Last week’s IPOs and Transactions

There were 65 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including Net Element International, Inc. (NASDAQ), Petrosonic Energy, Inc (OTC) and Targeted Medical Pharma, Inc. (OTC).  We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

TRANSACTIONS_art_blog

Registrant Symbol Form Exchange Advisor / Law firm
ADMA BIOLOGICS, INC. S-1 Goodwin Procter LLP
ADMA BIOLOGICS, INC. S-1 SNR Denton US LLP
AL INTERNATIONAL, INC. 10-12G Henderson & Lyman
AL INTERNATIONAL, INC. 10-12G Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
ARCA BIOPHARMA, INC. ABIO S-3 Nasdaq Cooley LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
AVRA SURGICAL ROBOTICS, INC. S-1 Richardson & Patel, LLP
BIGFOOT PROJECT INVESTMENTS INC S-1 Southwest Business Services, LLC
BLEACH GROUP, INC. S-1 Akerman Senterfitt LLP
BLUE WATER RESTAURANT GROUP, INC. BUWR S-1 OTC Taurus Financial Partners, LLC
CARLYLE GMS FINANCE, INC. 10-12G Carlyle GMS Finance, Inc.
CARLYLE GMS FINANCE, INC. 10-12G Sullivan & Cromwell LLP
COLE REAL ESTATE INCOME STRATEGY (DAILY NAV), INC. S-11 Goodwin Procter LLP
DARA BIOSCIENCES, INC. DARA S-3 Nasdaq K&L Gates LLP
DECISIONPOINT SYSTEMS, INC. S-1 Sichenzia Ross Friedman Ference LLP
ELAYAWAY, INC. ELAY S-1 OTC Krieger & Prager, L.L.P.
FW ADVISORY RESEARCH QUALITY INCOME TRUST N-2 Dechert LLP
GEODYNE RESOURCES INC S-4 Simpson Thacher & Bartlett LLP
GOODMAN NETWORKS INC S-4 Haynes and Boone, LLP
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. S-11 Clifford Chance US LLP
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. S-11 Fried, Frank, Harris, Shriver & Jacobson LLP
INTL FCSTONE INC. INTL S-3 Nasdaq Shutts & Bowen LLP
KBS REAL ESTATE INVESTMENT TRUST III, INC. S-11 DLA Piper LLP
KENNEDY WILSON INC S-4 Latham & Watkins LLP
KINDER MORGAN ENERGY PARTNERS L P KMP S-4 NYSE Bracewell & Giuliani LLP
KINDER MORGAN ENERGY PARTNERS L P KMP S-4 NYSE Copano Energy, L.L.C.
KINDER MORGAN ENERGY PARTNERS L P KMP S-4 NYSE Wachtell, Lipton, Rosen & Katz
KINDER MORGAN ENERGY PARTNERS L P KMP S-4 NYSE Weil, Gotshal & Manges LLP
KNIGHT HOLDCO, INC. S-4 GETCO Holding Company, LLC
KNIGHT HOLDCO, INC. S-4 Knight Capital Group, Inc.
KNIGHT HOLDCO, INC. S-4 Sullivan & Cromwell LLP
KNIGHT HOLDCO, INC. S-4 Wachtell, Lipton, Rosen & Katz
MARIN SOFTWARE INC S-1 Fenwick & West LLP
MARIN SOFTWARE INC S-1 Gibson Dunn & Crutcher LLP
MARIN SOFTWARE INC S-1 Marin Software Incorporated
MERCULITE DISTRIBUTING, INC. 10-12G Stoecklein Law Group, LLP
MIDWESTONE FINANCIAL GROUP, INC. MOFG S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
MODEL N INC S-1 Fenwick & West LLP
MODEL N INC S-1 Model N, Inc.
MODEL N INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
MRI INTERVENTIONS, INC. MRIC S-1 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
NET ELEMENT INTERNATIONAL, INC. NETE S-3 Nasdaq Reed Smith LLP
NEXTIER SOLUTIONS CORP S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
NORFOLK SOUTHERN CORP NSC S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
OLIVIA INC. S-1 Jonathan D. Strum
PETROSONIC ENERGY, INC. BEAXD S-1 OTC Richardson & Patel LLP
PORTUS HOLDINGS INC. S-1 Anslow + Jaclin, LLP
PROCERA NETWORKS INC PKT S-3 Nasdaq Paul Hastings LLP
QUINTILES TRANSNATIONAL HOLDINGS INC. S-1 Simpson Thacher & Bartlett LLP
QUINTILES TRANSNATIONAL HOLDINGS INC. S-1 Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
QUINTILES TRANSNATIONAL HOLDINGS INC. S-1 White & Case LLP
SIONIX CORP SINX S-1 OTC Richardson & Patel LLP
SOPHIRIS BIO INC. S-1 Cooley LLP
SOPHIRIS BIO INC. S-1 Latham & Watkins LLP
STRATA CAPITAL CORP S-1 Barry J. Miller, Esq.
TARGETED MEDICAL PHARMA, INC. TRGM S-1 OTC Ellenoff Grossman & Schole LLP
TENGION INC TNGN S-1 OTC Ropes & Gray LLP
TETRAPHASE PHARMACEUTICALS INC S-1 Latham & Watkins LLP
TETRAPHASE PHARMACEUTICALS INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
TWO RIVERS WATER CO TURV S-1 OTC Two Rivers Water & Farming Company
VOLTARI CORP S-4 Brown Rudnick LLP
WALTER INVESTMENT MANAGEMENT CORP WAC S-3 NYSE Simpson Thacher & Bartlett LLP
WARREN RESOURCES INC WRES S-3 Nasdaq Patton Boggs LLP
YAMBEAR BIO-TECH, INC. S-1 Chiang Law Offices, P.C.
Z TRIM HOLDINGS, INC ZTHO S-1 OTC Quarles & Brady LLP

Have a great day

One response to “Last week’s IPOs and Transactions

  1. Pingback: February’s recap: Investor relations and SEC compliance posts | Building Shareholder Confidence

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