Category Archives: IPO week in review

IPOs and Transactions: September 8 – 12

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Fifth Street Asset Management Inc. w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Proskauer Rose LLP, Immune Pharmaceuticals Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC and Pearl Cohen Zedek Latzer Baratz and Innerworkings Inc. w/ Winston & Strawn LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
URSTADT BIDDLE PROPERTIES INC UBA S-3 NYSE Baker & McKenzie LLP
FIRST MERCHANTS CORP FRME S-4 Nasdaq Bingham Greenebaum Doll LLP
ENERGY & EXPLORATION PARTNERS, INC. ENXP S-1 ~ Bracewell & Giuliani LLP
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Brewer & Pritchard, PC
MB BANCORP INC ~ S-1 ~ Breyer & Associates, PC
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Cleary Gottlieb Steen & Hamilton LLP
MIRATI THERAPEUTICS, INC. MRTX S-3 Nasdaq Cooley LLP
VIROBAY INC ~ S-1 ~ Cooley LLP
XENON PHARMACEUTICALS INC. ~ S-1 ~ Cooley LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Davis Polk & Wardwell LLP
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Davis Polk & Wardwell LLP
CAREY CREDIT INCOME FUND SERIES 2015-A ~ N-2 ~ Dechert LLP
IMPERIAL HOLDINGS, INC. IFT S-3 NYSE Foley & Lardner LLP
FIFTH STREET ASSET MANAGEMENT INC. ~ S-1 Nasdaq Fried, Frank, Harris, Shriver & Jacobson LLP
GASE ENERGY, INC. GASE 10-12G OTC GASE Energy, Inc.
MAGNETEK, INC. MAG S-3 Nasdaq Godfrey & Kahn, S.C.
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Goldfarb Seligman & Co.
MEVION MEDICAL SYSTEMS, INC. ~ S-1 ~ Goodwin Procter LLP
ZEBRA HOLDCO INC. ~ S-4 ~ Goodwin Procter LLP
ISRAEL CHEMICALS LTD ISCHY F-1 OTC Gross, Kleinhendler, Hodak, Halevy, Greenberg and Co.
AMERICAN RESIDENTIAL PROPERTIES, INC. ARPI S-3 NYSE Hunton & Williams LLP
WEWEARABLES, INC. ~ S-1 ~ Incorp Services, Inc.
LIGHTWAVE LOGIC, INC. LWLG S-1 OTC K&L Gates LLP
RETROPHIN, INC. RTRX S-3 Nasdaq Katten Muchin Rosenman LLP
MB BANCORP INC ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
MW BANCORP, INC. ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
FRESHPET, INC. ~ S-1 ~ Kirkland & Ellis LLP
NRG ENERGY, INC. NRG S-4 OTC Kirkland & Ellis LLP
FIRST MERCHANTS CORP FRME S-4 Nasdaq Krieg DeVault LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Krieg DeVault LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 ~ Latham & Watkins LLP
FRESHPET, INC. ~ S-1 ~ Latham & Watkins LLP
PERFORMANCE FOOD GROUP CO ~ S-1 ~ Latham & Watkins LLP
PRA HEALTH SCIENCES, INC. ~ S-1 ~ Latham & Watkins LLP
VIROBAY INC ~ S-1 ~ Latham & Watkins LLP
SMITH MICRO SOFTWARE INC SMSI S-3 Nasdaq Loeb & Loeb LLP
BEN FRANKLIN FINANCIAL, INC. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
MW BANCORP, INC. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
ENERGY & EXPLORATION PARTNERS, INC. ENXP S-1 ~ Mayer Brown LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.
KOLLTAN PHARMACEUTICALS INC ~ S-1 ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC
EURONAV NV ~ F-1 ~ Morgan, Lewis & Bockius LLP
IGATE CORP IGTE S-4 Nasdaq Morgan, Lewis & Bockius LLP
IMPRIMIS PHARMACEUTICALS, INC. IMMY S-3 Nasdaq Morrison & Foerster LLP
STATE BANK FINANCIAL CORP STBZ S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Pearl Cohen Zedek Latzer Baratz
ZEBRA HOLDCO INC. ~ S-4 ~ Perkins Coie LLP
FIFTH STREET ASSET MANAGEMENT INC. ~ S-1 Nasdaq Proskauer Rose LLP
MEDOVEX CORP. ~ S-1 ~ Roetzel & Andress, LPA
MEVION MEDICAL SYSTEMS, INC. ~ S-1 ~ Ropes & Gray LLP
MP VENTURES INC ~ S-1 ~ Securities Compliance Group, Ltd.
EURONAV NV ~ F-1 ~ Seward & Kissel LLP
NAKED BRAND GROUP INC. NAKD S-1 OTC Shearman & Sterling LLP
ZEBRA HOLDCO INC. ~ S-4 ~ Shearman & Sterling LLP
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
MEDOVEX CORP. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
ARYSTA LIFESCIENCE PLC ~ F-1 ~ Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-1 NYSE Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. HLT S-4 NYSE Simpson Thacher & Bartlett LLP
PERFORMANCE FOOD GROUP CO ~ S-1 ~ Simpson Thacher & Bartlett LLP
PRA HEALTH SCIENCES, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
ARYSTA LIFESCIENCE PLC ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
GUGGENHEIM CREDIT ALLOCATION FUND XGGMX N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
STATE BANK FINANCIAL CORP STBZ S-4 Nasdaq Smith, Gambrell & Russell, LLP
DREYFUS TMT OPPORTUNITIES FUND, INC. ~ N-2 ~ Stroock & Stroock & Lavan LLP
LOCKBOX LINK, INC. ~ S-1 ~ The Moores Law Group
BEN FRANKLIN FINANCIAL, INC. ~ S-1 ~ Vedder Price
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Warner Norcross & Judd LLP
DAVE & BUSTER’S ENTERTAINMENT, INC. PLAY S-1 ~ Weil, Gotshal & Manges LLP
KOLLTAN PHARMACEUTICALS INC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
XENON PHARMACEUTICALS INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, P.C.
