVE ALPHA FUND N-2 Ropes & Gray LLP
LAZARD ALTERNATIVE STRATEGIES 1099 FUND N-2 Schulte Roth & Zabel LLP
SKYBRIDGE MULTI-ADVISER HEDGE FUND PORTFOLIOS LLC N-2 Shearman & Sterling LLP
EMAGIN CORP EMAN S-3 NYSE Sichenzia Ross Friedman Ference LLP
ALLEGION PLC ALLE S-4 NYSE Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Simpson Thacher & Bartlett LLP
BLACKROCK CORPORATE HIGH YIELD FUND, INC. HYT N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BLACKROCK DEBT STRATEGIES FUND, INC. DSU N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
ENDURANCE SPECIALTY HOLDINGS LTD ENH S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
ESH HOSPITALITY, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
GAMING & LEISURE PROPERTIES, INC. GLPI S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ONE GAS, INC. OGS S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
PENN NATIONAL GAMING INC PENN S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
STALLION SYNERGIES, INC S-1 Stallion Synergies, Inc.
BAIXO RELOCATION SERVICES, INC. S-1 Stepp Law Corporation
HUNTSMAN INTERNATIONAL LLC S-4 Stoel Rives LLP
NRFC SUB REIT CORP S-4 Sullivan & Cromwell LLP
ORION ENGINEERED CARBONS S.A R.L. F-1 Sullivan & Cromwell LLP
OFS CAPITAL CORP OFS N-2 Nasdaq Sutherland Asbill & Brennan LLP
MASSROOTS, INC. S-1 Thompson Hine LLP
SILENSEED LTD. F-1 Nasdaq Troutman Sanders LLP
TRXADE GROUP, INC. XCEL 10-12G OTC TroyGould PC
CAREY WATERMARK INVESTORS 2 INC S-11 Venable LLP
CBS OUTDOOR AMERICAS INC. CBSO S-4 NYSE Wachtell, Lipton, Rosen & Katz
AVOLON HOLDINGS LTD F-1 Weil, Gotshal & Manges LLP
CBS OUTDOOR AMERICAS INC. CBSO S-4 NYSE Weil, Gotshal & Manges LLP
HEALTHEQUITY INC S-1 Nasdaq Willkie Farr & Gallagher LLP
EPIZYME, INC. EPZM S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CAPNIA, INC. S-1 Wilson Sonsini Goodrich & Rosati P.C.
GODADDY INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
INNERWORKINGS INC INWK S-3 Nasdaq Winston & Strawn LLP
SILGAN HOLDINGS INC SLGN S-4 Nasdaq Winston & Strawn LLP
SILENSEED LTD. F-1 Nasdaq Yigal Arnon & Co.
SILENSEED LTD. F-1 Nasdaq Zysman, Aharoni, Gayer & Co.
MICRONET ENERTEC TECHNOLOGIES, INC. MICT S-3 Nasdaq Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Click here to review the week’s underwriters.

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IPOs and Transactions: May 26 – June 6

