Last week’s IPOs and Transactions

There were 56 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Novavax, Inc. w/ Ropes & Gray LLP and Full Circle Capital Corp w/ Sutherland Asbill & Brennan LLP. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

TRANSACTIONS_art_blog

Company Name Symbol Form Exchange Advisor / Law firm
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Sidley Austin LLP
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Altisource Asset Management Corporation
ALTISOURCE RESIDENTIAL CORP RESI S-11 NYSE Weil, Gotshal & Manges LLP
ARCHEO, INC. 10-12B Archeo, Inc.
ARROW FINANCIAL CORP AROW S-3 Nasdaq Thompson Coburn LLP
CACTUS VENTURES, INC. CTVN S-1 OTC Anslow & Jaclin LLP
CANYON COPPER CORP. CNYC S-4 OTC Northwest Law Group
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Nasdaq Downey Brand LLP
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Nasdaq King, Holmes, Paterno & Berliner
CLUTTERBUG MOVE MANAGEMENT, INC. S-1 CSC Services of Nevada, Inc.
CUSHING ROYALTY & INCOME FUND SRF N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
DELCATH SYSTEMS INC DCTH S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
DIVERSIFIED RESTAURANT HOLDINGS, INC. DFRH S-1 OTC Dickinson Wright PLLC
DIVERSIFIED RESTAURANT HOLDINGS, INC. DFRH S-1 OTC Fredrikson & Byron, P.A.
EXTERRAN PARTNERS, L.P. EXLP S-3 Nasdaq Vinson & Elkins L.L.P.
FIRST TRUST ENERGY INCOME & GROWTH FUND FEN N-2 NYSE Chapman and Cutler LLP
FUELCELL ENERGY INC FCEL S-3 OTC Robinson & Cole LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
GREAT CHINA MANIA HOLDINGS, INC. GMEC S-1 OTC Harrison Law, P.A.
HAWAIIAN AIRLINES INC/HI S-3 Hawaiian Holdings, Inc.
HAWAIIAN AIRLINES INC/HI S-3 Wilson Sonsini Goodrich & Rosati, PC
HAWAIIAN AIRLINES INC/HI S-3 Hughes Hubbard & Reed LLP
ID PERFUMES, INC. AENA 10-12G ID Perfumes, Inc.
IDERA PHARMACEUTICALS, INC. IDRA S-1 Nasdaq Dechert LLP
IDERA PHARMACEUTICALS, INC. IDRA S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
INTERLINE BRANDS, INC./DE S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
INTERLINE BRANDS, INC./DE S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
LAKELAND BANCORP INC LBAI S-4 Nasdaq Lowenstein Sandler LLP
LAKELAND BANCORP INC LBAI S-4 Nasdaq Lakeland Bancorp, Inc.
LAKELAND BANCORP INC LBAI S-4 Nasdaq Windels Marx Lane & Mittendorf LLP
MEDIACOM BROADBAND LLC S-4 Baker Botts L.L.P.
NATIONAL HOLDINGS CORP NHLD S-1 OTC Troutman Sanders, LLP
NOVAVAX INC NVAX S-3 Nasdaq Ropes & Gray LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Goodwin Procter LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Latham & Watkins LLP
OMTHERA PHARMACEUTICALS, INC. S-1 Omthera Pharmaceuticals, Inc.
OVERLAND STORAGE INC OVRL S-1 Nasdaq O’Melveny & Myers LLP
PENTAIR LTD PNR S-4 Foley & Lardner LLP
RALLY SOFTWARE DEVELOPMENT CORP S-1 Cooley LLP
RALLY SOFTWARE DEVELOPMENT CORP S-1 Davis Polk & Wardwell LLP
SANTO MINING CORP. SANPD S-1 OTC Anslow & Jaclin LLP
SBH ASSOCIATES, INC. S-1 Frank J. Hariton Esq.
SPECTRANETICS CORP SPNC S-3 Nasdaq Faegre Baker Daniels LLP
SUNNYSIDE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
SUNNYSIDE BANCORP, INC. S-1 Spidi & Fisch, PC
SUNSHINE HEART, INC. SSH S-3 OTC Honigman Miller Schwartz and Cohn LLP
SUREWEST COMMUNICATIONS SURW S-4 Schiff Hardin LLP
SYNTA PHARMACEUTICALS CORP SNTA S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
SYNTA PHARMACEUTICALS CORP SNTA S-3 Nasdaq Synta Pharmaceuticals Corp.
TIAA REAL ESTATE ACCOUNT S-1 Dechert LLP
TRANSGENOMIC INC TBIO S-1 OTC Paul Hastings LLP
TRUETT-HURST, INC. S-1 K&L Gates LLP
TRUETT-HURST, INC. S-1 Morrison & Foerster LLP
UNIVERSAL TECHNOLOGY SYSTEMS CORP. S-1 Harrison Law, P.A.
UNWIRED PLANET, INC. UPIP S-3 Nasdaq Goodwin Procter LLP
XPLORE TECHNOLOGIES CORP XPLR S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP

One response to “Last week’s IPOs and Transactions

  1. Pingback: March’s recap: Investor relations and SEC compliance posts | Building Shareholder Confidence

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