ZEBRA HOLDCO INC. ~ S-4 ~ Wilson Sonsini Goodrich & Rosati, P.C.
INNERWORKINGS INC INWK S-3 Nasdaq Winston & Strawn LLP

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IPOs and Transactions: September 2 – 5

There were 33 transactions filed with the SEC last (holiday) week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Corbus Pharmaceuticals Holdings Inc. w/ Lowenstein Sandler LLP, Symmetry Surgical Inc. w/ Ropes & Gray LLP and ABV Consulting Inc. w/ Szaferman, Lakind, Blumstein & Blader PC.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference

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Registrant Symbol Form Type Exchange Law firm / Advisor
ROSE ROCK MIDSTREAM, L.P. RRMS S-4 NYSE Andrews Kurth LLP
ENDOSTIM, INC. ~ S-1 ~ Bryan Cave LLP
IWALLET CORP QUSR S-1 OTC Clark Corporate Law Group LLC
PERSHING GOLD CORP. PGLC S-1 OTC Davis Graham & Stubbs LLP
US DRY CLEANING SERVICES CORP UDRYW S-1 ~ Ellenoff Grossman & Schole LLP
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-1 Nasdaq Faegre Baker Daniels LLP
FRONTERA GROUP INC. ~ S-1 ~ Frontera Group Inc.
CELLULAR DYNAMICS INTERNATIONAL, INC. ICEL S-3 Nasdaq Godfrey & Kahn, S.C.
MACKINAC FINANCIAL CORP /MI/ MFNC S-4 Nasdaq Godfrey & Kahn, S.C.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Great Lakes Financial Resources, Inc.
ARAZU, INC ~ S-1 ~ Hamilton & Associates Law Group, P.A.
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ ~ S-4 ~ Hogan Lovells US LLP
MACKINAC FINANCIAL CORP /MI/ MFNC S-4 Nasdaq Honigman Miller Schwartz and Cohn LLP
GALENFEHA, INC. ~ S-1 ~ Karlen & Stolzar, LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-3 Nasdaq Kirkland & Ellis LLP
GALENFEHA, INC. ~ S-1 ~ Kyle L. Tingle, CPA, LLCs
KYTHERA BIOPHARMACEUTICALS INC KYTH S-3 Nasdaq Latham & Watkins LLP
NEFF CORP ~ S-1 ~ Latham & Watkins LLP
RADIUS HEALTH, INC. RDHEE S-3 Nasdaq Latham & Watkins LLP
CORBUS PHARMACEUTICALS HOLDINGS, INC. ~ S-1 ~ Lowenstein Sandler LLP
ENDOSTIM, INC. ~ S-1 ~ Lowenstein Sandler LLP
KEARNY FINANCIAL CORP. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
CONNECTICUT WATER SERVICE INC / CT CTWSP S-3 OTC Murtha Cullina LLP
NL ONE CORP ~ S-1 ~ NL One Corporation
SYMMETRY SURGICAL INC. ~ S-4 ~ Ropes & Gray LLP
SEQUENTIAL BRANDS GROUP, INC. SQBG S-3 Nasdaq Sequential Brands Group, Inc.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Seyfarth Shaw LLP
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
RENOVACARE, INC. RCAR S-1 OTC Sierchio & Company, LLP
NEFF CORP ~ S-1 ~ Simpson Thacher & Bartlett LLP
PROSPECT CAPITAL CORP PSEC N-2 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Snell & Wilmer L.L.P.
KEARNY FINANCIAL CORP. ~ S-1 ~ Spidi & Fisch, P.C.
ROYAL BANCSHARES OF PENNSYLVANIA INC RBPAA S-3 OTC Stevens & Lee, P.C.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Sullivan & Cromwell LLP
ABV CONSULTING, INC. ~ S-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
E-QURE CORP. ~ S-1 ~ Thomas J. Craft, Jr., Esq.
US DRY CLEANING SERVICES CORP UDRYW S-1 ~ Troutman Sanders LLP
URANIUM ENERGY CORP UEC S-3 NYSE Uranium Energy Corp.
SUNOCO LOGISTICS PARTNERS L.P. SXL S-3 NYSE Vinson & Elkins L.L.P.
UPLAND SOFTWARE, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, PC
UPLAND SOFTWARE, INC. ~ S-1 ~ Winston & Strawn LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 25 – 29

There were 67 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Tinan Pharmaceuticals Inc. w / Loeb & Loeb LLP and Lowenstein Sandler LLP, Castle Brands Inc. w/ Greenberg Traurig PA and Eventure Interactive w / Crone Kline Rinde LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
SABINE PASS LIQUEFACTION, LLC ~ S-4 ~ Andrews Kurth LLP
CONE MIDSTREAM PARTNERS LP ~ S-1 ~ Andrews Kurth LLP
CONSTELLATION ENERGY PARTNERS LLC CEP S-4 NYSE Andrews Kurth LLP
PHYSICIANS REALTY TRUST ~ S-3 ~ Baker & McKenzie LLP
KINDER MORGAN, INC. KMIWSWI S-4 NYSE Baker Botts L.L.P.