There were 96 transactions filed with the SEC in the last two weeks.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Eagle Point Credit Co. w/ Clifford Chance US LLP + Dechert LLP, Ehouse Global Inc. w/ Szaferman, Lakind, Blumstein & Blader PC, Reven Housing REIT Inc. w/ Ellenoff Grossman & Schole LLP + Greenberg Traurig LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
HERITAGE FINANCIAL GROUP INC HBOS S-4 Nasdaq Adams and Reese LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq Alston & Bird LLP
SPARK ENERGY, INC. S-1 Andrews Kurth LLP
INTEGRATED ELECTRICAL SERVICES INC IESC S-1 Nasdaq Andrews Kurth LLP
CROSSROADS SYSTEMS INC CRDS S-3 Nasdaq Andrews Kurth LLP
MENONO, INC. S-1 Angela Collette Atty.
SYSCO CORP SYY S-4 NYSE Arnall Golden Gregory LLP
LOCAL CORP LOCM S-3 Nasdaq Baker & McKenzie LLP
TALLGRASS ENERGY PARTNERS, LP TEP S-3 NYSE Baker Botts L.L.P.
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. N-2 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
VISTA GOLD CORP VGZ S-3 NYSE Borden Ladner Gervais LLP
HERITAGE FINANCIAL GROUP INC HBOS S-4 Nasdaq Bryan Cave LLP
CALIFORNIA RESOURCES CORP 10-12B California Resources Corporation
SAND INTERNATIONAL INC S-1 Cane Clark LLP
DEEPROOT GROWTH RUNS DEEP FUND, LLC S-1 Carlile Patchen & Murphy LLP
BLOW & DRIVE INTERLOCK CORP S-1 Cassidy & Associates
EAGLE POINT CREDIT CO LLC N-2 Clifford Chance US LLP
VASCULAR BIOGENICS LTD. F-1 Cooley LLP
REVANCE THERAPEUTICS, INC. S-1 Nasdaq Cooley LLP
SOPHIRIS BIO INC. SPHS S-1 Nasdaq Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
SALIX PHARMACEUTICALS LTD SLXP S-4 Nasdaq Covington & Burling LLP
LAZARD GROUP LLC S-3 Cravath, Swaine & Moore LLP
UNI LINE CORP. S-1 David Lubin & Associates, PLLC
REVANCE THERAPEUTICS, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
HILLTOP HOLDINGS INC. HTH S-4 NYSE Davis Polk & Wardwell LLP
EAGLE POINT CREDIT CO LLC N-2 Dechert LLP
WHITEHORSE FINANCE, INC. WHF N-2 Nasdaq Dechert LLP
INDIANAPOLIS PHYSICAL THERAPY & SPORTS MEDICINE INC S-4 Dechert LLP
DISCOVERY LABORATORIES INC /DE/ DSCO S-3 Nasdaq Dentons US LLP
PROFIRE ENERGY INC PFIE S-1 Nasdaq Dorsey & Whitney LLP
VISTA GOLD CORP VGZ S-3 NYSE Dorsey & Whitney LLP
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-3 Nasdaq Downey Brand LLP
WAFERGEN BIO-SYSTEMS, INC. WGBSD S-1 OTC Ellenoff Grossman & Schole LLP
REVEN HOUSING REIT, INC. RVEN S-11 OTC Ellenoff Grossman & Schole LLP
UNITED INSURANCE HOLDINGS CORP. UIHC S-3 Nasdaq Foley & Lardner LLP
ROCK CREEK PHARMACEUTICALS, INC. STSI S-3 Nasdaq Foley & Lardner LLP
VICON INDUSTRIES INC /NY/ VII S-4 NYSE Fox Rothschild LLP
GLORI ENERGY INC. S-3 Fulbright & Jaworski LLP
CAREDX, INC. S-1 Nasdaq Gibson, Dunn & Crutcher LLP
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Gibson, Dunn & Crutcher LLP
VASCULAR BIOGENICS LTD. F-1 Goodwin Procter LLP
BEVERLY FINANCIAL, INC. S-1 Goodwin Procter LLP
BIOAMBER INC. BIOA.U S-3 NYSE Goodwin Procter LLP
BAY BANCORP, INC. BYBK S-3 Nasdaq Gordon Feinblatt LLC
VASCULAR BIOGENICS LTD. F-1 Gornitzky & Co.
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
MOJO ORGANICS, INC. MOJOD S-1 OTC Graubard Miller
REVEN HOUSING REIT, INC. RVEN S-11 OTC Greenberg Traurig, LLP
MAXWELL TECHNOLOGIES INC MXWL S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP
FAST LANE ACQUISITION, INC. S-1 Harold Gewerter, Esq.
ORION GROUP CORP. S-1 Harrison Law, P.A.
BEVERLY FINANCIAL, INC. S-1 Hogan Lovells US LLP
VASCULAR BIOGENICS LTD. F-1 Horn & Co, Law Offices
GENERAL MOTORS FINANCIAL COMPANY, INC. ACF S-3 Hunton & Williams LLP
ING USA ANNUITY & LIFE INSURANCE CO S-3 ING USA Annuity and Life Insurance Company
ALAZZIO ENTERTAINMENT CORP S-1 John T. Root, Jr. Atty.
TIMKENSTEEL CORP S-1 Jones Day
WESCO INTERNATIONAL INC WCC S-4 NYSE Jones Day
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI N-2 Nasdaq K&L Gates LLP
WAFERGEN BIO-SYSTEMS, INC. WGBSD S-1 OTC K&L Gates LLP
CIVITAS SOLUTIONS, INC. S-1 Kirkland & Ellis LLP
TERRAFORM POWER, INC. S-1 Kirkland & Ellis LLP
TRAVELPORT WORLDWIDE LTD S-1 Kirkland & Ellis LLP
CIVITAS SOLUTIONS, INC. S-1 Latham & Watkins LLP
