Monthly Archives: March 2014

Master Limited Partnerships (MLP) Companies to Webcast Live, April 3rd at WealthManagement.com Investor Conference

Main Street and Wall Street investors to attend at RetailInvestorConferences.com

New York, NY, March 31, 2014 /PRNewswire/ — WealthManagement.com, working with PR Newswire and other organizations, today announced the agenda of the upcoming RetailInvestorConferences.com, the monthly online investor conference series. Individual investors, institutional investors and analysts are invited.

RIC_lobby

CLICK THE IMAGE to pre-register and save time: There is no fee for anyone to log-in, attend the live presentations and ask questions.

LINK: www.retailinvestorconferences.com > red “register/ watch event now” button

April 3rd Agenda: all times are Eastern standard

9:15 AM National Association of Publicly Traded Partnerships NAPTP Executive Director Keynote
10:00 AM Tortoise Capital Advisors LLC
10:45 AM CVR Partners, LP NYSE: UAN
11:30 PM EV Energy Partners LP NASDAQ: EVEP
12:15 PM StoneMor Partners LP NYSE: STON
1:00 PM MainGate MLP Fund OTC: AMLPX, MLCPX (as of 3/31/14) and IMLPX
1:45 PM OCI Partners LP NYSE: OCIP

MLPs are favored by many retail investors because they offer the affordability and liquidity of corporate stocks and bonds combined with the advantages of investing in a partnership. MLPs generally pay investors regular cash distributions, and many offer growth potential as well. There are more than 90 MLPs on the market, with the majority in industries related to energy and natural resources.

The next event is May 1st, 2014 — time slots are filling quickly: It is recommended that public companies book their preferred time slot now. Click here to email John Viglotti at PR Newswire. IR firms and PR firms are invited to contact Viglotti.

Planning calendar available: To facilitate investor relations scheduling and budgeting, a full calendar of Retail Investor Conferences.com dates is available at http://www.retailinvestorconferences.com/VRIC_calendar.html

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About RetailInvestorConferences.com

Since 2010, RetailInvestorConferences.com, created by BetterInvesting (NAIC)PR Newswire and MUNCmedia, has been the only monthly virtual investor conference series that provides an interactive forum for presenting companies to meet directly with retail investors using a graphically-enhanced online platform.

Designed to replicate the look and feel of location-based investor conferences, Retail Investor Conferences unites PR Newswire’s leading-edge online conferencing and investor communications capabilities with BetterInvesting’s extensive retail investor audience network.

Media Contacts:

Bradley H. Smith
Director of Marketing, IR and Compliance Services
PR Newswire
+1.201.947.7157
bradley.smith@prnewswire.com