SPELZON CORP ~ S-1 ~ Bauman & Associates Law Firm
RHYTHM HOLDING COMPANY, LLC ~ S-1 ~ Bingham McCutchen LLP
VERITEX HOLDINGS, INC. ~ S-1 ~ Bracewell & Giuliani LLP
KINDER MORGAN, INC. KMIWSWI S-4 NYSE Bracewell & Giuliani LLP
INTEGRITY CAPITAL INCOME FUND, INC. ~ 10-12G ~ Burns, Figa & Will, P.C.
ZIMMER HOLDINGS INC ZMH S-4 NYSE Cleary Gottlieb Steen & Hamilton LLP
DERMIRA, INC. ~ S-1 ~ Cooley LLP
JAGUAR ANIMAL HEALTH, INC. ~ S-1 ~ Cooley LLP
CALITHERA BIOSCIENCES, INC. ~ S-1 ~ Cooley LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-4 Nasdaq Cooley LLP
ALLIANT TECHSYSTEMS INC ATK S-4 NYSE Cravath, Swaine & Moore LLP
EVENTURE INTERACTIVE, INC. EVTI S-1 OTC Crone Kline Rinde LLP
PERSHING GOLD CORP. PGLC S-1 OTC Davis Graham & Stubbs LLP
ENOVATION CONTROLS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
CIVITAS THERAPEUTICS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
GUARDIAN 8 HOLDINGS GRDH S-1 OTC DeMint Law, PLLC
TEXAS RARE EARTH RESOURCES CORP. TRER S-1 OTC Dorsey & Whitney LLP
DYNATRONICS CORP DYNT S-3 Nasdaq Durham Jones & Pinegar, P.C.
AIR INDUSTRIES GROUP AIRI S-3 NYSE Eaton & Van Winkle LLP
MEDICAN ENTERPRISES, INC. MDCN S-1 OTC Ellenoff Grossman & Schole LLP
VERITEX HOLDINGS, INC. ~ S-1 ~ Fenimore, Kay, Harrison & Ford, LLP
DERMIRA, INC. ~ S-1 ~ Fenwick & West LLP
LENDINGCLUB CORP ~ S-1 ~ Fenwick & West LLP
LIQUIDMETAL TECHNOLOGIES INC LQMT S-3 OTC Foley & Lardner LLP
ENOVATION CONTROLS, INC. ~ S-1 ~ Fulbright & Jaworski LLP
PIONEER ENERGY SERVICES CORP PES S-4 NYSE Fulbright & Jaworski LLP
INTERPHASE CORP INPH S-3 Nasdaq Gardere Wynne Sewell LLP
HUBSPOT INC ~ S-1 ~ Goodwin Procter LLP
PARAMOUNT GROUP, INC. ~ S-11 ~ Goodwin Procter LLP
COLUMBIA BANKING SYSTEM INC COLB S-4 Nasdaq Graham & Dunn, PC
QUEST RESOURCE HOLDING CORP QRHC S-3 Nasdaq Greenberg Traurig, LLP
CASTLE BRANDS INC ROX S-3 NYSE Greenberg Traurig, P.A.
CONNECT INTERACTIVE, INC. ~ S-1 ~ Hateley & Hampton
CHALET LIFESTYLES, INC ~ S-1 ~ Hateley & Hampton
NEUROSIGMA, INC. ~ S-1 ~ Haynes and Boone, LLP
PARAMOUNT GROUP, INC. ~ S-11 ~ Hogan Lovells US LLP
ALLIANT TECHSYSTEMS INC ATK S-4 NYSE Hogan Lovells US LLP
GRUBHUB INC. GRUB S-1 NYSE Kirkland & Ellis LLP
KLX INC. ~ 10-12B ~ KLX Inc.
STORE CAPITAL CORP ~ S-11 ~ Kutak Rock LLP
CONE MIDSTREAM PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
STORE CAPITAL CORP ~ S-11 ~ Latham & Watkins LLP
USD PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-4 Nasdaq Latham & Watkins LLP
DEMAND MEDIA INC. DMD S-3 NYSE Latham & Watkins LLP
KALLO INC. KALO S-1 OTC Law Office of Conrad C. Lysiak, P.S.
TITAN PHARMACEUTICALS INC TTNPE S-1 OTC Loeb & Loeb LLP
TITAN PHARMACEUTICALS INC TTNPE S-1 OTC Lowenstein Sandler LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Maslon Edelman Borman & Brand, LLP
SAFE LANE SYSTEMS, INC. ~ S-1 ~ Michael A. Littman, Attorney at Law
CALITHERA BIOSCIENCES, INC. ~ S-1 ~ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
INTRA-CELLULAR THERAPIES, INC. ITCI S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
SPHERIX INC SPEX S-3 Nasdaq Nixon Peabody LLP
LENDINGCLUB CORP ~ S-1 ~ O’Melveny & Myers LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-4 Nasdaq Pepper Hamilton LLP
PIXELWORKS, INC PXLW S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PRUCO LIFE INSURANCE CO ~ S-3 ~ Pruco Life Insurance Company
PRUCO LIFE INSURANCE OF NEW JERSEY ~ S-3 ~ Pruco Life Insurance Company
PRUDENTIAL ANNUITIES LIFE ASSURANCE CORP/CT ~ S-3 ~ Pruco Life Insurance Company
JAGUAR ANIMAL HEALTH, INC. ~ S-1 ~ Reed Smith LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Reed Smith LLP
SYSOREX GLOBAL HOLDINGS CORP. SYRX S-1 Nasdaq Richardson & Patel LLP
ALBEMARLE CORP ALB S-4 NYSE Rockwood Holdings, Inc.
