Last week’s IPOs and Transactions

There were 90 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including SINO Agro Corp. w/ Sichenzia Ross Friedman Ference LLP, United States Brent Oil Fund (NYSE) w/ Reed Smith LLP and Capital Acquisition Corp. (NASDAQ) w/ Davis Polk & Wardwell LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Type Exchange Advisor / Law firm
ADEPT TECHNOLOGY INC ADEP S-3 Nasdaq Gibson, Dunn & Crutcher LLP
ADVANCED EMISSIONS SOLUTIONS, INC. S-4 Schuchat, Herzog & Brenman, LLC
AON PLC AON S-4 NYSE Sidley Austin LLP
ARCA BIOPHARMA, INC. ABIO S-1 Nasdaq Cooley LLP
ARCA BIOPHARMA, INC. ABIO S-1 Nasdaq Ellenoff Grossman & Schole LLP
ARMADA HOFFLER PROPERTIES, INC. S-11 Bass, Berry & Sims PLC
ARMADA HOFFLER PROPERTIES, INC. S-11 Hunton & Williams LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
BAY BRIDGE FOOD & PRODUCE CO S-1 Hanratty Law LLC
BEAZER HOMES USA INC BZU S-4 NYSE Beazer Homes USA, Inc.
BROADCOM CORP BRCM S-4 OTC Skadden, Arps, Slate, Meagher & Flom LLP
CAPITAL TRUST INC CT S-11 NYSE Paul Hastings LLP
CAPITAL TRUST INC CT S-11 NYSE Simpson Thacher & Bartlett LLP
CAPITOL ACQUISITION CORP. II S-1 Nasdaq Davis Polk & Wardwell LLP
CAPITOL ACQUISITION CORP. II S-1 Nasdaq Graubard Miller
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-4 NYSE Simpson Thacher & Bartlett LLP
CURRENCYSHARES CANADIAN DOLLAR TRUST FXC S-3 NYSE Foley & Lardner LLP
CURRENCYSHARES SWISS FRANC TRUST FXF S-3 NYSE Foley & Lardner LLP
CUSHING AMERICAN RENAISSANCE FUND N-2 Skadden, Arps, Slate, Meagher & Flom LLP
CVR REFINING, LP CVRR S-1 NYSE Latham & Watkins LLP
CVR REFINING, LP CVRR S-1 NYSE Vinson & Elkins L.L.P.
DURATA THERAPEUTICS, INC. DRTX S-1 Nasdaq Davis Polk & Wardwell LLP
DURATA THERAPEUTICS, INC. DRTX S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
EAGLE ROCK ENERGY PARTNERS L P EROC S-3 Nasdaq Vinson & Elkins L.L.P.
EINSTEIN NOAH RESTAURANT GROUP INC BAGL S-3 Nasdaq Alston & Bird LLP
EMC INSURANCE GROUP INC EMCI S-3 Nasdaq Nyemaster Goode, P.C.
EMERGE ENERGY SERVICES LP S-1 Latham & Watkins LLP
EMERGE ENERGY SERVICES LP S-1 Vinson & Elkins L.L.P.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Asset Acceptance Capital Corp.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Fulbright & Jaworski L.L.P.
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Kirkland & Ellis LLP
ENCORE CAPITAL GROUP INC ECPG S-4 Nasdaq Latham & Watkins LLP
EXCELSIOR PRIVATE MARKETS FUND III (MASTER), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
EXCELSIOR PRIVATE MARKETS FUND III (TE), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
EXCELSIOR PRIVATE MARKETS FUND III (TI), LLC N-2 Wilmer Cutler Pickering Hale and Dorr LLP
FINANCIAL SERVICES VEHICLE TRUST S-3 Bingham McCutchen LLP
FORD CREDIT FLOORPLAN CORP S-3 Katten Muchin Rosenman LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Fairfield and Woods, P.C.
