Monthly Archives: June 2014

IPOs and Transactions: June 23 – June 27

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including CEF Equipment Holding LLC w/ Mayer Brown LLP, Spirit International Inc. w/ Law Office of Harold P. Gewerter and Terrapin 3 Acquisition Corp w/ Skadden, Arps, Slate, Meagher & Flom LLP + Ellenoff Grossman & Schole LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

LAW-email_Vannoince

Registrant Symbol Form Type Exchange Law firm / Advisor
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Allen & Overy LLP
FIRST CASH FINANCIAL SERVICES INC FCFS S-4 Nasdaq Alston & Bird LLP
TRANSOCEAN PARTNERS LLC S-1 Baker Botts L.L.P.
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Baker Botts L.L.P.
SILVERCREST ASSET MANAGEMENT GROUP INC. SAMG S-3 Nasdaq Bingham McCutchen LLP
GREEN BANCORP, INC. S-1 Bracewell & Giuliani LLP
TOWNSQUARE MEDIA, LLC S-1 Cahill Gordon & Reindel LLP
VWR CORP S-1 Cahill Gordon & Reindel LLP
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Cahill Gordon & Reindel LLP
TPG SPECIALTY LENDING, INC. TSLX N-2 NYSE Cleary Gottlieb Steen & Hamilton LLP
TRIPLEPOINT VENTURE GROWTH BDC CORP. TPVG N-2 NYSE Clifford Chance US LLP
IMMUNE DESIGN CORP. S-1 Cooley LLP
INTERSECT ENT, INC. S-1 Cooley LLP
VIDARA THERAPEUTICS INTERNATIONAL LTD S-4 Cooley LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Cooley LLP
AFFIMED THERAPEUTICS B.V. F-1 Covington & Burling LLP
ONEBEACON U.S. HOLDINGS, INC. S-3 Cravath, Swaine & Moore LLP
AFFIMED THERAPEUTICS B.V. F-1 Davis Polk & Wardwell LLP
UNIVAR INC. S-1 Debevoise & Plimpton LLP
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Debevoise & Plimpton LLP
CORVUS GOLD INC. S-1 Dorsey & Whitney LLP
LAMAR ADVERTISING REIT CO S-4 Edwards Wildman Palmer LLP
SEVCON, INC. SEV S-1 Nasdaq Edwards Wildman Palmer LLP
TERRAPIN 3 ACQUISITION CORP S-1 Ellenoff Grossman & Schole LLP
ZOSANO PHARMA CORP S-1 Foley Hoag LLP
LA JOLLA PHARMACEUTICAL CO LJPCD S-3 Nasdaq Gibson, Dunn & Crutcher LLP
ULTRAGENYX PHARMACEUTICAL INC. RARE S-1 Nasdaq Gibson, Dunn & Crutcher LLP
CYBER-ARK SOFTWARE LTD. F-1 Goodwin Procter LLP
LAMAR ADVERTISING REIT CO S-4 Goodwin Procter LLP
REVO BIOLOGICS, INC. GTCB S-1 Nasdaq Goodwin Procter LLP
MACROCURE LTD. F-1 Nasdaq Gornitzky & Co.
CUR MEDIA, INC. DUSR S-1 OTC Gottbetter & Partners, LLP
CNH CAPITAL RECEIVABLES LLC S-3 Greenberg Traurig, LLP
TOBIRA THERAPEUTICS, INC. S-1 Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-4 Nasdaq Hinckley, Allen & Snyder LLP
IMMUNE DESIGN CORP. S-1 Hogan Lovells US LLP