CIVITAS THERAPEUTICS, INC. ~ S-1 ~ Ropes & Gray LLP
ALBEMARLE CORP ALB S-4 NYSE Shearman & Sterling LLP
SERVICE CORPORATION INTERNATIONAL SCI S-4 NYSE Shearman & Sterling LLP
GREAT WESTERN BANCORP, INC. ~ S-1 ~ Sidley Austin LLP
SENECA GLOBAL FUND, L.P. ~ S-1 ~ Sidley Austin LLP
VIVINT SOLAR, INC. ~ S-1 ~ Simpson Thacher & Bartlett LLP
ALBEMARLE CORP ALB S-4 NYSE Simpson Thacher & Bartlett LLP
CARETRUST REIT, INC. CTRE S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
GRUBHUB INC. GRUB S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SENECA GLOBAL FUND, L.P. ~ S-1 ~ Steben & Company, Inc.
GREAT WESTERN BANCORP, INC. ~ S-1 ~ Sullivan & Cromwell LLP
COLUMBIA BANKING SYSTEM INC COLB S-4 Nasdaq Sullivan & Cromwell LLP
HARVEST CAPITAL CREDIT CORP HCAP N-2 Nasdaq Sutherland Asbill & Brennan LLP
COATES INTERNATIONAL LTD \DE\ COTE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
TIDE PETROLEUM CORP. ~ S-1 ~ Tide Petroleum Corp.
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. QTWW S-3 Nasdaq Troutman Sanders LLP
CONE MIDSTREAM PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
USD PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
LEXICON PHARMACEUTICALS, INC./DE LXRX S-3 Nasdaq Vinson & Elkins L.L.P.
WESTERN GAS PARTNERS LP WES S-3 NYSE Vinson & Elkins L.L.P.
KINDER MORGAN, INC. KMIWSWI S-4 NYSE Vinson & Elkins LLP
KINDER MORGAN, INC. KMIWSWI S-4 NYSE Weil, Gotshal & Manges LLP
ZIMMER HOLDINGS INC ZMH S-4 NYSE White & Case LLP
HUBSPOT INC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
RHYTHM HOLDING COMPANY, LLC ~ S-1 ~ Wilmer Cutler Pickering Hale and Dorr LLP
NEUROSIGMA, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, PC
VIVINT SOLAR, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, PC
NANOSTRING TECHNOLOGIES INC NSTG S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
BNC BANCORP BNCN S-3 Nasdaq Womble Carlyle Sandridge & Rice, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 18 – 22

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including BNC Bancorp w/ Bryan Cave LLP and Womble Carlyle Sandridge & Rice LLP,  Hydra Industries Acquisition Corp. w/ Ellenoff Grossman & Schole LLP and Skadden, Arps, Slate, Meagher & Flom LLP and Medley Management Inc. w/ Simpson Thacher & Bartlett LLP and Skadden, Arps, Slate, Meagher & Flom LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ABBVIE PRIVATE LTD   S-4 - AbbVie Inc.
MOODY NATIONAL REIT II, INC.   S-11 - Alston & Bird LLP
ONEOK PARTNERS LP OKS S-3 NYSE Andrews Kurth LLP
MEDIACOM BROADBAND LLC   S-4 - Baker Botts L.L.P.
CLORACKS CORP   S-1 - Bauman & Associates Law Firm
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Brewer & Pritchard, PC
REAL GOODS SOLAR, INC. RGSE S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
BNC BANCORP BNCN S-4 Nasdaq Bryan Cave LLP
GRAYBAR ELECTRIC CO INC   S-1 - Bryan Cave LLP
OVERSEAS SHIPHOLDING GROUP INC OSGIQ S-1 OTC Cleary Gottlieb Steen & Hamilton LLP
CLORACKS CORP   S-1 - Cloracks Corporation
TRINET GROUP INC TNET S-1 NYSE Cooley LLP
WEB.COM GROUP, INC. WWWW S-3 Nasdaq Cooley LLP
AXALTA COATING SYSTEMS LTD.   S-1 - Cravath, Swaine & Moore LLP
CU BANCORP CUNB S-4 Nasdaq CU Bancorp
UR-ENERGY INC URG S-3 NYSE Davis Graham & Stubbs LLP
PEAPACK GLADSTONE FINANCIAL CORP PGC S-3 Nasdaq Day Pitney LLP
GENERAL MICROWAVE CORP   S-4 - DLA Piper LLP
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS S-3 Nasdaq DLA Piper LLP
GOLDEN QUEEN MINING CO LTD GQMNF S-3 OTC Dorsey & Whitney LLP
HYDRA INDUSTRIES ACQUISITION CORP.   S-1  - Ellenoff Grossman & Schole LLP
TRINET GROUP INC TNET S-1 NYSE Fenwick & West LLP
ONEOK PARTNERS LP OKS S-3 NYSE GableGotwals
OVERSEAS SHIPHOLDING GROUP INC OSGIQ S-1 OTC Gibson, Dunn & Crutcher LLP
SUMMER INFANT, INC. SUMR S-3 Nasdaq Greenberg Traurig, LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Haneberg, PLC
GREAT CHINA MANIA HOLDINGS, INC. GMECD S-1 OTC Harrison Law, P.A.