PFENEX INC. S-1 Latham & Watkins LLP
TERRAFORM POWER, INC. S-1 Latham & Watkins LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Latham & Watkins LLP
RSP PERMIAN, INC. RSPP S-1 NYSE Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-4 NYSE Latham & Watkins LLP
DANIELS CORPORATE ADVISORY COMPANY, INC. DCAC S-1 OTC Law Offices of James Deolden
LENDINGCLUB CORP S-1 LendingClub Corporation
PROFIRE ENERGY INC PFIE S-1 Nasdaq Loeb & Loeb LLP
CANCER GENETICS, INC CGIX S-3 Nasdaq Lowenstein Sandler LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Mayer Brown LLP
OXIGENE INC OXGN S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
IGI LABORATORIES, INC IG S-3 NYSE Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
ARMADA HOFFLER PROPERTIES, INC. AHH S-3 NYSE Morrison & Foerster LLP
PROPERTY MANAGEMENT CORP OF AMERICA S-1 Olshan Frome Wolosky LLP
TC PIPELINES LP TCP S-3 NYSE Orrick, Herrington & Sutcliffe LLP
HERZFELD CARIBBEAN BASIN FUND INC CUBA N-2 Nasdaq Pepper Hamilton LLP
INSTALLED BUILDING PRODUCTS, INC. IBP S-1 NYSE Proskauer Rose LLP
AMERICAN REALTY CAPITAL GLOBAL TRUST II, INC. S-11 Proskauer Rose LLP
AMERICAN REALTY CAPITAL HEALTHCARE TRUST III, INC. S-11 Proskauer Rose LLP
NEONODE, INC NEON S-3 Nasdaq Reed Smith LLP
PROPHASE LABS, INC. PRPH S-3 Nasdaq Reed Smith LLP
VYCOR MEDICAL INC VYCOD S-1 OTC Robert L. B. Diener Atty.
AMG PANTHEON PRIVATE EQUITY FUND, LLC N-2 Ropes & Gray LLP
AMG PANTHEON PRIVATE EQUITY MASTER FUND, LLC N-2 Ropes & Gray LLP
TIPTREE FINANCIAL INC. CVTR S-3 Nasdaq Schulte Roth & Zabel LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Sidley Austin LLP
ZAZA ENERGY CORP ZAZA S-3 Nasdaq Sidley Austin LLP
NEURALSTEM, INC. CUR S-3 NYSE Silvestre Law Group, P.C.
BLACKSTONE REAL ESTATE INCOME FUND N-2 Simpson Thacher & Bartlett LLP
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Simpson Thacher & Bartlett LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Simpson Thacher & Bartlett LLP
BRIXMOR PROPERTY GROUP INC. BRX S-11 NYSE Simpson Thacher & Bartlett LLP
SYSCO CORP SYY S-4 NYSE Simpson Thacher & Bartlett LLP
CNOVA N.V. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
BLACKROCK PREFERRED PARTNERS LLC N-2 Skadden, Arps, Slate, Meagher & Flom LLP
TRAVELPORT WORLDWIDE LTD S-1 Skadden, Arps, Slate, Meagher & Flom LLP
INSTALLED BUILDING PRODUCTS, INC. IBP S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BRIXMOR PROPERTY GROUP INC. BRX S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq Smith Mackinnon, PA
OXYGEN BIOTHERAPEUTICS, INC. OXBT S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
NUVOLA, INC. 10-12G Stoecklein Law Group, LLP
VICON INDUSTRIES INC /NY/ VII S-4 NYSE Stradling Yocca Carlson & Rauth, P.C.
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. N-2 Sutherland Asbill & Brennan LLP
SARATOGA INVESTMENT CORP. SAR N-2 NYSE Sutherland Asbill & Brennan LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Swift & Bramer, LLP
INTERNATIONAL WESTERN PETROLEUM, INC. S-1 Szaferman, Lakind, Blumstein & Blader, PC
WORLDS MALL INC S-1 Szaferman, Lakind, Blumstein & Blader, PC
EHOUSE GLOBAL, INC. EHOS S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
PETRON ENERGY II, INC. PEII S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq The BANKshares, Inc.
CAVENDISH FUTURES FUND LLC 10-12G UBS Financial Services Inc.
SPARK ENERGY, INC. S-1 Vinson & Elkins L.L.P
RSP PERMIAN, INC. RSPP S-1 NYSE Vinson & Elkins L.L.P.
NEW FOREST OIL INC. S-4 Vinson & Elkins L.L.P.
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Vinson & Elkins L.L.P.
CNOVA N.V. F-1 Wachtell, Lipton, Rosen & Katz
NEW FOREST OIL INC. S-4 Wachtell, Lipton, Rosen & Katz
HILLTOP HOLDINGS INC. HTH S-4 NYSE Wachtell, Lipton, Rosen & Katz
SYSCO CORP SYY S-4 NYSE Wachtell, Lipton, Rosen & Katz
RICEBRAN TECHNOLOGIES RIBT S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin
CNOVA N.V. F-1 White & Case LLP
PFENEX INC. S-1 Wilson Sonsini Goodrich & Rosati PC
CHINA BIOLOGIC PRODUCTS, INC. CBPO S-3 Nasdaq Wilson Sonsini Goodrich & Rosati PC
CAREDX, INC. S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPOs and Transactions: May 19 – 23