IPOs and Transactions: March 24 – 28

There were 60 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc. w/ Shearman & Sterling LLP + Robinson Brog Leinwand Greene Genovese & Gluck PC, Icahn Enterprises LP w/ Proskauer Rose LLP and Pzena Investment Management Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
RCS CAPITAL CORP RCAP S-4 NYSE Akerman LLP
DOMINION MIDSTREAM PARTNERS, LP S-1 Andrews Kurth LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Bodman PLC
RCS CAPITAL CORP RCAP S-4 NYSE Bracewell & Giuliani LLP
BIOMET INC S-1 Cleary Gottlieb Steen & Hamilton LLP
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC N-2 Clifford Chance US LLP
ARIOSA DIAGNOSTICS, INC. S-1 Cooley LLP
IRIDIUM COMMUNICATIONS INC. IRDMU S-3 Nasdaq Cooley LLP
SYNDAX PHARMACEUTICALS INC S-1 Cooley LLP
CYRUSONE INC. CONE S-3 Nasdaq Cravath, Swaine & Moore LLP
ARIOSA DIAGNOSTICS, INC. S-1 Davis Polk & Wardwell LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Debevoise & Plimpton LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Debevoise & Plimpton LLP
VOXELJET AG VJET F-1 NYSE Dechert LLP
TUBEMOGUL INC S-1 DLA Piper LLP (US)
TUBEMOGUL INC S-1 Fenwick & West LLP
ACTAVIS PLC S-4 NYSE Forest Laboratories, Inc.
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
ADT CORP ADT S-4 NYSE Gibson, Dunn & Crutcher LLP
BOX INC S-1 Goodwin Procter LLP
MAPI – PHARMA LTD F-1 Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
MAPI – PHARMA LTD F-1 Haynes and Boone, LLP
IBERIABANK CORP IBKC S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
ACTINIUM PHARMACEUTICALS, INC. ATNM S-3 OTC Hiscock & Barclay, LLP
SYNDAX PHARMACEUTICALS INC S-1 Hogan Lovells US LLP
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Hunton & Williams LLP
RCS CAPITAL CORP RCAP S-4 NYSE Investors Capital Holdings, Ltd.
AXIALL CORP/DE/ AXLL S-4 NYSE Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
AFS SENSUB CORP. S-3 Katten Muchin Rosenman LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Kaufman & Canoles, P.C.
NORDSTROM INC JWN S-4 NYSE Lane Powell PC
ACTAVIS PLC S-4 NYSE Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC S-4 Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Latham & Watkins LLP
SIRVA INC S-1 Latham & Watkins LLP
NEMAURA MEDICAL INC. S-1 Loeb & Loeb LLP
CAPITAL ONE AUTO RECEIVABLES LLC S-3 Mayer Brown LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq McCarter & English, LLP
MILLENIA HOPE INC MLHI 10-12G Millenia Hope, Inc.
CADUS CORP KDUS S-1 OTC Morrison Cohen LLP
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
NORDSTROM INC JWN S-4 NYSE Nordstrom, Inc.
FORWARD INDUSTRIES INC FORD S-1 Nasdaq Olshan Frome Wolosky LLP
VOXELJET AG VJET F-1 NYSE Paul Hastings LLP
HOUGHTON MIFFLIN HARCOURT CO HMHC S-1 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
INUVO, INC. INUV S-3 NYSE Pearlman Schneider LLP
SOLITARIO EXPLORATION & ROYALTY CORP. XPL S-3 NYSE Polsinelli PC
ICAHN ENTERPRISES L.P. IEP S-4 Nasdaq Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-4 NYSE Proskauer Rose LLP
CBD ENERGY LTD YBD F-1 Reed Smith LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CARTER WILLIAM CO S-4 Ropes & Gray LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Ropes & Gray LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Ropes & Gray LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Ropes & Gray LLP
REALCO INTERNATIONAL, INC S-1 Securities Compliance Group, Ltd.
500.COM LTD WBAI F-1 NYSE Shearman & Sterling LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Shearman & Sterling LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Shearman & Sterling LLP
GEOSPATIAL CORP GSPH S-1 OTC Sherrard, German & Kelly, P.C.
RR DONNELLEY & SONS CO RRD S-3 Nasdaq Sidley Austin LLP
500.COM LTD WBAI F-1 NYSE Simpson Thacher & Bartlett
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Simpson Thacher & Bartlett LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Simpson Thacher & Bartlett LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Simpson Thacher & Bartlett LLP
PZENA INVESTMENT MANAGEMENT, INC. PZN S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TRIANGLE PETROLEUM CORP TPLM S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SPECTRUM PHARMACEUTICALS INC SPPI S-3 Nasdaq Stradling Yocca Carlson & Rauth
SOLAR CAPITAL LTD. SLRC N-2 Nasdaq Sutherland Asbill & Brennan LLP
SOLAR SENIOR CAPITAL LTD. SUNS N-2 Nasdaq Sutherland Asbill & Brennan LLP
SYNDAX PHARMACEUTICALS INC S-1 Syndax Pharmaceuticals, Inc.
PERNIX GROUP, INC. PRXG S-1 OTC Thompson Coburn LLP
CACHE INC CACH S-3 Nasdaq Thompson Hine LLP
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
DOMINION MIDSTREAM PARTNERS, LP S-1 Vinson & Elkins L.L.P.
ACTAVIS PLC S-4 NYSE Wachtell, Lipton, Rosen & Katz
PELICAN LANDING GOLF RESORT VENTURES INC S-4 WCI Communities, Inc.
SIRVA INC S-1 Weil, Gotshal & Manges LLP
CARTER WILLIAM CO S-4 William Carter Company
DURATA THERAPEUTICS, INC. DRTX S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
BOX INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
MAPI – PHARMA LTD F-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPO Underwriters of the Week: March 24 – 28