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Harter Secrest & Emery LLP
CU BANCORP CUNB S-4 Nasdaq Horgan, Rosen, Beckham & Coren, L.L.P.
JMP GROUP LLC   S-4 - JMP Group LLC
FIVE OAKS INVESTMENT CORP. OAKS S-3 NYSE Kaye Scholer LLP
BENEFICIAL BANCORP INC.   S-1 - Kilpatrick Townsend & Stockton LLP
AXALTA COATING SYSTEMS LTD.   S-1 - Latham & Watkins LLP
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq Latham & Watkins LLP
FMSA HOLDINGS INC   S-1 - Latham & Watkins LLP
METALDYNE PERFORMANCE GROUP INC.   S-1 - Latham & Watkins LLP
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Latham & Watkins LLP
CARVER BANCORP INC CARV S-1 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Mayer Brown LLP
NATIONAL COMMERCE CORP   S-4 - Maynard, Cooper & Gale, P.C.
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.
HOME BANCSHARES INC HOMB S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
MOODY NATIONAL REIT II, INC.   S-11 - Moody National REIT Sponsor, LLC
GOLDEN QUEEN MINING CO LTD GQMNF S-3 OTC Morton Law LLP
ONEOK PARTNERS LP OKS S-3 NYSE ONEOK Partners GP, L.L.C.
JMP GROUP LLC   S-4 - Orrick, Herrington & Sutcliffe LLP
NEW PATRIOT TRANSPORTATION HOLDING, INC.   10-12B - Patriot Transportation Holding, Inc.
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
IMMUNE PHARMACEUTICALS INC IMNP S-3 Nasdaq Pearl Cohen Zedek Latzer Baratz
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq QRE GP, LLC
BIOLASE, INC BIOL S-3 Nasdaq Sidley Austin LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Sidley Austin LLP
NEW ENERGY TECHNOLOGIES, INC. NENE S-1 OTC Sierchio & Company, LLP
MEDLEY MANAGEMENT INC.   S-1  - Simpson Thacher & Bartlett LLP
HYDRA INDUSTRIES ACQUISITION CORP.   S-1  - Skadden, Arps, Slate, Meagher & Flom LLP
MEDLEY MANAGEMENT INC.   S-1  - Skadden, Arps, Slate, Meagher & Flom LLP
HOME BANCSHARES INC HOMB S-4 Nasdaq Smith Mackinnon, PA
NATIONAL COMMERCE CORP   S-4 - Smith Mackinnon, PA
UNIVEST CORP OF PENNSYLVANIA UVSP S-4 Nasdaq Stevens & Lee, P.C.
BENEFICIAL BANCORP INC.   S-1 - Stradley Ronon Stevens & Young, LLP
UNIVEST CORP OF PENNSYLVANIA UVSP S-4 Nasdaq Stradley Ronon Stevens & Young, LLP
ABBVIE PRIVATE LTD   S-4 - Sullivan & Cromwell LLP
NORTHSTAR REALTY FINANCE CORP. NRFPRE S-4 NYSE Sullivan & Cromwell LLP
COATES INTERNATIONAL LTD \DE\ COTE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
ORANJTEK CO.   S-1 - Szaferman, Lakind, Blumstein & Blader, P.C.
TYG SOLUTIONS INC.   S-1 - Szaferman, Lakind, Blumstein & Blader, P.C.
TRINET GROUP INC TNET S-1 NYSE TriNet Group, Inc.
EASTERN VIRGINIA BANKSHARES INC EVBS S-4 Nasdaq Troutman Sanders LLP
CTI INDUSTRIES CORP CTIB S-3 Nasdaq Vanasco Genelly & Miller
BREITBURN ENERGY PARTNERS LP BBEP S-4 Nasdaq Vinson & Elkins L.L.P.
FMSA HOLDINGS INC   S-1 - Vinson & Elkins L.L.P.
WEB.COM GROUP, INC. WWWW S-3 Nasdaq Web.com Group, Inc.
METALDYNE PERFORMANCE GROUP INC.   S-1 - Weil, Gotshal & Manges LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-4 Nasdaq Williams Mullen
NGL ENERGY PARTNERS LP NGL S-3 NYSE Winston & Strawn LLP
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
DIGITAL CADDIES, INC.   S-1 - Zouvas Law Group, P.C.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 11 – 15

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Sunstock Inc. w/ Cassidy & Associates, AR Capital Acquisition w/ Akin Gump Strauss Hauer & Feld LLP and McDermott Will & Emery LLP and Truett-Hurst Inc. w/ Morrison & Foerster LLP

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Agmon & Co., Rosenberg, Hacohen & Co.