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including 1347 Property Insurance Holdings Inc w/ Greenberg Traurig LLP + McDermott Will & Emery LLP, Manhattan Bridge Capital Inc. w/ Blank Rome LLP + McDermott Will & Emery LLP, Orient Paper Inc. w/ DLA Piper LLP and Cellectar Biosciences Inc. w/ Foley Hoag LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / Advisor
US CONCRETE INC USCR S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
COMSTOCK HOLDING COMPANIES, INC. CHCI S-3 Nasdaq Alston & Bird LLP
SUNSHINE BIOPHARMA, INC SBFM S-1 OTC Andrew I. Telsey P.C.
ARDELYX, INC. S-1 Ardelyx, Inc.
CNL HEALTHCARE PROPERTIES, INC. S-11 Arnold & Porter LLP
ENERGY FOCUS, INC/DE EFOI S-1 OTC Baker & Hostetler LLP
NEXTERA ENERGY PARTNERS, LP S-1 Baker Botts L.L.P.
MONTAGE MANAGERS TRUST N-2 Bingham McCutchen, LLP
GARNERO GROUP ACQUISITION CO S-1 Blank Rome LLP
GENERAL CABLE CORP /DE/ BGC S-4 NYSE Blank Rome LLP
MANHATTAN BRIDGE CAPITAL, INC LOAN S-11 Nasdaq Blank Rome LLP
ADEPTUS HEALTH INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
QUARTA-RAD, INC. S-1 Connette Law Office
ACELRX PHARMACEUTICALS INC ACRX S-3 Nasdaq Cooley LLP
CLARUS THERAPEUTICS INC CLRS S-1 Nasdaq Cooley LLP
KITE PHARMA, INC. S-1 Cooley LLP
KITE PHARMA, INC. S-1 Covington & Burling, LLP
PARNELL PHARMACEUTICALS HOLDINGS PTY LTD F-1 Covington & Burling, LLP
TCP INTERNATIONAL HOLDINGS LTD. S-1 Davis Polk & Wardwell LLP
XUNLEI LTD XNET F-1 Davis Polk & Wardwell LLP
SOURCE FINANCIAL, INC. SRCF S-1 OTC Davisson & Associates, PA
AMERICAN AIRLINES INC AAL S-4 Debevoise & Plimpton LLP
AMERICAN AIRLINES INC AAL S-4 Debevoise & Plimpton LLP
NEXPOINT CAPITAL, LLC N-2 Dechert LLP
PHARMATHENE, INC PIP S-3 NYSE Dentons US LLP
ORIENT PAPER INC. ONP S-3 NYSE DLA Piper LLP
PARNELL PHARMACEUTICALS HOLDINGS PTY LTD F-1 DLA Piper LLP
ANTRIABIO, INC. ANTBD S-1 OTC Dorsey & Whitney LLP
GOLD RESOURCE CORP GORO S-3 NYSE Dufford & Brown, P.C.
SOURCE FINANCIAL, INC. SRCF S-1 OTC Eaton & Van Winkle LLP
JAZZ SEMICONDUCTOR INC S-1 Eilenberg & Krause LLP
BSP ACQUISITION CORP. S-1 Ellenoff Grossman & Schole LLP
MOKO SOCIAL MEDIA LTD F-1 Nasdaq Faegre Baker Daniels LLP
GOPRO, INC. S-1 Fenwick & West LLP
CELLECTAR BIOSCIENCES, INC. NVLT S-1 OTC Foley Hoag LLP
NF ENERGY SAVING CORP NFEC S-3 Nasdaq Golenbock Eiseman Assor Bell & Peskoe LLP
CLARUS THERAPEUTICS INC CLRS S-1 Nasdaq Goodwin Procter LLP
MID-AMERICA APARTMENTS, L.P. S-4 Goodwin Procter LLP
ROKA BIOSCIENCE, INC. S-1 Goodwin Procter LLP
SYMBID CORP. SBID S-1 OTC Gottbetter & Partners, LLP
CVSL INC. CVSL S-1 OTC Gracin & Marlow, LLP