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Dechert LLP
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Fried, Frank, Harris, Shriver & Jacobson LLP
GOLDMAN SACHS LIBERTY HARBOR CAPITAL, LLC N-2 Willkie Farr & Gallagher LLP
HUNTSMAN INTERNATIONAL LLC S-4 Stoel Rives LLP
INFOHIGHWAY COMMUNICATIONS CORP S-1 Willkie Farr & Gallagher LLP
INVESTORS REAL ESTATE TRUST IRETPRB S-3 NYSE Investors Real Estate Trust
KCAP FINANCIAL, INC. KCAP N-2 Nasdaq Sutherland Asbill & Brennan LLP
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
KORE RESOURCES INC. S-1 Jill Arlene Robbins
MONROE CAPITAL CORP MRCC N-2 Nasdaq Dechert LLP
MONROE CAPITAL CORP MRCC N-2 Nasdaq Nelson Mullins Riley & Scarborough LLP
MONSTER OFFERS MONTE S-1 OTC Richardson & Patel LLP
MOTIVATING THE MASSES INC S-1 Diane D. Dalmy  Esq.
NATIONAL RESEARCH CORP NRCI S-3 Nasdaq Foley & Lardner LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NORTHERN TIER ENERGY LP NTI S-1 NYSE Baker Botts L.L.P.
NORTHERN TIER ENERGY LP NTI S-1 NYSE Vinson & Elkins L.L.P.
PACIFIC CONTINENTAL CORP PCBK S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PHILLIPS 66 PARTNERS LP S-1 Andrews Kurth LLP
PHILLIPS 66 PARTNERS LP S-1 Latham & Watkins LLP
QCR HOLDINGS INC QCRH S-4 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
QCR HOLDINGS INC QCRH S-4 Nasdaq Davis, Brown, Koehn, Shors & Roberts, P.C.
QIWI PLC F-1 Skadden, Arps, Slate, Meagher and Flom (UK) LLP
QIWI PLC F-1 White & Case LLP
RENASANT CORP RNST S-4 Nasdaq First M&F Corporation
RENASANT CORP RNST S-4 Nasdaq Jones Walker LLP
RENASANT CORP RNST S-4 Nasdaq Phelps Dunbar LLP
SANUWAVE HEALTH, INC. SNWV S-1 OTC Smith, Gambrell & Russell, LLP
SEER MORTGAGE CAPITAL, INC. S-11 Clifford Chance US LLP
SEER MORTGAGE CAPITAL, INC. S-11 Hunton & Williams LLP
SELECT INCOME REIT SIR S-11 NYSE Sidley Austin LLP
SELECT INCOME REIT SIR S-11 NYSE Sullivan & Worcester LLP
SERVICEMASTER CO S-4 Debevoise & Plimpton LLP
SINO AGRO FOOD, INC. S-1 Sichenzia Ross Friedman Ference, LLP
SUMMIT HOTEL PROPERTIES, INC. INN S-3 NYSE Hunton & Williams LLP
TALLGRASS ENERGY PARTNERS, LP S-1 Baker Botts L.L.P.
TALLGRASS ENERGY PARTNERS, LP S-1 Vinson & Elkins L.L.P.
TIAA-CREF LIFE INSURANCE CO S-1 TIAA-CREF Life Insurance Company
TICKET CORP. S-1 Jill Arlene Robbins, P.A.
TOWERSTREAM CORP TWER S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
TRANSTECH SOLUTIONS INC S-1 Dean Law Corp.
UNITED STATES BRENT OIL FUND, LP BNO S-1 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-3 NYSE Reed Smith LLP
UNITED STATES DIESEL-HEATING OIL FUND, LP UHN S-1 NYSE Reed Smith LLP
UNIVERSAL HOSPITAL SERVICES INC S-4 Weil, Gotshal & Manges LLP
UNIVERSAL TRUCKLOAD SERVICES, INC. UACL S-3 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.

Have a great day.

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