AR CAPITAL ACQUISITION   S-1   Akin Gump Strauss Hauer & Feld LLP
VIPER ENERGY PARTNERS LP   S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC CQH S-1 NYSE Andrews Kurth LLP
ENERGY FOCUS, INC/DE EFOID S-3 Nasdaq Baker & Hostetler LLP
HEALTHSTREAM INC HSTM S-3 Nasdaq Bass, Berry & Sims PLC
MERCURY SYSTEMS INC MRCY S-3 Nasdaq Bingham McCutchen LLP
OMEGA HEALTHCARE INVESTORS INC OHI S-4 NYSE Bryan Cave LLP
ACCESS US OIL & GAS, INC.   S-1   Cassidy & Associates
NATURAL RESOURCES CORP   S-1   Cassidy & Associates
SUNSTOCK, INC.   S-1   Cassidy & Associates
DOLLAR TREE INC DLTR S-4 Nasdaq Cleary Gottlieb Steen & Hamilton LLP
SANTANDER CONSUMER USA HOLDINGS INC. SC S-1 NYSE Cleary Gottlieb Steen & Hamilton LLP
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. HASI S-3 NYSE Clifford Chance US LLP
AMBIT BIOSCIENCES CORP AMBI S-3 Nasdaq Cooley LLP
VITAE PHARMACEUTICALS, INC   S-1   Cooley LLP
GASLOG PARTNERS LP GLOP F-1 NYSE Cravath, Swaine & Moore LLP
PRODUCT SHIPPING LTD.   F-1   Cravath, Swaine & Moore LLP
VISTA OUTDOOR INC.   10-12B   Cravath, Swaine & Moore LLP
WISCONSIN ENERGY CORP WEC S-4 NYSE Cravath, Swaine & Moore LLP
SIGNPATH PHARMA, INC. SGTH S-1 OTC Davidoff Hutcher & Citron LLP
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Davis Polk & Wardwell LLP
FORWARD PHARMA A/S   F-1   Dechert LLP
POMONA PRIVATE EQUITY FUND   N-2   Dechert LLP
PEOPLES BANCORP INC PEBO S-3 Nasdaq Dinsmore & Shohl LLP
NV5 HOLDINGS, INC. NVEE S-3 Nasdaq DLA Piper LLP
SELECTICA INC SLTC S-3 Nasdaq DLA Piper LLP
HILL INTERNATIONAL, INC. HIL S-4 NYSE Duane Morris LLP
HILL INTERNATIONAL, INC. HIL S-3 NYSE Duane Morris LLP
BOSTON THERAPEUTICS, INC. BTHE S-1 OTC Ellenoff Grossman & Schole LLP
DOLLAR TREE INC DLTR S-4 Nasdaq Family Dollar Stores, Inc.
ELAN CORP LTD   S-4   Fried, Frank, Harris, Shriver & Jacobson LLP
GREENHUNTER RESOURCES, INC. GRH S-3 NYSE Fulbright & Jaworski LLP
CALLAWAY GOLF CO ELY S-3 OTC Gibson, Dunn & Crutcher LLP
SECOND SIGHT MEDICAL PRODUCTS INC   S-1 Nasdaq Golenbock Eiseman Assor Bell & Peskoe LLP
PROQR THERAPEUTICS B.V.   F-1   Goodwin Procter LLP
TOKAI PHARMACEUTICALS INC   S-1 Nasdaq Goodwin Procter LLP
ENTERTAINMENT GAMING ASIA INC. EGT S-1 Nasdaq Greenberg Traurig, LLP
ALIMERA SCIENCES INC ALIM S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
VITAE PHARMACEUTICALS, INC   S-1   Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
BIODEL INC BIOD S-1 Nasdaq Hand Baldachin & Amburgey LLP
MEGAS INC   S-1   Harold P. Gewerter, Esq. Ltd.
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Herzog, Fox & Neeman
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
VISTA OUTDOOR INC.   10-12B   Hogan Lovells US LLP
FORWARD PHARMA A/S   F-1   K&L Gates LLP
GREENHUNTER RESOURCES, INC. GRH S-3 NYSE K&L Gates LLP
ADAMA AGRICULTURAL SOLUTIONS LTD.   F-1   Kirkland & Ellis LLP
APRICUS BIOSCIENCES, INC. APRI S-3 Nasdaq Latham & Watkins LLP
CONATUS PHARMACEUTICALS INC. CNAT S-3 Nasdaq Latham & Watkins LLP
GASLOG PARTNERS LP GLOP F-1 NYSE Latham & Watkins LLP
VIPER ENERGY PARTNERS LP   S-1 Nasdaq Latham & Watkins LLP
WAYFAIR INC.   S-1   Latham & Watkins LLP
SECOND SIGHT MEDICAL PRODUCTS INC   S-1 Nasdaq Law Offices of Aaron A. Grunfeld & Associates
ASN TECHNOLOGIES, INC.   S-1   Law Offices of Anthony D. Guenther, Esq.
BOSTON THERAPEUTICS, INC. BTHE S-1 OTC Loeb & Loeb LLP
AR CAPITAL ACQUISITION   S-1   McDermott Will & Emery LLP
FOAMIX LTD.   F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
PRODUCT SHIPPING LTD.   F-1   Morgan, Lewis & Bockius LLP
TRUETT-HURST, INC. THST S-3 Nasdaq Morrison & Foerster LLP
DYADIC INTERNATIONAL INC DYAI 10-12G OTC Orrick, Herrington & Sutcliffe LLP
AMERICAN REALTY CAPITAL DAILY NET ASSET VALUE TRUST, INC.   S-11   Proskauer Rose LLP
WAYFAIR INC.   S-1   Ropes & Gray LLP
PROSHARES TRUST II CROC S-1 NYSE Sidley Austin LLP
BLACKROCK SCIENCE & TECHNOLOGY TRUST   N-2   Skadden, Arps, Slate, Meagher & Flom LLP
FOAMIX LTD.   F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
WISCONSIN ENERGY CORP WEC S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
CARTESIAN, INC. TMNG S-3 Nasdaq Stinson Leonard Street LLP
OCULUS INC.   S-1   Szaferman, Lakind, Blumstein & Blader, P.C.