BSP ACQUISITION CORP. S-1 Graubard Miller
GARNERO GROUP ACQUISITION CO S-1 Graubard Miller
1347 PROPERTY INSURANCE HOLDINGS, INC. PIH S-1 Nasdaq Greenberg Traurig, LLP
MOBIVITY HOLDINGS CORP. MFOND S-1 OTC Greenberg Traurig, LLP
PLATFORM SPECIALTY PRODUCTS CORP S-1 NYSE Greenberg Traurig, P.A.
CEL SCI CORP CVM S-3 NYSE Hart & Trinen
QUARTA-RAD, INC. S-1 Hateley & Hampton
TECH FOUNDRY VENTURES, INC. S-1 Hateley & Hampton
REXAHN PHARMACEUTICALS, INC. RNN S-3 NYSE Hogan Lovells US LLP
GENERAL MOTORS CO GM S-4 NYSE Jenner & Block LLP
ARTEX CORP. S-1 John T. Root, Jr. Atty.
PHI INC PHII S-4 Nasdaq Jones Walker L.L.P.
AMPHASTAR PHARMACEUTICALS, INC. S-1 Nasdaq K&L Gates LLP
ARDELYX, INC. S-1 Latham & Watkins LLP
THUNDER ENERGIES CORP S-1 Law Office of Clifford J. Hunt, P.A.
TRUSTCO BANK CORP N Y TRST S-3 Nasdaq Lewis, Rice & Fingersh, L.C.
MOKO SOCIAL MEDIA LTD F-1 Nasdaq Loeb & Loeb LLP
ROKA BIOSCIENCE, INC. S-1 Lowenstein Sandler LLP
1347 PROPERTY INSURANCE HOLDINGS, INC. PIH S-1 Nasdaq McDermott Will & Emery LLP
MANHATTAN BRIDGE CAPITAL, INC LOAN S-11 Nasdaq McDermott Will & Emery LLP
HOME BANCSHARES INC HOMB S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, PLLC
NEXPOINT CAPITAL, LLC N-2 Morris, Manning & Martin, LLP
PARAGON OFFSHORE LTD. 10-12B Paragon Offshore Limited
BROOKDALE SENIOR LIVING INC. BKD S-4 NYSE Perkins Coie LLP
ENERGY FOCUS, INC/DE EFOI S-1 OTC Pryor Cashman LLP
CVSL INC. CVSL S-1 OTC Reed Smith LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
TEUCRIUM COMMODITY TRUST CORN S-1 NYSE Reed Smith LLP
AMERIS BANCORP ABCB S-4 Nasdaq Rogers & Hardin LLP
ARDELYX, INC. S-1 Ropes & Gray LLP
TAPIMMUNE INC TPIVD S-3 OTC Sanders Ortoli Vaughn-Flam Rosenstadt LLP
ADEPTUS HEALTH INC. S-1 Simpson Thacher & Bartlett LLP
CLUBCORP HOLDINGS, INC. MYCC S-1 NYSE Simpson Thacher & Bartlett LLP
BROOKDALE SENIOR LIVING INC. BKD S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
JGWPT HOLDINGS INC. JGW S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NEXTERA ENERGY PARTNERS, LP S-1 Skadden, Arps, Slate, Meagher & Flom LLP
TCP INTERNATIONAL HOLDINGS LTD. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
XUNLEI LTD XNET F-1 Skadden, Arps, Slate, Meagher & Flom LLP
HOME BANCSHARES INC HOMB S-4 Nasdaq Smith Mackinnon, PA
CLUBCORP HOLDINGS, INC. MYCC S-1 NYSE Sullivan & Cromwell LLP
AMERIS BANCORP ABCB S-4 Nasdaq Troutman Sanders LLP
CESCA THERAPEUTICS INC. KOOL S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin
GOPRO, INC. S-1 Wilson Sonsini Goodrich & Rosati PC
AMPHASTAR PHARMACEUTICALS, INC. S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

