Last week’s IPOs and Transactions

There were 71 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Xcel Brands Inc. w/ Blank Rome LLP, Montalvo Spirits Inc. w/ Kane Kessler PC and Global Defense & National Security Systems Inc. w/ McDermott Will & Emery LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

Curious about the IPO process? Free whitepaper: click image. 

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Registrant Symbol Form Exchange Law firms / Advisor
AERIE PHARMACEUTICALS INC S-1 Aerie Pharmaceuticals, Inc.
PIONEER NATURAL RESOURCES CO PXD S-4 NYSE Andrews Kurth LLP
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC S-1 Andrews Kurth LLP
POSITIVEID CORP YDM S-1 OTC Anslow + Jaclin, LLP
ARMSTRONG ENERGY, INC. S-4 Armstrong Teasdale LLP
RADISYS CORP RSYS S-3 Nasdaq Baker & McKenzie LLP
VALERO ENERGY PARTNERS LP S-1 Baker Botts L.L.P.
RYMAN HOSPITALITY PROPERTIES, INC. RHP S-4 NYSE Bass, Berry & Sims PLC
XCEL BRANDS, INC. XELB S-1 OTC Blank Rome LLP
FEDERATED NATIONAL HOLDING CO FNHC S-3 Nasdaq Broad and Cassel
MAZOR ROBOTICS LTD. MZOR F-1 OTC CBLS Law Offices
CHC GROUP LTD. S-1 CHC Group Ltd.
PROTHENA CORP PLC PRTA S-1 Nasdaq Cooley LLP
CRITEO S.A. F-1 Cooley LLP
CHC GROUP LTD. S-1 Cooley LLP
SONGBIRD DEVELOPMENT INC. S-1 David Lubin & Associates, PLLC
VOXELJET AG F-1 Dechert LLP
ATLAS FINANCIAL HOLDINGS, INC. AFH S-1 Nasdaq DLA Piper LLP
KODIAK OIL & GAS CORP KOG S-4 NYSE Dorsey & Whitney LLP
COMBIMATRIX CORP CBMX S-1 Nasdaq Dorsey & Whitney LLP
COMBIMATRIX CORP CBMX S-1 Nasdaq Ellenoff Grossman & Schole LLP
EMBAR DOWNS, INC. 10-12G Embarr Downs, Inc.
ESSENT GROUP LTD. S-1 Essent Group Ltd.
MERCANTILE BANK CORP MBWM S-4 Nasdaq Firstbank Corporation
AERIE PHARMACEUTICALS INC S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
RTI SURGICAL, INC. RTIX S-3 Nasdaq Fulbright & Jaworski LLP
AERIE PHARMACEUTICALS INC S-1 Gibson, Dunn & Crutcher LLP
SANWIRE CORP SNWR S-1 OTC Greenberg Traurig, LLP
CRITEO S.A. F-1 Jones Day
LIGHTWAVE LOGIC, INC. LWLG S-1 OTC K&L Gates LLP
KAELAND RESOURCES CORP 10-12G Kaeland Resources Corporation
MONTALVO SPIRITS, INC. TQLA S-1 OTC Kane Kessler, P.C.
BOISE CASCADE CO BCC S-4 NYSE Kirkland & Ellis LLP
MAZOR ROBOTICS LTD. MZOR F-1 OTC Latham & Watkins LLP
PROTHENA CORP PLC PRTA S-1 Nasdaq Latham & Watkins LLP
CRITEO S.A. F-1 Latham & Watkins LLP
VALERO ENERGY PARTNERS LP S-1 Latham & Watkins LLP
AMERICAN RIDING TOURS INC S-1 Law Offices of Thomas C. Cook, Ltd.
OVERTECH CORP. S-1 Law Offices of Thomas E. Puzzo, PLLC
XUN ENERGY, INC. XNRG S-1 OTC Matthew C. McMurdo, Esq.
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS, INC. S-1 Nasdaq McDermott Will & Emery LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq McKenna Long & Aldridge LLP
MAZOR ROBOTICS LTD. MZOR F-1 OTC Meitar Liquornik Geva Leshem Tal
INTRA-CELLULAR THERAPIES, INC. S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NCL CORP LTD. S-4 O’Melveny & Myers LLP
LGL GROUP INC LGL S-3 NYSE Olshan Frome Wolosky LLP
VOXELJET AG F-1 Paul Hastings LLP
CHC GROUP LTD. S-1 Paul Hastings LLP
VERACYTE, INC. S-1 Pillsbury Winthrop Shaw Pittman LLP
SB FINANCIAL GROUP, INC. SBFG S-3 Nasdaq Porter, Wright, Morris & Arthur LLP
AMERICAN REALTY CAPITAL TRUST V, INC. S-11 Proskauer Rose LLP
RXI PHARMACEUTICALS CORP RXII S-1 OTC Ropes & Gray LLP
VERACYTE, INC. S-1 Simpson Thacher & Bartlett LLP
AVIANCA HOLDINGS S.A. F-1 Simpson Thacher & Bartlett LLP
CHC GROUP LTD. S-1 Simpson Thacher & Bartlett LLP
NEW RESIDENTIAL INVESTMENT CORP. NRZ S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS, INC. S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ESSENT GROUP LTD. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
QIWI QIWI F-1 Nasdaq Skadden, Arps, Slate, Meagher and Flom LLP
POSITIVEID CORP YDM S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
MERCANTILE BANK CORP MBWM S-4 Nasdaq Varnum LLP
VERACYTE, INC. S-1 Veracyte, Inc.
PIONEER NATURAL RESOURCES CO PXD S-4 NYSE Vinson & Elkins L.L.P.
NORTHERN TIER ENERGY LP NTI S-4 Vinson & Elkins L.L.P.
CHENIERE ENERGY PARTNERS LP HOLDINGS, LLC S-1 Vinson & Elkins L.L.P.
MERCANTILE BANK CORP MBWM S-4 Nasdaq Warner Norcross & Judd LLP
QIWI QIWI F-1 Nasdaq White & Case LLP
AVIANCA HOLDINGS S.A. F-1 White & Case LLP
ESSENT GROUP LTD. S-1 Willkie Farr & Gallagher LLP
DIVERSIFIED DATA DEVELOPMENT CORP S-1 Wilmer Cutler Pickering Hale and Dorr LLP
MAZOR ROBOTICS LTD. MZOR F-1 OTC Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Pingback: September 2013 IR and SEC Compliance Blog Summary | Building Shareholder Confidence

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