TOWNSQUARE MEDIA, LLC S-1 Kirkland & Ellis LLP
VWR CORP S-1 Kirkland & Ellis LLP
EL POLLO LOCO HOLDINGS, INC. S-1 Latham & Watkins LLP
INTERSECT ENT, INC. S-1 Latham & Watkins LLP
LANTHEUS HOLDINGS, INC. S-1 Latham & Watkins LLP
TOBIRA THERAPEUTICS, INC. S-1 Latham & Watkins LLP
UNIVAR INC. S-1 Latham & Watkins LLP
AUSPEX PHARMACEUTICALS, INC. ASPX S-1 Nasdaq Latham & Watkins LLP
REVO BIOLOGICS, INC. GTCB S-1 Nasdaq Latham & Watkins LLP
ULTRAGENYX PHARMACEUTICAL INC. RARE S-1 Nasdaq Latham & Watkins LLP
SPIRIT INTERNATIONAL, INC. S-1 Law Office of Harold P. Gewerter, Esq., Ltd.
FLASTER CORP. S-1 Law Offices of Jonathan D. Strum
ZOSANO PHARMA CORP S-1 Lowenstein Sandler LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-4 Nasdaq Luse Gorman Pomerenk & Schick P.C.
CEF EQUIPMENT HOLDING LLC S-3 Mayer Brown LLP
VIDARA THERAPEUTICS INTERNATIONAL LTD S-4 Mayer Brown LLP
CYBER-ARK SOFTWARE LTD. F-1 Meitar Liquornik Geva Leshem Tal
MACROCURE LTD. F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
WOODSIDE HOMES, INC. S-1 Milbank, Tweed, Hadley & McCloy LLP
MALIBU BOATS, INC. S-1 Nasdaq Morrison & Foerster LLP
CYBER-ARK SOFTWARE LTD. F-1 Naschitz, Brandes, Amir & Co.
MIND SOLUTIONS INC. VOISD S-1 OTC Norman T. Reynolds Law Firm, P.C.
MALIBU BOATS, INC. S-1 Nasdaq O’Melveny & Myers LLP
TIXFI INC. S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
QEP FIELD SERVICES CO 10-12B QEP Field Services Company
MARATHON PATENT GROUP, INC. MARA S-1 OTC Sichenzia Ross Friedman Ference LLP
WOODSIDE HOMES, INC. S-1 Simpson Thacher & Bartlett LLP
EL POLLO LOCO HOLDINGS, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
GREEN BANCORP, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
TERRAPIN 3 ACQUISITION CORP S-1 Skadden, Arps, Slate, Meagher & Flom LLP
MACROCURE LTD. F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
NEW MOUNTAIN FINANCE CORP NMFC N-2 NYSE Sutherland Asbill & Brennan LLP
MONEYGRAM PAYMENT SYSTEMS INC S-3 Vinson & Elkins L.L.P.
TRANSOCEAN PARTNERS LLC S-1 Vinson & Elkins L.L.P.
VORNADO SPINCO 10-12B Vornado SpinCo
LANTHEUS HOLDINGS, INC. S-1 Weil, Gotshal & Manges LLP
ADAMIS PHARMACEUTICALS CORP ADMP S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin, Law Corp.
CYBER-ARK SOFTWARE LTD. F-1 White & Case LLP
MACROCURE LTD. F-1 Nasdaq White & Case LLP
ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE FUND N-2 Willkie Farr & Gallagher LLP
SPEED COMMERCE, INC. SPDC S-3 Nasdaq Winthrop & Weinstine, P.A.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPO Underwriters of the Week: June 23 – June 27

