There were 48 transactions filed with the SEC last week.
Congratulations to all of our clients and law firms that used our transactions services last week including MGT Capital Investments, Inc. (NYSE), ProPhase Labs, Inc. (NASDAQ) and Lone Start Gold, Inc. (OTC). We appreciate that they selected to work with us for this important step in their company’s growth.
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| Registrant | Symbol | Form | Exchange | Advisor / Law Firm |
| AIR LEASE CORP | AL | S-4 | NYSE | Air Lease Corporation |
| AIR LEASE CORP | AL | S-4 | NYSE | Munger, Tolles & Olson LLP |
| ARMADA OIL, INC. | AOIL | S-4 | OTC | Gottbetter & Partners, LLP |
| ARMADA OIL, INC. | AOIL | S-4 | OTC | Sierchio & Company, LLP |
| BANCORP, INC. | TBBK | S-3 | Nasdaq | Ledgewood, P.C. |
| BLACKROCK FIXED INCOME STRATEGIC OPPORTUNITIES | N-2 | Skadden, Arps, Slate, Meagher & Flom LLP | ||
| BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC. | N-2 | Brookfield Investment Management Inc. | ||
| BROOKFIELD MORTGAGE OPPORTUNITY INCOME FUND INC. | N-2 | Paul Hastings LLP | ||
| CHUM MINING GROUP INC. | S-1 | Diane D. Dalmy, Esq. | ||
| DOCUMENT SECURITY SYSTEMS INC | DSS | S-4 | NYSE | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. |
| DOCUMENT SECURITY SYSTEMS INC | DSS | S-4 | NYSE | Troutman Sanders LLP |
| DYNAMICS RESEARCH CORP | DRCO | S-1 | Nasdaq | Nixon Peabody LLP |
| EATON VANCE MULTI-SECTOR INCOME TRUST | N-2 | K&L Gates LLP | ||
| FIRST INTERNET BANCORP | 10-12B | First Internet Bancorp | ||
| FIVE STAR QUALITY CARE INC | FVE | S-3 | NYSE | Sullivan & Worcester LLP |
| FUELCELL ENERGY INC | FCEL | S-3 | OTC | Robinson & Cole LLP |
| GLADSTONE CAPITAL CORP | GLAD | N-2 | Nasdaq | Cooley LLP |
| HYUNDAI ABS FUNDING CORP | S-3 | Mayer Brown LLP | ||
| ICON ECI FUND SIXTEEN | S-1 | Arent Fox LLP | ||
| IDAHO NORTH RESOURCES CORP. | S-1 | Law Office of Conrad C. Lysiak, P.S. | ||
| KIPS BAY MEDICAL, INC. | KIPS | S-1 | Nasdaq | Fredrikson & Byron, P.A. |
| KIPS BAY MEDICAL, INC. | KIPS | S-1 | Nasdaq | Reed Smith LLP |
| LONE STAR GOLD, INC. | LSTG | S-1 | OTC | Anslow + Jaclin, LLP |
| MGT CAPITAL INVESTMENTS INC | MGT | S-3 | NYSE | Sichenzia Ross Friedman Ference LLP |
| MOMENTIVE PERFORMANCE MATERIALS INC. | S-4 | Paul, Weiss, Rifkind, Wharton & Garrison LLP | ||
| MOMENTIVE PERFORMANCE MATERIALS INC. | S-4 | Paul, Weiss, Rifkind, Wharton & Garrison LLP | ||
| NATFRESH BEVERAGES CORP. | S-1 | Dean Law Corp. | ||
| OILTANKING PARTNERS, L.P. | OILT | S-3 | NYSE | Oiltanking Partners |
| OILTANKING PARTNERS, L.P. | OILT | S-3 | NYSE | Vinson & Elkins L.L.P. |
| ONEPOWER SYSTEMS LTD. | S-1 | Ain El-Mraisseh | ||
| ORION FINANCIAL GROUP INC | S-1 | Anslow + Jaclin, LLP | ||
| PLASTEC TECHNOLOGIES, LTD. | PLTEF | F-1 | OTC | Graubard Miller |
| PROPHASE LABS, INC. | PRPH | S-3 | Nasdaq | Reed Smith LLP |
| PROVALUE, LLC | S-4 | Debevoise & Plimpton LLP | ||
| STEVIA FIRST CORP. | STVF | S-1 | OTC | Morrison & Foerster LLP |
| STIFEL FINANCIAL CORP | SF | S-4 | NYSE | Bryan Cave LLP |
| STIFEL FINANCIAL CORP | SF | S-4 | NYSE | KBW, Inc. |
| STIFEL FINANCIAL CORP | SF | S-4 | NYSE | Sullivan & Cromwell LLP |
| TENET HEALTHCARE CORP | THC | S-4 | NYSE | Gibson, Dunn & Crutcher LLP |
| THERAPEUTICSMD, INC. | TXMD | S-1 | OTC | Greenberg Traurig, LLP |
| THERAPEUTICSMD, INC. | TXMD | S-1 | OTC | TherapeuticsMD, Inc. |
| TILE SHOP HOLDINGS, INC. | JWCU | S-1 | Nasdaq | Foley & Lardner LLP |
| TILE SHOP HOLDINGS, INC. | JWCU | S-1 | Nasdaq | McDermott Will & Emery LLP |
| TOP TO BOTTOM PRESSURE WASHING, INC. | S-1 | Douglas P. Zolla | ||
| TW TELECOM HOLDINGS II LLC | S-4 | Faegre Baker Daniels LLP | ||
| UNIVERSAL HOSPITAL SERVICES INC | S-4 | Weil, Gotshal & Manges LLP | ||
| VANTIV, INC. | VNTV | S-1 | NYSE | Davis Polk & Wardwell LLP |
| VANTIV, INC. | VNTV | S-1 | NYSE | Weil, Gotshal & Manges LLP |
Have a great day.
