Congratulations to our partner, BetterInvesting, for working with the SEC for Dodd-Frank

It’s reassuring that the leading advocate for individual investors has a voice!

From Compliance Week:

“The Securities and Exchange Commission has announced the formation of a new Investor Advisory Committee as mandated under the Dodd-Frank Act.

Section 911 of the Dodd-Frank Act established the new committee to advise the SEC on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace.”

Roger Ganser, chairman of the board of directors of BetterInvesting, has been selected to serve.

Have a great day.

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