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.

VDR_PPC_EMAIL

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3+
TOBIRA THERAPEUTICS, INC. S-1 BMO Capital Markets Corp. JMP Securities LLC Oppenheimer & Co. / Nomura Securities International, Inc.
LANTHEUS HOLDINGS, INC. S-1 Citigroup Global Markets Inc. Jefferies LLC RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
MACROCURE LTD. F-1 Credit Suisse Securities (USA) LLC Jefferies LLC Oppenheimer & Co. Inc. / Nomura Securities International, Inc.
TERRAPIN 3 ACQUISITION CORP S-1 Deutsche Bank Securities
UNIVAR INC. S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC / Jefferies LLC / Morgan Stanley & Co. LLC
ENVISION HEALTHCARE HOLDINGS, INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc.
INTERSECT ENT, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Leerink Partners LLC / Wedbush Securities Inc.
ULTRAGENYX PHARMACEUTICAL INC. S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Cowen and Company, LLC / Robert W. Baird & Co. Inc.
CYBER-ARK SOFTWARE LTD. F-1 J.P. Morgan Securities LLC Deutsche Bank Securities Inc. Barclays Capital Inc. / William Blair & Company, L.L.C. / Nomura Securities International, Inc. / Oppenheimer & Co. Inc.
IMMUNE DESIGN CORP. S-1 Jefferies LLC Leerink Partners LLC Wells Fargo Securities, LLC
AFFIMED THERAPEUTICS B.V. F-1 Jefferies LLC Leerink Partners LLC BMO Capital Markets Corp. / Trout Capital LLC
EL POLLO LOCO HOLDINGS, INC. S-1 Jefferies LLC Morgan Stanley & Co. LLC Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc.
VWR CORP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. J.P. Morgan Securities LLC / Barclays Capital Inc. / Deutsche Bank Securities Inc.
TOWNSQUARE MEDIA, LLC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC RBC Capital Markets, LLC / Guggenheim Securities, LLC / Macquarie Capital (USA) Inc.
TRANSOCEAN PARTNERS LLC S-1 Morgan Stanley & Co. LLC Barclays Capital Inc.
REVO BIOLOGICS, INC. S-1 Piper Jaffray & Co. Guggenheim Securities, LLC Roth Capital Partners, LLC
MIND SOLUTIONS INC. S-1 Premier Venture Partners, LLC
MALIBU BOATS, INC. S-1 Raymond James & Associates, Inc. Wells Fargo Securities, LLC
GREEN BANCORP, INC. S-1 Sandler O’Neill + Partners, L.P. Jefferies LLC J.P. Morgan Securities LLC / RBC Capital Markets, LLC / Keefe, Bruyette & Woods, Inc.
AUSPEX PHARMACEUTICALS, INC. S-1 Stifel, Nicolaus & Company, Inc. BMO Capital Markets Corp. Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Ladenburg Thalmann & Co. Inc.
ZOSANO PHARMA CORP S-1 Wedbush Securities Inc. Ladenburg Thalmann & Co. Inc. Roth Capital Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

New Practice Group from Vintage Guides Clients with Shareholder Communications Solutions

“Corporate Services” brings intelligent value to investor relations at Emerging Growth and Small-cap companies

NEW YORK, June 27, 2014 / PR Newswire / — Vintage, a division of PR Newswire, today announced the expansion of their Vintage offerings to include Corporate Services, a practice area providing customized investor relations solutions for small-cap and emerging growth companies (EGC). The establishment of this new practice group within Vintage follows the company’s recent rebranding announcement.

The inclusion of investor relations services along with Vintage’s regulatory compliance services – IPO registration, XBRL, EDGAR and financial print – creates the industry’s first turnkey, intelligent value for public companies: beginning with their experience as a pre-IPO organization well into their maturity as a public equity.

PIGGY_BANKS_IRO_imbalanced5

Click to enlarge

According to a recent industry report from Rivel Research, small-cap companies spend 42% of their total investor relations budget with outside service providers, compared to the 18% allocation that large companies spend. For many smaller companies, the investor relations function is still viewed as a cost center and within these companies, whose average annual spend on external IR services is $130,000, budgets cuts are a constant concern. These financial pressures mandate that companies spend as intelligently as possible.

Vintage’s investor relations solutions cover multiple aspects of transparent shareholder communications, and are built to fit EGC, small- and mid-cap company requirements:

  • Investor relations websites
  • Earnings webcasting and conference calls
  • Media and news disclosure
  • Analyst-targeted distribution
  • Virtual Data Rooms
  • Rich media content creation
  • Annual report production and online distribution

“Emerging growth and small-cap companies have two related challenges – they are overlooked by Wall Street and underserved by the shareholder communications firms that support the industry,” said Liam Power, President of Vintage. “We’re helping our current Vintage regulatory compliance clients by bundling and integrating investor relations solutions into our Corporate Services practice, giving clients a toolset that can increase the presence of their financial brand while eliminating redundant, wasteful workflow tasks.”

One key example of the importance of shareholder communications, as reported in the 2014 “How Investors Consume Investor Relations Content” study, is that 70% of investors reported they will not take a position in a stock if the company does not have an investor relations website. “It is our goal to remove the barriers to capital for all our clients. For smaller companies, this includes offering a fee structure that is  balanced with their needs for shareholder communications,” continued Power. “That is how we define intelligent value.”

