Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Neurometrix, Inc.(NASDAQ), Symmetry Medical. Inc.(NYSE) and Elite Pharmaceuticals, Inc.(OTC). We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / advisor
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Andrews Kurth LLP
FIRST XERIS CORP. S-1 Angela Collette, Attorney and Counselor at Law
AMSURG CORP AMSG S-4 Nasdaq Bass, Berry & Sims PLC
FIRST SECURITY GROUP INC/TN FSGI S-1 Nasdaq Bryan Cave LLP
ENSERVCO CORP ENSV S-1 OTC Burns Figa & Will P.C.
INTERPOOL INC S-4 Cleary Gottlieb Steen & Hamilton LLP
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Clovis Oncology, Inc.
EPAM SYSTEMS, INC. EPAM S-3 NYSE Davis Polk & Wardwell LLP
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Dentons US LLP
COPYTELE INC COPY S-1 OTC Duane Morris LLP
CLEANTECH SOLUTIONS INTERNATIONAL, INC., CLNT S-3 Nasdaq Ellenoff Grossman & Schole LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Ellenoff Grossman & Schole LLP
SOUTHWESTERN PUBLIC SERVICE CO S-3 Faegre Baker Daniels LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq First Financial Holdings, Inc.
ARI NETWORK SERVICES INC /WI ARIS S-1 OTC Godfrey & Kahn, S.C.
MONY LIFE INSURANCE CO OF AMERICA S-1 Goodwin Procter LLP
CYALUME TECHNOLOGIES HOLDINGS, INC. CYLU S-1 OTC Greenberg Traurig, LLP
BIOTELEMETRY, INC. S-4 Greenberg Traurig, P.A.
SYMMETRY MEDICAL INC. SMA S-3 NYSE Ice Miller LLP
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
INSTITUTE OF KINGS & PRIESTS, INC. 10-12B Institute of Kings and Priests, Inc.
ABRAXAS PETROLEUM CORP AXAS S-3 Nasdaq Jackson Walker L.L.P.
OLYMPIC STEEL INC ZEUS S-3 Nasdaq Jones Day
POWERSECURE INTERNATIONAL, INC. POWR S-4 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
POWERSECURE INTERNATIONAL, INC. POWR S-3 Nasdaq Kegler, Brown, Hill & Ritter Co., L.P.A.
PULASKI FINANCIAL CORP PULB S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Kilpatrick Townsend & Stockton LLP
TRANSCEPT PHARMACEUTICALS INC TSPT S-3 Nasdaq Latham & Watkins LLP
CONTINENTAL RESOURCES, INC CLR S-4 NYSE Latham & Watkins LLP
BLUE FASHION CORP. S-1 Law Offices of Thomas E. Puzzo, PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Legg Mason & Co., LLC
GLOBAL EAGLE ENTERTAINMENT INC. ENT S-3 Nasdaq McDermott Will & Emery LLP
JACKSONVILLE BANCORP INC /FL/ JAXB S-1 Nasdaq McGuireWoods LLP
MJP INTERNATIONAL LTD. S-1 Michael J. Morrison
ERA GROUP INC. ERA S-4 NYSE Milbank, Tweed, Hadley & McCloy LLP
OXIGENE INC OXGN S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEUROMETRIX, INC. NURO S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq MISCOR Group, Ltd.
BIOSANTE PHARMACEUTICALS INC BPAX S-4 Nasdaq Oppenheimer Wolff & Donnelly LLP
LEVI STRAUSS & CO S-4 Orrick, Herrington & Sutcliffe LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
COHEN & STEERS GLOBAL PREFERRED & INCOME FUND N-2 Ropes & Gray LLP
PREMIER ALLIANCE GROUP, INC. PIMO S-1 OTC Ruskin , Moscou Faltischek, P.C.
ELITE PHARMACEUTICALS INC /NV/ ELTP S-1 OTC Silverman Shin & Byrne PLLC
PERMAL HEDGE STRATEGIES FUND II N-2 Simpson Thacher & Bartlett LLP
CARLYLE GROUP L.P. CG S-1 Nasdaq Simpson Thacher & Bartlett LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Snell & Wilmer L.L.P.
SOUTHWESTERN PUBLIC SERVICE CO S-3 Southwestern Public Service Company
BIOTIME INC BTX S-3 NYSE Thompson, Welch, Soroko & Gilbert LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-1 Nasdaq Troutman Sanders LLP
TNI BIOTECH, INC. 10-12G Turner, Stone & Company, L.L.P.
INTEGRATED ELECTRICAL SERVICES INC IESC S-4 Nasdaq Ulmer & Berne LLP
RANGE RESOURCES CORP RRC S-4 NYSE Vinson & Elkins L.L.P.
SCBT FINANCIAL CORP SCBT S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
CLOVIS ONCOLOGY, INC. CLVS S-3 Nasdaq Willkie Farr & Gallagher LLP

Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Can you please contact me regarding a pending Nasdaq listing for an Aussie tech company? peter@tripleccc.com.au

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