PETRON ENERGY II, INC. PEIIE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
EARTH GEN-BIOFUEL, INC.   10-12G   TroyGould PC
URANIUM ENERGY CORP UEC S-3 NYSE Uranium Energy Corp.
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC CQH S-1 NYSE Vinson & Elkins L.L.P.
DOLLAR TREE INC DLTR S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
SANTANDER CONSUMER USA HOLDINGS INC. SC S-1 NYSE Wachtell, Lipton, Rosen & Katz
WAYFAIR INC.   S-1   Wayfair Inc.
FOAMIX LTD.   F-1 Nasdaq White & Case LLP
PROQR THERAPEUTICS B.V.   F-1   Wilmer Cutler Pickering Hale and Dorr LLP
TOKAI PHARMACEUTICALS INC   S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MATTERSIGHT CORP MATR S-3 Nasdaq Winston & Strawn LLP
BANK OF THE CAROLINAS CORP BCAR S-1 OTC Wyrick Robbins Yates & Ponton LLP
XENIA HOTELS & RESORTS, INC.   10-12B   Xenia Hotels & Resorts, Inc.
FOAMIX LTD.   F-1 Nasdaq Yingke Israel – Eyal Khayat, Zolty, Neiger & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: August 4 – 8

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axion Power International w/ Fellheimer & Eichen LLP and Lowenstein Sandler LLP, Cell Source Inc. w/ Sichenzia Ross Friedman Ference LLP and Alliqua Biomedical Inc. w/ Haynes and Boone, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
CTPARTNERS EXECUTIVE SEARCH INC. CTP S-3 NYSE Baker & Hostetler LLP
TERRA TECH CORP. TRTCE S-1 OTC Baker & Hostetler LLP
PHYSICIANS REALTY TRUST S-3 Baker & McKenzie LLP
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Baker Botts L.L.P.
TRIUMPH GROUP INC TGI S-4 NYSE Ballard Spahr LLP
TEARDROPPERS, INC. S-1 Bingham Law Group, APC
PIONEER ILS INTERVAL FUND N-2 Bingham McCutchen LLP
EMPIRE DISTRICT ELECTRIC CO EDE S-3 NYSE Cahill Gordon & Reindel LLP
CERUS CORP CERS S-3 Nasdaq Cooley LLP
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
U.S. AUTO PARTS NETWORK, INC. PRTS S-3 Nasdaq Cooley LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Cranmore, FitzGerald & Meaney
LEGENDARY VENTURES INC. S-1 Diane D. Dalmy  Atty.
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Dorsey & Whitney, LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Faegre Baker Daniels LLP
NXT-ID, INC. NXTD S-1 OTC Faegre Baker Daniels LLP
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Fellheimer & Eichen LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Frost Brown Todd, PLLC
SMSA BALLINGER ACQUISITION CORP 10-12G Gardere Wynne Sewell LLP
UNITED DEVELOPMENT FUNDING IV S-3 Nasdaq Gibson, Dunn & Crutcher LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
AMARIN CORP PLC\UK AMRN S-3 Nasdaq Goodwin Procter LLP
AXA EQUITABLE LIFE INSURANCE CO S-3 Goodwin Procter LLP
BROOKLINE BANCORP INC BRKL S-3 Nasdaq Goodwin Procter LLP
ALLIQUA BIOMEDICAL, INC. ALQAD S-3 Nasdaq Haynes and Boone, LLP
WESTMORELAND COAL CO WLB S-4 Nasdaq Holland & Hart LLP
PYRAMID OIL CO PDO S-4 NYSE Jones & Keller, P.C.
ARKWIN INDUSTRIES INC S-4 Jones Day
SMSA BALLINGER ACQUISITION CORP 10-12G Kane Russell Coleman & Logan PC
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Latham & Watkins LLP
REXFORD INDUSTRIAL REALTY, INC. REXR S-3 NYSE Latham & Watkins LLP
TERRA TECH CORP. TRTCE S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Lowenstein Sandler LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Mayer Brown LLP
QLT INC/BC QLTI S-4 Nasdaq McCullough O’Connor Irwin LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Morgan, Lewis & Bockius LLP
QLT INC/BC QLTI S-4 Nasdaq Nutter McClennen & Fish, LLP
BARCLAYS BANK DELAWARE S-3 Orrick, Herrington & Sutcliffe LLP
MOSYS, INC. MOSY S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
CHINA JO-JO DRUGSTORES, INC. CJJD S-3 Nasdaq Pryor Cashman LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq Pryor Cashman LLP
NXT-ID, INC. NXTD S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Schiff Hardin LLP
BETAFOX CORP. S-1 Scott D. Olson Esq.
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Seward & Kissel LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Seward & Kissel LLP
CELL SOURCE, INC. TTSE S-1 OTC Sichenzia Ross Friedman Ference LLP
OMAGINE, INC. OMAG S-1 OTC Sichenzia Ross Friedman Ference LLP
UCP, INC. UCP S-3 NYSE Sidley Austin LLP
QLT INC/BC QLTI S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Stinson Leonard Street LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Stoll Keenon Ogden PLLC
ARROW FINANCIAL CORP AROW S-3 Nasdaq Thompson Coburn LLP
PYRAMID OIL CO PDO S-4 NYSE TroyGould PC
ACADIA HEALTHCARE COMPANY, INC. ACHC S-4 Nasdaq Waller Lansden Dortch & Davis, LLP
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Windels Marx Lane & Mittendorf, LLP

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Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: July 28 – August 1

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Inergetics w/ Silverman Shin Byrne & Gilchrest PLLC, GlassesOff Inc. w/ Greenberg Traurig PA and Baxano Surgical Inc. w/ Goodwin Procter LLP.