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and watch why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
MAPI – PHARMA LTD F-1 Aegis Capital Corp.
DOMINION MIDSTREAM PARTNERS, LP S-1 Barclays Capital Inc. Citigroup Global Markets Inc.
HOUGHTON MIFFLIN HARCOURT CO S-1 Barclays Capital Inc. Credit Suisse Securities (USA), LLC Morgan Stanley & Co. LLC
ELLINGTON RESIDENTIAL MORTGAGE REIT S-11 Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc.
SYNDAX PHARMACEUTICALS INC S-1 Deutsche Bank Securities Inc. Jefferies LLC JMP Securities LLC / Wedbush Securities Inc.
500.COM LTD F-1 Deutsche Bank Securities Inc. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. International PLC
BIOMET INC S-1 Goldman, Sachs & Co.
SEAWORLD ENTERTAINMENT, INC. S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC
ACTAVIS PLC S-4 J.P. Morgan
SERVICEMASTER GLOBAL HOLDINGS INC S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Goldman, Sachs & Co. / Morgan Stanley & Co. LLC
ARIOSA DIAGNOSTICS, INC. S-1 J.P. Morgan Securities LLC Citigroup Global Markets, Inc. Leerink Partners LLC / William Blair & Company, LLC
MERCURY PAYMENT SYSTEMS, INC. S-1 J.P. Morgan Securities LLC Barclays Capital Inc. Morgan Stanley & Co. LLC
WHEELER REAL ESTATE INVESTMENT TRUST, INC. S-11 Maxim Group LLC Newbridge Securities Corp.
HD SUPPLY HOLDINGS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC /  Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. /  Goldman, Sachs & Co.  / Morgan Stanley & Co. LLC / UBS Securities  LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co
KARYOPHARM THERAPEUTICS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC JMP Securities LLC / Wedbush Securities Inc. / Oppenheimer & Co. Inc.
TUBEMOGUL INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. RBC Capital Markets, LLC / BMO Capital Markets Corp. / Oppenheimer & Co. Inc.
ACTINIUM PHARMACEUTICALS, INC. S-3 MLV & Co. LLC
BOX INC S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC / BMO Capital Markets Corp. / Canaccord Genuity Inc. /  Pacific Crest Securities LLC / Raymond James & Associates, Inc. /  Wells Fargo Securities, LLC
SIRVA INC S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.
VOXELJET AG F-1 Piper Jaffray & Co. Citigroup Global Markets Ltd. Cowen and Company, LLC / Stephens Inc.
XG TECHNOLOGY, INC. S-1 Roth Capital Partners, LLC Feltl and Company, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

USA IR Awards 2014: PR Newswire congratulates clients (plus photos!)

The 19th annual USA IR Awards was last night. Sincere applause to ALL the nominated companies. We’d also like to send a little extra-special kudos to our clients that went home with an award.

  • Actavis
  • Allscripts Healthcare Solutions
  • Gigamon
  • Honeywell
  • Johnson & Johnson
  • L Brands
  • NextEra Energy
  • Tencent (China)
  • United States Steel

Here are a few snapshots, in random unlabeled order. Click on one to enlarge and download. Email Bradley.smith@prnewswire.com if you would like a high-resolution color photo.

Thank you once again to IR Magazine for creating such a great industry event! The band was excellent, BTW.

32 31 30 29 28 27 26 25 24 23 22 21 20 19 18 17 16 15 14 13 12 10 9 8 7 6 5 4 3 2 1 42 41 40 38 37 36 35 33 34

 

IR should not “engage” in social media

It’s been a full year since the SEC released new Regulation Fair Disclosure guidance in regard to social media. Oversimplified, on April 3, 2013, the SEC stated that social media distribution is at legal disclosure par with the other distribution methods.

