Last week’s IPOs and Transactions

There were 31 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week. We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

TRANSACTIONS_art_blog

Registrant Symbol Form Exchange Advisor / Law firm
ADVANCED CELL TECHNOLOGY, INC. ACTC S-3 OTC Sheppard, Mullin, Richter & Hampton LLP
ALPHABET HOLDING COMPANY, INC. S-4 Alphabet Holding Company, Inc.
ALPHABET HOLDING COMPANY, INC. S-4 Latham & Watkins LLP
AMBIT BIOSCIENCES CORP S-1 Cooley LLP
AMBIT BIOSCIENCES CORP S-1 Latham & Watkins LLP
ARTEC CONSULTING CORP. S-1 Scott Olson, Esq.
AXA EQUITABLE LIFE INSURANCE CO S-3 Goodwin Procter LLP
BIONEUTRAL GROUP, INC BONU S-1 OTC Sichenzia Ross Friedman Ference LLP
BOARDWALK PIPELINES LP S-3 Vinson & Elkins L.L.P.
CACHE INC CACH S-3 Nasdaq Schulte Roth & Zabel LLP
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. N-2 Legg Mason & Co., LLC
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. N-2 Simpson Thacher & Bartlett LLP
CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. EMO N-2 NYSE Legg Mason & Co., LLC
CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. EMO N-2 NYSE Simpson Thacher & Bartlett LLP
CONESTOGA ENTERPRISES INC S-4 Kutak Rock LLP
DELUXE CORP DLX S-4 NYSE Dorsey & Whitney LLP
EUROSITE POWER INC. EUSP S-3 OTC Sullivan & Worcester LLP
GENTHERM INC THRM S-3 Nasdaq Honigman Miller Schwartz and Cohn LLP
HEDGEBROOK 10-12G TroyGould PC
INTEGRATED ELECTRICAL SERVICES INC IESC S-1 Nasdaq Andrews Kurth LLP
MONY LIFE INSURANCE CO OF AMERICA S-1 Goodwin Procter LLP
RCS CAPITAL CORP S-1 McDermott Will & Emery LLP
RCS CAPITAL CORP S-1 Proskauer Rose LLP
RCS CAPITAL CORP S-1 RCS Capital Corporation
SWIFT ENERGY CO SFY S-4 NYSE Baker Hostetler LLP
SWIFT ENERGY CO SFY S-4 NYSE Swift Energy Company
SYNERGY RESOURCES CORP SYRG S-3 NYSE Hart & Trinen
TESARO, INC. TSRO S-1 Nasdaq Hogan Lovells US LLP
TESARO, INC. TSRO S-1 Nasdaq Latham & Watkins LLP
VIPSHOP HOLDINGS LTD VIPS F-1 NYSE Simpson Thacher & Bartlett LLP
VIPSHOP HOLDINGS LTD VIPS F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP

Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Pingback: February’s recap: Investor relations and SEC compliance posts | Building Shareholder Confidence

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