x

 

IPOs and Transactions: May 12 – 16

There were 57 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including AdeptPros Inc w/ Szaferman, Lakind, Blumstein & Blader, PC, Amarantus Bioscience Holdings Inc w/ Sichenzia Ross Friedman Ference LLP and Autochina International LLC w/ Loeb & Loeb LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / Advisor
ALGODON WINES & LUXURY DEVELOPMENT GROUP, INC. 10-12G Algodon Wines & Luxury Development Group, Inc.
ZS PHARMA, INC. S-1 Baker Botts L.L.P.
POSTROCK ENERGY CORP PSTR S-3 Nasdaq Baker Botts L.L.P.
TALLGRASS ENERGY PARTNERS, LP TEP S-3 NYSE Baker Botts L.L.P.
PINECREST INVESTMENT GROUP INC ACOL S-1 OTC Barry J. Miller, Atty.
GEN SERV, INC. S-1 Befumo & Shaeffer, PLLC
FEDERATED NATIONAL HOLDING CO FNHC S-3 Nasdaq Broad and Cassel
ARAMARK ARMK S-1 NYSE Cahill Gordon & Reindel LLP
CITIZENS FINANCIAL GROUP INC/RI S-1 Cleary Gottlieb Steen & Hamilton LLP
MATTHEWS INTERNATIONAL CORP MATW S-4 Nasdaq Cohen & Grigsby, P.C.
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
CITIZENS FINANCIAL GROUP INC/RI S-1 Davis Polk & Wardwell LLP
ZS PHARMA, INC. S-1 Davis Polk & Wardwell LLP
FS INVESTMENT CORP FSIC N-2 NYSE Dechert LLP
ANI PHARMACEUTICALS INC ANIP S-3 Nasdaq Dentons US LLP
DIGITAL ALLY INC DGLY S-3 Nasdaq Digital Ally, Inc.
VISTAGEN THERAPEUTICS, INC. VSTA S-1 OTC Disclosure Law Group, LLP
IDENTIVE GROUP, INC. INVE S-3 Nasdaq DLA Piper LLP
CAREFUSION CORP CFN S-3 NYSE DLA Piper LLP
MARINUS PHARMACEUTICALS INC S-1 Duane Morris LLP
GOOD TECHNOLOGY CORP S-1 Fenwick & West LLP
TYCO INTERNATIONAL PLC S-4 Gibson, Dunn & Crutcher LLP
HERON THERAPEUTICS, INC. /DE/ APPAD S-3 Nasdaq Gibson, Dunn & Crutcher LLP
MARINUS PHARMACEUTICALS INC S-1 Goodwin Procter LLP
QUARTET HOLDCO LTD. S-4 Graubard Miller
KITARA MEDIA CORP. KITM S-1 OTC Graubard Miller
VAALCO ENERGY INC /DE/ EGY S-3 NYSE Haynes and Boone, LLP
KONA GRILL INC KONA S-3 Nasdaq Jones Day
MARRONE BIO INNOVATIONS INC MBII S-1 Nasdaq Jones Day
HV BANCORP, INC. S-1 Jones Walker LLP
ETFS ASIAN GOLD TRUST AGOL S-1 NYSE Katten Muchin Rosenman LLP
INVESTAR HOLDING CORP S-1 Kilpatrick Townsend & Stockton LLP
KIMBALL ELECTRONICS, INC. 10-12B Kimball Electronics, Inc.
CONTRAVIR PHARMACEUTICALS, INC. CTRV S-1 OTC Kramer Levin Naftalis & Frankel LLP
EXCEL TRUST, INC. EXL S-3 NYSE Latham & Watkins LLP
MALLINCKRODT PLC MNK S-4 NYSE Latham & Watkins LLP
INTERNET MEDIA SERVICES, INC. ITMV S-1 OTC Law Office of Gary A. Agron
INDEPENDENCE REALTY TRUST, INC S-3 NYSE Ledgewood PC
ENER-CORE INC. ENCRE S-1 OTC LKP Global Law, LLP
AUTOCHINA INTERNATIONAL LTD AUTCF F-1 OTC Loeb & Loeb LLP
KONA GRILL INC KONA S-3 Nasdaq Maslon Edelman Borman & Brand, LLP
EMERALD OIL, INC. EOX S-3 NYSE Mayer Brown LLP
U.S. RARE EARTHS, INC UREE S-1 OTC McDermott Will & Emery LLP
PUBLIC SERVICE CO OF NEW MEXICO PNMXO S-3 OTC McGuireWoods LLP
CHYRONHEGO CORP CHYR S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
COCA COLA BOTTLING CO CONSOLIDATED /DE/ COKE S-3 OTC Moore & Van Allen PLLC
ANTARES PHARMA, INC. ATRS S-3 Nasdaq Morgan, Lewis & Bockius LLP
MARRONE BIO INNOVATIONS INC MBII S-1 Nasdaq Morrison & Foerster LLP
AT PLAY VACATIONS, INC. S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
DIGIMARC CORP DMRC S-3 Nasdaq Perkins Coie LLP
INVESTAR HOLDING CORP S-1 Phelps Dunbar, L.L.P.
PAZOO, INC. PZOO S-1 OTC Resident Agents of Nevada, Inc.
VICTORY ELECTRONIC CIGARETTES CORP ECIG S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CONTRAVIR PHARMACEUTICALS, INC. CTRV S-1 OTC Sichenzia Ross Friedman Ference LLP
AMARANTUS BIOSCIENCE HOLDINGS, INC. 091 S-1 OTC Sichenzia Ross Friedman Ference LLP
U.S. RARE EARTHS, INC UREE S-1 OTC Sichenzia Ross Friedman Ference LLP
ARAMARK ARMK S-1 NYSE Simpson Thacher & Bartlett LLP
KKR & CO. L.P. KKR S-3 NYSE Simpson Thacher & Bartlett LLP
KKR & CO. L.P. KKR S-3 NYSE Simpson Thacher & Bartlett LLP
VICTORY ELECTRONIC CIGARETTES CORP ECIG S-1 OTC Simpson Thacher & Bartlett LLP
SOUTHCORP CAPITAL, INC. STHC 10-12G OTC SouthCorp Capital, Inc.
REPUBLIC FIRST BANCORP INC FRBK S-3 Nasdaq Stevens & Lee, P.C.
ADEPTPROS INC S-1 Szaferman, Lakind, Blumstein & Blader, PC
TELUPAY INTERNATIONAL INC TLPY S-1 OTC Telupay PLC
MAJESCO ENTERTAINMENT CO COOL S-3 Nasdaq Thompson Hine LLP
MATTHEWS INTERNATIONAL CORP MATW S-4 Nasdaq Vedder Price P.C.
NATURAL RESOURCE PARTNERS LP NRP S-4 NYSE Vinson & Elkins L.L.P.
MALLINCKRODT PLC MNK S-4 NYSE Wachtell, Lipton, Rosen & Katz
QUARTET HOLDCO LTD. S-4 Willkie Farr & Gallagher LLP
IDERA PHARMACEUTICALS, INC. IDRA S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
GOOD TECHNOLOGY CORP S-1 Wilson Sonsini Goodrich & Rosati PC