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Needless to say, the new guidance has not created a watershed, transformational or disruptive event. The year has given us a few examples, both pro and con, of investor relations departments branching out in social media. That’s very good, because social media is how millions of people work and play online. Undeniable.

And that brings us back to the title of this blog: IR should not “engage” in social media. Obviously, the key word to focus on is engage. Its a great word for marketing, an excellent word for sales – but it is an unrealistic social media word for investor relations. It indicates interaction and dialog. As this survey shows, unrealistic.

IR should broadcast in social media. Get your news into the stream broadly and non-selectively. Especially StockTwits and Twitter. You don’t need to participate in any conversations, but you certainly should enable conversations amongst the Cashtaggers - the hipster name for investors who discuss stocks in StockTwits and Twitter. Let the Cashtaggers engage about your company.

Also, stop looking for IR social media ROI. IR won’t find any that fits into the current investor relations success metrics. Another suggestion is don’t expect to find your targeted institutional investors or analysts in the stream. Privacy and intellectual (trade) property is their DNA. Institutional investors and portfolio managers don’t file their SEC 13-Fs until the last possible moment… they sure as heck are not going to tweet “I’m long on $XYZ.” (BTW, the Carl Icahn “single tweet” example is a predatory marketing example, not a capital markets example)

End game: What is IR to do?

  • Automate your press releases to distribute into StockTwits and Twitter. This automation mitigates RegFD risk.
  • Always use your cashtag in your posts.
  • Ask your PR team to use your cashtag in their posts.
  • Unless you have important market moving news, don’t fill your brain with monitoring your cashtag. It will be meaningless and will make you dislike social media even more. Mostly, you’ll see quick bits from day traders.
  • Don’t pepper your social media with personal quips or interesting articles. Social media is an SEC recognized disclosure channel and anything your post will be dissected by the SEC and predatory investors looking for hints. Set the precedent with investors “this is all news.”
Click image to get our "How to" IR & social media whitepaper

Click image to get our “How to” IR & social media whitepaper

That last point is a little gray, especially for small and microcaps. Social media could be used strategically as an important channel to Cashtaggers / day-traders, an important source of liquidity. Small and microcaps often fill the role of being their own “sell-side analysts,” but be wary – exactly as Yahoo Chat boards, these folks are not your friends, have zero interest in a relationship and are going to sell you at the first winning opportunity.

Social media is a mature media. By now, we all know what and where it excels and falters: that knowledge removes the risk. It is neither IR’s Holy Grail nor Black Plague: it is a distribution channel… a viable tile in the shareholder communications mosaic.

IR should broadcast in social media. Get your news into the stream broadly and non-selectively.

Have a great day.

USA IR Awards are this Thursday!

63 public companies are hoping to win at the 2014 USA IR Awards in NYC. Hosted and created by IR magazine, this annual Black Tie event highlights the success of IR as voted by investors.  We’re pleased to attend once again to celebrate our industry.

Take a look at previous years’ photos: 2012 & 2013.

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The companies up for awards in a variety of categories are:

  • 21st Century Fox
  • Actavis
  • Allscripts Healthcare Solutions
  • American Express
  • Antero Resources
  • Ares Capital
  • ASML (Netherlands)
  • Baidu (China)
  • BlackRock
  • CBS ‒ Leslie Moonves
  • Cerner ‒ Marc Naughton
  • CIT Group
  • Covidien
  • CR Bard ‒ Todd Garner
  • Danaher
  • Delta Air Lines
  • Discover Financial Services
  • Edison International
  • Facebook
  • Foundation Medicine
  • Gigamon
  • Google
  • Herbalife
  • Hercules Offshore
  • Honeywell
  • Intel
  • Jack in the Box
  • JB Hunt Transport Services
  • Johnson & Johnson
  • Kansas City Southern
  • L Brands
  • MedAssets
  • MercadoLibre (Argentina)
  • Monro Muffler Brake
  • NextEra Energy
  • Novo Nordisk (Denmark)
  • NRG Yield
  • NXP Semiconductor (Netherlands)
  • Ocwen Financial Corporation
  • Omnicom Group
  • Pentair
  • Petrobras (Brazil)
  • Prudential (UK)
  • PVH Corporation
  • Quanta Services
  • Roche Holding (Switzerland)
  • Ryder System
  • Samsung (Korea)
  • Sealed Air
  • Sirona Dental Systems
  • Sprint
  • Starbucks
  • Taiwan Semiconductor Manufacturing Company (Taiwan)
  • Telecom Argentina (Argentina)
  • Televisa (Mexico)
  • Tencent (China)
  • TIM Participacões (Brazil)
  • Time Warner
  • United Parcel Service
  • Visa
  • Werner Enterprises
  • WisdomTree Investments
  • Wright Medical Group