Also, wondering who are the top law firms are for 2014 transactions? Read here.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
BLUEKNIGHT ENERGY PARTNERS, L.P. BKEP S-3 Nasdaq Baker Botts L.L.P.
FORUM ENERGY TECHNOLOGIES, INC. FET S-4 NYSE Baker Botts L.L.P.
JONES ENERGY, INC. JONE S-3 NYSE Baker Botts L.L.P.
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
PEOPLES BANCORP INC PEBO S-4 Nasdaq Brouse McDowell, LPA
REAL GOODS SOLAR, INC. RGSE S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
ENTERPRISE FINANCIAL SERVICES CORP EFSC S-3 Nasdaq Bryan Cave LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq BuckleySandler LLP
EYEGATE PHARMACEUTICALS INC S-1 Burns & Levinson LLP
CELLADON CORP CLDN S-1 Nasdaq Cooley LLP
SENOMYX INC SNMX S-3 Nasdaq Cooley LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Covington & Burling LLP
KIBUSH CAPITAL CORP 10-12G David Lubin & Associates, PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Davis Polk & Wardwell LLP
VIRGIN AMERICA INC. S-1 Davis Polk & Wardwell LLP
QUICKSILVER RESOURCES INC KWK S-3 NYSE Davis Polk & Wardwell LLP
HIGHLAND HEALTHCARE EQUITY INCOME & GROWTH FUND N-2 Dechert LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Dechert LLP
AVENUE INCOME CREDIT STRATEGIES FUND ACP N-2 NYSE Dechert LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. S-11 DLA Piper LLP
ENOVA INTERNATIONAL, INC. 10-12B Enova International, Inc.
SURMODICS INC SRDX S-3 Nasdaq Faegre Baker Daniels LLP
DOMINOVAS ENERGY CORP WSEG S-1 OTC Frederick C. Bauman, Atty.
TRANSFIRST INC. S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC 10-12G Gibson, Dunn & Crutcher LLP
AECOM TECHNOLOGY CORP ACM S-4 NYSE Gibson, Dunn & Crutcher LLP
BAXANO SURGICAL, INC. BAXS S-3 Nasdaq Goodwin Procter LLP
GLASSESOFF INC. GLSO S-1 OTC Greenberg Traurig, P.A.
GRANITO ACQUISITION I, INC. S-1 Harold Gewerter, Esq.
STEM SALES, INC. S-1 Harrison Law, P.A.
ALION SCIENCE & TECHNOLOGY CORP S-1 Holland & Knight LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq Holland & Knight LLP
PACIFIC PREMIER BANCORP INC PPBI S-3 Nasdaq Holland & Knight LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Kirkland & Ellis LLP
ALION SCIENCE & TECHNOLOGY CORP S-1 Latham & Watkins LLP
VIRGIN AMERICA INC. S-1 Latham & Watkins LLP
CELLADON CORP CLDN S-1 Nasdaq Latham & Watkins LLP
ACTAVIS PLC ACT S-3 NYSE Latham & Watkins LLP
ADVANCED MICRO DEVICES INC AMD S-4 NYSE Latham & Watkins LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Latham & Watkins LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Latham & Watkins LLP
BEMAX, INC. S-1 Law Offices of Carl A. Generes
CABINET GROW, INC. S-1 Legal & Compliance, LLC
ASTERIKO CORP. S-1 Matheau J. W. Stout, Esq.
IHOOKUP SOCIAL, INC. HKUP S-1 OTC Matthew C. McMurdo, Esq.
EYEGATE PHARMACEUTICALS INC S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CAPITAL RESOURCE ALLIANCE, INC. CRRA 10-12G OTC Nate’s Foods Co.
NEXT GRAPHITE, INC. GPNE 10-12G OTC Next Graphite, Inc.
JAGUAR MINING INC F-1 OTC Norton Rose Fulbright Canada LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Pepper Hamilton LLP
AMERICAN REALTY CAPITAL PROPERTIES, INC. ARCP S-4 Nasdaq Proskauer Rose LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Quattlebaum, Grooms, Tull & Burrow, PLLC
XG TECHNOLOGY, INC. XGTI S-3 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
TRANSFIRST INC. S-1 Ropes & Gray LLP
KARNET CAPITAL CORP. S-1 Scott D. Olson Esq.
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Sidley Austin LLP
INERGETICS INC NRTI S-1 OTC Silverman Shin Byrne & Gilchrest PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Simpson Thacher & Bartlett LLP
SUNGARD VPM INC. S-1 Simpson Thacher & Bartlett LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Stinson Leonard Street LLP
IRON MOUNTAIN REIT, INC. S-4 Sullivan & Worcester LLP
SAFETY QUICK LIGHTING & FANS CORP. S-1 Thompson Hine LLP
AUDIOEYE INC AEYE S-1 OTC TroyGould PC
AECOM TECHNOLOGY CORP ACM S-4 NYSE Wachtell, Lipton, Rosen & Katz
INVENTIV HEALTH INC VTIV S-4 Weil, Gotshal & Manges LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.