Vintage has released three new regulatory compliance and shareholder communications packages expressly for EGC and small-cap companies.

For detailed information:  http://www.thevintagegroup.com/contact-us/

###

About Vintage

Vintage, a PR Newswire division, is a top-three provider of full-service regulatory compliance and shareholder communications services, delivered across our three practice areas: Capital Markets, Corporate Services and Institutional & Fund Services.

Founded in 2002 and acquired by PR Newswire in 2007, Vintage has evolved to become the industry’s intelligent value choice. We deliver a flexible balance of people, facilities and technology to ensure that regulatory compliance and shareholder communications processes are efficient, transparent and painless. Services include IPO registrations, transactions, virtual data rooms, EDGAR & XBRL filing, typesetting, financial printing and investor relations websites. www.thevintagegroup.com

About PR Newswire

PR Newswire (www.prnewswire.com) is the premier global provider of multimedia platforms that enable marketers, corporate communicators, sustainability officers, public affairs and investor relations officers to leverage content to engage with all their key audiences. Having pioneered the commercial news distribution industry 60 years ago, PR Newswire today provides end-to-end solutions to produce, optimize and target content — from rich media to online video to multimedia — and then distribute content and measure results across traditional, digital, mobile and social channels. Combining the world’s largest multi-channel, multi-cultural content distribution and optimization network with comprehensive workflow tools and platforms, PR Newswire enables the world’s enterprises to engage opportunity everywhere it exists. PR Newswire serves tens of thousands of clients from offices in the Americas, Europe, Middle East, Africa and the Asia-Pacific region, and is a UBM plc company. www.prnewswire.com

Media Contact:

Bradley H. Smith
Director of Marketing, IR and Compliance Services
PR Newswire & Vintage
+1 201.947.7157
bradley.smith@prnewswire.com

Vintage’s Evan Scharf Joins XBRL Dignitaries at White House Briefing

Last week, members of the Data Transparency Coalition had the honor of meeting (in the White House!) with the US Chief Technology Officer, Todd Park, to share their knowledge about XBRL and its upcoming role in the DATA Act.

Evan Scharf, Vice President of XBRL Services (far left) visits the West Wing with The Data Transparency Coalition members.

Evan Scharf, Vice President of XBRL Services (far left) visits the West Wing
with The Data Transparency Coalition members.

The DATA Act is the nation’s first legislative regulation for data transparency, mandating the uniform “tagging” of federal spending thus requiring the Department of the Treasury and the White House Office of Management and Budget to transform spending from disconnected documents into open, standardized data and to publish that data online.

Sound familiar? ( The answer is yes, it’s XBRL)

The group of XBRL industry leaders were invited to roundtable their expertise and insights on the implementation of accounting standards. Those of us working the corporate side of XBRL are keenly aware that success depends on focusing on what matters: the push for XBRL qualityCertainly, the DATA Act cements the overall (and continuing) economic drive for accounting standards and transparency.

At the meeting, key milestones were discussed to develop a blueprint that will establish common definitions of data elements that support reporting by governmental agencies plus provide foundation for the data’s taxonomy:

  • Establish Data Standards (data exchange) Team
  • Kick‐off planning meeting w/ contractor (detailed project plan, scope, and methodology)
  • Identify up to three pilot agencies (intelligent data)
  • Conduct pilot w/ Fiscal Service bureau‐level data to demonstrate data linkages & visualizations
  • Classify data elements and identify master data elements
  • Develop and map United States Standard General Ledger(USSGL) taxonomy and financial reporting taxonomy using XBRL
  • Consult with Industry
  • Develop reporting templates including business rules and validation templates
  • Complete agency pilots
  • Document and present the prototype pilot
  • Issue data exchange standards
  • Issue on standards (definitions) on Federal Funding Accountability and Transparency Act (FFATA) data elements
  • Establish concept of operations for data standards governance framework
  • Develop detailed agency roll‐out plan

Many thanks to The Data Transparency Coalition for Vintage’s presence in this important bipartisan path.

Have a great day.