Good luck to them all (but extra good luck to our clients) !

Have a great day.

IPOs and Transactions: March 17 – 21

There were 56 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Genspera Inc. w/ Ellenoff Grossman & Schole LLP and Silvestre Law Group PC, Pioneer Power Solutions Inc. w/ Haynes and Boone LLP and Signal Genetics LLC w/ Blank Rome LLP and Reed Smith LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

CLICK HERE

Registrant Symbol Form Exchange Law firm / advisor
KITE REALTY GROUP TRUST KRG S-4 NYSE Alston & Bird LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-3 Nasdaq Alston & Bird LLP
GALECTIN THERAPEUTICS INC GALT S-3 Nasdaq Arnall Golden Gregory LLP
AUSCRETE CORP 10-12B Auscrete Corporation
CORNERSTONE PROGRESSIVE RETURN FUND CFP N-2 NYSE Blank Rome LLP
SIGNAL GENETICS LLC S-1 Nasdaq Blank Rome LLP
TOP SHIPS INC. TOPS F-1 Nasdaq Blank Rome LLP
GULFSLOPE ENERGY, INC. GSPE S-1 OTC Brewer & Pritchard, P.C.
ENTEGRA FINANCIAL CORP. S-1 Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.
CHESAPEAKE OILFIELD OPERATING LLC 10-12B Chesapeake Oilfield Services
KONARED CORP KRED S-1 OTC Clark Wilson LLP
ALDER BIO-PHARMACEUTICALS INC S-1 Cooley LLP
GLOBEIMMUNE INC GBIM S-1 Cooley LLP
PRESBIA PLC S-1 Covington & Burling LLP
COMCAST CORP CMCSA S-4 Nasdaq Davis Polk & Wardwell LLP
MURPHY USA INC. MUSA S-4 NYSE Davis Polk & Wardwell LLP
SPROUTS FARMERS MARKET, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Dover Dixon Horne PLLC
GENSPERA INC GNSZ S-1 OTC Ellenoff Grossman & Schole LLP
LABSTYLE INNOVATIONS CORP. DRIO S-1 OTC Ellenoff Grossman & Schole LLP
VEEVA SYSTEMS INC VEEV S-1 NYSE Fenwick & West LLP
MOMENTOUS ENTERTAINMENT GROUP INC S-1 Frank J. Hariton, Attorney-at-Law
MELA SCIENCES, INC. /NY MELA S-3 Nasdaq Golenbock Eiseman Assor Bell & Peskoe LLP
FOUNDATION MEDICINE, INC. FMI S-1 Nasdaq Goodwin Procter LLP
VEEVA SYSTEMS INC VEEV S-1 NYSE Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
US-NOBEL PRIMARY EDUCATION DEVELOPMENT INT’L, INC. S-1 Harold P. Gewerter, Esq.
TOMPKINS FINANCIAL CORP TMP S-3 NYSE Harris Beach PLLC
PIONEER POWER SOLUTIONS, INC. PPSI S-3 Nasdaq Haynes and Boone, LLP
KITE REALTY GROUP TRUST KRG S-4 NYSE Hogan Lovells US LLP
SUNSHINE HEART, INC. SSH S-3 Nasdaq Honigman Miller Schwartz and Cohn LLP
FRAGMENTED INDUSTRY EXCHANGE INC S-1 Indeglia & Carney
NEUBERGER BERMAN MULTI-MANAGER INCOME FUND INC. N-2 K&L Gates LLP
ZBB ENERGY CORP ZBB S-3 NYSE K&L Gates LLP
ACCUSHARES COMMODITIES TRUST I S-1 Katten Muchin Rosenman LLP
RAND LOGISTICS, INC. RLOG S-3 Nasdaq Katten Muchin Rosenman LLP
ENTEGRA FINANCIAL CORP. S-1 Kilpatrick Townsend & Stockton LLP
