There were 49 transactions filed with the SEC last week.
Congratulations to all of our clients that filed last week, including Icahn Enterprises, LLP (NASDAQ), Duane Street Corp. and Intercept Pharmaceuticals, Inc. We appreciate that they selected to work with us for this important step in their company’s growth.
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| Registrant | Symbol | Form Type | Exchange | Advisor / Law Firm |
| ADVANCED MEDICAL ISOTOPE CORP | ADMD | S-1 | OTC | Sichenzia Ross Friedman Ference LLP |
| AIR LEASE CORP | AL | S-4 | NYSE | Air Lease Corporation |
| AIR LEASE CORP | AL | S-4 | NYSE | Munger, Tolles & Olson LLP |
| AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. | MTGE | S-3 | Nasdaq | Skadden, Arps, Slate, Meagher & Flom LLP |
| AMERICAN CRITTER COLLEGE, INC. | S-1 | Law Office of Jillian Ivey Sidoti | ||
| BESPOKE TRICYCLES INC | S-1 | Scott Doney, Esq. | ||
| CATERPILLAR INC | CAT | S-4 | NYSE | Sidley Austin LLP |
| CHENIERE ENERGY PARTNERS, L.P. | CQP | S-3 | NYSE | Andrews Kurth LLP |
| COLLABRIUM JAPAN ACQUISITION CORP | F-1 | Ellenoff Grossman & Schole LLP | ||
| COLLABRIUM JAPAN ACQUISITION CORP | F-1 | Graubard Miller | ||
| COLLABRIUM JAPAN ACQUISITION CORP | F-1 | Ogier | ||
| CONNECTICUT WATER SERVICE INC / CT | CTWS | S-4 | OTC | Murtha Cullina LLP |
| CONNECTICUT WATER SERVICE INC / CT | CTWS | S-4 | OTC | Verrill Dana LLP |
| DUANE STREET CORP. | S-1 | Jonathan D. Strum | ||
| EAGLE SPINCO INC. | S-4 | Georgia Gulf Corporation | ||
| EAGLE SPINCO INC. | S-4 | Jones Day | ||
| EAGLE SPINCO INC. | S-4 | Wachtell, Lipton, Rosen & Katz | ||
| FIBROCELL SCIENCE, INC. | FCSC | S-1 | OTC | Cozen O’Connor PC |
| FIBROCELL SCIENCE, INC. | FCSC | S-1 | OTC | Cozen O’Connor PC |
| FIBROCELL SCIENCE, INC. | FCSC | S-1 | OTC | Cozen O’Connor PC |
| FIBROCELL SCIENCE, INC. | FCSC | S-1 | OTC | Cozen O’Connor PC |
| FIRSTAMERICA AUTOMOTIVE INC /DE/ | S-4 | Dykema Gossett PLLC | ||
| GEORGIA GULF CORP /DE/ | GGC | S-4 | NYSE | Eagle Spinco Inc. |
| GEORGIA GULF CORP /DE/ | GGC | S-4 | NYSE | Jones Day |
| GEORGIA GULF CORP /DE/ | GGC | S-4 | NYSE | Wachtell, Lipton, Rosen & Katz |
| HICKS ACQUISITION CO I INC. | S-4 | Davis Graham & Stubbs LLP | ||
| HICKS ACQUISITION CO I INC. | S-3 | Davis Graham & Stubbs LLP | ||
| HORNBECK OFFSHORE SERVICES INC /LA | HOS | S-4 | NYSE | Winstead PC |
| ICAHN ENTERPRISES L.P. | IEP | S-4 | Nasdaq | Proskauer Rose LLP |
| INTERCEPT PHARMACEUTICALS INC | S-1 | Goodwin Procter LLP | ||
| INTERCEPT PHARMACEUTICALS INC | S-1 | Intercept Pharmaceuticals, Inc. | ||
| INTERCEPT PHARMACEUTICALS INC | S-1 | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | ||
| ION-3 CORP | S-1 | The Vazquez Law Firm | ||
| ISLE OF CAPRI CASINOS INC | ISLE | S-4 | Nasdaq | Mayer Brown LLP |
| LENNAR CORP /NEW/ | LEN.B | S-4 | NYSE | K&L Gates LLP |
| LENNAR CORP /NEW/ | LEN.B | S-4 | NYSE | Lennar Corporation |
| MERU NETWORKS INC | MERU | S-3 | Nasdaq | Fenwick & West LLP |
| MERU NETWORKS INC | MERU | S-3 | Nasdaq | Meru Networks, Inc. |
| MICHAEL KORS HOLDINGS LTD | KORS | F-1 | NYSE | Davis Polk & Wardwell LLP |
| MICHAEL KORS HOLDINGS LTD | KORS | F-1 | NYSE | Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| MILLER ENERGY RESOURCES, INC. | MILL | S-3 | NYSE | Pearlman Schneider LLP |
| NATIONAL FINANCIAL PARTNERS CORP | NFP | S-3 | NYSE | Skadden, Arps, Slate, Meagher & Flom LLP |
| PARKERVISION INC | PRKR | S-3 | Nasdaq | Graubard Miller |
| PRIVILEGED WORLD TRAVEL CLUB, INC. | S-1 | Durham Jones & Pinegar, P.C. | ||
| QR ENERGY, LP | QRE | S-4 | NYSE | Vinson & Elkins L.L.P. |
| RENASANT CORP | RNST | S-3 | Nasdaq | Phelps Dunbar LLP |
| SEGWAY CITY INC | S-1 | Jillian Ivey Sidoti, Esq. | ||
| TARHEEL BILLBOARD INC | S-1 | Jillian Ivey Sidoti, Esq. | ||
| TOMPKINS FINANCIAL CORP | TMP | S-3 | NYSE | Harris Beach PLLC |
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