IPOs and Transactions: June 16 – June 20

There were 67 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Armada Water Assets Inc. w/ Loeb & Loeb LLP and Fox Rothschild LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

LAW-email_Vannoince

Registrant Symbol Form Exchange Law firm / Advisor
CATCHMARK TIMBER TRUST, INC. CTT S-3 NYSE Alston & Bird LLP
JONES LANG LASALLE INCOME PROPERTY TRUST, INC. S-11 Alston & Bird LLP
SOUTHSIDE BANCSHARES INC SBSI S-4 Nasdaq Alston & Bird, LLP
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Andrews Kurth LLP
FIRST POTOMAC REALTY TRUST FPO S-3 NYSE Arnold & Porter LLP
ATHLON ENERGY INC. S-1 NYSE Baker Botts L.L.P.
PARKER DRILLING CO /DE/ PKD S-4 NYSE Baker Botts L.L.P.
SHELL MIDSTREAM PARTNERS, L.P. S-1 Baker Botts L.L.P.
VTTI ENERGY PARTNERS LP F-1 Baker Botts L.L.P.
STONEMOR PARTNERS LP STON S-3 NYSE Blank Rome LLP
IRONSHORE INC. S-1 Cahill Gordon & Reindel LLP
OAXACA RESOURCES CORP S-1 Cane Clark LLP
ATARA BIOTHERAPEUTICS, INC. S-1 Cooley LLP
ATD CORP S-1 Cravath, Swaine & Moore LLP
ATARA BIOTHERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
VALLEY NATIONAL BANCORP VLY S-4 Nasdaq Day Pitney LLP
EFLO ENERGY, INC. EFLO S-1 OTC Denton US, LLP
INNOCOLL GMBH F-1 Dentons US LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
INVENTURE FOODS, INC. SNAK S-3 Nasdaq DLA Piper LLP
TRUPANION INC. S-1 DLA Piper LLP
CHS INC CHSCO S-3 Nasdaq Dorsey & Whitney LLP
CARMIKE CINEMAS INC CKEC S-4 Nasdaq Eaton & Van Winkle LLP
MARIN SOFTWARE INC MRIN S-3 NYSE Fenwick & West LLP
TRUPANION INC. S-1 Fenwick & West LLP
ARMADA WATER ASSETS INC S-1 Fox Rothschild LLP
EROS INTERNATIONAL PLC EOITF F-1 NYSE Gibson, Dunn & Crutcher LLP
MITU RESOURCES INC. S-1 Glenn & Glenn
INNOCOLL GMBH F-1 Goodwin Procter LLP
SAGE THERAPEUTICS, INC. S-1 Goodwin Procter LLP
VALLEY NATIONAL BANCORP VLY S-4 Nasdaq Gunster, Yoakley & Stewart, P.A.
C WOLTERS CONSULTANTS INC S-1 Harold P. Gewerter, Esq.
EFLO ENERGY, INC. EFLO S-1 OTC Hart & Hart, LLC
SOUTHSIDE BANCSHARES INC SBSI S-4 Nasdaq Haynes and Boone, LLP
IRONSHORE INC. S-1 Hogan Lovells US LLP
URANIUM RESOURCES INC /DE/ URRE S-3 Nasdaq Hogan Lovells US LLP
DCP MIDSTREAM PARTNERS, LP DPM S-3 NYSE Holland & Hart LLP
KNOLOGY BROADBAND INC S-4 Honigman Miller Schwartz and Cohn LLP
DISTANT VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
FALL VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
PRETTY VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SEA VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SPRING VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SUMMER VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
SURPRISE VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
WINTER VALLEY ACQUISITION CORP 10-12G James Cassidy, Esq.
IRADIMED CORP S-1 Nasdaq K&L Gates LLP
FORD CREDIT AUTO LEASE TWO LLC S-3 Katten Muchin Rosenman LLP
CARMIKE CINEMAS INC CKEC S-4 Nasdaq King & Spalding LLP
NRG YIELD, INC. NYLD S-1 NYSE Kirkland & Ellis LLP
VINCE HOLDING CORP. VNCE S-1 NYSE Kirkland & Ellis LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Kramer Levin Naftalis & Frankel LLP