HOMETRUST BANCSHARES, INC. HTBI S-4 Nasdaq Kilpatrick Townsend & Stockton, LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
AGILE THERAPEUTICS INC S-1 Latham & Watkins LLP
CORCEPT THERAPEUTICS INC CORT S-3 Nasdaq Latham & Watkins LLP
RELYPSA INC RLYP S-1 Nasdaq Latham & Watkins LLP
ATHERONOVA INC. AHRO S-1 OTC Loeb & Loeb LLP
BEL FUSE INC /NJ BELFA S-3 Nasdaq Lowenstein Sandler LLP
GLOBEIMMUNE INC GBIM S-1 Lowenstein Sandler LLP
PRESBIA PLC S-1 Lowenstein Sandler LLP
WIX.COM LTD. WIX F-1 Nasdaq Meitar Liquornik Geva Leshem Tal
NABORS INDUSTRIES INC S-4 Milbank, Tweed, Hadley & McCloy LLP
AGILE THERAPEUTICS INC S-1 Morgan, Lewis & Bockius LLP
SPROUTS FARMERS MARKET, INC. S-1 Nasdaq Morgan, Lewis & Bockius LLP
ARCH THERAPEUTICS, INC. ARTH S-1 OTC Morrison & Foerster LLP
WIX.COM LTD. WIX F-1 Nasdaq Naschitz, Brandes & Co., Advocates
58.COM INC. WUBA F-1 NYSE O’Melveny & Myers LLP
COMCAST CORP CMCSA S-4 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
KINDRED BIOSCIENCES, INC. KIN S-1 Nasdaq Proskauer Rose LLP
SIGNAL GENETICS LLC S-1 Nasdaq Reed Smith LLP
FOUNDATION MEDICINE, INC. FMI S-1 Nasdaq Ropes & Gray LLP
RELYPSA INC RLYP S-1 Nasdaq Ropes & Gray LLP
NORDIC AMERICAN OFFSHORE LTD. F-1 Seward & Kissel LLP
TOP SHIPS INC. TOPS F-1 Nasdaq Seward & Kissel LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Shumaker, Loop & Kendrick, LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC Sichenzia Ross Friedman Ference LLP
HOMETRUST BANCSHARES, INC. HTBI S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
GENSPERA INC GNSZ S-1 OTC Silvestre Law Group, P.C.
NORDIC AMERICAN OFFSHORE LTD. F-1 Simpson Thacher & Bartlett LLP
58.COM INC. WUBA F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TCP CAPITAL CORP. TCPC N-2 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ATHERONOVA INC. AHRO S-1 OTC Stradling Yocca Carlson & Rauth, P.C.
ATHERONOVA INC. AHRO S-1 OTC Stubbs Alderton & Markiles, LLP
ARTISAN PARTNERS ASSET MANAGEMENT INC. APAM S-1 NYSE Sullivan & Cromwell LLP
CHRYSLER GROUP LLC S-4 Sullivan & Cromwell LLP
DELIAS, INC. DLIA S-3 Nasdaq Troutman Sanders LLP
KINDRED BIOSCIENCES, INC. KIN S-1 Nasdaq TroyGould PC
ENDEAVOUR INTERNATIONAL CORP END S-3 NYSE Vinson & Elkins L.L.P.
GASTAR EXPLORATION INC. GST.PRA S-4 Vinson & Elkins L.L.P.
WIX.COM LTD. WIX F-1 Nasdaq White & Case LLP
F&M BANK CORP FMBM S-1 OTC Williams Mullen
NOVATEL WIRELESS INC NVTL S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.
ALDER BIOPHARMACEUTICALS INC S-1 Wilson Sonsini Goodrich & Rosati, PC
WIX.COM LTD. WIX F-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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