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IPOs and Transactions: May 5 – 9

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including 1347 Capital Corp w/ Graubard Miller + McDermott Will & Emery LLP, Adherex Technologies Inc. w/ Dorsey & Whitney LLP + LaBarge Weinstein LLP and Midstate Bancorp Inc. w/ Ober, Kaler, Grimes & Shriver PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
ALIBABA GROUP HOLDING LTD F-1 Simpson Thacher & Bartlett LLP
ALIBABA GROUP HOLDING LTD F-1 Sullivan & Cromwell LLP
ALPINE 4 INC. 10-12G Richard Chiang
ALPINE 5 INC. 10-12G Richard Chiang
ALPINE 6 INC. 10-12G Richard Chiang
ALTEGRIS KKR PRIVATE EQUITY FUND N-2 Dechert LLP
CACHET FINANCIAL SOLUTIONS, INC. S-1 Maslon Edelman Borman & Brand, LLP
CENTER COAST CORE MLP FUND I, LLC N-2 Drinker Biddle & Reath LLP
CENTURY COMMUNITIES, INC. S-1 Gibson, Dunn & Crutcher LLP
CENTURY COMMUNITIES, INC. S-1 Greenberg Traurig, LLP
DERMTECH INTERNATIONAL S-1 DermTech International
DERMTECH INTERNATIONAL S-1 Lowenstein Sandler LLP
DERMTECH INTERNATIONAL S-1 Wilson Sonsini Goodrich & Rosati, P.C.
ECLIPSE RESOURCES CORP S-1 Fulbright & Jaworski LLP
ECLIPSE RESOURCES CORP S-1 Latham & Watkins LLP
GUARDIANLINK S-1 Law Offices of Joseph Lambert Pittera
HALYARD HEALTH, INC. 10-12B Halyard Health, Inc.
JP ENERGY PARTNERS LP S-1 Andrews Kurth LLP
JP ENERGY PARTNERS LP S-1 Latham & Watkins LLP
LIBERTY TRIPADVISOR HOLDINGS, INC. S-1 Baker Botts L.L.P.
MARKIT LTD. F-1 Davis Polk & Wardwell LLP
MARKIT LTD. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
MERCURY NEW HOLDCO, INC. S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
MERCURY NEW HOLDCO, INC. S-4 Weil, Gotshal & Manges LLP
MIDSTATE BANCORP, INC. S-1 Ober, Kaler, Grimes & Shriver, P.C.
NISSAN-INFINITI LT S-3 Mayer Brown LLP
PHYSICIANS REALTY TRUST S-11 Baker & McKenzie LLP
PHYSICIANS REALTY TRUST S-11 Hunton & Williams LLP
READABOO, INC. S-1 Szaferman, Lakind, Blumstein & Blader, PC
STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC 10-12B Gibson, Dunn & Crutcher LLP
WL ROSS HOLDING CORP. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
WL ROSS HOLDING CORP. S-1 Weil, Gotshal & Manges LLP
ZHAOPIN LTD F-1 Davis Polk & Wardwell LLP
ZHAOPIN LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
1347 CAPITAL CORP S-1 Nasdaq Graubard Miller
1347 CAPITAL CORP S-1 Nasdaq McDermott Will & Emery LLP
AGENUS INC AGEN S-3 Nasdaq Choate, Hall & Stewart LLP
CYTORI THERAPEUTICS, INC. CYTX S-3 Nasdaq DLA Piper LLP
DIAMOND FOODS INC DMND S-3 Nasdaq Fenwick & West LLP
ENPHASE ENERGY, INC. ENPH S-3 Nasdaq Cooley LLP
ENTEROMEDICS INC ETRM S-3 Nasdaq Dorsey & Whitney LLP
ERICKSON INC. EAC S-3 Nasdaq Covington & Burling LLP
IDENTIVE GROUP, INC. INVE S-3 Nasdaq DLA Piper LLP
SUNESIS PHARMACEUTICALS INC SNSS S-3 Nasdaq Cooley LLP
TRICO BANCSHARES / TCBK S-4 Nasdaq Dodd Mason George LLP
TRICO BANCSHARES / TCBK S-4 Nasdaq Manatt, Phelps & Phillips, LLP
VIPER ENERGY PARTNERS LP S-1 Nasdaq Latham & Watkins LLP
VIPER ENERGY PARTNERS LP S-1 Nasdaq Vinson & Elkins L.L.P.
WESTMORELAND COAL CO WLB S-3 Nasdaq Holland & Hart LLP
ZALICUS INC. ZLCS S-4 Nasdaq Goodwin Procter LLP
ZALICUS INC. ZLCS S-4 Nasdaq Latham & Watkins LLP
ABERDEEN CHILE FUND, INC. CH N-2 NYSE Willkie Farr & Gallagher
ADVANCED PHOTONIX INC API S-3 NYSE Dornbush Schaeffer Strongin & Venaglia, LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
ETFS PRECIOUS METALS BASKET TRUST GLTR S-3 NYSE Katten Muchin Rosenman LLP
GENESIS ENERGY LP GEL S-3 NYSE Akin Gump Strauss Hauer & Feld LLP
INTEST CORP INTT S-3 NYSE Saul Ewing LLP
NAVIDEA BIOPHARMACEUTICALS, INC. NAVB S-3 NYSE Porter, Wright, Morris & Arthur LLP
UNITED STATES ANTIMONY CORP UAMY S-3 NYSE Stoel Rives LLP
WILLBROS GROUP, INC.\NEW\ WG S-3 NYSE Conner & Winters, LLP
ADHEREX TECHNOLOGIES INC ADHXF S-1 OTC Dorsey & Whitney LLP
ADHEREX TECHNOLOGIES INC ADHXF S-1 OTC LaBarge Weinstein LLP
CARDAX, INC. CDXI S-1 OTC Herrick, Feinstein LLP
EKSO BIONICS HOLDINGS, INC. EKSO S-1 OTC Gottbetter & Partners, LLP
ESSEX PROPERTY TRUST INC ESS S-3 OTC Baker & McKenzie LLP
GEI GLOBAL ENERGY CORP. GEIGE S-1 OTC Law Offices of Joseph Lambert Pittera
HYDROPHI TECHNOLOGIES GROUP, INC. HPTG S-1 OTC Golenbock, Eiseman, Assor, Bell & Peskoe LLP
SAJAN INC SAJA S-1 OTC Fredrikson & Byron, P.A.
SAJAN INC SAJA S-1 OTC Maslon Edelman Borman & Brand, LLP
WORLD MOTO, INC. FARE S-1 OTC Greenberg Traurig, LLP

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Click here to review the week’s underwriters.

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IPOs and Transactions: April 28 – May 2

There were 52 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including ChiquitaFyffes w/ Simpson Thacher & Bartlett LLP plus Skadden, Arps, Slate, Meagher & Flom LLP, Chimerix Inc. w/ Cooley LLP and Cyalume Technologies Holdings Inc. w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. 

