Last week’s IPOs & Transactions

There were 18 transactions filed with the SEC last week. (short holiday week)

Congratulations to all of our clients that filed last week, including Kingold Jewelry,Inc. (Nasdaq), Fuse Science (OTC) and China Recycling Energy Corp. (Nasdaq). We appreciate that they selected to work with us for this important step in their company’s growth.

Registrant Symbol Form Exchange Advisor / Law Firm
ACCESS PHARMACEUTICALS INC ACCP S-1 OTC Bingham McCutchen LLP
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. MTGE S-11 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
BENBOW HOLDING INC. S-1 How2gopublic.com
CHINA RECYCLING ENERGY CORP CREG S-3 Nasdaq McKenna Long & Aldridge LLP
CONESTOGA ENTERPRISES INC S-4 Kutak Rock LLP
CRYOLIFE INC CRY S-3 NYSE CryoLife, Inc.
DARA BIOSCIENCES, INC. DARA S-1 Nasdaq K&L Gates LLP
DUNE ENERGY INC DUNR S-1 OTC Andrews Kurth LLP
FORESTAR GROUP INC. FOR S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FUSE SCIENCE, INC. DROP S-1 Roetzel & Andress
GRANT PARK FUTURES FUND LIMITED PARTNERSHIP S-1 Dearborn Capital Management, L.L.C.
KINGOLD JEWELRY, INC. KGJI S-3 Nasdaq Reed Smith LLP
MARSHALL EDWARDS INC MSHL S-1 Nasdaq Morgan, Lewis & Bockius LLP
MERRILL LYNCH & CO., INC. MER S-3 NYSE McGuireWoods LLP
NEW GLOBAL ENERGY, INC. S-1 New Global Energy,  Inc.
NEWSUMMIT BIOPHARMA HOLDINGS LTD F-1 Simpson Thacher & Bartlett LLP
SANGAMO BIOSCIENCES INC SGMO S-3 Nasdaq Morgan, Lewis & Bockius LLP
UNIFIED GROCERS, INC. S-1 Sheppard, Mullin, Richter & Hampton LLP

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Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great day.

One response to “Last week’s IPOs & Transactions

  1. Outstanding post, you have pointed out some great details , I as well conceive this s a very good website.

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