ATHLON ENERGY INC. S-1 NYSE Latham & Watkins LLP
CONTINENTAL RESOURCES, INC CLR S-4 NYSE Latham & Watkins LLP
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Latham & Watkins LLP
NRG YIELD, INC. NYLD S-1 NYSE Latham & Watkins LLP
SMART & FINAL STORES, INC. S-1 Latham & Watkins LLP
VTTI ENERGY PARTNERS LP F-1 Latham & Watkins LLP
ENZYME
BIOSYSTEMS
ENZBE S-1 OTC Law Offices of Thomas C. Cook, Ltd.
ARMADA WATER ASSETS INC S-1 Loeb & Loeb, LLP
CENTER BANCORP INC CNBC S-3 Nasdaq Lowenstein Sandler LLP
FNB CORP/FL/ FNB S-4 NYSE Luse Gorman Pomerenk & Schick, P.C.
MOBILEYE N.V. F-1 Mobileye N.V.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Morgan Law.co
MOBILEYE N.V. F-1 Morrison & Foerster LLP
PLYMOUTH INDUSTRIAL REIT INC. S-11 Morrison & Foerster LLP
NATIONWIDE LIFE INS CO S-1 Nationwide Life Insurance Company
EROS INTERNATIONAL PLC EOITF F-1 NYSE O’Melveny & Myers LLP
PLYMOUTH INDUSTRIAL REIT INC. S-11 Patton Boggs (US) LLP
IRADIMED CORP S-1 Nasdaq Procopio, Cory, Hargreaves & Savitch LLP
SMART & FINAL STORES, INC. S-1 Proskauer Rose LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq Pryor Cashman LLP
FNB CORP/FL/ FNB S-4 NYSE Reed Smith LLP
ATD CORP S-1 Ropes & Gray LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Ropes & Gray LLP
OCULAR THERAPEUTIX, INC S-1 Ropes & Gray LLP
SAGE THERAPEUTICS, INC. S-1 Ropes & Gray LLP
CALPIAN, INC. CLPI S-1 OTC Sichenzia Ross Friedman Ference LLP
GENIUS BRANDS INTERNATIONAL, INC. GNUS S-1 OTC Sichenzia Ross Friedman Ference LLP
PROSHARES TRUST II CROC S-3 NYSE Sidley Austin LLP
BRYN MAWR BANK CORP BMTC S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
FOX FACTORY HOLDING CORP S-1 Nasdaq Simpson Thacher & Bartlett LLP
VINCE HOLDING CORP. VNCE S-1 NYSE Simpson Thacher & Bartlett LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
MOBILEYE N.V. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
NEW SENIOR INVESTMENT GROUP INC. 10-12B Skadden, Arps, Slate, Meagher & Flom LLP
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. VRX S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FOX FACTORY HOLDING CORP S-1 Nasdaq Squire Patton Boggs (US) LLP
FUSION TELECOMMUNICATIONS INTERNATIONAL INC FSNND S-3 Nasdaq Steven I. Weinberger, P.A.
BRYN MAWR BANK CORP BMTC S-4 Nasdaq Stradley Ronon Stevens & Young, LLP
FCB FINANCIAL HOLDINGS, INC. S-1 Sullivan & Cromwell LLP
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. VRX S-4 NYSE Sullivan & Cromwell LLP
NUZEE, INC. NUZE S-1 OTC Synergen Law Group, APC
GLOBALSTAR, INC. GSAT S-3 NYSE Taft Stettinius & Hollister LLP
SHELL MIDSTREAM PARTNERS, L.P. S-1 Vinson & Elkins L.L.P.
RAYONIER ADVANCED MATERIALS INC. S-3 Wachtell, Lipton, Rosen & Katz
RICEBRAN TECHNOLOGIES RIBT S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin Law Corp.
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OCULAR THERAPEUTIX, INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
CENTER BANCORP INC CNBC S-3 Nasdaq Windels Marx Lane & Mittendorf LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

x

 

IPO Underwriters of the Week: June 16 – June 20

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.

