There were 30 transactions filed with the SEC last week.
Congratulations to all of our clients that filed last week, including Apricus Biosciences, Inc. (NASDAQ), Frederick’s of Hollywood Group, Inc. (NYSE) and Novelos Therapeutics, Inc. (OTC). We appreciate that they selected to work with us for this important step in their company’s growth.
Need help with your next “Big Deal?” Contact our Deal Room (VDR) team. Learn more.
| Registrant | Symbol | Form | Exchange | Advisor / Law Firm |
| ABINGTON RESOURCES LTD | F-1 | Harold P. Gewerter, Esq. | ||
| ALON USA ENERGY, INC. | ALJ | S-3 | NYSE | Alon USA Energy, Inc. |
| AMPERICO CORP | S-1 | Law Offices of Thomas E. Puzzo, PLLC. | ||
| ANNIE’S, INC. | BNNY | S-1 | NYSE | Cravath, Swaine & Moore LLP |
| ANNIE’S, INC. | BNNY | S-1 | NYSE | K&L Gates LLP |
| ANNIE’S, INC. | BNNY | S-1 | NYSE | Proskauer Rose LLP |
| APRICUS BIOSCIENCES, INC. | APRI | S-3 | Nasdaq | Ropes & Gray LLP |
| CAMCO FINANCIAL CORP | CAFI | S-1 | Nasdaq | Vorys, Sater, Seymour and Pease LLP |
| CHAMBERLIN EDMONDS & ASSOCIATES INC | S-4 | Bass, Berry & Sims PLC | ||
| CHAMBERLIN EDMONDS & ASSOCIATES INC | S-4 | Ropes & Gray LLP | ||
| DCB FINANCIAL CORP | DCBF | S-1 | OTC | Vorys, Sater, Seymour and Pease LLP |
| DIRECT LED, INC | S-1 | Peter J. Vazquez, Jr., Esq. | ||
| FIDELITY SOUTHERN CORP | LION | S-3 | Nasdaq | Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C. |
| FREDERICK’S OF HOLLYWOOD GROUP INC /NY/ | FOH | S-3 | NYSE | Graubard Miller |
| GANKIT CORP | S-1 | The Loev Law Firm, PC | ||
| GRYPHON GOLD CORP | GYPH | S-1 | OTC | Dorsey & Whitney LLP |
| KODIAK OIL & GAS CORP | KOG | S-4 | NYSE | Dorsey & Whitney LLP |
| LA PAZ MINING CORP. | S-1 | Rosenfeld, Bauman, & Forbes | ||
| LIQUIDMETAL TECHNOLOGIES INC | LQMT | S-1 | OTC | Foley & Lardner LLP |
| MACKINAC FINANCIAL CORP /MI/ | MFNC | S-1 | Nasdaq | Honigman Miller Schwartz and Cohn LLP |
| MEDGENICS, INC. | MDGN.WT | S-3 | NYSE | Barack Ferrazzano Kirschbaum & Nagelberg LLP |
| NOVELOS THERAPEUTICS, INC. | NVLT | S-1 | OTC | Foley Hoag LLP |
| PLADEO CORP. | S-1 | Carrillo Huettel, LLP | ||
| PLASTER CASTER INC. | S-1 | William Robinson Eilers, Esq | ||
| POSITIVEID CORP | PSID | S-1 | OTC | Holland & Knight LLP |
| RESONANCE ADVISORS LLC | S-1 | Morrison & Foerster LLP | ||
| RESONANCE ADVISORS LLC | S-1 | Resonance Advisors LLC | ||
| SUNSHINE HEART, INC. | SSH | S-1 | OTC | Faegre Baker Daniels LLP |
| SUNSHINE HEART, INC. | SSH | S-1 | OTC | Jones Day |
| WERVALUECOUPONS .COM INC. | S-1 | How2gopublic.com |
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