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / Advisor
MID-CON ENERGY PARTNERS, LP MCEP S-3 Nasdaq Andrews Kurth LLP
KRATON PERFORMANCE POLYMERS LTD S-4 Baker Botts L.L.P.
YEW BIO-PHARM GROUP, INC. YEWB S-1 OTC Barnett & Linn
RERAISE GAMING CORP S-1 Bauman & Associates Law Firm
BRAZIL MINERALS, INC. BMIX 10-12G OTC Brazil Minerals, Inc.
QUINTEC CORP S-1 Carr & Waddoups
CHIMERIX INC CMRX S-3 Nasdaq Cooley LLP
LEMAITRE VASCULAR INC LMAT S-3 Nasdaq Cooley LLP
PROTEINSIMPLE S-1 Cooley LLP
HPEV, INC. WARM S-1 OTC David Lubin & Associates, PLLC
HOMESTREET, INC. HMST S-3 Nasdaq Davis Wright Tremaine LLP
ALTEGRIS KKR PRIVATE EQUITY MASTER FUND N-2 Dechert LLP
GRIFFON CORP GFF S-4 NYSE Dechert LLP
SECUREALERT, INC. SCRA S-1 OTC Durham Jones & Pinegar, P.C.
GLU MOBILE INC GLUU S-3 Nasdaq Fenwick & West LLP
WET SEAL INC WTSL S-3 Nasdaq Fulbright & Jaworski LLP
CHIQUITAFYFFES LTD S-4 Fyffes PLC
AMBRX INC S-1 Goodwin Procter LLP
KITARA MEDIA CORP. KITM S-1 OTC Graubard Miller
CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 OTC Greenberg Traurig, LLP
FIRST CHOICE HEALTHCARE SOLUTIONS, INC. FCHS S-1 OTC Greenberg Traurig, LLP
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells LLP
RADTEK, INC RDTK S-1 OTC J.M. Walker & Associates
GI DYNAMICS, INC. 10-12G OTC John A. Shetterly, Esq.
GUIDED THERAPEUTICS INC GTHP S-1 OTC Jones Day
ETFS SILVER TRUST S-3 NYSE Katten Muchin Rosenman LLP
ATENTO S.A. F-1 Kirkland & Ellis LLP
EFLEETS CORP NUMB S-1 OTC Kramer Levin Naftalis & Frankel LLP
ALPHATEC HOLDINGS, INC. ATEC S-3 Nasdaq Latham & Watkins LLP
AMBRX INC S-1 Latham & Watkins LLP
MOTORCAR PARTS AMERICA INC MPAA S-3 Nasdaq Latham & Watkins LLP
WESTLAKE CHEMICAL PARTNERS LP S-1 Latham & Watkins LLP
SATYA WORLDWIDE, INC. S-1 Law Offices of Joseph L. Pittera
RAIT FINANCIAL TRUST RAS S-3 NYSE Ledgewood PC
LEMAITRE VASCULAR INC LMAT S-3 Nasdaq LeMaitre Vascular, Inc.
MEDALLION FINANCIAL CORP TAXI N-2 Nasdaq Medallion Financial Corp.
FIRST CHOICE HEALTHCARE SOLUTIONS, INC. FCHS S-1 OTC Meyer, Suozzi, English & Klein, P.C.
ASPEN AEROGELS INC S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
GI DYNAMICS, INC. 10-12G OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
AXOGEN, INC. AXGN S-3 Nasdaq Morgan, Lewis & Bockius LLP
NW CRESTVALLEY INC 10-12G NW Crestvalley, Inc.
SHORE BANCSHARES INC SHBI S-3 Nasdaq Patton Boggs LLP
RAIT FINANCIAL TRUST RAS S-3 NYSE Pepper Hamilton LLP
CAI INTERNATIONAL, INC. CAP S-3 NYSE Perkins Coie LLP
CONSUMERS ENERGY CO CMSPRACL S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
PAR PETROLEUM CORP/CO PARR S-3 OTC Porter Hedges LLP
ARISTA POWER, INC. ASPW S-1 OTC Schwell Wimpfheimer & Associates LLP
CLEARONE INC CLRO S-3 Nasdaq Seyfarth Shaw LLP
QVC INC S-4 Sherman & Howard L.L.C.
EFLEETS CORP NUMB S-1 OTC Sichenzia Ross Friedman Ference LLP
RUBY GOLD, INC. S-1 Sichenzia Ross Friedman Ference LLP
ASPEN AEROGELS INC S-1 Simpson Thacher & Bartlett LLP
ATENTO S.A. F-1 Simpson Thacher & Bartlett LLP
CHIQUITAFYFFES LTD S-4 Simpson Thacher & Bartlett LLP
CHIQUITAFYFFES LTD S-4 Skadden, Arps, Slate, Meagher & Flom LLP
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC XGCVX N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
KRATON PERFORMANCE POLYMERS LTD S-4 Skadden, Arps, Slate, Meagher & Flom LLP
BAXANO SURGICAL, INC. BAXS S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
FUSION TELECOMMUNICATIONS INTERNATIONAL INC FSNN S-1 OTC Steven I. Weinberger, P.A.
OXFORD LANE CAPITAL CORP. OXLCO N-2 Nasdaq Sutherland Asbill & Brennan LLP
US FUEL CORP USFF 10-12G US Fuel Corporation
WESTLAKE CHEMICAL PARTNERS LP S-1 Vinson & Elkins L.L.P.
CLEARWATER VENTURES, INC. S-1 Vohwinkel & Associates
MEDALLION FINANCIAL CORP TAXI N-2 Nasdaq Willkie Farr & Gallagher LLP
TETRAPHASE PHARMACEUTICALS INC. TTPH S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
PROTEINSIMPLE S-1 Wilson Sonsini Goodrich & Rosati, P.C.

Click here to review the week’s underwriters.

Have a great week.

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