VDR_PPC_EMAIL

Registant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ARMADA WATER ASSETS INC S-1 Aegis Capital Corp.
ATARA BIOTHERAPEUTICS, INC. S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Jefferies LLC
ATD CORP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. / Barclays Capital Inc. / J.P. Morgan Securities LLC / UBS Securities LLC / TPG Capital BD, LLC / RBC Capital Markets, LLC / SunTrust Robinson Humphrey, Inc.
ATHLON ENERGY INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co.
EROS INTERNATIONAL PLC F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC
FCB FINANCIAL HOLDINGS, INC. S-1 Deutsche Bank Securities, Inc. JPMorgan Chase BofA Merrill Lynch / UBS Investment Bank
FOX FACTORY HOLDING CORP S-1 Merrill Lynch, Pierce Fenner & Smith Inc. Robert W. Baird & Co. Inc. William Blair & Company, L.L.C. / Piper Jaffray & Co. / SunTrust Robinson Humphrey, Inc. / CJS Securities Inc.
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Morgan Stanley & Co. LLC Barclays Capital Inc.
INNOCOLL GMBH F-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. JMP Securities LLC
IRADIMED CORP S-1 Roth Capital Partners, LLC Monarch Capital Group, LLC
IRONSHORE INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. UBS Securities LLC
KARYOPHARM THERAPEUTICS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC JMP Securities LLC / Wedbush Securities Inc. / Oppenheimer & Co. Inc.
MOBILEYE N.V. F-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC
NRG YIELD, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc.
OCULAR THERAPEUTIX, INC S-1 Morgan Stanley & Co. LLC Cowen and Company, LLC RBC Capital Markets, LLC / Oppenheimer & Co. Inc.
SAGE THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. Leerink Partners LLC / Canaccord Genuity Inc.
SHELL MIDSTREAM PARTNERS, L.P. S-1 Barclays Capital Inc. Citigroup Global Markets Inc.
SMART & FINAL STORES, INC. S-1 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / Barclays Capital Inc.
TRUPANION INC. S-1 RBC Capital Markets, LLC Barclays Capital Inc. Stifel, Nicolaus & Company, Inc. / Canaccord Genuity Inc. / Cowen and Company, LLC
VINCE HOLDING CORP. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Robert W. Baird & Co. Inc. Goldman, Sachs & Co. / Barclays Capital Inc. / J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / KeyBanc Capital Markets Inc. / Stifel, Nicolaus & Company, Inc. /  William Blair & Company, L.L.C.
VTTI ENERGY PARTNERS LP F-1 Citigroup Global Markets Inc. J.P. Morgan Securities LLC.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

More IPOs with smaller offerings endorse the demand for intelligent value

A Morrison Foerster Jobs Act blog highlighted some trends that certainly reflect what we note here at Vintage. IPO pricings are leaner and the companies’ subsequent budgets are smaller too – thus the demand for intelligent value.

From Morrison Foerster:

IPO market activity has recently returned to levels not seen since before the financial crisis. With 70 IPOs in the first quarter and 114 IPOs year-to-date, 2014 is off to the fastest start since 2000 and is on pace to finish with nearly 300 IPOs, which would be the highest annual total in 14 years. An important trend is that the average offering size has decreased in recent years. Thus far in 2014, the average IPO size is approximately $181.7 million, which is the lowest average in the past seven years.

In the chart below, the green line is the average size of that year’s offering in millions. The blue line is the actual count of IPOs within that year. More IPOs with smaller offerings is the trend. (The light blue line is 2014 projected.)

IPODEALS

The belief that companies are “flush with cash” during the IPO process is now false, especially for micro and small-caps. Furthermore, all companies (regardless of capitalization) are more transparent and accountable than ever: the excess of mahogany conference rooms and front row seats are scrutinized… as they should be. 

To guide our clients, we created three distinct transaction models to meet the increasing agile workflow of registration drafting. 1.) Traditional in-house at one of our offices, 2.) on-site at a client selected location and 3.) 100% virtual including a virtual data room. Which workflow fits best has many influences including complexity of the offering, travel abilities, pre-drafting organization and certainly budget. Those factors sculpt the intelligent value.

Have a great day.