Last week’s IPOs and Transactions

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Rick’s Cabaret International Inc. w/ Axelrod, Smith & Kirshbaum PC, Jrsis Health Care Corp. w/ William D. O’Neal ESQ. and Infinity Core Alternative Fund w/ Drinker Biddle & Reath LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Type Exchange Law firm / Advisor
CARROLS CORP S-3 Akerman LLP
AVISTA CORP AVA S-4 NYSE Alaska Energy and Resources Company
RECURSOS QUELIZ, INC. S-1 American Corporate Enterprises
RICKS CABARET INTERNATIONAL INC RICK S-3 Nasdaq Axelrod, Smith & Kirshbaum, P.C.
GRIFFIN CAPITAL ESSENTIAL ASSET REIT II, INC. S-11 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
WEST BANCORPORATION INC WTBA S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
VIRTUAL SOURCING, INC. S-1 Bart and Associates LLC
RECURSOS QUELIZ, INC. S-1 Booth Udall Fuller
BROOKFIELD MLP & ENERGY INFRASTRUCTURE INCOME FUND INC. N-2 Brookfield Investment Management Inc.
NUTRANOMICS, INC. NNRX S-1 OTC Brunson Chandler & Jones, PLLC
LVB ACQUISITION, INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
QUOTIENT LTD S-1 Nasdaq Clifford Chance US LLP
CONTINENTAL RAIL CORP S-1 Continental Rail Corp.
ADAMAS PHARMACEUTICALS INC S-1 Cooley LLP
CRITEO S.A. CRTO F-1 Nasdaq Cooley LLP
REGULUS THERAPEUTICS INC. RGLS S-3 Nasdaq Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Cravath, Swaine & Moore LLP
ADAMAS PHARMACEUTICALS INC S-1 Davis Polk & Wardwell LLP
IKANG HEALTHCARE GROUP, INC. F-1 Davis Polk & Wardwell LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-1 Nasdaq Davis Polk & Wardwell LLP
APPLIED OPTOELECTRONICS, INC. AAOI S-1 Nasdaq DLA Piper LLP
INFINITY CORE ALTERNATIVE FUND N-2 Drinker Biddle & Reath LLP
CORIUM INTERNATIONAL, INC. S-1 Fenwick & West LLP
INTERLINE BRANDS, INC./DE S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
QUOTIENT LTD S-1 Nasdaq Gibson, Dunn & Crutcher LLP
GLOBAL HEALTH TECHNOLOGIES INC S-1 Global Health Technologies Inc.
FIVE9, INC. S-1 Goodwin Procter LLP
OPOWER, INC. S-1 Goodwin Procter LLP
PRUCO LIFE OF NEW JERSEY VARIABLE CONTRACT REAL PROPERTY ACC S-1 Goodwin Procter LLP
PRUCO LIFE VARIABLE CONTRACT REAL PROPERTY ACCOUNT S-1 Goodwin Procter LLP
ALIMERA SCIENCES INC ALIM S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
PERLOWIN DEVELOPMENT CORP. S-1 Harold Gewerter, Esq.
PURPLEREAL.COM CORP. S-1 Harrison Law, P.A.
SM ENERGY CO SM S-4 NYSE Holland & Hart LLP
FIVE9, INC. S-1 Jones Day
CRITEO S.A. CRTO F-1 Nasdaq Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
KEYSIGHT TECHNOLOGIES, INC. 10-12B Keysight Technologies, Inc.
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-1 Nasdaq Kirkland & Ellis LLP
CORIUM INTERNATIONAL, INC. S-1 Latham & Watkins LLP
CRITEO S.A. CRTO F-1 Nasdaq Latham & Watkins LLP
SPORTSMAN’S WAREHOUSE HOLDINGS, INC. S-1 Nasdaq Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
EYE ON MEDIA NETWORK, INC. S-1 Law Office of Clifford J. Hunt, P.A.
PARAMOUNT GOLD & SILVER CORP. PZG S-3 NYSE LeClairRyan, PC
DARA BIOSCIENCES, INC. DARA S-3 Nasdaq Lowenstein Sandler LLP
CENTER BANCORP INC CNBC S-4 Nasdaq Lowenstein Sandler LLP
MERRIMACK PHARMACEUTICALS INC MACK S-3 Nasdaq Merrimack Pharmaceuticals, Inc.
DORIAN LPG LTD. F-1 Morgan, Lewis & Bockius LLP
AVISTA CORP AVA S-4 NYSE Morrison & Foerster LLP
SPORTSMAN’S WAREHOUSE HOLDINGS, INC. S-1 Nasdaq O’Melveny & Myers LLP
BROOKFIELD MLP & ENERGY INFRASTRUCTURE INCOME FUND INC. N-2 Paul Hastings LLP
HARBINGER GROUP INC. HRG S-4 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
SIMMONS FIRST NATIONAL CORP SFNC S-3 Nasdaq Quattlebaum, Grooms, Tull & Burrow PLLC
DORIAN LPG LTD. F-1 Seward & Kissel LLP
SERVICE CORPORATION INTERNATIONAL SCI S-4 NYSE Shearman & Sterling LLP
IKANG HEALTHCARE GROUP, INC. F-1 Simpson Thacher & Bartlett LLP
LVB ACQUISITION, INC. S-1 Simpson Thacher & Bartlett LLP
CARLYLE GROUP L.P. CG S-3 Nasdaq Simpson Thacher & Bartlett LLP
MOELIS & CO S-1 Skadden, Arps, Slate, Meagher & Flom LLP
CARLYLE GROUP L.P. CG S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Spidi & Fisch, PC
MOELIS & CO S-1 Sullivan & Cromwell LLP
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 Sutherland Asbill & Brennan LLP
TRIUMPH VENTURES CORP S-1 Thomas J. Craft, Jr., Esq.
RESOLUTE FOREST PRODUCTS INC. RFP S-4 NYSE Troutman Sanders LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Wachtell, Lipton, Rosen & Katz
ACADIA HEALTHCARE COMPANY, INC. ACHC S-4 Nasdaq Waller Lansden Dortch & Davis, LLP
JRSIS HEALTH CARE CORP S-1 William D. O’Neal, Esq.
INDOOR HARVEST CORP S-1 Williams Securities Law Firm, P.A.,
ACHILLION PHARMACEUTICALS INC ACHN S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CASELLA WASTE SYSTEMS INC CWST S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
MERRIMACK PHARMACEUTICALS INC MACK S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
OPOWER, INC. S-1 Wilson Sonsini Goodrich & Rosati, PC
APPLIED OPTOELECTRONICS, INC. AAOI S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
CENTER BANCORP INC CNBC S-4 Nasdaq Windels Marx Lane & Mittendorf LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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